Data / Form D filings / Sep 15
Form D filings, September 15, 2023: 94 companies raised $1.15 billion
94 operating companies filed a Form D on September 15, 2023, reporting $1.15 billion sold. Largest: CRA Funding III, LLC ($187.9 million), Sutherland Timber Parent, LP ($151.7 million), Veeam Software Holding Inc. ($134.6 million). The median filing is $3.3 million, and 136 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 94Form D filings
- $1.15 billionreported sold
- $3.3 millionmedian amount sold
- CAmost filings (26)
Most filings by state: CA 26, NY 9, CO 8, TX 7, NJ 5. By industry: Other Technology 17, Other 16, Other Real Estate 11, Other Banking and Financial Services 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| CRA Funding III, LLC (amended) | Other Banking and Financial Services | New York | NY | $187,917,333 | Indefinite | 86 | Sep 15 | sec.gov |
| Sutherland Timber Parent, LP | Other Real Estate | Atlanta | GA | $151,666,666 | Indefinite | 3 | Sep 15 | sec.gov |
| Veeam Software Holding Inc. (amended) | Other | New York | NY | $134,578,745 | Indefinite | 82 | Sep 15 | sec.gov |
| Beta Bionics, Inc | Other Health Care | Irvine | CA | $99,499,982 | $101,784,725 | 29 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $59,593,020 | Indefinite | 41 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $55,436,895 | Indefinite | 27 | Sep 15 | sec.gov |
| CSC Leasing Co. | Other Banking and Financial Services | Richmond | VA | $50,000,000 | $50,000,000 | 17 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $44,943,720 | Indefinite | 14 | Sep 15 | sec.gov |
| Sunstone Income Apartments VI, LLC (amended) | Other Real Estate | Westlake Village | CA | $43,225,000 | $150,000,000 | 418 | Sep 15 | sec.gov |
| REE Holdings I Corp. | Other Energy | Trenton | NJ | $22,109,870 | Indefinite | 19 | Sep 15 | sec.gov |
| Moreh, Inc. | Other Technology | Santa Clara | CA | $21,427,520 | $21,427,520 | 7 | Sep 15 | sec.gov |
| Piper Way Senior Housing LP | Residential | Walnut Creek | CA | $20,050,829 | $20,050,829 | 1 | Sep 15 | sec.gov |
| BDP Southlake DST (amended) | Other Real Estate | Montclair | NJ | $19,204,483 | $51,985,339 | 60 | Sep 15 | sec.gov |
| CP Hollow, LP | Commercial | Dallas | TX | $18,300,000 | $18,300,000 | 50 | Sep 15 | sec.gov |
| Doorloop Inc. (amended) | Other Technology | Miami Beach | FL | $16,050,000 | $16,050,000 | 2 | Sep 15 | sec.gov |
| Fin Mile Logistics, Inc. | Other Technology | London | $15,930,000 | $15,930,000 | 25 | Sep 15 | sec.gov | |
| Needed PBC | Other | Los Angeles | CA | $14,594,049 | $14,594,049 | 22 | Sep 15 | sec.gov |
| nEye Systems, Inc. | Other | Berkeley | CA | $10,537,000 | $14,537,000 | 14 | Sep 15 | sec.gov |
| Plainfield Senior Holdings QOZB, LLC | Commercial | Indianapolis | IN | $9,965,653 | $10,000,000 | 76 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,529,213 | Indefinite | 8 | Sep 15 | sec.gov |
| Ambiq Micro, Inc. | Other Technology | Austin | TX | $8,779,993 | $75,000,000 | 15 | Sep 15 | sec.gov |
| Trinity NW Houston Industrial Investors LLC | Other Real Estate | Southlake | TX | $7,650,000 | $15,000,000 | 85 | Sep 15 | sec.gov |
| GRAND RIVER COMMERCE INC | Commercial Banking | Grandville | MI | $7,650,000 | $7,650,000 | 15 | Sep 15 | sec.gov |
| Air Lab, Inc. | Retailing | New York | NY | $7,549,900 | $9,249,904 | 21 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $7,505,121 | Indefinite | 5 | Sep 15 | sec.gov |
| Anzen Technologies, Inc. | Other Technology | San Francisco | CA | $7,501,529 | $10,199,995 | 4 | Sep 15 | sec.gov |
