Data / Form D filings / Sep 14
Form D filings, September 14, 2023: 96 companies raised $4.51 billion
96 operating companies filed a Form D on September 14, 2023, reporting $4.51 billion sold. Largest: Alliant Holdings, L.P. ($2.90 billion), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($452.3 million), Advantage Insurance Inc. ($240.6 million). The median filing is $1.5 million, and 105 pooled investment funds also filed that day.
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- 96Form D filings
- $4.51 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (19)
Most filings by state: CA 19, TX 9, NY 7, FL 6, MA 5. By industry: Other 22, Other Real Estate 14, Commercial 10, Other Technology 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Alliant Holdings, L.P. (amended) | Other | Irvine | CA | $2,903,873,699 | Indefinite | 595 | Sep 14 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $452,343,833 | $500,000,000 | 736 | Sep 14 | sec.gov |
| Advantage Insurance Inc. (amended) | Insurance | San Juan | PR | $240,562,488 | Indefinite | 195 | Sep 14 | sec.gov |
| IPC Industrial Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $221,290,796 | $275,859,119 | 434 | Sep 14 | sec.gov |
| High Street Value Fund I, L.P. (amended) | Other Real Estate | Woburn | MA | $170,000,000 | Indefinite | 4 | Sep 14 | sec.gov |
| Olema Pharmaceuticals, Inc. | Pharmaceuticals | San Francisco | CA | $130,000,000 | $130,000,000 | 12 | Sep 14 | sec.gov |
| G&W Intermediate Holdings LLC (amended) | Other | Houston | TX | $95,000,000 | Indefinite | 14 | Sep 14 | sec.gov |
| TriplePoint MEP Holdings, LLC | Other | Olathe | KS | $36,304,550 | $36,304,550 | 20 | Sep 14 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $31,538,917 | $145,000,000 | 194 | Sep 14 | sec.gov |
| Commons Clinic Inc. | Other | Austin | TX | $17,991,993 | $17,991,993 | 50 | Sep 14 | sec.gov |
| Alternativ Inc. | Other Banking and Financial Services | Las Vegas | NV | $13,780,195 | $14,330,212 | 53 | Sep 14 | sec.gov |
| PetPlate, Inc. (amended) | Other | New York | NY | $12,926,896 | $17,000,000 | 12 | Sep 14 | sec.gov |
| Griptape, Inc. | Other Technology | Mercer Island | WA | $12,544,141 | $12,544,143 | 13 | Sep 14 | sec.gov |
| Amperon Holdings, Inc. | Other Technology | New York | NY | $11,009,988 | $20,000,000 | 2 | Sep 14 | sec.gov |
| Lumen Energy, Inc. | Other | San Francisco | CA | $10,741,902 | $11,966,907 | 15 | Sep 14 | sec.gov |
| Vox Holdings Group, LLC (amended) | Other Banking and Financial Services | Miami | FL | $10,000,000 | $25,000,000 | 1 | Sep 14 | sec.gov |
| LumaCyte, Inc. | Biotechnology | Charlottesville | VA | $9,999,994 | $12,999,991 | 1 | Sep 14 | sec.gov |
| CommLoan, Inc. (amended) | Other | Scottsdale | AZ | $9,989,273 | $10,719,493 | 34 | Sep 14 | sec.gov |
| DeNexus, Inc. (amended) | Other Energy | Boston | MA | $7,892,500 | $10,000,000 | 16 | Sep 14 | sec.gov |
| Omeza Holdings, Inc. | Other Health Care | Sarasota | FL | $6,500,000 | $10,000,000 | 39 | Sep 14 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $5,943,058 | $7,000,000 | 21 | Sep 14 | sec.gov |
| OWF CW Lavera MF, LP | Commercial | Fort Worth | TX | $5,720,000 | $5,820,000 | 59 | Sep 14 | sec.gov |
| BAC/CB FPIV LLC | Commercial | Boston | MA | $5,580,000 | $6,330,000 | 26 | Sep 14 | sec.gov |
| Compass Global, Inc. | Other Technology | San Francisco | CA | $5,521,959 | $7,000,000 | 3 | Sep 14 | sec.gov |
| Highland Midtown Apartments LLC (amended) | Other Real Estate | Wilmette | IL | $5,520,000 | $5,520,000 | 41 | Sep 14 | sec.gov |
| ElectroTempo, Inc. (amended) | Other Technology | Arlington | VA | $4,999,997 | $4,999,997 | 12 | Sep 14 | sec.gov |
