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Data / Form D filings / Week of Aug 28

Form D filings, week of August 28, 2023: 353 companies raised $4.84 billion

353 operating companies filed a Form D in the week of August 28, 2023, reporting $4.84 billion sold. Largest: Blue Owl Real Estate Net Lease Trust ($1.57 billion), BAILARD REAL ESTATE INVESTMENT TRUST, INC ($438.4 million), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($417 million). The median filing is $2 million, and 512 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 353Form D filings
  • $4.84 billionreported sold
  • $2 millionmedian amount sold
  • CAmost filings (43)

Most filings by state: CA 43, TX 35, NY 35, FL 18, CO 16. By industry: Other 76, Other Technology 71, Commercial 37, Other Real Estate 30.

By day: Aug 28 (79), Aug 29 (61), Aug 30 (69), Aug 31 (79), Sep 1 (65).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Blue Owl Real Estate Net Lease Trust (amended)REITS and FinanceChicagoIL$1,567,268,102Indefinite7982Aug 31sec.gov
BAILARD REAL ESTATE INVESTMENT TRUST, INCREITS and FinanceFoster CityCA$438,387,302Indefinite782Sep 1sec.gov
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)Other Real EstateEl SegundoCA$417,004,396$500,000,000717Sep 1sec.gov
Inhibrx, Inc.BiotechnologyLa JollaCA$200,000,633$200,000,6335Aug 31sec.gov
Chroma Medicine, Inc. (amended)BiotechnologyBostonMA$135,000,000$135,000,00021Sep 1sec.gov
Heights Management Holdco, LLC (amended)OtherNew YorkNY$122,219,577Indefinite79Aug 28sec.gov
Rakuten Medical, Inc.BiotechnologySan DiegoCA$104,816,348$123,689,14615Sep 1sec.gov
CivicPlus Holdings, LLC (amended)OtherManhattanKS$76,176,029Indefinite24Aug 28sec.gov
Truepill, Inc.Other Health CareHaywardCA$66,179,603$107,000,00014Sep 1sec.gov
Skye Bioscience, Inc.BiotechnologySan DiegoCA$62,254,435$62,254,43512Aug 29sec.gov
Blast Motion IncOther TechnologySan MarcosCA$60,000,000$60,000,0002Aug 31sec.gov
Empire Village at Cottonwood Creek & Golden Triangle, LLC (amended)ResidentialScottsdaleAZ$59,493,945$80,000,000964Sep 1sec.gov
Coinbase Credit, Inc.Other Banking and Financial ServicesNew YorkNY$57,000,000Indefinite5Sep 1sec.gov
Syntiant Corp. (amended)Other TechnologyIrvineCA$56,372,257$70,000,00037Sep 1sec.gov
Goodman Capital Liquid Credit Strategy Fund I LLC (amended)REITS and FinanceGreat NeckNY$53,600,000$53,600,000204Aug 28sec.gov
RCS - MEDT Facility, LLCCommercialLouisvilleCO$48,553,288$48,553,28839Aug 30sec.gov
Glydways, Inc.Other TechnologySouth San FranciscoCA$46,834,484$56,840,25029Aug 28sec.gov
CX Courts of Avalon, DST (amended)Other Real EstateTampaFL$42,832,225$48,815,934123Aug 31sec.gov
Empire Village at Bronco Trail, LLC (amended)ResidentialScottsdaleAZ$41,556,825$50,000,000596Sep 1sec.gov
SpyCloud, Inc.Other TechnologyAustinTX$34,999,998$34,999,9985Aug 28sec.gov
Humalytix Inc.OtherMansfieldGA$34,999,982$34,999,9828Aug 28sec.gov
Compass, Inc.ResidentialNew YorkNY$32,399,865$32,399,86565Aug 31sec.gov
KABR Real Estate Investment Partners VI QP, LLC (amended)Other Real EstateEnglewoodNJ$32,275,000Indefinite61Aug 30sec.gov
Bandier Holdings LLC (amended)RetailingNew YorkNY$31,996,482$64,996,4829Aug 28sec.gov
KABR Real Estate Investment Partners VI, LLC (amended)Other Real EstateEnglewoodNJ$31,525,000Indefinite13Aug 30sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)Other Real EstateEl SegundoCA$30,938,917$145,000,000190Sep 1sec.gov
Sortera Technologies, Inc. (amended)OtherMarkleIN$30,474,959$30,474,95911Aug 29sec.gov
ZALICO Variable Annuity Separate Account -- 2 (amended)InsuranceSchaumburgIL$30,149,775Indefinite1Aug 29sec.gov
Ashland Greene Value Add Fund VI LLCResidentialDallasTX$26,030,000$27,000,000235Aug 30sec.gov
