Form D filings, week of September 11, 2023: 418 companies raised $7.88 billion

Name: Form D filings, week of September 11, 2023: 418 companies raised $7.88 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

418 operating companies filed a Form D in the week of September 11, 2023, reporting $7.88 billion sold. Largest: Alliant Holdings, L.P. ($2.90 billion), FRP Investors II, L.P. ($564.9 million), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($452.3 million). The median filing is $1.6 million, and 544 pooled investment funds also filed that week.

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418Form D filings
$7.88 billionreported sold
$1.6 millionmedian amount sold
CAmost filings (87)

Most filings by state: CA 87, NY 39, TX 35, FL 24, MA 19. By industry: Other Technology 81, Other 76, Other Real Estate 43, Commercial 39.

By day: Sep 11 (66), Sep 12 (83), Sep 13 (79), Sep 14 (96), Sep 15 (94).

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
Alliant Holdings, L.P. (amended)	Other	Irvine	CA	$2,903,873,699	Indefinite	595	Sep 14	sec.gov
FRP Investors II, L.P.	Insurance	New York	NY	$564,946,554	$564,946,554	282	Sep 13	sec.gov
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)	Other Real Estate	El Segundo	CA	$452,343,833	$500,000,000	736	Sep 14	sec.gov
BAILARD REAL ESTATE INVESTMENT TRUST, INC (amended)	REITS and Finance	Foster City	CA	$438,387,302	Indefinite	782	Sep 11	sec.gov
Advantage Insurance Inc. (amended)	Insurance	San Juan	PR	$240,562,488	Indefinite	195	Sep 14	sec.gov
IPC Industrial Portfolio DST (amended)	Other Real Estate	Oak Brook	IL	$221,290,796	$275,859,119	434	Sep 14	sec.gov
CRA Funding III, LLC (amended)	Other Banking and Financial Services	New York	NY	$187,917,333	Indefinite	86	Sep 15	sec.gov
High Street Value Fund I, L.P. (amended)	Other Real Estate	Woburn	MA	$170,000,000	Indefinite	4	Sep 14	sec.gov
Sutherland Timber Parent, LP	Other Real Estate	Atlanta	GA	$151,666,666	Indefinite	3	Sep 15	sec.gov
Veeam Software Holding Inc. (amended)	Other	New York	NY	$134,578,745	Indefinite	82	Sep 15	sec.gov
Olema Pharmaceuticals, Inc.	Pharmaceuticals	San Francisco	CA	$130,000,000	$130,000,000	12	Sep 14	sec.gov
MDS 2023-Shale Development, LP (amended)	Oil and Gas	Pittsburgh	PA	$113,980,125	$300,000,000	853	Sep 13	sec.gov
Beta Bionics, Inc	Other Health Care	Irvine	CA	$99,499,982	$101,784,725	29	Sep 15	sec.gov
NexPoint Hughes DST (amended)	Other Real Estate	Dallas	TX	$98,177,853	$115,262,632	284	Sep 12	sec.gov
G&W Intermediate Holdings LLC (amended)	Other	Houston	TX	$95,000,000	Indefinite	14	Sep 14	sec.gov
Arrowrock US Industrial Fund IV, LP (amended)	Commercial	St. Louis	MO	$76,145,000	$150,000,000	108	Sep 12	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$59,593,020	Indefinite	41	Sep 15	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$55,436,895	Indefinite	27	Sep 15	sec.gov
GLO Pharma, Inc. (amended)	Biotechnology	Carlsbad	CA	$53,000,000	$53,000,000	189	Sep 11	sec.gov
CSC Leasing Co.	Other Banking and Financial Services	Richmond	VA	$50,000,000	$50,000,000	17	Sep 15	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$44,943,720	Indefinite	14	Sep 15	sec.gov
Sunstone Income Apartments VI, LLC (amended)	Other Real Estate	Westlake Village	CA	$43,225,000	$150,000,000	418	Sep 15	sec.gov
Caroline Heights Apartments LLC	Residential	Milwaukee	WI	$37,710,000	$37,710,000	137	Sep 13	sec.gov
TriplePoint MEP Holdings, LLC	Other	Olathe	KS	$36,304,550	$36,304,550	20	Sep 14	sec.gov
Sherman Real Estate Fund XV, LLC	Residential	Northbrook	IL	$35,605,000	$300,000,000	73	Sep 12	sec.gov
River Financial Corp	Commercial Banking	Prattville	AL	$32,942,736	$50,000,000	304	Sep 12	sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)	Other Real Estate	El Segundo	CA	$31,538,917	$145,000,000	194	Sep 14	sec.gov
Arbor Rose Capital Fund I, LLC	Commercial	Lewes	DE	$25,184,014	$26,000,000	130	Sep 11	sec.gov
Synapse Health, Inc.	Other Health Care	Evanston	IL	$25,000,000	$45,000,000	1	Sep 12	sec.gov
SELKIRK PHARMA, INC.	Manufacturing	Spokane	WA	$24,102,603	$25,000,002	114	Sep 13	sec.gov
ReAlta Life Sciences, Inc.	Biotechnology	Norfolk	VA	$22,500,017	$22,500,017	92	Sep 13	sec.gov
Osteal Therapeutics, Inc.	Pharmaceuticals	Dallas	TX	$22,285,675	$23,000,000	19	Sep 12	sec.gov
REE Holdings I Corp.	Other Energy	Trenton	NJ	$22,109,870	Indefinite	19	Sep 15	sec.gov
BAC/JC TECH PARK LLC	Commercial	Boston	MA	$21,575,000	$21,575,000	68	Sep 12	sec.gov
Moreh, Inc.	Other Technology	Santa Clara	CA	$21,427,520	$21,427,520	7	Sep 15	sec.gov
Friendship Senior Housing L.P.	Residential	Richmond	CA	$20,935,751	$20,935,751	1	Sep 12	sec.gov
Piper Way Senior Housing LP	Residential	Walnut Creek	CA	$20,050,829	$20,050,829	1	Sep 15	sec.gov
Kinderfarms LLC	Manufacturing	Redondo Beach	CA	$20,000,000	$22,500,000	1	Sep 11	sec.gov
