Data / Form D filings / Sep 7
Form D filings, September 7, 2023: 91 companies raised $5.85 billion
91 operating companies filed a Form D on September 7, 2023, reporting $5.85 billion sold. Largest: NHIT: HIGH YIELD FULL DISCRETION TRUST ($3.05 billion), Carr Properties Partnership L.P. ($855.8 million), BDO USA, P.A. ($748.3 million). The median filing is $3 million, and 89 pooled investment funds also filed that day.
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- 91Form D filings
- $5.85 billionreported sold
- $3 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 10, FL 10, NC 10, WA 4. By industry: Other Technology 17, Other 13, Commercial 11, Biotechnology 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: HIGH YIELD FULL DISCRETION TRUST (amended) | Investing | Boston | MA | $3,049,456,940 | Indefinite | 78 | Sep 7 | sec.gov |
| Carr Properties Partnership L.P. (amended) | REITS and Finance | Washington | DC | $855,821,914 | Indefinite | 16 | Sep 7 | sec.gov |
| BDO USA, P.A. | Business Services | Chicago | IL | $748,304,196 | $748,304,196 | 112 | Sep 7 | sec.gov |
| Carr Properties Holdings L.P. (amended) | REITS and Finance | Washington | DC | $692,354,000 | Indefinite | 12 | Sep 7 | sec.gov |
| NHIT: Global Emerging Markets Equity Trust (amended) | Investing | Boston | MA | $88,210,908 | Indefinite | 5 | Sep 7 | sec.gov |
| Demeter Investment Holding | Investing | Grand Cayman | $43,500,000 | $1,500,000,000 | 8 | Sep 7 | sec.gov | |
| Tentarix Biotherapeutics, LP | Biotechnology | San Diego | CA | $34,999,997 | $34,999,997 | 5 | Sep 7 | sec.gov |
| PNC NMTC Fund 5, LLC | Other Real Estate | Portland | OR | $30,652,189 | $30,652,189 | 2 | Sep 7 | sec.gov |
| Tidal Vision Products, Inc. (amended) | Other Technology | Bellingham | WA | $22,170,000 | $25,000,000 | 24 | Sep 7 | sec.gov |
| Oak Fund VI, LLC (amended) | Commercial | Augusta | GA | $21,520,000 | $50,000,000 | 69 | Sep 7 | sec.gov |
| DPEG BTR Anserra, LP | Commercial | Stafford | TX | $18,500,000 | $26,950,000 | 169 | Sep 7 | sec.gov |
| TF Michigan 4 Holdings LLC (amended) | Other Real Estate | Winter Park | FL | $16,000,000 | $20,000,000 | 73 | Sep 7 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $15,753,596 | $39,365,399 | 26 | Sep 7 | sec.gov |
| Catalyst OrthoScience Inc | Other | Naples | FL | $15,369,766 | $15,369,766 | 81 | Sep 7 | sec.gov |
| Erthos Inc. | Other Energy | Tempe | AZ | $15,000,000 | $26,000,000 | 1 | Sep 7 | sec.gov |
| INTRINSIC EDGE DIGITAL INFRASTRUCTURE FUND, L.P. (amended) | Other | Chicago | IL | $14,525,000 | Indefinite | 32 | Sep 7 | sec.gov |
| Wild Things Snacks, Inc. (amended) | Other | Seattle | WA | $13,668,104 | $14,928,089 | 76 | Sep 7 | sec.gov |
| Digs Space, Inc. | Other Technology | Vancouver | WA | $13,373,162 | $13,623,162 | 13 | Sep 7 | sec.gov |
| MARXENT LABS, LLC (amended) | Other Technology | Tampa | FL | $9,257,614 | $9,257,614 | 3 | Sep 7 | sec.gov |
| Taylor 973 Investors LP (amended) | Residential | Houston | TX | $8,745,000 | $8,745,000 | 51 | Sep 7 | sec.gov |
| Empirical Spine, Inc. | Other Health Care | Woodside | CA | $8,349,337 | $10,349,337 | 39 | Sep 7 | sec.gov |
| Oradell Infinite Prosperity LLC | Residential | Irving | TX | $8,093,877 | $18,500,000 | 54 | Sep 7 | sec.gov |
| Peacock Investments Offering 7, LLC (amended) | Commercial | Fremont | CA | $5,881,000 | $6,000,000 | 0 | Sep 7 | sec.gov |
| BioFlyte, Inc. | Other Technology | Albuquerque | NM | $5,400,000 | $7,000,000 | 6 | Sep 7 | sec.gov |
