Data / Form D filings / Aug 28
Form D filings, August 28, 2023: 79 companies raised $649.7 million
79 operating companies filed a Form D on August 28, 2023, reporting $649.7 million sold. Largest: Heights Management Holdco, LLC ($122.2 million), CivicPlus Holdings, LLC ($76.2 million), Goodman Capital Liquid Credit Strategy Fund I LLC ($53.6 million). The median filing is $1.8 million, and 108 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 79Form D filings
- $649.7 millionreported sold
- $1.8 millionmedian amount sold
- TXmost filings (10)
Most filings by state: TX 10, CO 7, NY 7, FL 6, CA 6. By industry: Other 17, Other Technology 15, Commercial 12, Biotechnology 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Heights Management Holdco, LLC (amended) | Other | New York | NY | $122,219,577 | Indefinite | 79 | Aug 28 | sec.gov |
| CivicPlus Holdings, LLC (amended) | Other | Manhattan | KS | $76,176,029 | Indefinite | 24 | Aug 28 | sec.gov |
| Goodman Capital Liquid Credit Strategy Fund I LLC (amended) | REITS and Finance | Great Neck | NY | $53,600,000 | $53,600,000 | 204 | Aug 28 | sec.gov |
| Glydways, Inc. | Other Technology | South San Francisco | CA | $46,834,484 | $56,840,250 | 29 | Aug 28 | sec.gov |
| SpyCloud, Inc. | Other Technology | Austin | TX | $34,999,998 | $34,999,998 | 5 | Aug 28 | sec.gov |
| Humalytix Inc. | Other | Mansfield | GA | $34,999,982 | $34,999,982 | 8 | Aug 28 | sec.gov |
| Bandier Holdings LLC (amended) | Retailing | New York | NY | $31,996,482 | $64,996,482 | 9 | Aug 28 | sec.gov |
| Superluminal Medicines, Inc. | Biotechnology | Boston | MA | $25,679,107 | $25,679,107 | 7 | Aug 28 | sec.gov |
| Rise Creekside Partners, LLC | Residential | Scottsdale | AZ | $23,849,149 | $24,847,528 | 222 | Aug 28 | sec.gov |
| MIMG CCXXXI Minot 4 Master, LLC | Commercial | Franktown | CO | $19,348,000 | $38,850,000 | 118 | Aug 28 | sec.gov |
| Harbour Enterprises, Inc. | Other Technology | San Francisco | CA | $17,233,597 | $17,233,597 | 7 | Aug 28 | sec.gov |
| Synergy Bancshares, Inc. | Other Banking and Financial Services | Houma | LA | $14,399,970 | $14,399,970 | 88 | Aug 28 | sec.gov |
| Highwood Asset Management Ltd. | Oil and Gas | Calgary | $13,573,827 | $13,573,827 | 2 | Aug 28 | sec.gov | |
| Mnemonic, Inc. | Other Technology | Redwood City | CA | $10,040,784 | $10,050,001 | 20 | Aug 28 | sec.gov |
| Web3 Pro Inc. | Other Technology | Palo Alto | CA | $10,005,376 | $10,005,376 | 23 | Aug 28 | sec.gov |
| Garden Grove Self Storage Partners, LLC (amended) | Commercial | Scottsdale | AZ | $9,681,000 | $14,500,000 | 70 | Aug 28 | sec.gov |
| Sortium, Inc. (amended) | Other Technology | Miami | FL | $8,011,000 | $14,000,000 | 11 | Aug 28 | sec.gov |
| New Urban Development Fund 2B, LLC | Commercial | Peachtree Corners | GA | $7,846,690 | $8,500,000 | 24 | Aug 28 | sec.gov |
| Rebalance Health, Inc. | Biotechnology | Boulder | CO | $7,371,448 | $9,999,998 | 39 | Aug 28 | sec.gov |
| Ambrus Medici Fund L.P. | Other | Tampa | FL | $6,700,000 | Indefinite | 4 | Aug 28 | sec.gov |