Superluminal Medicines, Inc.BiotechnologyBostonMA$25,679,107$25,679,1077Aug 28sec.gov
Rise Creekside Partners, LLCResidentialScottsdaleAZ$23,849,149$24,847,528222Aug 28sec.gov
HIGHLIGHT INSIGHTS, INC. (amended)Other TechnologyNew YorkNY$22,604,716$22,604,71632Aug 30sec.gov
Druid AI USA Inc.Other TechnologyCambridgeMA$21,467,130$24,000,0007Aug 29sec.gov
Medallion Arts Inc.Other TechnologyNew YorkNY$21,464,892$24,164,90051Sep 1sec.gov
MIMG CCXXXI Minot 4 Master, LLCCommercialFranktownCO$19,348,000$38,850,000118Aug 28sec.gov
CRA Funding IX LLCOther Banking and Financial ServicesNew YorkNY$19,000,000Indefinite3Aug 30sec.gov
Milhaus QOZ Fund VII, LLCOther Real EstateIndianapolisIN$17,625,000$23,000,00039Aug 31sec.gov
Harbour Enterprises, Inc.Other TechnologySan FranciscoCA$17,233,597$17,233,5977Aug 28sec.gov
Synergy Bancshares, Inc.Other Banking and Financial ServicesHoumaLA$14,399,970$14,399,97088Aug 28sec.gov
Diversified Apartment Portfolio II Limited PartnershipCommercialSouthfieldMI$14,000,000$14,000,00078Aug 30sec.gov
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$13,917,030$13,917,0301Sep 1sec.gov
Highwood Asset Management Ltd.Oil and GasCalgary$13,573,827$13,573,8272Aug 28sec.gov
Newport Poplar, LLCResidentialCummingGA$13,450,000$13,450,000104Aug 29sec.gov
Enclave Whisper Ridge, LLCOther Real EstateWest FargoND$12,896,000$12,896,00050Aug 31sec.gov
Allora Health Inc.OtherNew YorkNY$12,000,000$12,000,0006Aug 31sec.gov
JACKSON ROSE VENTURE I, LLC (amended)OtherSeaside ParkNJ$11,865,000$100,000,00084Aug 30sec.gov
Coastal Enterprises, Inc. (amended)OtherBrunswickME$11,186,430$40,000,000160Aug 30sec.gov
Tech NH Acquisition Corp.OtherBeachwoodOH$11,100,000$11,100,00015Aug 29sec.gov
Vesta Hospitality Fund II, LLC (amended)Other Real EstateVancouverWA$10,490,000$50,000,00047Sep 1sec.gov
BFKW, LLC (amended)Other Health CareGrand RapidsMI$10,335,590$10,500,00040Aug 30sec.gov
Pinnacle Financial Services, LLC / CT (amended)Other Banking and Financial ServicesBloomfieldCT$10,150,000Indefinite12Aug 31sec.gov
Mnemonic, Inc.Other TechnologyRedwood CityCA$10,040,784$10,050,00120Aug 28sec.gov
Web3 Pro Inc.Other TechnologyPalo AltoCA$10,005,376$10,005,37623Aug 28sec.gov
Fidelis Capital Partners, LLCOther Banking and Financial ServicesTampaFL$10,000,000$10,000,0004Aug 30sec.gov
Spencer Health Solutions, Inc.Other TechnologyMorrisvilleNC$10,000,000$40,000,0006Aug 29sec.gov
Controlrooms.ai, Inc.OtherAustinTX$9,999,977$9,999,99918Aug 30sec.gov
HARVEST SENIOR HOUSING, LLCResidentialChillicotheOH$9,817,918$9,817,9181Aug 31sec.gov
Realm Living, Inc.OtherNew YorkNY$9,713,002$11,999,9996Aug 29sec.gov
Garden Grove Self Storage Partners, LLC (amended)CommercialScottsdaleAZ$9,681,000$14,500,00070Aug 28sec.gov
Ever Careers, Inc.Other TechnologyMenlo ParkCA$9,389,960$9,389,96020Aug 30sec.gov
Sortium, Inc. (amended)Other TechnologyMiamiFL$8,011,000$14,000,00011Aug 28sec.gov
BLX MWR Fund LLC (amended)Other Real EstateNew YorkNY$8,000,000$75,200,00010Aug 29sec.gov
New Urban Development Fund 2B, LLCCommercialPeachtree CornersGA$7,846,690$8,500,00024Aug 28sec.gov
Plaza at FM 121 Tioga LLCOther Real EstateMckinneyTX$7,675,000$8,000,00043Aug 30sec.gov
Rebalance Health, Inc.BiotechnologyBoulderCO$7,371,448$9,999,99839Aug 28sec.gov
Elevation Home Energy Solutions, Inc.Other EnergyChandlerAZ$7,200,000$20,000,0002Aug 31sec.gov
Taylor at Opelika, LLCCommercialMaconGA$7,000,000$7,000,00024Aug 29sec.gov
EarthWay Holdings, LLCOtherIndianapolisIN$6,950,000$6,950,00049Sep 1sec.gov
Ambrus Medici Fund L.P.OtherTampaFL$6,700,000Indefinite4Aug 28sec.gov
Cell Microsystems, Inc.BiotechnologyDurhamNC$6,500,000$13,000,6681Aug 28sec.gov
Talofa CorpComputersCupertinoCA$6,284,000$6,284,00017Aug 31sec.gov