| Quantum Fund LLC | Other Real Estate | Austin | TX | $5,150,000 | $6,000,000 | 65 | Sep 7 | sec.gov |
| SunCap Commercial Real Estate Income Fund, L.P. | Commercial | Fort Lauderdale | FL | $5,130,000 | Indefinite | 59 | Sep 7 | sec.gov |
| LivAway MNG Investors, LLC | Other Real Estate | Solana Beach | CA | $5,000,050 | $6,221,500 | 45 | Sep 7 | sec.gov |
| SeeDevice Inc. | Other Technology | Orange | CA | $4,845,960 | $4,845,960 | 4 | Sep 7 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Tampa | FL | $4,605,100 | $4,605,100 | 49 | Sep 7 | sec.gov |
| Kiwi Financial LLC | Other Banking and Financial Services | San Juan | PR | $4,588,932 | $4,588,932 | 14 | Sep 7 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Tampa | FL | $4,537,476 | $4,537,476 | 92 | Sep 7 | sec.gov |
| Womack Employee Holdings, LLC (amended) | Other | Denver | CO | $4,535,000 | $4,535,000 | 48 | Sep 7 | sec.gov |
| FOSSA, Inc. | Other Technology | San Francisco | CA | $4,499,979 | $5,000,003 | 9 | Sep 7 | sec.gov |
| Genesis Tech Fund, LLC | Other Technology | Prosper | TX | $4,271,000 | $4,320,000 | 52 | Sep 7 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Tampa | FL | $3,871,805 | $3,871,805 | 85 | Sep 7 | sec.gov |
| Jellatech, Inc. | Biotechnology | Raleigh | NC | $3,500,000 | $3,500,000 | 8 | Sep 7 | sec.gov |
| Meridian Investments II, LLC\MT | Commercial | Great Falls | MT | $3,049,652 | $6,231,000 | 4 | Sep 7 | sec.gov |
| Greenleaf Investment Partners L108, LLC | Commercial | Norcross | GA | $3,034,000 | $3,084,000 | 25 | Sep 7 | sec.gov |
| ABL BIO USA, Inc. | Biotechnology | Palo Alto | CA | $2,999,900 | $2,999,900 | 1 | Sep 7 | sec.gov |
| Post CI 2, LLC | Investing | Los Angeles | CA | $2,785,000 | $2,785,000 | 25 | Sep 7 | sec.gov |
| M&H Multifamily PE Fund LLC | Residential | Johnstown | OH | $2,500,000 | $9,950,000 | 10 | Sep 7 | sec.gov |
| MNG KK 206, LLC | Other Real Estate | Solana Beach | CA | $2,425,000 | $3,074,640 | 19 | Sep 7 | sec.gov |
| MNG KK 306, LLC | Other Real Estate | Solana Beach | CA | $2,045,000 | $2,218,134 | 16 | Sep 7 | sec.gov |
| Mullan Road Partners, LLC (amended) | Residential | Jackson Hole | WY | $1,822,500 | $3,000,000 | 59 | Sep 7 | sec.gov |
| Ophidion Inc. | Pharmaceuticals | Bethlehem | PA | $1,606,754 | $1,606,754 | 8 | Sep 7 | sec.gov |
| CA AFFORDABLE HOUSING III, LP | Residential | Detroit | MI | $1,550,000 | $10,000,000 | 7 | Sep 7 | sec.gov |
| TAG-Comstock, LLC | Commercial | Winter Park | FL | $1,450,000 | $1,450,000 | 16 | Sep 7 | sec.gov |
| Lucendi, Inc. | Other Technology | Los Angeles | CA | $1,000,000 | $1,000,000 | 1 | Sep 7 | sec.gov |
| Athlete Enterprise Inc. | Other Technology | White River Junction | VT | $1,000,000 | $3,000,000 | 1 | Sep 7 | sec.gov |
| Jellatech, Inc. | Biotechnology | Raleigh | NC | $975,000 | $975,000 | 4 | Sep 7 | sec.gov |
| Phoenix Capital Group Holdings, LLC | Oil and Gas | Denver | CO | $951,000 | $750,000,000 | 6 | Sep 7 | sec.gov |
| Jellatech, Inc. | Biotechnology | Raleigh | NC | $926,000 | $926,000 | 5 | Sep 7 | sec.gov |
| Star Glide DFW Rentals, LLC | Residential | Irving | TX | $882,000 | $1,440,000 | 15 | Sep 7 | sec.gov |
| Appion Solutions, Inc. | Other Technology | Racine | WI | $745,050 | $1,000,000 | 23 | Sep 7 | sec.gov |
| Jellatech, Inc. | Biotechnology | Raleigh | NC | $725,000 | $725,000 | 2 | Sep 7 | sec.gov |
| Consolidated Resource Imaging LLC | Other Technology | Grand Rapids | MI | $625,625 | $625,625 | 5 | Sep 7 | sec.gov |
| Pershing Ventures | Other | Cheyenne | WY | $600,006 | $600,006 | 1 | Sep 7 | sec.gov |