Dimensional Energy, Inc.	Other Technology	Ithaca	NY	$19,711,567	$33,149,074	38	Sep 11	sec.gov
Harmonya, Inc.	Other Technology	New York	NY	$19,599,998	$19,599,998	10	Sep 13	sec.gov
BDP Special Situations Fund I, LLC (amended)	Other Real Estate	Montclair	NJ	$19,339,607	$19,339,607	282	Sep 13	sec.gov
BDP Southlake DST (amended)	Other Real Estate	Montclair	NJ	$19,204,483	$51,985,339	60	Sep 15	sec.gov
CP Hollow, LP	Commercial	Dallas	TX	$18,300,000	$18,300,000	50	Sep 15	sec.gov
CiDRA Holdings LLC	Other Technology	Wallingford	CT	$18,071,232	$60,000,000	15	Sep 13	sec.gov
Commons Clinic Inc.	Other	Austin	TX	$17,991,993	$17,991,993	50	Sep 14	sec.gov
RESTOR3D, Inc.	Other Health Care	Durham	NC	$17,000,000	$17,000,000	98	Sep 12	sec.gov
Doorloop Inc. (amended)	Other Technology	Miami Beach	FL	$16,050,000	$16,050,000	2	Sep 15	sec.gov
Fin Mile Logistics, Inc.	Other Technology	London		$15,930,000	$15,930,000	25	Sep 15	sec.gov
Tassat Group Inc.	Other Technology	New York	NY	$15,136,948	$30,000,000	8	Sep 11	sec.gov
Revel Systems, Inc. (amended)	Other Technology	Atlanta	GA	$14,843,576	Indefinite	75	Sep 13	sec.gov
Needed PBC	Other	Los Angeles	CA	$14,594,049	$14,594,049	22	Sep 15	sec.gov
Superstate Inc.	Other Technology	San Francisco	CA	$14,099,925	$20,249,997	21	Sep 12	sec.gov
Alternativ Inc.	Other Banking and Financial Services	Las Vegas	NV	$13,780,195	$14,330,212	53	Sep 14	sec.gov
Gro Value-Add Multifamily Income Fund, LLC	Residential	Fremont	CA	$13,735,000	$50,000,000	102	Sep 11	sec.gov
Arturo Intelligence, Inc.	Other	Denver	CO	$13,699,999	$19,699,999	9	Sep 13	sec.gov
NanoVibronix, Inc.	Biotechnology	Elmsford	NY	$13,546,513	$13,546,513	1	Sep 13	sec.gov
HELI DESTINATIONS 2, LLC	Other Travel	Aspen	CO	$13,531,000	$25,000,000	35	Sep 12	sec.gov
BAC/CALARE ROCK HILL LLC	Commercial	Boston	MA	$13,200,000	$13,200,000	54	Sep 12	sec.gov
Gooder Foods, Inc.	Other	Santa Cruz	CA	$12,999,990	$12,999,990	10	Sep 13	sec.gov
PetPlate, Inc. (amended)	Other	New York	NY	$12,926,896	$17,000,000	12	Sep 14	sec.gov
Laconic Infrastructure Partners Inc.	Energy Conservation	Chicago	IL	$12,621,000	$12,621,000	44	Sep 13	sec.gov
Griptape, Inc.	Other Technology	Mercer Island	WA	$12,544,141	$12,544,143	13	Sep 14	sec.gov
PROVEN Group, Inc.	Other Technology	St. Petersburg	FL	$11,950,000	$12,000,000	4	Sep 13	sec.gov
Lirio, LLC	Other Technology	Knoxville	TN	$11,611,811	$27,014,329	54	Sep 13	sec.gov
Amperon Holdings, Inc.	Other Technology	New York	NY	$11,009,988	$20,000,000	2	Sep 14	sec.gov
Lumen Energy, Inc.	Other	San Francisco	CA	$10,741,902	$11,966,907	15	Sep 14	sec.gov
Melt Pharmaceuticals, Inc. (amended)	Pharmaceuticals	Brentwood	TN	$10,594,468	$30,000,000	116	Sep 12	sec.gov
nEye Systems, Inc.	Other	Berkeley	CA	$10,537,000	$14,537,000	14	Sep 15	sec.gov
BLDG West Creek LLC	Commercial	Beverly Hills	CA	$10,307,778	$10,307,778	70	Sep 12	sec.gov
Sesame AI, Inc.	Other Technology	Woodbury	NY	$10,124,975	$10,124,975	22	Sep 12	sec.gov
Vox Holdings Group, LLC (amended)	Other Banking and Financial Services	Miami	FL	$10,000,000	$25,000,000	1	Sep 14	sec.gov
PFF, LLC	Other Banking and Financial Services	Mclean	VA	$10,000,000	Indefinite	1	Sep 12	sec.gov
LumaCyte, Inc.	Biotechnology	Charlottesville	VA	$9,999,994	$12,999,991	1	Sep 14	sec.gov
CommLoan, Inc. (amended)	Other	Scottsdale	AZ	$9,989,273	$10,719,493	34	Sep 14	sec.gov
Plainfield Senior Holdings QOZB, LLC	Commercial	Indianapolis	IN	$9,965,653	$10,000,000	76	Sep 15	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$9,529,213	Indefinite	8	Sep 15	sec.gov
Conjupro Biotherapeutics Inc.	Other	Princeton	NJ	$9,321,686	$67,454,852	1	Sep 12	sec.gov
LENDonate CA LLC (amended)	Other Banking and Financial Services	Los Altos	CA	$9,309,025	$50,000,000	60	Sep 13	sec.gov
Ambiq Micro, Inc.	Other Technology	Austin	TX	$8,779,993	$75,000,000	15	Sep 15	sec.gov
CX Residences at Congressional Village, DST (amended)	Other Real Estate	Tampa	FL	$8,427,362	$81,157,487	33	Sep 13	sec.gov
Virtue Labs, LLC	Manufacturing	Raleigh	NC	$8,411,380	$20,000,000	1	Sep 11	sec.gov
BAC/CB BALLARDVALE LLC	Commercial	Boston	MA	$8,000,000	$8,000,000	29	Sep 12	sec.gov
AdaptX, Inc.	Other Technology	Seattle	WA	$7,999,997	$10,000,000	8	Sep 11	sec.gov
DeNexus, Inc. (amended)	Other Energy	Boston	MA	$7,892,500	$10,000,000	16	Sep 14	sec.gov
Perimetrics, Inc. (amended)	Biotechnology	Redmond	WA	$7,789,121	$10,773,750	135	Sep 11	sec.gov
Trinity NW Houston Industrial Investors LLC	Other Real Estate	Southlake	TX	$7,650,000	$15,000,000	85	Sep 15	sec.gov
GRAND RIVER COMMERCE INC	Commercial Banking	Grandville	MI	$7,650,000	$7,650,000	15	Sep 15	sec.gov
CBFG LLC	Retailing	Tualatin	OR	$7,600,000	$10,000,000	16	Sep 13	sec.gov
Air Lab, Inc.	Retailing	New York	NY	$7,549,900	$9,249,904	21	Sep 15	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$7,505,121	Indefinite	5	Sep 15	sec.gov