Sigelock Systems, LLCManufacturingOceansideNY$6,109,785Indefinite61Aug 31sec.gov
iDonate Inc.Other TechnologyPlanoTX$6,074,992$8,999,9863Aug 29sec.gov
CLOVERLEAF HOLDINGS, LLCOther Real EstateBig SkyMT$6,050,000$7,550,00024Aug 31sec.gov
ConverSight.ai, Inc.Other TechnologyIndianapolisIN$6,030,483$6,030,48317Aug 29sec.gov
Sovos Co-Invest LP (amended)OtherWilmingtonMA$5,800,098$5,800,0982Aug 30sec.gov
IMH American Fork 1, LLCOther Real EstateCarlsbadCA$5,542,550$12,500,0003Aug 30sec.gov
RAY'S DELI & SUPPLIES INC.Other TechnologyJacksonWY$5,511,873$5,511,87313Aug 29sec.gov
Coram AI Inc.Other TechnologySunnyvaleCA$5,249,999$5,250,0004Aug 29sec.gov
Ventures 7000, Inc. (amended)Business ServicesTulsaOK$5,231,660$25,000,00014Sep 1sec.gov
Ruby Bio, Inc. (amended)OtherSan CarlosCA$5,138,717$6,500,00014Aug 31sec.gov
RVL Pharmaceuticals plcPharmaceuticalsBridgewaterNJ$5,000,000$5,000,0001Aug 31sec.gov
d'strict Holdings, Inc.OtherBellevueWA$5,000,000$5,000,0001Aug 30sec.gov
Anghami IncOther TechnologyAbu Dhabi$5,000,000$5,000,0001Aug 29sec.gov
Regenerative Medical Solutions, Inc.BiotechnologyMadisonWI$5,000,000Indefinite2Aug 28sec.gov
Nexii Building Solutions Inc.Other Real EstateVancouver$4,999,999$9,999,9981Sep 1sec.gov
Scoreplay Inc.OtherNew YorkNY$4,999,965$4,999,96531Aug 28sec.gov
MIMG CCXXX Hidden Tree, LLCCommercialFranktownCO$4,944,742$5,700,00080Aug 28sec.gov
Alexander Capital Ventures LLCOther Banking and Financial ServicesDelray BeachFL$4,868,298$4,868,29885Aug 28sec.gov
Encina Development Group, LLCBusiness ServicesThe WoodlandsTX$4,700,000$150,000,0001Aug 29sec.gov
NEMO Arms, Inc.ManufacturingCaldwellID$4,600,000$6,000,0002Aug 30sec.gov
Treads App, Inc.OtherPark CityUT$4,514,998$4,539,99824Aug 29sec.gov
Arcus Inc./NYOther TechnologyNew YorkNY$4,504,235$4,754,24011Aug 30sec.gov
Alexander Capital Ventures LLCOther Banking and Financial ServicesDelray BeachFL$4,488,650$4,488,65041Aug 28sec.gov
LIP Wellesley, LLCCommercialRaleighNC$4,450,000$4,450,00027Aug 28sec.gov
Alexander Capital Ventures LLCOther Banking and Financial ServicesDelray BeachFL$4,425,820$4,425,82092Aug 28sec.gov
Minnesota Medical Technologies CorpOther Health CareStewartvilleMN$4,381,399$4,500,00073Aug 28sec.gov
Synthetica Bio, Inc. (amended)BiotechnologyAnaheimCA$4,250,000$4,250,00016Aug 29sec.gov
Asteroid Partners, LLCInvestingNew YorkNY$4,182,584$5,200,00045Aug 29sec.gov
Tenovi Co.Other Health CareIrvineCA$4,182,455$4,182,4559Aug 30sec.gov
Psionic, LLCOther TechnologyHamptonVA$4,150,000$6,000,0003Aug 31sec.gov
MIMG The Plaza Lender, LLCCommercialFranktownCO$4,035,000$6,500,00047Aug 28sec.gov
VELOZBIO CoOther TechnologyMonterrey$4,000,000$4,000,0007Aug 31sec.gov
GROUNDFLOOR REAL ESTATE LLCOther Banking and Financial ServicesAtlantaGA$3,893,322$10,000,000374Aug 30sec.gov
Up Payments HoldingOther TechnologyGrand Cayman$3,840,000$4,000,0002Aug 29sec.gov
WEP-Restoration Class A Holdco II, LLCConstructionSanta MonicaCA$3,650,000$3,650,00011Aug 29sec.gov
ML Middlebrooke Apartments, LLCOther Real EstateEden PrairieMN$3,605,000$9,750,00049Aug 30sec.gov
Rippey.ai, Inc.Other TechnologyLouisvilleCO$3,594,337$4,594,3361Aug 30sec.gov
BarberWind Turbines, LLC (amended)Other EnergyGreenvilleSC$3,496,875$3,496,8751Sep 1sec.gov
Kemper Ambassador LLC (amended)ResidentialMentorOH$3,464,289$3,600,00059Aug 29sec.gov
Beaumont Revolution Investors, LLCResidentialHockleyTX$3,430,000$4,000,00048Aug 30sec.gov
MVMT Labs, Inc.Other TechnologyMiddletownDE$3,416,750Indefinite43Sep 1sec.gov
Conroe REH, LLCCommercialHoustonTX$3,320,250$3,320,25013Aug 31sec.gov
Natrion Inc. (amended)Other EnergyAlbanyNY$3,201,641$3,201,64138Aug 31sec.gov
Hybridworks Chemical LLCManufacturingKetteringOH$3,200,000$3,200,0001Aug 30sec.gov
