Data / Form D filings / Sep 5
Form D filings, September 5, 2023: 71 companies raised $436 million
71 operating companies filed a Form D on September 5, 2023, reporting $436 million sold. Largest: Korea Credit Data Co., Ltd. ($75.5 million), JLLX Ardenwood II, DST ($50.4 million), Engage3 Holdings, Inc. ($40 million). The median filing is $1.2 million, and 74 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 71Form D filings
- $436 millionreported sold
- $1.2 millionmedian amount sold
- CAmost filings (10)
Most filings by state: CA 10, NY 8, AZ 8, FL 5, NC 5. By industry: Other 17, Other Technology 13, Residential 10, Commercial 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Korea Credit Data Co., Ltd. | Business Services | Seoul | $75,472,310 | $75,472,310 | 2 | Sep 5 | sec.gov | |
| JLLX Ardenwood II, DST (amended) | Other Real Estate | Chicago | IL | $50,351,342 | $56,724,512 | 81 | Sep 5 | sec.gov |
| Engage3 Holdings, Inc. (amended) | Other Technology | Davis | CA | $40,000,000 | $42,000,000 | 5 | Sep 5 | sec.gov |
| American Aerogel Corp | Other | Rochester | NY | $39,919,589 | $47,919,589 | 19 | Sep 5 | sec.gov |
| JLLX Ardenwood I, DST (amended) | Other Real Estate | Chicago | IL | $29,119,601 | $32,754,881 | 81 | Sep 5 | sec.gov |
| Ceres Imaging, Inc. | Other | Oakland | CA | $25,336,385 | $25,342,312 | 27 | Sep 5 | sec.gov |
| Community.com, Inc. | Other Technology | Santa Monica | CA | $24,999,995 | $25,000,000 | 48 | Sep 5 | sec.gov |
| USLE Holdings, LLC | Other | Latham | NY | $15,665,911 | $15,665,911 | 6 | Sep 5 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $13,803,746 | $13,803,746 | 86 | Sep 5 | sec.gov |
| KRIV Holdings, L.P. | Business Services | Mount Kisco | NY | $12,196,849 | $12,196,849 | 98 | Sep 5 | sec.gov |
| JLLX Louisville Logistics Center, DST (amended) | Other Real Estate | Chicago | IL | $12,105,318 | $88,172,058 | 8 | Sep 5 | sec.gov |
| Pivot Holdings III LLC | Investing | New York | NY | $12,000,000 | $12,000,000 | 71 | Sep 5 | sec.gov |
| Tomato AI, Inc. | Other Technology | Danville | CA | $9,999,993 | $9,999,993 | 22 | Sep 5 | sec.gov |
| Wallarm, Inc. | Other Technology | San Francisco | CA | $9,159,126 | $18,036,648 | 2 | Sep 5 | sec.gov |
| SCA Sam Houston Hotel, LP | Commercial | Austin | TX | $9,000,000 | $9,000,000 | 63 | Sep 5 | sec.gov |
| Opt Health, Inc. | Other | San Francisco | CA | $6,880,982 | $7,130,989 | 54 | Sep 5 | sec.gov |
| Ambrus Medici Fund L.P. (amended) | Other | Tampa | FL | $6,700,000 | Indefinite | 4 | Sep 5 | sec.gov |
| Aarki, Inc. | Other Technology | San Francisco | CA | $5,000,000 | $5,000,000 | 1 | Sep 5 | sec.gov |
| Foundry Southeast GP Portfolio, LLC | Commercial | Orlando | FL | $2,987,000 | $3,000,000 | 61 | Sep 5 | sec.gov |
| Mighty Seawall Inc. | Other | Miami | FL | $2,916,000 | $5,916,000 | 14 | Sep 5 | sec.gov |
| MCM - WAGS III, LLC (amended) | Commercial | Charlotte | NC | $2,750,000 | $2,750,000 | 0 | Sep 5 | sec.gov |
| Harmony Games Inc. | Other | Matthews | NC | $2,699,999 | $2,999,999 | 2 | Sep 5 | sec.gov |
| IPG Monica Partners, LLC (amended) | Commercial | Newport Beach | CA | $2,465,000 | $3,500,000 | 23 | Sep 5 | sec.gov |
| VLF Holdings LP (amended) | Agriculture | New York | NY | $2,214,183 | Indefinite | 13 | Sep 5 | sec.gov |
| Rugged Road, LLC (amended) | Manufacturing | Duluth | GA | $1,775,000 | $2,859,000 | 14 | Sep 5 | sec.gov |
| Rugged Road, LLC (amended) | Manufacturing | Duluth | GA | $1,775,000 | $2,859,000 | 14 | Sep 5 | sec.gov |
| Writerly Technology, Inc. (amended) | Other Technology | Nashville | TN | $1,640,000 | $2,250,000 | 19 | Sep 5 | sec.gov |
| Revere Resources Holdings IV, LLC | Oil and Gas | Houston | TX | $1,538,500 | $15,385,000 | 26 | Sep 5 | sec.gov |
| POLK PARTNERS FIBER, LLC | Other Technology | Des Moines | IA | $1,520,000 | $2,300,000 | 10 | Sep 5 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $1,300,000 | $1,300,000 | 4 | Sep 5 | sec.gov |
| Summer Hawk Optics, Inc. | Manufacturing | Buda | TX | $1,211,572 | $1,336,762 | 13 | Sep 5 | sec.gov |