Anzen Technologies, Inc.	Other Technology	San Francisco	CA	$7,501,529	$10,199,995	4	Sep 15	sec.gov
Pantomath Inc.	Other Technology	Mason	OH	$7,250,000	$10,000,000	4	Sep 12	sec.gov
TRC Knoxville Two, LLC	Other Real Estate	Draper	UT	$6,920,000	Indefinite	48	Sep 11	sec.gov
Channing Street Copper Co	Other Technology	Berkeley	CA	$6,864,931	$7,172,428	24	Sep 15	sec.gov
Sunroom, Inc.	Other Technology	Culver City	CA	$6,795,383	$6,795,383	41	Sep 12	sec.gov
Omeza Holdings, Inc.	Other Health Care	Sarasota	FL	$6,500,000	$10,000,000	39	Sep 14	sec.gov
BAC/MFD CHELMSFORD LLC (amended)	Commercial	Boston	MA	$6,350,000	$6,350,000	23	Sep 12	sec.gov
BAC/MFD CHELMSFORD LLC	Commercial	Boston	MA	$6,350,000	$6,350,000	23	Sep 12	sec.gov
Global Uprising,PBC	Retailing	Salt Lake City	UT	$6,134,073	$8,000,000	8	Sep 15	sec.gov
Summit Power Fund LLC	Other Energy	Bend	OR	$6,118,000	$15,000,000	48	Sep 15	sec.gov
Third Eye Health, Inc.	Other Health Care	Chicago	IL	$6,000,000	$6,000,000	7	Sep 11	sec.gov
Spark GHC Mystic, L.P.	Commercial	Solon	OH	$5,950,000	$8,850,000	47	Sep 13	sec.gov
Hoplark, LLC	Other	Boulder	CO	$5,943,058	$7,000,000	21	Sep 14	sec.gov
Poincare Dynamic Limited Partnership	Investing	Pownal	VT	$5,800,000	Indefinite	15	Sep 12	sec.gov
OWF CW Lavera MF, LP	Commercial	Fort Worth	TX	$5,720,000	$5,820,000	59	Sep 14	sec.gov
BAC/CB FPIV LLC	Commercial	Boston	MA	$5,580,000	$6,330,000	26	Sep 14	sec.gov
Compass Global, Inc.	Other Technology	San Francisco	CA	$5,521,959	$7,000,000	3	Sep 14	sec.gov
Highland Midtown Apartments LLC (amended)	Other Real Estate	Wilmette	IL	$5,520,000	$5,520,000	41	Sep 14	sec.gov
FC Lifestar BH JV, LLC	Commercial	Boynton Beach	FL	$5,500,000	Indefinite	0	Sep 11	sec.gov
Evo Security Technologies, Inc. (amended)	Other Technology	Liberty Hill	TX	$5,375,437	$5,999,998	11	Sep 15	sec.gov
GOODMVMT INC.	Other Technology	Mill Valley	CA	$5,250,400	$5,300,000	3	Sep 11	sec.gov
Tectonic Audio Labs Inc. (amended)	Other Technology	Woodinville	WA	$5,103,700	$8,000,000	29	Sep 12	sec.gov
Sailes, Inc.	Other Technology	Kansas City	MO	$5,098,996	$5,098,996	5	Sep 15	sec.gov
Telperion Investors LLC	Investing	Bethesda	MD	$5,024,440	Indefinite	80	Sep 15	sec.gov
Clarke Oil & Gas JV, LP (amended)	Oil and Gas	Christiansburg	VA	$5,000,000	Indefinite	27	Sep 12	sec.gov
ElectroTempo, Inc. (amended)	Other Technology	Arlington	VA	$4,999,997	$4,999,997	12	Sep 14	sec.gov
PACIFIC LIFE INSURANCE CO	Insurance	Newport Beach	CA	$4,782,000	Indefinite	1	Sep 15	sec.gov
Stax.ai, Inc.	Other Technology	Scottsdale	AZ	$4,649,998	$5,649,998	4	Sep 14	sec.gov
SA ASPEN RESTAURANT, LLC	Restaurants	Aspen	CO	$4,625,000	$5,000,000	18	Sep 15	sec.gov
LALITHA CORP.	Other Health Care	San Jose	CA	$4,624,999	$4,624,999	7	Sep 14	sec.gov
RYTE Corp (amended)	Other Health Care	Toronto		$4,570,000	Indefinite	14	Sep 13	sec.gov
Psyched Wellness Ltd.	Other	Toronto		$4,500,000	$10,928,479	4	Sep 14	sec.gov
Rize Education, Inc.	Other Technology	New York	NY	$4,500,000	$5,500,000	5	Sep 13	sec.gov
Nu Port 1 LLC	Other Real Estate	New York	NY	$4,431,500	$9,000,000	23	Sep 11	sec.gov
HomeCloud Inc.	Other Technology	Durham	NC	$4,424,519	$4,424,524	26	Sep 15	sec.gov
FW 3535 NG Investors, LLC	Other Real Estate	Denver	CO	$4,402,500	$4,402,500	37	Sep 15	sec.gov
JM LAKELAND LLC	Residential	Lewisville	TX	$4,320,000	$5,000,000	4	Sep 14	sec.gov
Endolytix Technology, Inc. (amended)	Pharmaceuticals	Beverly	MA	$4,300,000	$4,300,000	14	Sep 13	sec.gov
Mondrian Labs Inc. (amended)	Other Technology	New York	NY	$4,074,409	$5,109,300	8	Sep 13	sec.gov
FloorPlanData, Inc.	Other Technology	Chicago	IL	$4,009,898	Indefinite	3	Sep 12	sec.gov
Vocxi Health, Inc. (amended)	Other Health Care	Arden Hills	MN	$3,926,625	$6,500,000	13	Sep 13	sec.gov
Adtoniq, Inc.	Other Technology	San Francisco	CA	$3,873,138	$3,873,138	47	Sep 15	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$3,863,907	Indefinite	5	Sep 15	sec.gov
Bridge Core Parent Holdings LLC	Other	Radnor	PA	$3,833,673	$3,833,673	5	Sep 15	sec.gov
ALL PRO ERTL LLLP	Commercial	Colorado Springs	CO	$3,800,000	$3,800,000	47	Sep 15	sec.gov
verisoul, inc.	Other Technology	Austin	TX	$3,797,998	$3,797,998	9	Sep 12	sec.gov
BarberWind Turbines, LLC (amended)	Other Energy	Greenville	SC	$3,761,875	$3,761,875	1	Sep 12	sec.gov
JONES FINANCIAL COMPANIES LLLP	Other Banking and Financial Services	Des Peres	MO	$3,734,000	$6,390,000	383	Sep 12	sec.gov
Zoo Pharma Dynamics Inc.	Other Health Care	San Antonio	TX	$3,661,999	Indefinite	19	Sep 15	sec.gov
PIXELAND TECHNOLOGIES, INC.	Other Technology	Sunnyvale	CA	$3,600,000	$3,600,000	3	Sep 11	sec.gov
Cooks Venture, Inc.	Agriculture	Decatur	AR	$3,500,000	$30,000,000	2	Sep 14	sec.gov
Acretrader 242, LLC	Other Real Estate	Fayetteville	AR	$3,471,000	$3,471,000	93	Sep 13	sec.gov
PATIENT Co	Other Technology	Scottsdale	AZ	$3,340,496	$3,340,496	10	Sep 13	sec.gov
