Data / Form D filings / Sep 1
Form D filings, September 1, 2023: 65 companies raised $1.52 billion
65 operating companies filed a Form D on September 1, 2023, reporting $1.52 billion sold. Largest: BAILARD REAL ESTATE INVESTMENT TRUST, INC ($438.4 million), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($417 million), Chroma Medicine, Inc. ($135 million). The median filing is $2 million, and 91 pooled investment funds also filed that day.
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- 65Form D filings
- $1.52 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, WA 5, CO 4, VA 4, TX 3. By industry: Other 15, Other Technology 13, Other Real Estate 8, Residential 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| BAILARD REAL ESTATE INVESTMENT TRUST, INC | REITS and Finance | Foster City | CA | $438,387,302 | Indefinite | 782 | Sep 1 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $417,004,396 | $500,000,000 | 717 | Sep 1 | sec.gov |
| Chroma Medicine, Inc. (amended) | Biotechnology | Boston | MA | $135,000,000 | $135,000,000 | 21 | Sep 1 | sec.gov |
| Rakuten Medical, Inc. | Biotechnology | San Diego | CA | $104,816,348 | $123,689,146 | 15 | Sep 1 | sec.gov |
| Truepill, Inc. | Other Health Care | Hayward | CA | $66,179,603 | $107,000,000 | 14 | Sep 1 | sec.gov |
| Empire Village at Cottonwood Creek & Golden Triangle, LLC (amended) | Residential | Scottsdale | AZ | $59,493,945 | $80,000,000 | 964 | Sep 1 | sec.gov |
| Coinbase Credit, Inc. | Other Banking and Financial Services | New York | NY | $57,000,000 | Indefinite | 5 | Sep 1 | sec.gov |
| Syntiant Corp. (amended) | Other Technology | Irvine | CA | $56,372,257 | $70,000,000 | 37 | Sep 1 | sec.gov |
| Empire Village at Bronco Trail, LLC (amended) | Residential | Scottsdale | AZ | $41,556,825 | $50,000,000 | 596 | Sep 1 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $30,938,917 | $145,000,000 | 190 | Sep 1 | sec.gov |
| Medallion Arts Inc. | Other Technology | New York | NY | $21,464,892 | $24,164,900 | 51 | Sep 1 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $13,917,030 | $13,917,030 | 1 | Sep 1 | sec.gov |
| Vesta Hospitality Fund II, LLC (amended) | Other Real Estate | Vancouver | WA | $10,490,000 | $50,000,000 | 47 | Sep 1 | sec.gov |
| EarthWay Holdings, LLC | Other | Indianapolis | IN | $6,950,000 | $6,950,000 | 49 | Sep 1 | sec.gov |
| Ventures 7000, Inc. (amended) | Business Services | Tulsa | OK | $5,231,660 | $25,000,000 | 14 | Sep 1 | sec.gov |
| Nexii Building Solutions Inc. | Other Real Estate | Vancouver | $4,999,999 | $9,999,998 | 1 | Sep 1 | sec.gov | |
| BarberWind Turbines, LLC (amended) | Other Energy | Greenville | SC | $3,496,875 | $3,496,875 | 1 | Sep 1 | sec.gov |
| MVMT Labs, Inc. | Other Technology | Middletown | DE | $3,416,750 | Indefinite | 43 | Sep 1 | sec.gov |
| Enhanced Compliance Solutions, Inc. | Other Technology | Nashville | TN | $3,199,998 | $3,199,998 | 27 | Sep 1 | sec.gov |
| GATORCLEANSE LLC | Other | Cleveland | OH | $3,000,000 | $4,000,000 | 26 | Sep 1 | sec.gov |
| ELEMENTUM 3D, INC. | Other Technology | Erie | CO | $2,999,995 | Indefinite | 1 | Sep 1 | sec.gov |
| Bothell Opportunity Fund, LLC | REITS and Finance | Issaquah | WA | $2,500,000 | $7,200,000 | 9 | Sep 1 | sec.gov |
| BG286 HOLDINGS, LLC | Residential | Pittsburgh | PA | $2,350,000 | $2,650,000 | 28 | Sep 1 | sec.gov |
| Pathfinder Spirit Inc (amended) | Manufacturing | Seattle | WA | $2,293,476 | Indefinite | 4 | Sep 1 | sec.gov |
| Geminii, Inc. | Biotechnology | Iowa City | IA | $2,099,999 | $3,014,998 | 2 | Sep 1 | sec.gov |
| Clearjet Inc. | Business Services | Austin | TX | $2,000,000 | $2,250,000 | 3 | Sep 1 | sec.gov |
| Bench IQ, Inc. | Other Technology | Toronto | $1,640,997 | $1,640,997 | 11 | Sep 1 | sec.gov | |
| Salvation Nutraceuticals Inc. | Manufacturing | Sandy | UT | $1,551,532 | $1,551,532 | 35 | Sep 1 | sec.gov |
