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Data / Form D filings / Brooktree Fund LLC

Brooktree Fund LLC: Form D filings

Brooktree Fund LLC, a company in Santa Monica, CA, filed 9 Form D notices with the SEC between 2018 and 2026. The latest, on August 26, 2026, reports $18.9 million sold of a $100 million offering to 36 investors.

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Company details from the filing

Address
2120 WILSHIRE BLVD STE 410, Santa Monica, CA, 90403
Phone
(310) 986-6240
Industry
Other
Entity type
Limited Liability Company
Incorporated in
California
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(c)
SEC identifier (CIK)
1751723

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Aug 26, 2026Amendment$100,000,000$18,900,000$81,100,00036Jun 1, 2018sec.gov
Sep 8, 2025New notice$100,000,000$16,000,000$84,000,00034Jun 1, 2018sec.gov
Sep 11, 2024New notice$100,000,000$10,000,000$90,000,00032Jun 1, 2018sec.gov
Sep 6, 2023New notice$100,000,000$8,000,000$92,000,00025Jun 1, 2018sec.gov
Sep 1, 2022New notice$100,000,000$6,000,000$94,000,00025Jun 1, 2018sec.gov
Aug 25, 2021New notice$100,000,000$5,500,000$94,500,00025Jun 1, 2018sec.gov
Aug 26, 2020New notice$100,000,000$4,000,000$96,000,0008Jun 1, 2018sec.gov
Aug 23, 2019Amendment$100,000,000$1,800,000$98,200,0008Jun 1, 2018sec.gov
Sep 6, 2018New notice$100,000,000$750,000$99,250,0002Jun 1, 2018sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
alex francisExecutive Officerpresident of manager of llc

Other companies in California that filed recently

Every Form D from the week of Aug 24, 2026 · All recent filings in California · All recent Other filings

Read from SEC EDGAR. Amount sold is what Brooktree Fund LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.