Invictus Technology LLC	Other Technology	Indianapolis	IN	$3,249,975	$5,000,000	4	Sep 13	sec.gov
ML LAF Pref Sidecar, LLC	Other	Eden Prairie	MN	$3,080,000	$7,600,000	11	Sep 13	sec.gov
Veea Inc.	Other Technology	New York	NY	$3,000,000	$40,000,000	1	Sep 13	sec.gov
Orca DB, Inc.	Other Technology	Arlington	MA	$3,000,000	$4,500,000	1	Sep 12	sec.gov
Atento Luxco 1 S.A.	Telecommunications	Luxembourg		$2,999,996	$2,999,996	21	Sep 12	sec.gov
Homevest GP Seed Fund I, L.P.	Other Real Estate	New York	NY	$2,950,000	$2,950,000	11	Sep 14	sec.gov
TH Whitestown JV, LLC	Other Real Estate	Indianapolis	IN	$2,945,824	$2,945,824	13	Sep 14	sec.gov
Landing Capital LLC	Other Real Estate	Portland	ME	$2,865,000	$2,865,000	10	Sep 15	sec.gov
NexPoint Life Sciences II DST (amended)	Other Real Estate	Dallas	TX	$2,827,397	$40,489,695	13	Sep 14	sec.gov
LPC PROJECT HEAT AGGREGATOR, LLC	Commercial	Chicago	IL	$2,800,000	$2,800,000	6	Sep 14	sec.gov
Gammon Investment, LLC	Other	Milwaukee	WI	$2,777,670	$2,777,670	25	Sep 13	sec.gov
AccioJob, Inc.	Other Technology	San Francisco	CA	$2,709,999	$2,710,000	3	Sep 11	sec.gov
Peacock Investment Offering 4 LLC (amended)	Commercial	Fremont	CA	$2,680,000	$5,000,000	0	Sep 11	sec.gov
PACIFIC LIFE INSURANCE CO	Insurance	Newport Beach	CA	$2,600,000	Indefinite	1	Sep 15	sec.gov
Prelude Products Inc.	Other Technology	Brooklyn	NY	$2,599,996	$3,000,000	5	Sep 12	sec.gov
SouthNorte Brands LLC	Other	Huntington Beach	CA	$2,500,000	$5,000,000	7	Sep 13	sec.gov
SUNSET HOSPITALITY COLLECTION LLC	Commercial	Colorado Springs	CO	$2,500,000	$10,000,000	6	Sep 13	sec.gov
Definition Opportunity IA LLC	Other	New York	NY	$2,354,800	$2,354,800	9	Sep 11	sec.gov
Warehowz, Inc.	Other	Henrico	VA	$2,344,633	$3,000,000	22	Sep 15	sec.gov
Hoofprint Biome, Inc.	Biotechnology	Raleigh	NC	$2,250,000	$4,250,000	3	Sep 15	sec.gov
Trio Labs, Inc.	Other Technology	Morrisville	NC	$2,133,109	$8,000,000	30	Sep 13	sec.gov
Givzey, Inc.	Other Technology	Newton	MA	$2,100,000	$2,100,000	31	Sep 12	sec.gov
Balto Pharmaceuticals, Inc.	Pharmaceuticals	South Pasadena	CA	$2,000,000	$2,000,000	2	Sep 14	sec.gov
Tangram Flex, Inc.	Other Technology	Dayton	OH	$2,000,000	$2,000,000	1	Sep 14	sec.gov
Redding Golf & Country Club, LLC (amended)	Other	Redding	CT	$1,985,000	$3,500,000	177	Sep 11	sec.gov
BAE SYSTEMS PLC /FI/	Other	London		$1,933,640	$1,933,640	10	Sep 14	sec.gov
Halo Health Clinic Inc.	Other Health Care	Las Vegas	NV	$1,875,000	$2,499,997	13	Sep 11	sec.gov
MONARCH HEDGE FUND LP (amended)	Other Banking and Financial Services	Morganville	NJ	$1,847,450	Indefinite	13	Sep 15	sec.gov
ServCommerce, Inc.	Other Technology	Campbell	CA	$1,804,999	$2,500,000	9	Sep 11	sec.gov
XN Capital Partners LLC	Insurance	New York	NY	$1,800,000	$2,500,000	1	Sep 11	sec.gov
Helio Investors, LLC	Other	Encino	CA	$1,744,589	$1,744,589	13	Sep 13	sec.gov
TEMPUS PORTFOLIO 6, LLC	Commercial	Little Rock	AR	$1,741,000	$14,000,000	20	Sep 11	sec.gov
Indian Sky, LLC	Residential	Phoenix	AZ	$1,700,000	$1,700,000	4	Sep 14	sec.gov
EMPIRE COLLECTIVE CORP.	Other	Brooklyn	NY	$1,700,000	$1,700,000	1	Sep 12	sec.gov
Hillsborough Portfolio LLC	Commercial	Greenville	NH	$1,650,000	$1,650,000	7	Sep 14	sec.gov
SUNSET AT MUSTANG CREEK LLC	Commercial	Colorado Springs	CO	$1,650,000	$85,900,000	3	Sep 13	sec.gov
Omeza Holdings, Inc.	Other Health Care	Sarasota	FL	$1,600,000	$1,600,000	12	Sep 14	sec.gov
RCE Technologies, Inc. (amended)	Biotechnology	Carlsbad	CA	$1,597,000	$2,000,000	39	Sep 14	sec.gov
Landing 20/26 LLC	Other Real Estate	Portland	ME	$1,585,000	$1,585,000	11	Sep 15	sec.gov
StretchDollar Inc. (amended)	Health Insurance	San Francisco	CA	$1,575,000	$1,575,000	6	Sep 12	sec.gov
Premium Peanut, LLC	Agriculture	Douglas	GA	$1,567,800	$16,250,000	11	Sep 15	sec.gov
SKB-3800 Shortfall Lender, LLC	Other Real Estate	Portland	OR	$1,552,000	$1,552,000	22	Sep 13	sec.gov
Youme Healthcare, Inc.	Other Health Care	Elkridge	MD	$1,550,000	$3,500,000	2	Sep 15	sec.gov
RC Real Estate Fund I LLC	Commercial	The Woodlands	TX	$1,538,000	$25,000,000	7	Sep 14	sec.gov
ARC Fund I, LLC	Other Real Estate	Nashville	TN	$1,533,000	$100,000,000	7	Sep 14	sec.gov
TRC Bradley Pointe, LLC	Other Real Estate	Draper	UT	$1,525,000	Indefinite	10	Sep 12	sec.gov
Porosome Therapeutics, Inc.	Biotechnology	Boston	MA	$1,500,024	$5,000,000	3	Sep 14	sec.gov
Telperion Investors II LLC	Investing	Bethesda	MD	$1,482,990	Indefinite	27	Sep 15	sec.gov
AgriMortgage Fund, LLC (amended)	Commercial	Oakdale	CA	$1,445,006	$25,000,000	6	Sep 14	sec.gov
Iyuda Therapeutics, Inc.	Biotechnology	Bethesda	MD	$1,385,262	$1,385,262	1	Sep 14	sec.gov
TriStar Gold Inc.	Other	Scottsdale	AZ	$1,357,599	$2,401,906	2	Sep 14	sec.gov
Haled LLC	Other Health Care	Overland Park	KS	$1,325,000	$2,500,000	7	Sep 11	sec.gov
Plural Everything Inc.	Other	San Francisco	CA	$1,300,000	$2,200,000	2	Sep 14	sec.gov
Value Exchange International, Inc.	Other Technology	Hong Kong		$1,300,000	$1,300,000	1	Sep 14	sec.gov
