Data / Form D filings / Week of Sep 18
Form D filings, week of September 18, 2023: 376 companies raised $22.80 billion
376 operating companies filed a Form D in the week of September 18, 2023, reporting $22.80 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.70 billion), Nationwide BOLI Private Placement Variable Account ($5.00 billion), Nationwide PPVUL Separate Account - 4 ($2.72 billion). The median filing is $1.5 million, and 605 pooled investment funds also filed that week.
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- 376Form D filings
- $22.80 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (86)
Most filings by state: CA 86, TX 43, NY 33, FL 30, OH 16. By industry: Other 81, Other Technology 71, Residential 34, Commercial 28.
By day: Sep 18 (58), Sep 19 (67), Sep 20 (91), Sep 21 (74), Sep 22 (86).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,703,813,395 | Indefinite | 442 | Sep 19 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $4,996,754,392 | Indefinite | 25 | Sep 19 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $2,721,000,000 | Indefinite | 7 | Sep 19 | sec.gov |
| NHIT: Core Plus Full Discretion Trust (amended) | Investing | Boston | MA | $733,459,821 | Indefinite | 13 | Sep 18 | sec.gov |
| NHIT: Long Duration Government-Credit Trust (amended) | Investing | Boston | MA | $678,797,164 | Indefinite | 10 | Sep 18 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $499,690,931 | Indefinite | 93 | Sep 19 | sec.gov |
| ImmunityBio, Inc. | Biotechnology | San Diego | CA | $469,986,600 | $469,986,600 | 3 | Sep 22 | sec.gov |
| Royal Oak Realty Trust Inc. (amended) | REITS and Finance | Rochester | NY | $348,806,716 | Indefinite | 959 | Sep 22 | sec.gov |
| Nave Holdings Inc. | Commercial Banking | San Juan | PR | $135,000,000 | $135,000,000 | 54 | Sep 19 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Sep 19 | sec.gov |
| MV Global Timber LP | Other Real Estate | Boston | MA | $130,000,000 | $130,000,000 | 1 | Sep 20 | sec.gov |
| Shield AI Inc | Other Technology | San Diego | CA | $114,416,408 | $150,000,020 | 5 | Sep 22 | sec.gov |
| AeroVironment Inc | Manufacturing | Arlington | VA | $109,007,119 | $109,007,119 | 39 | Sep 19 | sec.gov |
| Inceptive Nucleics, Inc. | Other | Palo Alto | CA | $99,699,966 | $99,999,966 | 8 | Sep 20 | sec.gov |
| Renibus Therapeutics, Inc. (amended) | Pharmaceuticals | Southlake | TX | $95,905,859 | $103,423,054 | 57 | Sep 18 | sec.gov |
| LB PHARMACEUTICALS INC | Pharmaceuticals | New York | NY | $70,730,354 | $110,730,354 | 6 | Sep 21 | sec.gov |
| Dror Ortho-Design, Inc. | Other Health Care | Jerusalem | $62,201,649 | $62,201,649 | 39 | Sep 18 | sec.gov | |
| Broadfield Income Fund LP (amended) | Investing | Boone | NC | $61,249,327 | Indefinite | 4 | Sep 22 | sec.gov |
| Broadfield Partners LP (amended) | Investing | Boone | NC | $57,941,014 | Indefinite | 83 | Sep 21 | sec.gov |
| HiddenLayer, Inc. (amended) | Other Technology | Leander | TX | $49,999,925 | $50,000,000 | 14 | Sep 22 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $46,161,850 | Indefinite | 2 | Sep 19 | sec.gov |
| Overhaul Group, Inc. (amended) | Other | Austin | TX | $45,926,670 | $50,000,000 | 12 | Sep 22 | sec.gov |