Enhanced Compliance Solutions, Inc.Other TechnologyNashvilleTN$3,199,998$3,199,99827Sep 1sec.gov
Cureatr Inc.Other Health CareNew YorkNY$3,181,772$10,000,0001Aug 28sec.gov
BUCKEYE CORRUGATED, INC.ManufacturingFairlawnOH$3,050,070Indefinite108Aug 30sec.gov
GATORCLEANSE LLCOtherClevelandOH$3,000,000$4,000,00026Sep 1sec.gov
ELEMENTUM 3D, INC.Other TechnologyErieCO$2,999,995Indefinite1Sep 1sec.gov
12885 RBP LP Investors, LLCCommercialDallasTX$2,972,500$2,975,00042Aug 31sec.gov
Elephant in a Box, Inc. (amended)OtherNew YorkNY$2,927,500Indefinite22Aug 28sec.gov
PhotonPharma, Inc. (amended)BiotechnologyFort CollinsCO$2,907,823$3,907,8358Aug 29sec.gov
Digital Wildcatters, Inc.Other TechnologyHoustonTX$2,818,497$4,863,49826Aug 31sec.gov
Bzaar, Inc.OtherGrosse Pointe WoodsMI$2,700,000$3,533,3223Aug 31sec.gov
WEP-Restoration Class A Holdco I, LLCConstructionSanta MonicaCA$2,700,000$2,950,00010Aug 29sec.gov
Jam & Tea Studios, Inc.Other TechnologyLos AngelesCA$2,654,995$3,155,0009Aug 31sec.gov
MCM - BATTLEGROUND, LLC (amended)CommercialCharlotteNC$2,600,000$2,600,0000Aug 31sec.gov
Acretrader 234, LLCOther Real EstateFayettevilleAR$2,589,000$3,035,00064Aug 30sec.gov
Bothell Opportunity Fund, LLCREITS and FinanceIssaquahWA$2,500,000$7,200,0009Sep 1sec.gov
GRANITE FORGE, LLCManufacturingFort WayneIN$2,500,000$2,500,00013Aug 29sec.gov
Visily Inc.Other TechnologyAtlantaGA$2,499,999$3,999,9991Aug 31sec.gov
BT Mankato Student Housing DST (amended)ResidentialMadisonWI$2,466,232$49,725,0005Aug 29sec.gov
Funny Girl First Touring LLCOtherColumbiaMD$2,429,866$5,000,00031Aug 30sec.gov
Health Cost IQ Inc. (amended)Other TechnologyChandlerAZ$2,362,502Indefinite3Aug 31sec.gov
BG286 HOLDINGS, LLCResidentialPittsburghPA$2,350,000$2,650,00028Sep 1sec.gov
PCV MF LONGSPUR AUSTIN LPResidentialTel Aviv$2,325,000$2,325,0008Aug 30sec.gov
Pathfinder Spirit Inc (amended)ManufacturingSeattleWA$2,293,476Indefinite4Sep 1sec.gov
Encore Berea Oil 2022 (amended)Oil and GasBowling GreenKY$2,272,500$2,500,00026Aug 29sec.gov
Geminii, Inc.BiotechnologyIowa CityIA$2,099,999$3,014,9982Sep 1sec.gov
Highwing, Inc.Other TechnologyDenverCO$2,010,762$20,341,7772Aug 31sec.gov
Therify, Inc.Other TechnologyBrooklynNY$2,010,000$2,500,0002Aug 30sec.gov
Cognius, Inc.Other TechnologyCambridgeMA$2,000,004$2,000,0043Aug 28sec.gov
Clearjet Inc.Business ServicesAustinTX$2,000,000$2,250,0003Sep 1sec.gov
Fianu Labs, Inc.OtherFultonMD$2,000,000$2,000,0001Aug 31sec.gov
Pinata Rent, Inc.Other TechnologyNewarkNJ$2,000,000$2,000,0001Aug 30sec.gov
Devonshire AZ, LLCResidentialIrvineCA$1,915,000$4,500,00041Aug 29sec.gov
Spine BioPharma, Inc.PharmaceuticalsNew YorkNY$1,900,000$13,000,0001Aug 31sec.gov
Nanochon, Inc.Other TechnologyWashingtonDC$1,801,281$3,500,00025Aug 28sec.gov
Bench IQ, Inc.Other TechnologyToronto$1,640,997$1,640,99711Sep 1sec.gov
Georgia Growth 1 DST (amended)Other Real EstateScottsdaleAZ$1,587,134$3,205,52813Aug 29sec.gov
Salvation Nutraceuticals Inc.ManufacturingSandyUT$1,551,532$1,551,53235Sep 1sec.gov
AEI NET LEASE PORTFOLIO 22 DSTCommercialSt. PaulMN$1,516,431$23,590,0005Aug 31sec.gov
Praxis Tech, Inc.Other TechnologyColliervilleTN$1,515,833$2,015,83310Aug 31sec.gov
Langsafe Inc.OtherSunnyvaleCA$1,500,000$2,500,0001Sep 1sec.gov
Applied Impact Robotics Inc. (amended)Other TechnologyAshburnVA$1,500,000$1,850,0004Sep 1sec.gov
CCSO Bradford Drive, LLCCommercialPasadenaCA$1,500,000$2,165,00010Aug 31sec.gov
New Rising Sun, SPCOtherSeattleWA$1,499,963$3,999,9001Sep 1sec.gov
RYTE Corp (amended)Other Health CareToronto$1,450,000Indefinite5Aug 30sec.gov
Rizing Tides, Inc.OtherRichmondVA$1,430,027$5,000,00515Sep 1sec.gov
Compass, Inc.ResidentialNew YorkNY$1,424,996$1,424,9962Aug 31sec.gov
Astek Diagnostics, Inc. (amended)BiotechnologyBaltimoreMD$1,405,000$2,000,00011Aug 28sec.gov