Hopkins Bloomington LLC	Commercial	Meridian	ID	$1,275,000	$1,275,000	3	Sep 15	sec.gov
Better Nature Ltd	Retailing	London		$1,263,327	$1,888,350	12	Sep 14	sec.gov
Alpha Cognition Inc.	Biotechnology	Frisco	TX	$1,260,837	$2,149,152	28	Sep 12	sec.gov
Elevator Service Holdings, LLC	Other	Greenwich	CT	$1,250,000	$1,250,000	1	Sep 14	sec.gov
Carroll Capital ESI Investment, LLC	Other	Greenwich	CT	$1,250,000	$1,250,000	2	Sep 13	sec.gov
XR Technologies, Inc. (amended)	Other Technology	Indianapolis	IN	$1,232,000	$1,500,000	26	Sep 11	sec.gov
Storage Concepts Sandusky LLC	Commercial	Columbia Station	OH	$1,200,000	$1,200,000	12	Sep 13	sec.gov
Shop & Shout Ltd. (amended)	Other	Vancouver		$1,150,000	$3,000,000	9	Sep 12	sec.gov
FW S Golden Rd Investors, LLC	Other Real Estate	Denver	CO	$1,100,000	$1,100,000	10	Sep 15	sec.gov
VaxCare Holdings, LLC (amended)	Other Health Care	Orlando	FL	$1,100,000	$1,100,000	2	Sep 15	sec.gov
Flourishing Fund Properties I LLC (amended)	Commercial	Highland Village	TX	$1,075,000	$10,000,000	10	Sep 12	sec.gov
RheoTek Medical LLC	Biotechnology	Philadelphia	PA	$1,060,000	$4,000,000	14	Sep 12	sec.gov
Anduril Investors LLC	Investing	Bethesda	MD	$1,027,490	Indefinite	26	Sep 15	sec.gov
Valaurum, Inc.	Manufacturing	Portland	OR	$1,000,006	$15,000,000	1	Sep 13	sec.gov
AIKEN FARRELL KROLOFF LLC	Business Services	Phoenix	AZ	$1,000,000	$4,500,000	0	Sep 15	sec.gov
Peer Collective Inc (amended)	Other Technology	Alstead	NH	$970,000	$2,000,000	18	Sep 12	sec.gov
Mid America Horizon LLC	Oil and Gas	Clarksdale	MS	$939,500	Indefinite	38	Sep 14	sec.gov
Onomy, Inc. (amended)	Other	Los Angeles	CA	$920,000	$2,000,000	4	Sep 13	sec.gov
Iyuda Therapeutics, Inc.	Biotechnology	Bethesda	MD	$899,980	$899,980	1	Sep 14	sec.gov
BC 945 Sherman LLC	Investing	Irving	TX	$835,000	$835,000	6	Sep 14	sec.gov
Vicinity Financial, LLC	Other Banking and Financial Services	Greenville	SC	$835,000	$835,000	15	Sep 13	sec.gov
WWC LXV US, LP (amended)	Residential	Phoenix	AZ	$812,368	$4,805,000	43	Sep 11	sec.gov
Power Metal Resources PLC	Other	London		$793,287	$5,682,061	14	Sep 12	sec.gov
bioProtonics, Inc. (amended)	Other	Santa Barbara	CA	$753,126	$1,200,000	7	Sep 12	sec.gov
Harris Technology Services Inc.	Other Technology	West Chester	PA	$749,999	$1,499,999	1	Sep 11	sec.gov
FOXO TECHNOLOGIES INC. (amended)	Insurance	Minneapolis	MN	$743,500	$743,500	3	Sep 12	sec.gov
Zn2H2, Inc.	Investing	Spokane	WA	$725,000	Indefinite	22	Sep 11	sec.gov
NeuroFine Corp.	Other Health Care	Pembroke Pines	FL	$709,651	$3,951,908	16	Sep 13	sec.gov
Spirit Hounds LLC	Other	Lyons	CO	$697,487	$3,500,000	20	Sep 15	sec.gov
4439 5th Ave S, LLC	Commercial	Birmingham	AL	$684,680	$684,680	5	Sep 13	sec.gov
TESTAIFY, INC. (amended)	Other Technology	Boca Raton	FL	$675,000	$700,000	17	Sep 14	sec.gov
HelloHive Inc.	Other Technology	New York	NY	$674,998	$4,000,000	1	Sep 13	sec.gov
WWC LXIX US, LP (amended)	Residential	Phoenix	AZ	$672,576	$1,970,000	117	Sep 11	sec.gov
UC-Ibex 12E LLC	Commercial	Sacramento	CA	$660,000	Indefinite	5	Sep 13	sec.gov
Maridea Global Capital Management LLC	Other Banking and Financial Services	Brooklyn	NY	$650,000	$750,000	19	Sep 14	sec.gov
Lumedica Vision, Inc. (amended)	Other Technology	Durham	NC	$625,000	$1,250,000	8	Sep 14	sec.gov
WWC LXVI US, LP (amended)	Residential	Phoenix	AZ	$592,293	$1,705,000	49	Sep 11	sec.gov
POCKETBOOK, INC.	Other Technology	Atlanta	GA	$579,871	$750,000	6	Sep 15	sec.gov
WWC LXVIII US, LP (amended)	Residential	Phoenix	AZ	$574,348	$1,600,000	90	Sep 11	sec.gov
Nomax Therapeutics, Inc	Biotechnology	North Miami Beach	FL	$534,200	$10,000,000	1	Sep 11	sec.gov
2495904 ALBERTA LTD.	Other	Calgary, Ab		$520,376	$520,376	2	Sep 15	sec.gov
Mobile X Global, Inc.	Telecommunications	Newport Coast	CA	$519,482	Indefinite	13	Sep 15	sec.gov
Deception & Truth Analysis Inc.	Other	Sarasota	FL	$510,000	$3,000,000	2	Sep 14	sec.gov
Dorai Home, Inc.	Retailing	West Valley City	UT	$500,000	$1,000,000	2	Sep 14	sec.gov
EDGe Surgical, Inc.	Other Health Care	Chicago	IL	$500,000	$500,000	1	Sep 14	sec.gov
Psyched Wellness Ltd.	Other	Toronto		$500,000	$1,214,274	2	Sep 14	sec.gov
FargoRate LLC	Computers	Fargo	ND	$500,000	$500,000	1	Sep 13	sec.gov
Pacific Diabetes Technologies, Inc.	Biotechnology	Portland	OR	$500,000	$5,000,000	1	Sep 13	sec.gov
Assurified, Inc.	Other Technology	Wilmington	DE	$500,000	$2,500,000	2	Sep 12	sec.gov
GreyscaleAI, Inc.	Other Technology	Fremont	CA	$500,000	$5,000,000	1	Sep 12	sec.gov
Hollywood Burger Holdings, Inc. (amended)	Restaurants	Miami	FL	$495,000	$2,500,000	5	Sep 13	sec.gov
Nomad Transportable Power Systems, Inc.	Other Energy	Waterbury	VT	$490,503	$490,503	4	Sep 14	sec.gov
7 Skips, Inc.	Business Services	Durham	NC	$490,000	$1,248,000	15	Sep 14	sec.gov
Supervest, LLC (amended)	Other Banking and Financial Services	New York	NY	$475,000	$10,000,000	6	Sep 13	sec.gov