| Stax.ai, Inc. | Other Technology | Scottsdale | AZ | $4,649,998 | $5,649,998 | 4 | Sep 14 | sec.gov |
| LALITHA CORP. | Other Health Care | San Jose | CA | $4,624,999 | $4,624,999 | 7 | Sep 14 | sec.gov |
| Psyched Wellness Ltd. | Other | Toronto | $4,500,000 | $10,928,479 | 4 | Sep 14 | sec.gov | |
| JM LAKELAND LLC | Residential | Lewisville | TX | $4,320,000 | $5,000,000 | 4 | Sep 14 | sec.gov |
| Cooks Venture, Inc. | Agriculture | Decatur | AR | $3,500,000 | $30,000,000 | 2 | Sep 14 | sec.gov |
| Homevest GP Seed Fund I, L.P. | Other Real Estate | New York | NY | $2,950,000 | $2,950,000 | 11 | Sep 14 | sec.gov |
| TH Whitestown JV, LLC | Other Real Estate | Indianapolis | IN | $2,945,824 | $2,945,824 | 13 | Sep 14 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $2,827,397 | $40,489,695 | 13 | Sep 14 | sec.gov |
| LPC PROJECT HEAT AGGREGATOR, LLC | Commercial | Chicago | IL | $2,800,000 | $2,800,000 | 6 | Sep 14 | sec.gov |
| Balto Pharmaceuticals, Inc. | Pharmaceuticals | South Pasadena | CA | $2,000,000 | $2,000,000 | 2 | Sep 14 | sec.gov |
| Tangram Flex, Inc. | Other Technology | Dayton | OH | $2,000,000 | $2,000,000 | 1 | Sep 14 | sec.gov |
| BAE SYSTEMS PLC /FI/ | Other | London | $1,933,640 | $1,933,640 | 10 | Sep 14 | sec.gov | |
| Indian Sky, LLC | Residential | Phoenix | AZ | $1,700,000 | $1,700,000 | 4 | Sep 14 | sec.gov |
| Hillsborough Portfolio LLC | Commercial | Greenville | NH | $1,650,000 | $1,650,000 | 7 | Sep 14 | sec.gov |
| Omeza Holdings, Inc. | Other Health Care | Sarasota | FL | $1,600,000 | $1,600,000 | 12 | Sep 14 | sec.gov |
| RCE Technologies, Inc. (amended) | Biotechnology | Carlsbad | CA | $1,597,000 | $2,000,000 | 39 | Sep 14 | sec.gov |
| RC Real Estate Fund I LLC | Commercial | The Woodlands | TX | $1,538,000 | $25,000,000 | 7 | Sep 14 | sec.gov |
| ARC Fund I, LLC | Other Real Estate | Nashville | TN | $1,533,000 | $100,000,000 | 7 | Sep 14 | sec.gov |
| Porosome Therapeutics, Inc. | Biotechnology | Boston | MA | $1,500,024 | $5,000,000 | 3 | Sep 14 | sec.gov |
| AgriMortgage Fund, LLC (amended) | Commercial | Oakdale | CA | $1,445,006 | $25,000,000 | 6 | Sep 14 | sec.gov |
| Iyuda Therapeutics, Inc. | Biotechnology | Bethesda | MD | $1,385,262 | $1,385,262 | 1 | Sep 14 | sec.gov |
| TriStar Gold Inc. | Other | Scottsdale | AZ | $1,357,599 | $2,401,906 | 2 | Sep 14 | sec.gov |
| Plural Everything Inc. | Other | San Francisco | CA | $1,300,000 | $2,200,000 | 2 | Sep 14 | sec.gov |
| Value Exchange International, Inc. | Other Technology | Hong Kong | $1,300,000 | $1,300,000 | 1 | Sep 14 | sec.gov | |
| Better Nature Ltd | Retailing | London | $1,263,327 | $1,888,350 | 12 | Sep 14 | sec.gov | |
| Elevator Service Holdings, LLC | Other | Greenwich | CT | $1,250,000 | $1,250,000 | 1 | Sep 14 | sec.gov |
| Mid America Horizon LLC | Oil and Gas | Clarksdale | MS | $939,500 | Indefinite | 38 | Sep 14 | sec.gov |
| Iyuda Therapeutics, Inc. | Biotechnology | Bethesda | MD | $899,980 | $899,980 | 1 | Sep 14 | sec.gov |
| BC 945 Sherman LLC | Investing | Irving | TX | $835,000 | $835,000 | 6 | Sep 14 | sec.gov |
| TESTAIFY, INC. (amended) | Other Technology | Boca Raton | FL | $675,000 | $700,000 | 17 | Sep 14 | sec.gov |
| Maridea Global Capital Management LLC | Other Banking and Financial Services | Brooklyn | NY | $650,000 | $750,000 | 19 | Sep 14 | sec.gov |
| Lumedica Vision, Inc. (amended) | Other Technology | Durham | NC | $625,000 | $1,250,000 | 8 | Sep 14 | sec.gov |
| Deception & Truth Analysis Inc. | Other | Sarasota | FL | $510,000 | $3,000,000 | 2 | Sep 14 | sec.gov |
| Dorai Home, Inc. | Retailing | West Valley City | UT | $500,000 | $1,000,000 | 2 | Sep 14 | sec.gov |
| EDGe Surgical, Inc. | Other Health Care | Chicago | IL | $500,000 | $500,000 | 1 | Sep 14 | sec.gov |