| Bugcrowd Inc. (amended) | Other Technology | San Francisco | CA | $44,602,973 | $47,506,773 | 27 | Sep 21 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $44,508,991 | Indefinite | 14 | Sep 19 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $44,304,972 | $70,344,106 | 158 | Sep 22 | sec.gov |
| Beam Technologies Inc. | Insurance | Columbus | OH | $40,871,083 | $40,871,083 | 13 | Sep 19 | sec.gov |
| DELOITTE CONSULTING LLP (amended) | Other | New York | NY | $40,128,485 | $40,128,485 | 343 | Sep 22 | sec.gov |
| MG Artist Walk Investments L.P. | Residential | San Diego | CA | $36,000,000 | $36,000,000 | 10 | Sep 21 | sec.gov |
| Highline Real Estate Fund 1, LP | Other Real Estate | Miami | FL | $35,000,000 | $75,000,000 | 48 | Sep 22 | sec.gov |
| ACP Ulysses Holdings, Inc. (amended) | Other | New York | NY | $34,904,696 | Indefinite | 27 | Sep 21 | sec.gov |
| AQ Sage Parent, L.P. (amended) | Other | New York | NY | $34,120,000 | Indefinite | 31 | Sep 18 | sec.gov |
| TileDB, Inc. | Other Technology | Cambridge | MA | $32,800,014 | $38,800,013 | 21 | Sep 20 | sec.gov |
| Seegrid Corp (amended) | Other Technology | Pittsburgh | PA | $31,549,979 | $50,000,000 | 2 | Sep 21 | sec.gov |
| Graf Apartments Phase II QOF LLC | Residential | Bozeman | MT | $26,850,000 | $30,000,000 | 66 | Sep 22 | sec.gov |
| Moose Holdings, Inc. | Other | Washington | DC | $26,804,800 | $26,804,800 | 3 | Sep 19 | sec.gov |
| Diligent Robotics, Inc. | Other | Austin | TX | $26,499,980 | $26,499,980 | 22 | Sep 22 | sec.gov |
| Post TX I Partners, LLC | Investing | Los Angeles | CA | $26,044,000 | $26,508,525 | 233 | Sep 22 | sec.gov |
| Gelt Cherry Street Holdings LLC | Commercial | Los Angeles | CA | $26,032,689 | $30,873,419 | 145 | Sep 20 | sec.gov |
| Saddle Brook SG Holdings LLC | Commercial | Englewood | NJ | $25,169,865 | $25,169,865 | 123 | Sep 18 | sec.gov |
| Take Command Insurance Agency, Inc. | Health Insurance | Dallas | TX | $24,999,981 | $24,999,981 | 10 | Sep 20 | sec.gov |
| Cellectar Biosciences, Inc. | Biotechnology | Florham Park | NJ | $24,500,000 | $24,500,000 | 21 | Sep 22 | sec.gov |
| Mountaintop Studios, Inc. | Other Technology | San Francisco | CA | $20,499,979 | $25,000,000 | 7 | Sep 21 | sec.gov |
| Equip Health, Inc. | Other Health Care | Carlsbad | CA | $19,999,984 | $19,999,984 | 2 | Sep 19 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $19,762,426 | $69,424,166 | 45 | Sep 20 | sec.gov |
| MG Brix 325 Investments 2 L.P. | Residential | San Diego | CA | $19,200,000 | $19,200,000 | 10 | Sep 21 | sec.gov |
| MG Brix 325 Investments 1 L.P. | Residential | San Diego | CA | $19,200,000 | $19,200,000 | 10 | Sep 21 | sec.gov |
| LM Logistics Pointe Coinvestment, LLC | Commercial | New York | NY | $18,500,000 | $18,500,000 | 41 | Sep 22 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $18,300,098 | $18,300,098 | 4 | Sep 20 | sec.gov |
| Deloitte Tax LLP (amended) | Other | New York | NY | $18,106,924 | $18,106,924 | 188 | Sep 22 | sec.gov |
| DELOITTE & TOUCHE LLP (amended) | Other | New York | NY | $17,834,577 | $17,834,577 | 225 | Sep 22 | sec.gov |
| Synvitrobio, Inc. | Other Health Care | San Leandro | CA | $17,556,003 | $17,556,003 | 16 | Sep 22 | sec.gov |
| 100 East HoldCo, LLC | Commercial | Milwaukee | WI | $17,198,000 | $25,000,000 | 3 | Sep 18 | sec.gov |
| Kudos Technologies, Inc. | Other Technology | Woodland Hills | CA | $17,177,086 | $17,177,086 | 33 | Sep 20 | sec.gov |