CL Brighter, LP (amended)Other Banking and Financial ServicesAtlantaGA$1,396,200Indefinite8Aug 28sec.gov
Flexxbotics, Inc.Other TechnologyBostonMA$1,164,627$1,500,00031Sep 1sec.gov
Burl Concepts, Inc.Other TechnologySan DiegoCA$1,148,496$2,499,9993Aug 31sec.gov
Gaingels Coverage Fund I LLC (amended)OtherBurlingtonVT$1,135,885$1,135,88586Aug 28sec.gov
SPOKE HOUSING 2023, LLCResidentialColumbusOH$1,125,000$7,000,0009Aug 31sec.gov
Texas Health Surgery Center Preston Plaza, LLC (amended)Other Health CareDallasTX$1,100,026$2,035,0098Aug 31sec.gov
VerifyMe, Inc.OtherLake MaryFL$1,100,000$1,500,00010Sep 1sec.gov
Snyder Road Self Storage LLCCommercialJasperGA$1,085,000$1,085,00020Aug 28sec.gov
Caldwell Partners International Inc.OtherToronto$1,052,668$1,052,66822Aug 28sec.gov
Boulder Ridge Syndicate LLCCommercialHudsonWI$1,040,000$1,040,00019Aug 31sec.gov
College Contact, Inc.OtherAustinTX$1,025,000$1,025,0007Sep 1sec.gov
Solitude Solar, LLC (amended)OtherLathamNY$1,025,000$1,025,0005Aug 30sec.gov
MBIF II, LLCOther Banking and Financial ServicesScottsdaleAZ$1,000,000$250,000,0004Aug 31sec.gov
Qayinara Animation, Inc.OtherDublinOH$1,000,000$1,000,0001Aug 30sec.gov
Great Lakes Land Holdings, LLC (amended)CommercialLowellMI$1,000,000$2,000,0001Aug 29sec.gov
DriverReach Inc.Other TechnologyCarmelIN$1,000,000$1,000,0002Aug 28sec.gov
Delta Development Team IncOther TechnologyTucsonAZ$960,000$1,600,0005Sep 1sec.gov
Nomad Transportable Power Systems, Inc.Other EnergyWaterburyVT$943,131$943,1317Aug 29sec.gov
New Albany Business Park LLCCommercialNew Albany Business ParkOH$900,000$2,000,0002Sep 1sec.gov
TeamBuilder, LLCBusiness ServicesNewtownCT$895,000Indefinite14Aug 31sec.gov
Hopkins Casseopeia LLC (amended)Other Real EstateMeridianID$894,451$894,4513Aug 28sec.gov
CARLYLE COMMODITIES CORP.OtherVancouver$870,754$870,75449Sep 1sec.gov
Summit at Surprise, LLCCommercialSeattleWA$862,360$862,36022Aug 30sec.gov
HITCHPIN, INC.Other TechnologyManhattanKS$850,000Indefinite3Aug 29sec.gov
Linder Mountain Prospect Partners (amended)Oil and GasHendersonvilleTN$845,250$1,470,00015Aug 31sec.gov
SPV Braggadocio Farms, LLCOther Real EstateCliveIA$821,000$1,431,00044Aug 29sec.gov
Determinant Materials Inc.Other TechnologyPensacolaFL$800,000$800,0002Aug 30sec.gov
Saratoga NC Mortgage Fund LLCResidentialKnoxvilleTN$800,000$2,500,0007Aug 28sec.gov
XOStem Biosciences Ltd.OtherIrvineCA$785,500$1,571,00026Aug 31sec.gov
Maritime Resources Corp.OtherVancouver$750,000$1,068,5571Aug 31sec.gov
KCMH Fund, LLCResidentialKnoxvilleTN$750,000$4,500,0006Aug 28sec.gov
United PRB #1, LPOil and GasRoanokeTX$731,250$750,00023Aug 31sec.gov
Kapteyn-Murnane Laboratories, Inc. (amended)Other TechnologyBoulderCO$675,085$675,0851Aug 28sec.gov
NovaDerm Aid Fund Omega LLCBiotechnologyDallasTX$675,000$2,000,0006Aug 30sec.gov
One Health Group, Inc. (amended)Other Health CareCazenoviaNY$660,000$3,000,0008Aug 29sec.gov
OHP Technologies Inc.Other TechnologyPittsburghPA$650,000$1,500,0003Sep 1sec.gov
FireFly Automatix, Inc.AgricultureSalt Lake CityUT$633,516$2,000,00010Aug 28sec.gov
HoneyGrid, Inc.Other TechnologyPark CityUT$604,757$604,75719Aug 29sec.gov
Seven Seas Capital Partners, LLCOtherAtlantaGA$600,000$600,00013Sep 1sec.gov
Compass, Inc.ResidentialNew YorkNY$599,999$599,9991Aug 30sec.gov
SCP Development High-Yield Fund, LLCREITS and FinanceWilmingtonNC$550,000$2,000,0002Sep 1sec.gov
Elm Tree Capital Partner, LLCOtherChicagoIL$550,000$550,00015Aug 29sec.gov
Storybridge Partners, LLCOtherMiamiFL$530,000$530,00012Aug 28sec.gov
Carolina Rush CorpOtherToronto$500,648$834,4132Aug 29sec.gov
NED Medical, Inc.Other Health CareNorwellMA$500,000$1,800,0002Aug 28sec.gov