| Channing Street Copper Co | Other Technology | Berkeley | CA | $6,864,931 | $7,172,428 | 24 | Sep 15 | sec.gov |
| Global Uprising,PBC | Retailing | Salt Lake City | UT | $6,134,073 | $8,000,000 | 8 | Sep 15 | sec.gov |
| Summit Power Fund LLC | Other Energy | Bend | OR | $6,118,000 | $15,000,000 | 48 | Sep 15 | sec.gov |
| Evo Security Technologies, Inc. (amended) | Other Technology | Liberty Hill | TX | $5,375,437 | $5,999,998 | 11 | Sep 15 | sec.gov |
| Sailes, Inc. | Other Technology | Kansas City | MO | $5,098,996 | $5,098,996 | 5 | Sep 15 | sec.gov |
| Telperion Investors LLC | Investing | Bethesda | MD | $5,024,440 | Indefinite | 80 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $4,782,000 | Indefinite | 1 | Sep 15 | sec.gov |
| SA ASPEN RESTAURANT, LLC | Restaurants | Aspen | CO | $4,625,000 | $5,000,000 | 18 | Sep 15 | sec.gov |
| HomeCloud Inc. | Other Technology | Durham | NC | $4,424,519 | $4,424,524 | 26 | Sep 15 | sec.gov |
| FW 3535 NG Investors, LLC | Other Real Estate | Denver | CO | $4,402,500 | $4,402,500 | 37 | Sep 15 | sec.gov |
| Adtoniq, Inc. | Other Technology | San Francisco | CA | $3,873,138 | $3,873,138 | 47 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,863,907 | Indefinite | 5 | Sep 15 | sec.gov |
| Bridge Core Parent Holdings LLC | Other | Radnor | PA | $3,833,673 | $3,833,673 | 5 | Sep 15 | sec.gov |
| ALL PRO ERTL LLLP | Commercial | Colorado Springs | CO | $3,800,000 | $3,800,000 | 47 | Sep 15 | sec.gov |
| Zoo Pharma Dynamics Inc. | Other Health Care | San Antonio | TX | $3,661,999 | Indefinite | 19 | Sep 15 | sec.gov |
| Landing Capital LLC | Other Real Estate | Portland | ME | $2,865,000 | $2,865,000 | 10 | Sep 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $2,600,000 | Indefinite | 1 | Sep 15 | sec.gov |
| Warehowz, Inc. | Other | Henrico | VA | $2,344,633 | $3,000,000 | 22 | Sep 15 | sec.gov |
| Hoofprint Biome, Inc. | Biotechnology | Raleigh | NC | $2,250,000 | $4,250,000 | 3 | Sep 15 | sec.gov |
| MONARCH HEDGE FUND LP (amended) | Other Banking and Financial Services | Morganville | NJ | $1,847,450 | Indefinite | 13 | Sep 15 | sec.gov |
| Landing 20/26 LLC | Other Real Estate | Portland | ME | $1,585,000 | $1,585,000 | 11 | Sep 15 | sec.gov |
| Premium Peanut, LLC | Agriculture | Douglas | GA | $1,567,800 | $16,250,000 | 11 | Sep 15 | sec.gov |
| Youme Healthcare, Inc. | Other Health Care | Elkridge | MD | $1,550,000 | $3,500,000 | 2 | Sep 15 | sec.gov |
| Telperion Investors II LLC | Investing | Bethesda | MD | $1,482,990 | Indefinite | 27 | Sep 15 | sec.gov |
| Hopkins Bloomington LLC | Commercial | Meridian | ID | $1,275,000 | $1,275,000 | 3 | Sep 15 | sec.gov |
| FW S Golden Rd Investors, LLC | Other Real Estate | Denver | CO | $1,100,000 | $1,100,000 | 10 | Sep 15 | sec.gov |
| VaxCare Holdings, LLC (amended) | Other Health Care | Orlando | FL | $1,100,000 | $1,100,000 | 2 | Sep 15 | sec.gov |
| Anduril Investors LLC | Investing | Bethesda | MD | $1,027,490 | Indefinite | 26 | Sep 15 | sec.gov |
| AIKEN FARRELL KROLOFF LLC | Business Services | Phoenix | AZ | $1,000,000 | $4,500,000 | 0 | Sep 15 | sec.gov |
| Spirit Hounds LLC | Other | Lyons | CO | $697,487 | $3,500,000 | 20 | Sep 15 | sec.gov |
| POCKETBOOK, INC. | Other Technology | Atlanta | GA | $579,871 | $750,000 | 6 | Sep 15 | sec.gov |
| 2495904 ALBERTA LTD. | Other | Calgary, Ab | $520,376 | $520,376 | 2 | Sep 15 | sec.gov | |
| Mobile X Global, Inc. | Telecommunications | Newport Coast | CA | $519,482 | Indefinite | 13 | Sep 15 | sec.gov |
| FMTYF Ltd Liability Co (amended) | Other | New York | NY | $415,000 | $1,000,000 | 11 | Sep 15 | sec.gov |