| Falcon Hospice, L.P. (amended) | Other Health Care | Atlanta | GA | $15,380,090 | Indefinite | 66 | Sep 22 | sec.gov |
| AEROFLEXX, LLC (amended) | Other Technology | West Chester | OH | $15,200,000 | $25,000,000 | 8 | Sep 21 | sec.gov |
| SKUxchange, Inc. (amended) | Other Technology | St. Petersburg | FL | $12,390,268 | $22,500,000 | 35 | Sep 22 | sec.gov |
| SKUxchange, Inc. (amended) | Other Technology | St. Petersburg | FL | $12,390,268 | $22,500,000 | 35 | Sep 21 | sec.gov |
| LLJ Multifamily Ventures 20, LLC | Residential | San Diego | CA | $11,500,000 | $11,500,000 | 46 | Sep 20 | sec.gov |
| 342 Pacific Funding L.P. | Other Real Estate | Woodmere | NY | $11,500,000 | $11,500,000 | 52 | Sep 19 | sec.gov |
| Disa Technologies, Inc. | Environmental Services | Casper | WY | $11,267,374 | $14,999,999 | 15 | Sep 21 | sec.gov |
| Karbon, Inc. | Other Technology | San Francisco | CA | $10,499,989 | $10,499,989 | 9 | Sep 18 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $10,082,135 | Indefinite | 6 | Sep 19 | sec.gov |
| Aditxt, Inc. | Biotechnology | Richmond | VA | $10,000,000 | $10,000,000 | 1 | Sep 20 | sec.gov |
| Riley Development Holdings, LLC | Other Real Estate | Savannah | GA | $9,508,000 | $10,540,000 | 28 | Sep 20 | sec.gov |
| POPLAR FEN PLACE, LLC | Residential | Columbus | OH | $9,090,126 | $9,090,126 | 1 | Sep 22 | sec.gov |
| SP Cannery District, LLC | Other Real Estate | Duluth | MN | $8,560,000 | $8,560,000 | 40 | Sep 18 | sec.gov |
| Forward Initiative Inc. | Other Technology | Coral Springs | FL | $8,424,783 | $10,000,000 | 6 | Sep 20 | sec.gov |
| Ironlight Group Inc. (amended) | Other Technology | Basking Ridge | NJ | $8,319,948 | $29,999,997 | 27 | Sep 20 | sec.gov |
| Deloitte LLP (amended) | Other | New York | NY | $8,164,490 | $8,164,490 | 111 | Sep 22 | sec.gov |
| Chasm Advanced Materials, Inc. (amended) | Other Technology | Canton | MA | $8,050,000 | $15,000,000 | 2 | Sep 19 | sec.gov |
| Felix Technologies Inc. | Other Technology | San Francisco | CA | $7,965,495 | $8,080,500 | 51 | Sep 22 | sec.gov |
| MidCity Retail II, LLC | Commercial | Huntsville | AL | $7,875,000 | $8,000,000 | 6 | Sep 20 | sec.gov |
| Cecilian Partners, Inc. | Other Technology | New Hope | PA | $7,800,000 | $11,800,000 | 32 | Sep 22 | sec.gov |
| Teren, Inc. (amended) | Other Technology | Lakewood | CO | $7,120,297 | $7,120,297 | 9 | Sep 18 | sec.gov |
| Allied Gold Corp | Other | Toronto | $6,893,010 | $6,893,010 | 11 | Sep 21 | sec.gov | |
| District EIA Acquisitions, LLC (amended) | Other Real Estate | Carrollton | TX | $6,890,729 | $6,890,729 | 1 | Sep 20 | sec.gov |
| AEI NET LEASE PORTFOLIO 22 DST (amended) | Commercial | St. Paul | MN | $6,800,273 | $23,590,000 | 15 | Sep 21 | sec.gov |
| LLJ Multifamily Ventures 15, LLC | Residential | San Diego | CA | $6,298,000 | $6,298,000 | 33 | Sep 20 | sec.gov |
| Earthmover PBC | Other Technology | New York | NY | $6,115,032 | $6,414,998 | 10 | Sep 21 | sec.gov |
| Nulu Investors, LLC | Other | Louisville | KY | $6,060,000 | $6,410,000 | 53 | Sep 21 | sec.gov |
| NICE Holding Co LLC | Manufacturing | St. Louis | MO | $6,039,880 | $6,039,880 | 16 | Sep 22 | sec.gov |
| Fierce Whiskers Distillery, LLC | Other | Austin | TX | $5,650,000 | $5,650,000 | 12 | Sep 22 | sec.gov |
| SAVVI AI Inc. | Other Technology | Kentfield | CA | $5,468,184 | $7,137,680 | 36 | Sep 18 | sec.gov |