Irreverent Labs, Inc.Other TechnologyDoverDE$500,000$500,0001Aug 28sec.gov
Twister Biotech, Inc.BiotechnologyHoustonTX$500,000$2,000,0002Aug 28sec.gov
Suono Bio, Inc.BiotechnologyFoxboroughMA$500,000$3,000,0001Aug 28sec.gov
LUCERNO DYNAMICS, LLCOther Health CareCaryNC$472,745$2,000,00018Sep 1sec.gov
AX DG San Antonio, DST (amended)Other Real EstateNew YorkNY$464,017$38,670,0004Aug 30sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$450,223Indefinite38Aug 28sec.gov
VVF Okee73 Farms LLCAgricultureOkeechobeeFL$422,500$1,314,00025Aug 31sec.gov
SLEEPOVATION, INC.RetailingGreenwichCT$412,123$1,500,0005Aug 28sec.gov
NeoSoma, Inc.Other TechnologyGrotonMA$375,000$2,100,0004Aug 31sec.gov
Hollywood Burger Holdings, Inc. (amended)RestaurantsMiamiFL$360,000$2,500,0003Aug 29sec.gov
Gaingels Next Trucking LLC (amended)OtherBurlingtonVT$357,682$357,68225Aug 31sec.gov
BevNomad, LLC (amended)OtherPewaukeeWI$350,000$3,000,0001Aug 30sec.gov
KCPOZ Fund, LLCResidentialKnoxvilleTN$350,000$6,500,0003Aug 28sec.gov
Seigla Medical, Inc. (amended)Other TechnologyBuffaloMN$350,000$2,100,0000Aug 28sec.gov
Astek Diagnostics, Inc.BiotechnologyBaltimoreMD$350,000$350,0002Aug 28sec.gov
Astek Diagnostics, Inc.BiotechnologyBaltimoreMD$345,000$345,00010Aug 28sec.gov
BlackRidge Stallions I LPAgricultureLexingtonKY$325,000$1,500,0005Sep 1sec.gov
InHouse Market Inc.OtherNew YorkNY$300,000$1,400,0001Aug 31sec.gov
Maritime Resources Corp.OtherVancouver$297,160$848,3911Aug 31sec.gov
Penrhos Bio LtdOther TechnologyLondon$281,860Indefinite2Sep 1sec.gov
Woodford Horizontal Project 66, LLCOil and GasDallasTX$270,000$1,150,0003Aug 30sec.gov
MYNZO CARBON INC.Other TechnologyClaymontDE$268,890$1,500,0002Aug 30sec.gov
Alden Advanced Technologies, Inc.Other Health CareJacksonvilleFL$250,000$2,000,0001Aug 30sec.gov
Play Money Studios, Inc.Other TechnologyBoulderCO$250,000$1,500,0001Aug 29sec.gov
Biomics LLCOtherAustinTX$250,000$1,500,0001Aug 28sec.gov
Jackpot Digital Inc.Other TechnologyVancouver$250,000$500,0002Aug 28sec.gov
TendoNova CorpBiotechnologySuwaneeGA$225,000$250,0002Aug 28sec.gov
Electrum Copper Corp.OtherMcallenTX$215,000Indefinite5Aug 28sec.gov
ZenniHome Holdings Inc.ResidentialPageAZ$204,997$25,000,0614Aug 31sec.gov
Rad Technologies Inc.Other TechnologyVeniceCA$203,023$203,0231Aug 31sec.gov
Truuli Environmental Inc. (amended)Environmental ServicesHoustonTX$200,000$10,000,0002Aug 31sec.gov
Headway Debt Fund, LLCOther Real EstateIrmoSC$200,000Indefinite1Aug 29sec.gov
J4 Capital LLCInvestingHighland ParkIL$200,000$5,000,0001Aug 29sec.gov
Gaingels Arintra LLCOtherBurlingtonVT$188,889$188,88919Aug 31sec.gov
RODG DT Lockhart PropCo LLCCommercialAustinTX$175,000$2,581,5003Aug 29sec.gov
GDI A SERIES OF TIE-BREAK VENTURES LLCOtherAustinTX$159,975$159,9752Aug 30sec.gov
Signing Day Sports, Inc.OtherScottsdaleAZ$150,000$150,0002Aug 31sec.gov
Vortic LLCManufacturingFort CollinsCO$150,000$750,0001Aug 28sec.gov
Astek Diagnostics, Inc.BiotechnologyBaltimoreMD$150,000$150,0001Aug 28sec.gov
Bonfire Union Place Apartments LLCCommercialDenverCO$137,500Indefinite39Sep 1sec.gov
Paterna BioSciences HoldCo Inc.BiotechnologySalt Lake CityUT$125,000$2,000,0002Sep 1sec.gov
Determinant Materials Inc.Other TechnologyPensacolaFL$125,000$125,0002Aug 30sec.gov
Modular Streetscape Systems Inc.OtherBrooklynNY$125,000$1,100,0002Aug 30sec.gov
Propanc Biopharma, Inc.PharmaceuticalsCamberwell, Vic$120,000$120,0001Aug 30sec.gov
CHILDRENS HEALTHCARE OF ATLANTA SURGERY CENTER AT MERIDIAN MARK PLAZA, LLC (amended)Other Health CareAtlantaGA$115,533$577,6631Aug 30sec.gov
SWOL TECHNOLOGIES, INC.Other TechnologySeattleWA$115,000$500,0002Sep 1sec.gov
Pulsar Helium Inc.Oil and GasWhite Rock$102,725$256,8132Aug 30sec.gov