| Psyched Wellness Ltd. | Other | Toronto | $500,000 | $1,214,274 | 2 | Sep 14 | sec.gov | |
| Nomad Transportable Power Systems, Inc. | Other Energy | Waterbury | VT | $490,503 | $490,503 | 4 | Sep 14 | sec.gov |
| 7 Skips, Inc. | Business Services | Durham | NC | $490,000 | $1,248,000 | 15 | Sep 14 | sec.gov |
| American Country Network, LLC | Other | Nashville | TN | $450,000 | $2,500,000 | 2 | Sep 14 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $400,000 | $145,000,000 | 6 | Sep 14 | sec.gov |
| Iyuda Therapeutics, Inc. | Biotechnology | Bethesda | MD | $342,722 | $342,722 | 4 | Sep 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $270,803 | Indefinite | 41 | Sep 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $258,703 | Indefinite | 50 | Sep 14 | sec.gov |
| Infused Element, LLC | Other | Holyoke | MA | $250,000 | $700,000 | 3 | Sep 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $221,202 | Indefinite | 46 | Sep 14 | sec.gov |
| American Freedom Fund LLC | Other Real Estate | Rose Hill | KS | $220,000 | $10,000,000 | 3 | Sep 14 | sec.gov |
| GMI-Property Improvement Plan, LP (amended) | Other Real Estate | Westlake | TX | $200,000 | $3,765,021 | 1 | Sep 14 | sec.gov |
| SouthStar Financial LLC (amended) | Other Banking and Financial Services | Mt Pleasant | SC | $200,000 | Indefinite | 1 | Sep 14 | sec.gov |
| Vesicor Therapeutics, Inc. | Biotechnology | San Gabriel | CA | $200,000 | $3,000,000 | 2 | Sep 14 | sec.gov |
| SoulFuel Property Management, LLC | Commercial | Katonah | NY | $140,000 | $1,650,000 | 4 | Sep 14 | sec.gov |
| Innovate Mortgage Holdings, LLC | Other | Wilmington | NC | $125,050 | $162,550 | 11 | Sep 14 | sec.gov |
| Koulou Gold Corp. | Other | Vancouver | $123,926 | $123,926 | 2 | Sep 14 | sec.gov | |
| Colibri Resource Corp | Other | Dieppe | $117,000 | $174,213 | 9 | Sep 14 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $110,604 | Indefinite | 24 | Sep 14 | sec.gov |
| 805 CENTRAL PARTNERS LLC | Residential | Murphy | TX | $75,000 | $13,000,000 | 1 | Sep 14 | sec.gov |
| SoulFuel Social Group, LLC | Restaurants | Katonah | NY | $65,000 | $2,200,000 | 4 | Sep 14 | sec.gov |
| Pathfinder Technologies Corp | Other Technology | Wilmington | DE | $35,000 | $100,000 | 334 | Sep 14 | sec.gov |
| CanCambria Energy Corp. | Oil and Gas | Vancouver | $27,911 | $27,911 | 4 | Sep 14 | sec.gov | |
| GM Title & Escrow Services LLC | Other Real Estate | North Ridgeville | OH | $1,320 | $18,000 | 3 | Sep 14 | sec.gov |
| AHRC CHEVRON INVESTORS LLC | Construction | Mcdonough | GA | $0 | $1,600,000 | 0 | Sep 14 | sec.gov |
| Holly Neck Owner, LLC | Residential | Pikesville | MD | $0 | $2,000,000 | 0 | Sep 14 | sec.gov |
| Riverwalk Equity Partners, LP (amended) | Other | Ocoee | FL | $0 | $12,000,000 | 0 | Sep 14 | sec.gov |
| 1031CF Portfolio 5 DST | Other Real Estate | Irvine | CA | $0 | $28,400,000 | 0 | Sep 14 | sec.gov |
| ExchangeRight All-Cash DST | Commercial | Pasadena | CA | $0 | $6,310,000 | 0 | Sep 14 | sec.gov |
| FRED-Verona, LLC | Commercial | Milwaukee | WI | $0 | $32,780,000 | 0 | Sep 14 | sec.gov |
| Axiom-Princeton, LLC | Residential | Kansas City | MO | $0 | $2,150,000 | 0 | Sep 14 | sec.gov |
| SprinTech, LLC (amended) | Biotechnology | Saint George | UT | $0 | $500,000 | 0 | Sep 14 | sec.gov |
| Niksi Funding LLC | Commercial | Scottsdale | AZ | $0 | $500,000,000 | 0 | Sep 14 | sec.gov |
| TREASURE VALLEY HOSPITAL LIMITED PARTNERSHIP | Other Health Care | Boise | ID | $0 | $2,732,993 | 0 | Sep 14 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $2,414,000 | 0 | Sep 14 | sec.gov |
September 15, 2023 · September 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.