Elevai Labs Inc. (amended)	Other	Newport Beach	CA	$463,589	$1,600,000	11	Sep 11	sec.gov
SW Riverside Field Development Joint Venture - Second Amended	Oil and Gas	Shavano Park	TX	$455,000	$1,820,000	3	Sep 13	sec.gov
American Country Network, LLC	Other	Nashville	TN	$450,000	$2,500,000	2	Sep 14	sec.gov
Wolfe Debt Fund, LLC	Other Real Estate	Plano	TX	$450,000	$10,000,000	4	Sep 11	sec.gov
WWC XLIII US, LP (amended)	Residential	Phoenix	AZ	$423,100	$2,015,000	14	Sep 11	sec.gov
FMTYF Ltd Liability Co (amended)	Other	New York	NY	$415,000	$1,000,000	11	Sep 15	sec.gov
Nearpeer, Inc.	Other Technology	Portland	ME	$406,000	$500,000	10	Sep 13	sec.gov
GCDP II REIT Feeder, LLC (amended)	Other Real Estate	El Segundo	CA	$400,000	$145,000,000	6	Sep 14	sec.gov
Rivers at Five Points Debt Investors, LLC	Construction	Allen	TX	$400,000	$7,000,000	3	Sep 12	sec.gov
L'Avant Collective, Inc.	Other Technology	Seattle	WA	$400,000	Indefinite	4	Sep 12	sec.gov
entigenlogic LLC	Other Technology	Schaumburg	IL	$400,000	$2,000,000	1	Sep 12	sec.gov
Numberless, Inc. (amended)	Other Technology	San Francisco	CA	$399,999	$400,000	1	Sep 11	sec.gov
FoodSocial, Inc.	Other Technology	Pittsburgh	PA	$392,000	$1,300,000	8	Sep 12	sec.gov
Anchor Fundings Inc.	Investing	Conshohocken	PA	$385,500	$25,000,000	4	Sep 12	sec.gov
Portals Labs, Inc.	Other Technology	Los Angeles	CA	$380,108	$2,000,000	2	Sep 13	sec.gov
BWR Innovations LLC	Other Technology	Fargo	ND	$380,000	Indefinite	1	Sep 13	sec.gov
SF Insuretech Inc.	Insurance	Los Angeles	CA	$375,000	$5,000,000	2	Sep 11	sec.gov
re: Charge-E, Inc.	Other Technology	Albany	NY	$350,000	$750,000	4	Sep 12	sec.gov
Iyuda Therapeutics, Inc.	Biotechnology	Bethesda	MD	$342,722	$342,722	4	Sep 14	sec.gov
Trustless Privacy, Inc.	Other Technology	Oakland	CA	$342,000	$3,500,000	6	Sep 12	sec.gov
FCG Co-Investment Partners II, LLC	Investing	Boston	MA	$312,800	$312,800	9	Sep 12	sec.gov
Promedix, Inc. (amended)	Biotechnology	Portland	OR	$310,000	$310,000	4	Sep 11	sec.gov
CitraPac, Inc.	Other	Sebring	FL	$300,000	$1,000,000	2	Sep 13	sec.gov
WWC L US, LP (amended)	Residential	Phoenix	AZ	$288,197	$1,390,000	25	Sep 11	sec.gov
Private Line LLC	Other Technology	Las Vegas	NV	$275,000	$1,000,000	5	Sep 12	sec.gov
EFAS Technologies, Inc.	Other Technology	Newport Beach	CA	$275,000	$275,000	2	Sep 11	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$270,803	Indefinite	41	Sep 14	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$258,703	Indefinite	50	Sep 14	sec.gov
Boston Common International Catholic SRI Fund LLC	Investing	Boston	MA	$251,082	$80,000,000	2	Sep 12	sec.gov
Bacon AI Inc.	Other Technology	Bend	OR	$250,000	$1,000,000	1	Sep 15	sec.gov
Infused Element, LLC	Other	Holyoke	MA	$250,000	$700,000	3	Sep 14	sec.gov
BLENDED BIOHEALTH, INC.	Other	Plantation	FL	$250,000	$1,500,000	1	Sep 13	sec.gov
Wealthramp, Inc. (amended)	Other Technology	Osterville	MA	$250,000	$3,000,000	1	Sep 13	sec.gov
GoATL Community Capacity Fund, LLC	Investing	Atlanta	GA	$250,000	Indefinite	1	Sep 11	sec.gov
HRP SR CHICAGO LLC	Commercial	Atlanta	GA	$250,000	$250,000	1	Sep 11	sec.gov
Healthy Crop, Inc.	Other	San Diego	CA	$249,999	$249,999	1	Sep 15	sec.gov
STRYKER HENLEY CW LLC	Commercial	Plano	TX	$230,000	$5,000,000	4	Sep 11	sec.gov
Ikonomos Inc.	Other	San Francisco	CA	$227,500	$1,500,000	10	Sep 12	sec.gov
Blazing Saddles Racing Stables, LLC	Other	Fort Worth	TX	$225,000	$225,000	20	Sep 15	sec.gov
WEG Consolidated, LLC	Other	Boston	MA	$225,000	Indefinite	2	Sep 15	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$221,202	Indefinite	46	Sep 14	sec.gov
Hyperion Companies, Inc.	Other Energy	Orange	CA	$220,000	$5,000,000	3	Sep 15	sec.gov
American Freedom Fund LLC	Other Real Estate	Rose Hill	KS	$220,000	$10,000,000	3	Sep 14	sec.gov
HADEAN - A SERIES OF VUVP FUND LLC	Other	San Francisco	CA	$214,500	$214,500	19	Sep 12	sec.gov
CAPTIVA VERDE WELLNESS CORP.	Other	Coquitlam		$203,250	$516,594	1	Sep 11	sec.gov
GMI-Property Improvement Plan, LP (amended)	Other Real Estate	Westlake	TX	$200,000	$3,765,021	1	Sep 14	sec.gov
SouthStar Financial LLC (amended)	Other Banking and Financial Services	Mt Pleasant	SC	$200,000	Indefinite	1	Sep 14	sec.gov
Vesicor Therapeutics, Inc.	Biotechnology	San Gabriel	CA	$200,000	$3,000,000	2	Sep 14	sec.gov
ARTI ANALYTICS, INC.	Other Technology	Morgan Hill	CA	$190,000	$750,000	3	Sep 15	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$185,737	Indefinite	35	Sep 15	sec.gov
DW WOODBINE ABSOLUTE POWER #1 LP	Oil and Gas	Irving	TX	$175,000	$2,000,000	5	Sep 12	sec.gov
Promedix, Inc. (amended)	Biotechnology	Portland	OR	$162,778	$162,778	3	Sep 11	sec.gov
8084 Inc.	Other	Saratoga	CA	$160,000	Indefinite	2	Sep 11	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$158,161	Indefinite	36	Sep 15	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$156,007	Indefinite	35	Sep 15	sec.gov