| HOLO Footwear, Inc. | Other | Grand Rapids | MI | $1,100,000 | $2,000,000 | 3 | Sep 5 | sec.gov |
| NIOCORP DEVELOPMENTS LTD | Other | Centennial | CO | $1,000,000 | $1,000,000 | 1 | Sep 5 | sec.gov |
| Summit Coffee Charleston, LLC | Restaurants | Landrum | SC | $900,000 | $900,000 | 13 | Sep 5 | sec.gov |
| WWC LXV US, LP | Residential | Phoenix | AZ | $740,466 | $4,805,000 | 37 | Sep 5 | sec.gov |
| Silos Mankato LLC | Commercial | Minneapolis | MN | $625,000 | $625,000 | 3 | Sep 5 | sec.gov |
| WWC LXIX US, LP | Residential | Phoenix | AZ | $591,773 | $1,970,000 | 101 | Sep 5 | sec.gov |
| SCG 125 S 300 E SLCUT, LLC | Residential | Idaho Falls | ID | $555,000 | $5,000,000 | 10 | Sep 5 | sec.gov |
| Sholder, Inc. | Other | Boulder | CO | $533,000 | $1,000,000 | 10 | Sep 5 | sec.gov |
| Thrive Health Holdings, Inc. | Other Health Care | Wilmington | DE | $500,000 | $500,000 | 1 | Sep 5 | sec.gov |
| PFM Solutions, LLC | Other Technology | Minnetonka | MN | $500,000 | $500,000 | 1 | Sep 5 | sec.gov |
| WWC LXVIII US, LP | Residential | Phoenix | AZ | $499,386 | $1,600,000 | 75 | Sep 5 | sec.gov |
| Reporting Xpress, Inc. (amended) | Other Technology | Cayce | SC | $475,000 | $1,000,000 | 4 | Sep 5 | sec.gov |
| WWC LXVI US, LP | Residential | Phoenix | AZ | $468,919 | $1,705,000 | 40 | Sep 5 | sec.gov |
| Quasar Markets Inc. | Other Technology | Wesley Chapel | FL | $385,000 | $500,000 | 12 | Sep 5 | sec.gov |
| Flewber Global Inc. | Airlines and Airports | New York | NY | $355,000 | $750,000 | 6 | Sep 5 | sec.gov |
| WWC XLIII US, LP | Residential | Phoenix | AZ | $353,635 | $2,015,000 | 11 | Sep 5 | sec.gov |
| KMX Technologies, LLC (amended) | Other | Sharon | CT | $350,000 | $350,000 | 1 | Sep 5 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $348,302 | $348,302 | 4 | Sep 5 | sec.gov |
| Digit Technologies Inc. | Other Technology | Rocky Face | GA | $308,146 | $308,146 | 6 | Sep 5 | sec.gov |
| WWC L US, LP | Residential | Phoenix | AZ | $269,122 | $1,390,000 | 22 | Sep 5 | sec.gov |
| Flewber Global Inc. | Airlines and Airports | New York | NY | $190,000 | $450,000 | 4 | Sep 5 | sec.gov |
| Zeal Imaging Group, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 7 | Sep 5 | sec.gov |
| Pike Therapeutics Inc. | Other Technology | Vancouver | $100,000 | $100,000 | 2 | Sep 5 | sec.gov | |
| Protospheric Products, Inc. | Other Health Care | Clearwater | FL | $75,000 | $75,000 | 4 | Sep 5 | sec.gov |
| Hannan Metals Ltd. | Other | Vancouver | $50,744 | $101,489 | 1 | Sep 5 | sec.gov | |
| ZC Institute, Inc. | Other Energy | Fayetteville | GA | $50,000 | Indefinite | 1 | Sep 5 | sec.gov |
| Queen Spirits, LLC | Other | Raleigh | NC | $50,000 | $1,000,000 | 2 | Sep 5 | sec.gov |
| PAIDIA ESPORTS INC. | Other | Vancouver | $36,748 | $36,748 | 1 | Sep 5 | sec.gov | |
| Suckerpunch LLC | Other | Portland | OR | $25,000 | $25,000 | 1 | Sep 5 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,002 | Indefinite | 1 | Sep 5 | sec.gov |
| MCG South End Investors, LLC | Residential | Charlotte | NC | $0 | $25,000,000 | 0 | Sep 5 | sec.gov |
| Madison Weaverville Investors, LLC | Residential | Charlotte | NC | $0 | $11,357,000 | 0 | Sep 5 | sec.gov |
| OPPORTUNITY RESTAURANT GROUP LLC | Restaurants | New York | NY | $0 | $26,000,000 | 0 | Sep 5 | sec.gov |
| COCHRAN CAPITAL FUND, LLC (amended) | Other Real Estate | Spokane | WA | $0 | $20,000,000 | 0 | Sep 5 | sec.gov |
| COCHRAN CAPITAL FUND, LLC | Other Real Estate | Spokane | WA | $0 | $10,000,000 | 0 | Sep 5 | sec.gov |
| FrameTec Bravo LLC | Other | Phoenix | AZ | $0 | $92,600,000 | 0 | Sep 5 | sec.gov |
| SUKAD Project Portfolio Management Solutions, Corp | Other Technology | Houston | TX | $0 | $3,000,000 | 0 | Sep 5 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $0 | Indefinite | 0 | Sep 5 | sec.gov |
| Tiny Communities Fund, LLC | Residential | Marietta | PA | $0 | $25,000,000 | 0 | Sep 5 | sec.gov |
| LEGENCE PARENT LLC | Other Energy | San Jose | CA | $0 | Indefinite | 1 | Sep 5 | sec.gov |
September 6, 2023 · September 1, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.