| Bacon AI Inc. | Other Technology | Bend | OR | $250,000 | $1,000,000 | 1 | Sep 15 | sec.gov |
| Healthy Crop, Inc. | Other | San Diego | CA | $249,999 | $249,999 | 1 | Sep 15 | sec.gov |
| Blazing Saddles Racing Stables, LLC | Other | Fort Worth | TX | $225,000 | $225,000 | 20 | Sep 15 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $225,000 | Indefinite | 2 | Sep 15 | sec.gov |
| Hyperion Companies, Inc. | Other Energy | Orange | CA | $220,000 | $5,000,000 | 3 | Sep 15 | sec.gov |
| ARTI ANALYTICS, INC. | Other Technology | Morgan Hill | CA | $190,000 | $750,000 | 3 | Sep 15 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $185,737 | Indefinite | 35 | Sep 15 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $158,161 | Indefinite | 36 | Sep 15 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $156,007 | Indefinite | 35 | Sep 15 | sec.gov |
| M2 Communities, LLC | Other Banking and Financial Services | Greenwood Village | CO | $154,774 | $50,000,000 | 1 | Sep 15 | sec.gov |
| EMPIRE COLLECTIVE CORP. | Other | Brooklyn | NY | $150,000 | $2,000,000 | 2 | Sep 15 | sec.gov |
| Autism Diagnostic Technologies, Inc. | Other Technology | Bedminster | NJ | $150,000 | $600,000 | 9 | Sep 15 | sec.gov |
| Juniper Unmanned, Inc | Other Technology | Denver | CO | $150,000 | $1,250,000 | 6 | Sep 15 | sec.gov |
| Y2 Capital Group Debt Fund I LLC | Commercial | Sheridan | WY | $142,000 | $50,000,000 | 5 | Sep 15 | sec.gov |
| MODRN Living Communities, LLC | Other Banking and Financial Services | Greenwood Village | CO | $134,048 | $30,000,000 | 5 | Sep 15 | sec.gov |
| AORA Mexico, Inc. | Retailing | New York City | NY | $125,000 | $250,000 | 2 | Sep 15 | sec.gov |
| 2023 RE SPV, LLC | Other Real Estate | New York | NY | $100,000 | $5,000,000 | 1 | Sep 15 | sec.gov |
| Colibri Resource Corp | Other | Dieppe | $100,000 | $148,029 | 1 | Sep 15 | sec.gov | |
| Digital Water Solutions Inc. | Other | Guelph | $73,750 | $123,518 | 1 | Sep 15 | sec.gov | |
| E2Gold Inc. | Other | Toronto | $73,240 | $219,720 | 2 | Sep 15 | sec.gov | |
| SOTS Development Ltd Liability Co | Other | Mendham | NJ | $22,500 | $500,000 | 2 | Sep 15 | sec.gov |
| PC Entreprise LLC (amended) | Business Services | Bala Cynwyd | PA | $20,000 | $20,000,000 | 1 | Sep 15 | sec.gov |
| Bread SRSLY, PBC | Manufacturing | Oakland | CA | $0 | Indefinite | 0 | Sep 15 | sec.gov |
| 509 DEV GROUP INCOME FUND LLC | Other Real Estate | Lake Mary | FL | $0 | $2,500,000 | 0 | Sep 15 | sec.gov |
| 100 Fifth Direct, LLC | Commercial | New York | NY | $0 | $20,000,000 | 0 | Sep 15 | sec.gov |
| Sunbelt Multifamily Fund III LP | Residential | Charleston | SC | $0 | $100,000,000 | 0 | Sep 15 | sec.gov |
| SCE Optima Eastside Investors, LLC | Other Real Estate | Carpinteria | CA | $0 | $12,110,000 | 0 | Sep 15 | sec.gov |
| Texas 3 Pack, LLC | Residential | Houston | TX | $0 | $60,000,000 | 0 | Sep 15 | sec.gov |
| AI Medica, Inc. (amended) | Other Health Care | Orem | UT | $0 | $1,000,000 | 0 | Sep 15 | sec.gov |
| Ocient Holdings LLC | Other Technology | Chicago | IL | $0 | Indefinite | 55 | Sep 15 | sec.gov |
| Ocient Inc. | Other Technology | Chicago | IL | $0 | Indefinite | 55 | Sep 15 | sec.gov |
| Lumen Bioscience, Inc. | Biotechnology | Seattle | WA | $0 | $33,000,000 | 0 | Sep 15 | sec.gov |
| Encourage Capital, LLC | Investing | New York | NY | $0 | $4,000,000 | 0 | Sep 15 | sec.gov |
| OpenLocker Holdings, Inc. | Business Services | West Palm Beach | FL | $0 | $2,000,000 | 0 | Sep 15 | sec.gov |
September 18, 2023 · September 14, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.