M2 Communities, LLC	Other Banking and Financial Services	Greenwood Village	CO	$154,774	$50,000,000	1	Sep 15	sec.gov
EMPIRE COLLECTIVE CORP.	Other	Brooklyn	NY	$150,000	$2,000,000	2	Sep 15	sec.gov
Autism Diagnostic Technologies, Inc.	Other Technology	Bedminster	NJ	$150,000	$600,000	9	Sep 15	sec.gov
Juniper Unmanned, Inc	Other Technology	Denver	CO	$150,000	$1,250,000	6	Sep 15	sec.gov
Linen Software Inc.	Other Technology	Fremont	CA	$150,000	$2,000,000	3	Sep 13	sec.gov
Vastu Capital Fund I, LLC	Residential	Houston	TX	$150,000	$2,500,000	1	Sep 12	sec.gov
ORCHARD ROBOTICS A SERIES OF VUVP FUND LLC	Other	Austin	TX	$146,978	$146,978	18	Sep 12	sec.gov
Y2 Capital Group Debt Fund I LLC	Commercial	Sheridan	WY	$142,000	$50,000,000	5	Sep 15	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$140,185	Indefinite	13	Sep 11	sec.gov
SoulFuel Property Management, LLC	Commercial	Katonah	NY	$140,000	$1,650,000	4	Sep 14	sec.gov
IberAmerican Lithium Inc	Other	Toronto		$138,759	$249,767	17	Sep 13	sec.gov
Doze, Inc.	Other	Boca Raton	FL	$135,000	$1,500,000	4	Sep 12	sec.gov
MODRN Living Communities, LLC	Other Banking and Financial Services	Greenwood Village	CO	$134,048	$30,000,000	5	Sep 15	sec.gov
Boston Common International Social Fund LLC	Investing	Boston	MA	$133,049	$50,000,000	1	Sep 12	sec.gov
Aztec Minerals Corp.	Other	Vancouver		$126,462	$210,770	3	Sep 11	sec.gov
Innovate Mortgage Holdings, LLC	Other	Wilmington	NC	$125,050	$162,550	11	Sep 14	sec.gov
AORA Mexico, Inc.	Retailing	New York City	NY	$125,000	$250,000	2	Sep 15	sec.gov
Koulou Gold Corp.	Other	Vancouver		$123,926	$123,926	2	Sep 14	sec.gov
Colibri Resource Corp	Other	Dieppe		$117,000	$174,213	9	Sep 14	sec.gov
Dearly Beloved Ltd Liability Co (amended)	Other	Brooklyn	NY	$111,822	$680,000	8	Sep 13	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$110,604	Indefinite	24	Sep 14	sec.gov
2023 RE SPV, LLC	Other Real Estate	New York	NY	$100,000	$5,000,000	1	Sep 15	sec.gov
Colibri Resource Corp	Other	Dieppe		$100,000	$148,029	1	Sep 15	sec.gov
Fuel Better, Inc.	Other	Asheville	NC	$100,000	$1,500,000	1	Sep 13	sec.gov
Smarter Remodeling Holdings, LLC	Other Technology	Jacksonville	FL	$100,000	Indefinite	2	Sep 12	sec.gov
Cardio Flow, Inc.	Other Health Care	St. Paul	MN	$100,000	$2,000,000	2	Sep 11	sec.gov
805 CENTRAL PARTNERS LLC	Residential	Murphy	TX	$75,000	$13,000,000	1	Sep 14	sec.gov
Pattern Zones Co.	Other	Fayetteville	AR	$75,000	Indefinite	2	Sep 11	sec.gov
Digital Water Solutions Inc.	Other	Guelph		$73,750	$123,518	1	Sep 15	sec.gov
E2Gold Inc.	Other	Toronto		$73,240	$219,720	2	Sep 15	sec.gov
GR Silver Mining Ltd. (amended)	Other	Vancouver		$65,330	$3,115,904	2	Sep 12	sec.gov
SoulFuel Social Group, LLC	Restaurants	Katonah	NY	$65,000	$2,200,000	4	Sep 14	sec.gov
Kanchi, Inc.	Other Technology	Fort Wayne	IN	$50,000	$50,000	6	Sep 13	sec.gov
VISUM PHARMA, INC.	Pharmaceuticals	Stamford	CT	$50,000	$300,000	1	Sep 13	sec.gov
StimuSIL, Inc.	Biotechnology	Wilmington	DE	$48,799	$48,799	1	Sep 13	sec.gov
CoLabs QOF, LLC	Other Technology	Tampa	FL	$45,528	$3,500,000	1	Sep 11	sec.gov
Trail Creek West, LLC	Other Real Estate	Jackson	WY	$42,000	$4,500,000	2	Sep 12	sec.gov
INVEST AMERICA VENTURES, INC.	Other	New York	NY	$40,000	$40,000	1	Sep 11	sec.gov
Pathfinder Technologies Corp	Other Technology	Wilmington	DE	$35,000	$100,000	334	Sep 14	sec.gov
Homeroom Fund 2023 LLC	Business Services	Princeton	NJ	$30,000	Indefinite	2	Sep 13	sec.gov
CanCambria Energy Corp.	Oil and Gas	Vancouver		$27,911	$27,911	4	Sep 14	sec.gov
Raisonance, Inc.	Other Technology	Greenwood Village	CO	$25,000	$3,000,000	1	Sep 12	sec.gov
Port. Prerogative Club	Other Banking and Financial Services	New York	NY	$25,000	$10,000,000	1	Sep 12	sec.gov
SOTS Development Ltd Liability Co	Other	Mendham	NJ	$22,500	$500,000	2	Sep 15	sec.gov
PC Entreprise LLC (amended)	Business Services	Bala Cynwyd	PA	$20,000	$20,000,000	1	Sep 15	sec.gov
New Pieces Quilt Shop (amended)	Retailing	Alameda	CA	$20,000	$20,000	4	Sep 11	sec.gov
NYPIT, Inc.	Other Technology	Fremont	CA	$15,154	$15,154	1	Sep 11	sec.gov
Analytica Biosciences Corp.	Biotechnology	Westport	CT	$10,000	$1,000,000	1	Sep 13	sec.gov
March Biosciences, Inc.	Biotechnology	Houston	TX	$8,870	$8,870	1	Sep 12	sec.gov
MARS Markets Corp.	Other	Alpine	NJ	$2,015	$2,500,000	1	Sep 12	sec.gov
GM Title & Escrow Services LLC	Other Real Estate	North Ridgeville	OH	$1,320	$18,000	3	Sep 14	sec.gov
Innovation Refunds, LLC	Other	West Des Moines	IA	$6	$6	6	Sep 13	sec.gov
Bread SRSLY, PBC	Manufacturing	Oakland	CA	$0	Indefinite	0	Sep 15	sec.gov
509 DEV GROUP INCOME FUND LLC	Other Real Estate	Lake Mary	FL	$0	$2,500,000	0	Sep 15	sec.gov
100 Fifth Direct, LLC	Commercial	New York	NY	$0	$20,000,000	0	Sep 15	sec.gov
Sunbelt Multifamily Fund III LP	Residential	Charleston	SC	$0	$100,000,000	0	Sep 15	sec.gov