GCDP II REIT Feeder, LLC (amended)Other Real EstateEl SegundoCA$100,000$145,000,0002Sep 1sec.gov
OPEN DOORS PARTNERS, LLCOtherWoodsideCA$100,000$100,0005Aug 29sec.gov
Maxim Financial LLCInvestingPlanoTX$100,000$100,000,0002Aug 28sec.gov
Determinant Materials Inc.Other TechnologyPensacolaFL$92,480$92,4803Aug 30sec.gov
Mellitus, LLCBiotechnologyBostonMA$90,000$750,0002Aug 31sec.gov
Propanc Biopharma, Inc.PharmaceuticalsCamberwell, Vic$72,500$72,5001Aug 31sec.gov
XOStem Biosciences Ltd.OtherIrvineCA$65,000$130,0003Aug 30sec.gov
Sofie Labs, IncOther TechnologySan CarlosCA$60,000$1,000,0002Aug 30sec.gov
Determinant Materials Inc.Other TechnologyPensacolaFL$60,000$60,0002Aug 30sec.gov
Maritime Resources Corp.OtherVancouver$59,032$162,3381Aug 31sec.gov
JBP Group LLCOther TechnologySheridanWY$55,980$55,9801Aug 28sec.gov
Propanc Biopharma, Inc.PharmaceuticalsCamberwell, Vic$55,000$55,0001Aug 31sec.gov
Macbeck Technologies LLCOtherArlingtonVA$50,000Indefinite0Aug 31sec.gov
piq IT, LLC.Other TechnologyScottsdaleAZ$50,000Indefinite3Aug 30sec.gov
Planet Based Foods Global Inc.OtherVancouver$49,245$49,2451Aug 30sec.gov
Summer Street ASC, LLCOther Health CareStamfordCT$44,000$177,8451Sep 1sec.gov
PANM GROUP LLCCommercialFriscoTX$42,500$2,720,0001Aug 28sec.gov
Carnegie Home & Auto LLCInsuranceNewtown SquarePA$40,000$80,00049Aug 30sec.gov
DROP PROTOCOL INC.Other TechnologySouthlakeTX$40,000$44,440,0004Aug 28sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$25,778Indefinite4Aug 30sec.gov
Magic Sheet Music, Inc.Other TechnologyAkronOH$25,000$250,0001Sep 1sec.gov
Snappable, Inc.Other TechnologyClaymontDE$20,000$120,0001Aug 31sec.gov
General Folders Inc.Other TechnologySan FranciscoCA$20,000$20,0001Aug 31sec.gov
Masala Capital IncOther Banking and Financial ServicesSacramentoCA$15,394$5,815,39411Aug 29sec.gov
NouvEau Inc.ManufacturingLafayetteIN$15,000$1,000,0002Aug 31sec.gov
VEGG, Inc.Other TechnologyPulaskiVA$10,500$600,0002Aug 31sec.gov
ThredX Inc.Other TechnologyNew YorkNY$10,000$1,000,0001Aug 31sec.gov
Stockkings Holdings Inc.InvestingNew YorkNY$10,000$10,0001Aug 29sec.gov
ME THERAPEUTICS HOLDINGS INC.BiotechnologyVancouver$3,350$3,3502Aug 29sec.gov
Nissan Executive Shareholding Association (amended)OtherKanagawa$2,328Indefinite1Aug 29sec.gov
Tradewinds Title Investors I, LLCInsurancePensacolaFL$2,200$450,0002Sep 1sec.gov
Infinite Equity, Inc.Business ServicesSan FranciscoCA$6$68Aug 28sec.gov
BeneCap Insurance Solutions Holdings Inc. (amended)InsuranceColchesterVT$2$2,0002Aug 30sec.gov
Revitate Cherry Tree Fund II, LPResidentialNewport BeachCA$0$150,000,0000Sep 1sec.gov
2701 Bellfort, LPOtherSan AntonioTX$0$16,000,0000Sep 1sec.gov
CCRC MALIBU CONDOS LLCResidentialGreenwood VlgCO$0$9,280,0000Sep 1sec.gov
Treint Investment Inc.Other Health CareAlmaty$0$20,085,0000Sep 1sec.gov
FCI International REIT, LLCCommercialAnaheim HillsCA$0$1,250,000,0000Sep 1sec.gov
Tripiamo Inc.Tourism and Travel ServicesBrooklynNY$0$1,000,0000Sep 1sec.gov
PNC NMTC Fund 4, LLCOther Real EstatePortlandOR$0$61,240,6072Sep 1sec.gov
Incommercial BTS GP I LPOther Real EstateChicagoIL$0$50,000,0000Sep 1sec.gov
Genesis Real Estate Fund, 2023, LLCOther Real EstateKansas CityMO$0$35,000,0000Sep 1sec.gov
Gigaland Fund 1 LLC (amended)OtherSterlingVA$0$7,000,0000Sep 1sec.gov
Standard Broadcast LLCOtherDenverCO$0$2,250,0000Sep 1sec.gov
Ash & Elm Cider Company, LLCOtherIndianapolisIN$0$250,0000Sep 1sec.gov
WORLD TREE TECHNOLOGIES INCOtherRenoNV$0$4,000,0000Sep 1sec.gov
Champions League of American Wrestling, LLCOtherAshburnVA$0$2,000,0000Sep 1sec.gov
6898 Legends LLCOtherOntarioCA$0$2,000,0000Aug 31sec.gov
Drake Hattiesburg LLCCommercialChicagoIL$0$8,000,0000Aug 31sec.gov
Madison Capital Note II, LLCCommercialCharlotteNC$0$75,000,0000Aug 31sec.gov