| ALVARADO CLEBURNE PROPERTIES, LLC | Other Real Estate | Los Angeles | CA | $5,425,000 | $5,425,000 | 66 | Sep 19 | sec.gov |
| Baseball Info Solutions, Inc. | Other Technology | Coplay | PA | $5,349,969 | $6,999,967 | 13 | Sep 19 | sec.gov |
| KC Apartments QP, LLC | Residential | Chicago | IL | $5,310,000 | $5,310,000 | 52 | Sep 19 | sec.gov |
| Aspen Tree Holdings, LLC | Business Services | New York | NY | $5,200,000 | $5,200,000 | 15 | Sep 20 | sec.gov |
| Capital Provisions Inc | Other | Downey | CA | $5,075,941 | $5,075,941 | 3 | Sep 18 | sec.gov |
| GIE Medical, Inc. | Other Health Care | Brooklyn Park | MN | $5,000,000 | $5,000,000 | 1 | Sep 21 | sec.gov |
| Redem Tech, Inc. | Other Technology | Mexico City | $5,000,000 | $7,000,000 | 1 | Sep 20 | sec.gov | |
| Citrine Informatics, Inc. | Other | Redwood City | CA | $4,999,999 | $4,999,999 | 2 | Sep 22 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $4,991,132 | $4,991,132 | 1 | Sep 19 | sec.gov |
| Telepathy Labs, Inc. | Other Technology | Tampa | FL | $4,948,889 | $10,000,000 | 48 | Sep 21 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Tampa | FL | $4,920,500 | $4,920,500 | 91 | Sep 18 | sec.gov |
| Smart Storage Lenexa, LLC | Commercial | Kansas City | MO | $4,888,890 | $4,888,890 | 13 | Sep 21 | sec.gov |
| Relevant Olive Manager, LLC (amended) | Other Real Estate | Los Angeles | CA | $4,800,000 | $30,400,000 | 1 | Sep 20 | sec.gov |
| Larkspur Investments, LLC | Residential | Miami | FL | $4,800,000 | $5,050,000 | 41 | Sep 18 | sec.gov |
| Hunterian Medicine LLC (amended) | Biotechnology | Baltimore | MD | $4,595,000 | Indefinite | 26 | Sep 21 | sec.gov |
| Idle Smart Inc. | Other Technology | Lenox | MA | $4,385,112 | $4,385,112 | 15 | Sep 21 | sec.gov |
| Marquam Heights II, LLC | Other | Oakland | CA | $4,350,600 | $9,450,000 | 14 | Sep 21 | sec.gov |
| HUBPAY INC. (amended) | Other Banking and Financial Services | Abu Dhabi | $4,315,283 | $8,201,604 | 15 | Sep 18 | sec.gov | |
| SMX (Security Matters) Public Ltd Co | Other | Dublin 4 | $4,290,000 | $4,290,000 | 1 | Sep 20 | sec.gov | |
| United Sodas of America, Inc. | Retailing | New York | NY | $4,250,000 | $6,167,264 | 2 | Sep 19 | sec.gov |
| Midsummer Studios Inc. | Other Technology | Hunt Valley | MD | $4,249,998 | $6,000,000 | 3 | Sep 20 | sec.gov |
| KC APARTMENTS, LLC | Residential | Chicago | IL | $4,230,000 | $4,230,000 | 86 | Sep 19 | sec.gov |
| Deloitte Touche Tohmatsu Services, LLC (amended) | Other | New York | NY | $4,060,169 | $4,060,169 | 33 | Sep 18 | sec.gov |
| Haiqu, Inc. | Other Technology | San Francisco | CA | $4,000,000 | $4,000,000 | 9 | Sep 21 | sec.gov |
| Skyline DST Bridge, LLC | Commercial | San Francisco | CA | $3,950,000 | $4,050,000 | 14 | Sep 19 | sec.gov |
| VERQOR HOLDINGS LTD. | Other Banking and Financial Services | Cdmx | $3,900,011 | $4,000,006 | 5 | Sep 22 | sec.gov | |
| M&H Fort Worth Bonds Ranch, LP | Other Real Estate | Longview | TX | $3,900,000 | $3,900,000 | 21 | Sep 20 | sec.gov |
| Arden OpZone Co-Investment I, LLC | Commercial | Philadelphia | PA | $3,700,000 | $150,000,000 | 6 | Sep 19 | sec.gov |
| BOM DIA IMPORTS LLC (amended) | Other | Seattle | WA | $3,596,265 | $5,400,000 | 38 | Sep 22 | sec.gov |
| CIG GLS INVESTORS LLC | Commercial | Virginia Beach | VA | $3,549,749 | $3,549,749 | 45 | Sep 20 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $3,427,268 | $59,505,817 | 13 | Sep 22 | sec.gov |