| Cell Microsystems, Inc. | Biotechnology | Durham | NC | $6,500,000 | $13,000,668 | 1 | Aug 28 | sec.gov |
| Regenerative Medical Solutions, Inc. | Biotechnology | Madison | WI | $5,000,000 | Indefinite | 2 | Aug 28 | sec.gov |
| Scoreplay Inc. | Other | New York | NY | $4,999,965 | $4,999,965 | 31 | Aug 28 | sec.gov |
| MIMG CCXXX Hidden Tree, LLC | Commercial | Franktown | CO | $4,944,742 | $5,700,000 | 80 | Aug 28 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $4,868,298 | $4,868,298 | 85 | Aug 28 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $4,488,650 | $4,488,650 | 41 | Aug 28 | sec.gov |
| LIP Wellesley, LLC | Commercial | Raleigh | NC | $4,450,000 | $4,450,000 | 27 | Aug 28 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $4,425,820 | $4,425,820 | 92 | Aug 28 | sec.gov |
| Minnesota Medical Technologies Corp | Other Health Care | Stewartville | MN | $4,381,399 | $4,500,000 | 73 | Aug 28 | sec.gov |
| MIMG The Plaza Lender, LLC | Commercial | Franktown | CO | $4,035,000 | $6,500,000 | 47 | Aug 28 | sec.gov |
| Cureatr Inc. | Other Health Care | New York | NY | $3,181,772 | $10,000,000 | 1 | Aug 28 | sec.gov |
| Elephant in a Box, Inc. (amended) | Other | New York | NY | $2,927,500 | Indefinite | 22 | Aug 28 | sec.gov |
| Cognius, Inc. | Other Technology | Cambridge | MA | $2,000,004 | $2,000,004 | 3 | Aug 28 | sec.gov |
| Nanochon, Inc. | Other Technology | Washington | DC | $1,801,281 | $3,500,000 | 25 | Aug 28 | sec.gov |
| Astek Diagnostics, Inc. (amended) | Biotechnology | Baltimore | MD | $1,405,000 | $2,000,000 | 11 | Aug 28 | sec.gov |
| CL Brighter, LP (amended) | Other Banking and Financial Services | Atlanta | GA | $1,396,200 | Indefinite | 8 | Aug 28 | sec.gov |
| Gaingels Coverage Fund I LLC (amended) | Other | Burlington | VT | $1,135,885 | $1,135,885 | 86 | Aug 28 | sec.gov |
| Snyder Road Self Storage LLC | Commercial | Jasper | GA | $1,085,000 | $1,085,000 | 20 | Aug 28 | sec.gov |
| Caldwell Partners International Inc. | Other | Toronto | $1,052,668 | $1,052,668 | 22 | Aug 28 | sec.gov | |
| DriverReach Inc. | Other Technology | Carmel | IN | $1,000,000 | $1,000,000 | 2 | Aug 28 | sec.gov |
| Hopkins Casseopeia LLC (amended) | Other Real Estate | Meridian | ID | $894,451 | $894,451 | 3 | Aug 28 | sec.gov |
| Saratoga NC Mortgage Fund LLC | Residential | Knoxville | TN | $800,000 | $2,500,000 | 7 | Aug 28 | sec.gov |
| KCMH Fund, LLC | Residential | Knoxville | TN | $750,000 | $4,500,000 | 6 | Aug 28 | sec.gov |
| Kapteyn-Murnane Laboratories, Inc. (amended) | Other Technology | Boulder | CO | $675,085 | $675,085 | 1 | Aug 28 | sec.gov |
| FireFly Automatix, Inc. | Agriculture | Salt Lake City | UT | $633,516 | $2,000,000 | 10 | Aug 28 | sec.gov |
| Storybridge Partners, LLC | Other | Miami | FL | $530,000 | $530,000 | 12 | Aug 28 | sec.gov |
| NED Medical, Inc. | Other Health Care | Norwell | MA | $500,000 | $1,800,000 | 2 | Aug 28 | sec.gov |
| Irreverent Labs, Inc. | Other Technology | Dover | DE | $500,000 | $500,000 | 1 | Aug 28 | sec.gov |
| Twister Biotech, Inc. | Biotechnology | Houston | TX | $500,000 | $2,000,000 | 2 | Aug 28 | sec.gov |