| Langsafe Inc. | Other | Sunnyvale | CA | $1,500,000 | $2,500,000 | 1 | Sep 1 | sec.gov |
| Applied Impact Robotics Inc. (amended) | Other Technology | Ashburn | VA | $1,500,000 | $1,850,000 | 4 | Sep 1 | sec.gov |
| New Rising Sun, SPC | Other | Seattle | WA | $1,499,963 | $3,999,900 | 1 | Sep 1 | sec.gov |
| Rizing Tides, Inc. | Other | Richmond | VA | $1,430,027 | $5,000,005 | 15 | Sep 1 | sec.gov |
| Flexxbotics, Inc. | Other Technology | Boston | MA | $1,164,627 | $1,500,000 | 31 | Sep 1 | sec.gov |
| VerifyMe, Inc. | Other | Lake Mary | FL | $1,100,000 | $1,500,000 | 10 | Sep 1 | sec.gov |
| College Contact, Inc. | Other | Austin | TX | $1,025,000 | $1,025,000 | 7 | Sep 1 | sec.gov |
| Delta Development Team Inc | Other Technology | Tucson | AZ | $960,000 | $1,600,000 | 5 | Sep 1 | sec.gov |
| New Albany Business Park LLC | Commercial | New Albany Business Park | OH | $900,000 | $2,000,000 | 2 | Sep 1 | sec.gov |
| CARLYLE COMMODITIES CORP. | Other | Vancouver | $870,754 | $870,754 | 49 | Sep 1 | sec.gov | |
| OHP Technologies Inc. | Other Technology | Pittsburgh | PA | $650,000 | $1,500,000 | 3 | Sep 1 | sec.gov |
| Seven Seas Capital Partners, LLC | Other | Atlanta | GA | $600,000 | $600,000 | 13 | Sep 1 | sec.gov |
| SCP Development High-Yield Fund, LLC | REITS and Finance | Wilmington | NC | $550,000 | $2,000,000 | 2 | Sep 1 | sec.gov |
| LUCERNO DYNAMICS, LLC | Other Health Care | Cary | NC | $472,745 | $2,000,000 | 18 | Sep 1 | sec.gov |
| BlackRidge Stallions I LP | Agriculture | Lexington | KY | $325,000 | $1,500,000 | 5 | Sep 1 | sec.gov |
| Penrhos Bio Ltd | Other Technology | London | $281,860 | Indefinite | 2 | Sep 1 | sec.gov | |
| Bonfire Union Place Apartments LLC | Commercial | Denver | CO | $137,500 | Indefinite | 39 | Sep 1 | sec.gov |
| Paterna BioSciences HoldCo Inc. | Biotechnology | Salt Lake City | UT | $125,000 | $2,000,000 | 2 | Sep 1 | sec.gov |
| SWOL TECHNOLOGIES, INC. | Other Technology | Seattle | WA | $115,000 | $500,000 | 2 | Sep 1 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $100,000 | $145,000,000 | 2 | Sep 1 | sec.gov |
| Summer Street ASC, LLC | Other Health Care | Stamford | CT | $44,000 | $177,845 | 1 | Sep 1 | sec.gov |
| Magic Sheet Music, Inc. | Other Technology | Akron | OH | $25,000 | $250,000 | 1 | Sep 1 | sec.gov |
| Tradewinds Title Investors I, LLC | Insurance | Pensacola | FL | $2,200 | $450,000 | 2 | Sep 1 | sec.gov |
| Revitate Cherry Tree Fund II, LP | Residential | Newport Beach | CA | $0 | $150,000,000 | 0 | Sep 1 | sec.gov |
| 2701 Bellfort, LP | Other | San Antonio | TX | $0 | $16,000,000 | 0 | Sep 1 | sec.gov |
| CCRC MALIBU CONDOS LLC | Residential | Greenwood Vlg | CO | $0 | $9,280,000 | 0 | Sep 1 | sec.gov |
| Treint Investment Inc. | Other Health Care | Almaty | $0 | $20,085,000 | 0 | Sep 1 | sec.gov | |
| FCI International REIT, LLC | Commercial | Anaheim Hills | CA | $0 | $1,250,000,000 | 0 | Sep 1 | sec.gov |
| Tripiamo Inc. | Tourism and Travel Services | Brooklyn | NY | $0 | $1,000,000 | 0 | Sep 1 | sec.gov |
| PNC NMTC Fund 4, LLC | Other Real Estate | Portland | OR | $0 | $61,240,607 | 2 | Sep 1 | sec.gov |
| Incommercial BTS GP I LP | Other Real Estate | Chicago | IL | $0 | $50,000,000 | 0 | Sep 1 | sec.gov |
| Genesis Real Estate Fund, 2023, LLC | Other Real Estate | Kansas City | MO | $0 | $35,000,000 | 0 | Sep 1 | sec.gov |
| Gigaland Fund 1 LLC (amended) | Other | Sterling | VA | $0 | $7,000,000 | 0 | Sep 1 | sec.gov |
| Standard Broadcast LLC | Other | Denver | CO | $0 | $2,250,000 | 0 | Sep 1 | sec.gov |
| Ash & Elm Cider Company, LLC | Other | Indianapolis | IN | $0 | $250,000 | 0 | Sep 1 | sec.gov |
| WORLD TREE TECHNOLOGIES INC | Other | Reno | NV | $0 | $4,000,000 | 0 | Sep 1 | sec.gov |
| Champions League of American Wrestling, LLC | Other | Ashburn | VA | $0 | $2,000,000 | 0 | Sep 1 | sec.gov |
September 5, 2023 · August 31, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.