| Centaur Bio Inc. (amended) | Pharmaceuticals | Charlotte | NC | $500,000 | $500,000 | 5 | Sep 7 | sec.gov |
| Zena Therapeutics Inc. | Pharmaceuticals | Princeton | NJ | $500,000 | $500,000 | 1 | Sep 7 | sec.gov |
| Gaingels Healthcare I LLC | Other | Burlington | VT | $468,750 | $468,750 | 35 | Sep 7 | sec.gov |
| ProtoKinetix, Inc. (amended) | Other | Dalton | OH | $429,000 | $500,000 | 8 | Sep 7 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $374,359 | Indefinite | 24 | Sep 7 | sec.gov |
| O/D Vision, Inc. | Other Health Care | Sanibel | FL | $301,550 | $301,550 | 34 | Sep 7 | sec.gov |
| Hatchet Brewing Co LLC | Manufacturing | Southern Pines | NC | $300,000 | $600,000 | 4 | Sep 7 | sec.gov |
| Core Ally, LLC | Other | Arvada | CO | $300,000 | $300,000 | 1 | Sep 7 | sec.gov |
| Instacash Inc. (amended) | Other Technology | Charlotte | NC | $264,415 | $500,000 | 46 | Sep 7 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $251,451 | Indefinite | 58 | Sep 7 | sec.gov |
| GoMeat Services Inc. | Other Technology | Wilmington | DE | $250,000 | $280,000 | 2 | Sep 7 | sec.gov |
| Lion Rock Resources Inc. | Other | Vancouver | $221,370 | $221,370 | 3 | Sep 7 | sec.gov | |
| Jellatech, Inc. | Biotechnology | Raleigh | NC | $165,000 | $3,000,000 | 4 | Sep 7 | sec.gov |
| Jellatech, Inc. | Biotechnology | Raleigh | NC | $100,000 | $100,000 | 1 | Sep 7 | sec.gov |
| Jellatech, Inc. | Biotechnology | Raleigh | NC | $75,000 | $75,000 | 1 | Sep 7 | sec.gov |
| Ahimsa LLC | Other | Indianapolis | IN | $41,000 | $123,000 | 1 | Sep 7 | sec.gov |
| Kuya Silver Corp./BC | Other | Garibaldi Highlands | $8,000 | $15,400 | 1 | Sep 7 | sec.gov | |
| Habits Inc. | Other Technology | Indianapolis | IN | $5,000 | $650,000 | 1 | Sep 7 | sec.gov |
| ARUKA BIO, INC. | Other Health Care | Princeton | NJ | $4,000 | $5,500,000 | 1 | Sep 7 | sec.gov |
| Decentral Holding Corp (amended) | Other Technology | Troy | OH | $10 | $2,700,000 | 1 | Sep 7 | sec.gov |
| NEXTGEN 23 PARTNERS, LLC | Commercial | Seattle | WA | $0 | $15,000,000 | 0 | Sep 7 | sec.gov |
| Freedom Allen Hockey LLC | Other | Dallas | TX | $0 | $1,000,000 | 0 | Sep 7 | sec.gov |
| Olentangy Ownership, LLC | Other | Salt Lake City | UT | $0 | $2,400,000 | 0 | Sep 7 | sec.gov |
| Equita Capital Partners LLC | Other Banking and Financial Services | Dallas | TX | $0 | $10,000,000 | 0 | Sep 7 | sec.gov |
| KC Energy Fund 2, LP | Commercial | Kansas City | MO | $0 | $2,500,000 | 0 | Sep 7 | sec.gov |
| Spire Fund I LP | Residential | Oklahoma City | OK | $0 | $15,000,000 | 0 | Sep 7 | sec.gov |
| Investcorp Employee Co-Investment Incentive Limited Partnership | Other Banking and Financial Services | Grand Cayman | $0 | Indefinite | 0 | Sep 7 | sec.gov | |
| DJG Capital Pecan Grove LLC | Commercial | Houston | TX | $0 | $740,000 | 0 | Sep 7 | sec.gov |
| Golden Gate Mortgage Fund, LLC | Residential | San Rafael | CA | $0 | $25,000,000 | 0 | Sep 7 | sec.gov |
| Hew-Tex/Omega SWD LLC (amended) | Oil and Gas | Houston | TX | $0 | $1,293,750 | 0 | Sep 7 | sec.gov |
| Investcorp US Real Estate Employee Co-Investment Incentive, L.P. | Commercial | New York | NY | $0 | Indefinite | 0 | Sep 7 | sec.gov |
| SnippetSentry, LLC | Other Technology | Sebastopol | CA | $0 | $527,500 | 0 | Sep 7 | sec.gov |
| Magnetic Media Holdings, Inc | Other Technology | New York | NY | $0 | $1,000,000 | 0 | Sep 7 | sec.gov |
| NDL Fund 1 LLC | REITS and Finance | Aventura | FL | $0 | $20,000,000 | 0 | Sep 7 | sec.gov |
September 8, 2023 · September 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.