| Suono Bio, Inc. | Biotechnology | Foxborough | MA | $500,000 | $3,000,000 | 1 | Aug 28 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $450,223 | Indefinite | 38 | Aug 28 | sec.gov |
| SLEEPOVATION, INC. | Retailing | Greenwich | CT | $412,123 | $1,500,000 | 5 | Aug 28 | sec.gov |
| KCPOZ Fund, LLC | Residential | Knoxville | TN | $350,000 | $6,500,000 | 3 | Aug 28 | sec.gov |
| Seigla Medical, Inc. (amended) | Other Technology | Buffalo | MN | $350,000 | $2,100,000 | 0 | Aug 28 | sec.gov |
| Astek Diagnostics, Inc. | Biotechnology | Baltimore | MD | $350,000 | $350,000 | 2 | Aug 28 | sec.gov |
| Astek Diagnostics, Inc. | Biotechnology | Baltimore | MD | $345,000 | $345,000 | 10 | Aug 28 | sec.gov |
| Biomics LLC | Other | Austin | TX | $250,000 | $1,500,000 | 1 | Aug 28 | sec.gov |
| Jackpot Digital Inc. | Other Technology | Vancouver | $250,000 | $500,000 | 2 | Aug 28 | sec.gov | |
| TendoNova Corp | Biotechnology | Suwanee | GA | $225,000 | $250,000 | 2 | Aug 28 | sec.gov |
| Electrum Copper Corp. | Other | Mcallen | TX | $215,000 | Indefinite | 5 | Aug 28 | sec.gov |
| Vortic LLC | Manufacturing | Fort Collins | CO | $150,000 | $750,000 | 1 | Aug 28 | sec.gov |
| Astek Diagnostics, Inc. | Biotechnology | Baltimore | MD | $150,000 | $150,000 | 1 | Aug 28 | sec.gov |
| Maxim Financial LLC | Investing | Plano | TX | $100,000 | $100,000,000 | 2 | Aug 28 | sec.gov |
| JBP Group LLC | Other Technology | Sheridan | WY | $55,980 | $55,980 | 1 | Aug 28 | sec.gov |
| PANM GROUP LLC | Commercial | Frisco | TX | $42,500 | $2,720,000 | 1 | Aug 28 | sec.gov |
| DROP PROTOCOL INC. | Other Technology | Southlake | TX | $40,000 | $44,440,000 | 4 | Aug 28 | sec.gov |
| Infinite Equity, Inc. | Business Services | San Francisco | CA | $6 | $6 | 8 | Aug 28 | sec.gov |
| 5645 South Peoria LLC | Other | New Braunfels | TX | $0 | $7,700,000 | 0 | Aug 28 | sec.gov |
| 160vroom LLC | Commercial | Jersey City | NJ | $0 | $4,000,000 | 0 | Aug 28 | sec.gov |
| HF SA Car Wash LLC | Other Real Estate | Indianapolis | IN | $0 | $461,000 | 0 | Aug 28 | sec.gov |
| VBS Undercover, LLC | Other | Fort Worth | TX | $0 | Indefinite | 0 | Aug 28 | sec.gov |
| R3 Development Group LLC | Other | Centennial | CO | $0 | $3,000,000 | 0 | Aug 28 | sec.gov |
| Amhurst Living, LLC | Commercial | Bowling Green | OH | $0 | $1,250,000 | 0 | Aug 28 | sec.gov |
| UM Tax Aware Helix Fund LP | Other | New York | NY | $0 | Indefinite | 0 | Aug 28 | sec.gov |
| Eaglescliffe Investment Company, LLC | Commercial | Farmers Branch | TX | $0 | $425,000 | 0 | Aug 28 | sec.gov |
| MCM - BATTLEGROUND, LLC | Commercial | Charlotte | NC | $0 | $2,600,000 | 0 | Aug 28 | sec.gov |
| Gigaland Fund 1 LLC (amended) | Other | Sterling | VA | $0 | $3,500,000 | 0 | Aug 28 | sec.gov |
| Redwood Fox River Grove Route 22 IL P1 LLC | Residential | Independence | OH | $0 | $15,675,000 | 0 | Aug 28 | sec.gov |
| Avantis Partners Group LLC (amended) | Other | Kansas City | MO | $0 | Indefinite | 33 | Aug 28 | sec.gov |
August 29, 2023 · August 25, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.