SCE Optima Eastside Investors, LLC	Other Real Estate	Carpinteria	CA	$0	$12,110,000	0	Sep 15	sec.gov
Texas 3 Pack, LLC	Residential	Houston	TX	$0	$60,000,000	0	Sep 15	sec.gov
AI Medica, Inc. (amended)	Other Health Care	Orem	UT	$0	$1,000,000	0	Sep 15	sec.gov
Ocient Holdings LLC	Other Technology	Chicago	IL	$0	Indefinite	55	Sep 15	sec.gov
Ocient Inc.	Other Technology	Chicago	IL	$0	Indefinite	55	Sep 15	sec.gov
Lumen Bioscience, Inc.	Biotechnology	Seattle	WA	$0	$33,000,000	0	Sep 15	sec.gov
Encourage Capital, LLC	Investing	New York	NY	$0	$4,000,000	0	Sep 15	sec.gov
OpenLocker Holdings, Inc.	Business Services	West Palm Beach	FL	$0	$2,000,000	0	Sep 15	sec.gov
AHRC CHEVRON INVESTORS LLC	Construction	Mcdonough	GA	$0	$1,600,000	0	Sep 14	sec.gov
Holly Neck Owner, LLC	Residential	Pikesville	MD	$0	$2,000,000	0	Sep 14	sec.gov
Riverwalk Equity Partners, LP (amended)	Other	Ocoee	FL	$0	$12,000,000	0	Sep 14	sec.gov
1031CF Portfolio 5 DST	Other Real Estate	Irvine	CA	$0	$28,400,000	0	Sep 14	sec.gov
ExchangeRight All-Cash DST	Commercial	Pasadena	CA	$0	$6,310,000	0	Sep 14	sec.gov
FRED-Verona, LLC	Commercial	Milwaukee	WI	$0	$32,780,000	0	Sep 14	sec.gov
Axiom-Princeton, LLC	Residential	Kansas City	MO	$0	$2,150,000	0	Sep 14	sec.gov
SprinTech, LLC (amended)	Biotechnology	Saint George	UT	$0	$500,000	0	Sep 14	sec.gov
Niksi Funding LLC	Commercial	Scottsdale	AZ	$0	$500,000,000	0	Sep 14	sec.gov
TREASURE VALLEY HOSPITAL LIMITED PARTNERSHIP	Other Health Care	Boise	ID	$0	$2,732,993	0	Sep 14	sec.gov
Sky Holdco Corp (amended)	Other	New York	NY	$0	$2,414,000	0	Sep 14	sec.gov
Earth & Sky Dwellings Resort LLC	Other Real Estate	Arden	NC	$0	$10,000,000	0	Sep 13	sec.gov
Allied Group Holdings, LLC	Other Energy	Baton Rouge	LA	$0	Indefinite	0	Sep 13	sec.gov
HREX Multifamily I, DST	Residential	Houston	TX	$0	$79,850,837	0	Sep 13	sec.gov
Incredibles Holdings 1 LLC	Other Real Estate	Des Moines	WA	$0	$630,000	0	Sep 13	sec.gov
Verdin Properties LLC	Other Real Estate	Atlanta	GA	$0	$2,000,000	0	Sep 13	sec.gov
A&D Energy Development LLC	Oil and Gas	Houston	TX	$0	$62,500,000	0	Sep 13	sec.gov
West University Venture 999 LLC	Commercial	Houston	TX	$0	$7,000,000	0	Sep 13	sec.gov
Sac Loehmann Foods LLC	Commercial	Sacramento	CA	$0	$500,000	0	Sep 13	sec.gov
Physicians' Medical Center, LLC	Other Health Care	New Albany	IN	$0	$522,300	0	Sep 13	sec.gov
Fox Mountain Investors, LLC	Other Real Estate	Birmingham	AL	$0	$12,000,000	0	Sep 13	sec.gov
Cove Pharmacy Net Lease 70 DST	Commercial	Torrance	CA	$0	$6,146,792	0	Sep 13	sec.gov
Gearson Partners Holdings, L.P.	Insurance	Atlanta	GA	$0	$22,500,000	0	Sep 13	sec.gov
Alert Topco Holdings, LP	Other	Louisville	KY	$0	Indefinite	0	Sep 13	sec.gov
Waveland Resource Partners VII, LP	Oil and Gas	Irvine	CA	$0	$100,000,000	0	Sep 12	sec.gov
Footura Inc.	Other Technology	New York	NY	$0	$2,500,000	3	Sep 12	sec.gov
Olentangy Ownership, LLC (amended)	Other	Salt Lake City	UT	$0	$3,000,000	0	Sep 12	sec.gov
LandX 5, LLC	Other Real Estate	Oklahoma City	OK	$0	$1,000,000	0	Sep 12	sec.gov
Wadsworth Three LLC	Residential	Independence	OH	$0	$4,250,000	0	Sep 12	sec.gov
520 Arbitrage Fund LP	Investing	Coto De Caza	CA	$0	$10,000,000	0	Sep 12	sec.gov
Seattle Ventures LLC	Residential	Scottsdale	AZ	$0	$850,000	0	Sep 12	sec.gov
LIPELLA PHARMACEUTICALS INC.	Pharmaceuticals	Pittsburgh	PA	$0	$122,400	1	Sep 12	sec.gov
MHR Acquisitions, Inc. (amended)	Oil and Gas	New York	NY	$0	$14,250,000	0	Sep 12	sec.gov
Scioto Properties LLC	Residential	Powell	OH	$0	$40,000,017	0	Sep 12	sec.gov
Impact Alpha, Inc.	Other	Berkeley	CA	$0	$5,000,000	0	Sep 12	sec.gov
Meta Care, Inc.	Other Health Care	Bellair Bluffs	FL	$0	$10,000,000	0	Sep 12	sec.gov
Catalyst Real Estate Fund III LP	Residential	Wilbraham	MA	$0	$50,000,000	0	Sep 12	sec.gov
Mangrove Estate & Garden LLC	Other	Santa Rosa Beach	FL	$0	$100,000,000	0	Sep 11	sec.gov
Riverwalk Equity Partners, LP	Other	Ocoee	FL	$0	$12,000,000	0	Sep 11	sec.gov
Sofi Black Bear II Joint Venture	Oil and Gas	Prosper	TX	$0	$450,000	0	Sep 11	sec.gov
Duro Ft. Worth Holdings, LLC	Restaurants	Dallas	TX	$0	$4,397,840	0	Sep 11	sec.gov
MPC FED 2023 Energy Fund PRI, LLC	Other Real Estate	Atlanta	GA	$0	Indefinite	0	Sep 11	sec.gov
MPC FED 2023 Energy Fund RJ, LLC	Other Real Estate	Atlanta	GA	$0	Indefinite	0	Sep 11	sec.gov
Equita Capital Partners LLC	Other Banking and Financial Services	Dallas	TX	$0	$200,000,000	0	Sep 11	sec.gov
BIO-AI, Inc. (amended)	Other Technology	Sheridan	WY	$0	$10,000,000	0	Sep 11	sec.gov
REEM'S HOSPITALITY GROUP LLC	Restaurants	San Francisco	CA	$0	Indefinite	0	Sep 11	sec.gov
Shopoff Secured 9 PCT Interest Fund II, LLC (amended)	Other Real Estate	Irvine	CA	$0	$20,000,000	0	Sep 11	sec.gov
MHR Acquisitions, Inc.	Oil and Gas	New York	NY	$0	$200,000	0	Sep 11	sec.gov

Week of Sep 18 · Week of Sep 4 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.