Westech Holdings, Inc.Other TechnologyPoughkeepsieNY$0Indefinite0Aug 31sec.gov
Sterling Park Investment Group LLC (amended)OtherNormanOK$0$3,000,0000Aug 31sec.gov
Versatile Global Investments Series I, LPOtherWacoTX$0$20,000,0000Aug 31sec.gov
HFS ORRI 2023, LPOther Real EstateDallasTX$0$11,000,0000Aug 31sec.gov
Express Burlesque Ltd Liability CoOtherNew YorkNY$0$4,900,0000Aug 31sec.gov
Indie Death Note UK LLCOtherSeattleWA$0$150,0000Aug 31sec.gov
MCM - WAGS III, LLC (amended)CommercialCharlotteNC$0$2,750,0000Aug 31sec.gov
Gigaland Fund 1 LLC (amended)OtherSterlingVA$0$7,000,0000Aug 31sec.gov
DeRosa Income Fund LLCOther Real EstateNew HopePA$0$17,864,0000Aug 31sec.gov
TMF1 Akido LLCInvestingHoustonTX$0Indefinite0Aug 31sec.gov
Heavy Oil Solutions, Inc.Oil and GasFarmingtonNM$0$2,314,4570Aug 31sec.gov
Brijjit Medical, Inc.Other Health CareMariettaGA$0$1,000,0000Aug 31sec.gov
Southview Timberland Fund LLCOther Real EstateAtlantaGA$0$15,000,0000Aug 30sec.gov
Sterling Park Investment Group LLCOtherNormanOK$0$5,600,0000Aug 30sec.gov
EPG SFR Flip Fund I LLCCommercialPalos HillsIL$0$2,500,0000Aug 30sec.gov
J&J Russo 5 LLCRestaurantsDallasTX$0$2,800,0000Aug 30sec.gov
Balboa Retail Fund III, L.P.CommercialLos AngelesCA$0Indefinite0Aug 30sec.gov
FERDINAND FFP ULTIMATE HOLDINGS, LPOther Banking and Financial ServicesNew YorkNY$0Indefinite0Aug 30sec.gov
MCM - WAGS III, LLCCommercialCharlotteNC$0$2,750,0000Aug 30sec.gov
MCM - Baltimore, LLCCommercialCharlotteNC$0$2,150,0000Aug 30sec.gov
Lifeverse Holdings IncOther TechnologySheridanWY$0$10,000,0000Aug 30sec.gov
Pickleball Country Club, LLCOtherHoustonTX$0$1,000,0000Aug 30sec.gov
Zelar Soft, LLCComputersPainesvilleOH$0$3,000,0000Aug 30sec.gov
STITWELL CAPITAL FUND, LLCCommercialWest EndNC$0$10,000,0000Aug 29sec.gov
WAM South Point, LLCCommercialCharlotteNC$0$6,000,0000Aug 29sec.gov
NRF Waterstone Investors, LLCCommercialSkokieIL$0$31,887,9000Aug 29sec.gov
MACollective Debt Fund, LLCOther Real EstateIrmoSC$0Indefinite0Aug 29sec.gov
Eureka Debt Fund, LLCOther Real EstateIrmoSC$0Indefinite0Aug 29sec.gov
Trenton - Black River VI, LPOil and GasKnoxvilleTN$0$10,000,0000Aug 29sec.gov
TFG Marek II GP Equity, LLCREITS and FinanceBostonMA$0$4,150,0000Aug 29sec.gov
Lewis Ward UK Tour Ltd Liability CoOtherNew YorkNY$0$1,100,0000Aug 29sec.gov
RentylCore BTR Fund, LLCResidentialBoca RatonFL$0$100,000,0000Aug 29sec.gov
Envest Plus, LLCOther Banking and Financial ServicesMadisonWI$0Indefinite0Aug 29sec.gov
BRECKENRIDGE APARTMENTS LLCResidentialRoanokeVA$0$9,000,0000Aug 29sec.gov
Quality Online Education Group Inc.OtherMarkham$0$6,000,0000Aug 29sec.gov
iDonate Inc.Other TechnologyPlanoTX$0Indefinite1Aug 29sec.gov
Optimvia, LLCOther Health CareCincinnatiOH$0$5,000,0000Aug 29sec.gov
5645 South Peoria LLCOtherNew BraunfelsTX$0$7,700,0000Aug 28sec.gov
160vroom LLCCommercialJersey CityNJ$0$4,000,0000Aug 28sec.gov
HF SA Car Wash LLCOther Real EstateIndianapolisIN$0$461,0000Aug 28sec.gov
VBS Undercover, LLCOtherFort WorthTX$0Indefinite0Aug 28sec.gov
R3 Development Group LLCOtherCentennialCO$0$3,000,0000Aug 28sec.gov
Amhurst Living, LLCCommercialBowling GreenOH$0$1,250,0000Aug 28sec.gov
UM Tax Aware Helix Fund LPOtherNew YorkNY$0Indefinite0Aug 28sec.gov
Eaglescliffe Investment Company, LLCCommercialFarmers BranchTX$0$425,0000Aug 28sec.gov
MCM - BATTLEGROUND, LLCCommercialCharlotteNC$0$2,600,0000Aug 28sec.gov
Gigaland Fund 1 LLC (amended)OtherSterlingVA$0$3,500,0000Aug 28sec.gov
Redwood Fox River Grove Route 22 IL P1 LLCResidentialIndependenceOH$0$15,675,0000Aug 28sec.gov
Avantis Partners Group LLC (amended)OtherKansas CityMO$0Indefinite33Aug 28sec.gov

Week of Sep 4 · Week of Aug 21 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.