| Prism FM Inc. | Other Technology | Austin | TX | $3,425,742 | $4,999,999 | 9 | Sep 22 | sec.gov |
| Western States Storage Properties, LLC | Other Real Estate | Reno | NV | $3,400,000 | $10,000,000 | 4 | Sep 21 | sec.gov |
| C3 Industries, Inc. | Other | Ann Arbor | MI | $3,300,000 | $25,000,000 | 6 | Sep 20 | sec.gov |
| Las Posas Ventures, LLC | Residential | San Diego | CA | $3,300,000 | $3,300,000 | 4 | Sep 20 | sec.gov |
| Horizon Energy Global Corp | Oil and Gas | Fairfield | IA | $3,259,822 | $3,259,822 | 12 | Sep 22 | sec.gov |
| Contender Capital LLC (amended) | Other | Aventura | FL | $3,254,122 | $20,000,000 | 9 | Sep 21 | sec.gov |
| AB Capital Group, LLC | Other | Pepper Pike | OH | $3,215,000 | $30,000,000 | 32 | Sep 21 | sec.gov |
| LLJ Multifamily Ventures 19, LLC | Residential | San Diego | CA | $3,200,000 | $3,200,000 | 19 | Sep 20 | sec.gov |
| Fair Warning Art, Inc. | Other Technology | New York | NY | $3,049,999 | $8,000,000 | 3 | Sep 22 | sec.gov |
| Leif Technologies, Inc. | Other | New York | NY | $3,000,000 | $6,500,000 | 1 | Sep 18 | sec.gov |
| Cambrian Inc. (amended) | Other Technology | London | $2,999,998 | $3,999,997 | 3 | Sep 22 | sec.gov | |
| Cambrian Inc. | Other Technology | London | $2,999,998 | $3,999,997 | 3 | Sep 21 | sec.gov | |
| Creatify Lab Inc. | Other Technology | Mountain View | CA | $2,995,000 | $3,000,000 | 11 | Sep 22 | sec.gov |
| Market Wagon, Inc. | Other | Indianapolis | IN | $2,842,911 | $4,842,911 | 19 | Sep 20 | sec.gov |
| Lex, Inc. | Other Technology | San Francisco | CA | $2,721,999 | $2,750,000 | 11 | Sep 22 | sec.gov |
| Dividenz 12 LP | Other Real Estate | Aventura | FL | $2,619,470 | $3,947,000 | 56 | Sep 21 | sec.gov |
| GeoGenCo USA LLC | Other Energy | Reno | NV | $2,600,000 | $10,000,000 | 3 | Sep 20 | sec.gov |
| Modern Adventure, LLC | Tourism and Travel Services | Portland | OR | $2,500,000 | $2,500,000 | 2 | Sep 20 | sec.gov |
| Safe Dynamics, Inc. (amended) | Other | San Marcos | CA | $2,421,890 | $2,421,890 | 28 | Sep 21 | sec.gov |
| Cosell, Inc. | Other Technology | Austin | TX | $2,400,000 | $2,700,000 | 3 | Sep 20 | sec.gov |
| Deverra Therapeutics, Inc. | Biotechnology | Seattle | WA | $2,388,889 | $2,388,889 | 1 | Sep 18 | sec.gov |
| 202 Byrum, LLC | Residential | Washington | DC | $2,303,000 | $2,303,000 | 13 | Sep 21 | sec.gov |
| LMG Merrimack LLC | Commercial | Fort Lauderdale | FL | $2,250,000 | $2,500,000 | 11 | Sep 18 | sec.gov |
| Galaxy-Mercury Unicorn III, LLC | Investing | New York | NY | $2,227,525 | $2,402,525 | 31 | Sep 18 | sec.gov |
| Altrazeal Life Sciences Inc. | Other Health Care | Addison | TX | $2,216,621 | $6,600,000 | 2 | Sep 18 | sec.gov |
| LLJ Multifamily Ventures 15 OZ Members, LLC | Residential | San Diego | CA | $2,202,000 | $2,202,000 | 9 | Sep 20 | sec.gov |
| Zenblen, Inc. | Other Technology | Chicago | IL | $2,117,117 | $2,840,275 | 34 | Sep 18 | sec.gov |
| CF Archer Multifamily DST (amended) | Residential | New York | NY | $2,109,932 | $50,064,000 | 2 | Sep 20 | sec.gov |
| Lamb City Campground Holdco LLC | Other | Claymont | DE | $2,100,000 | Indefinite | 19 | Sep 20 | sec.gov |
| Deloitte Financial Advisory Services LLP (amended) | Other | New York | NY | $2,094,964 | $2,094,964 | 19 | Sep 22 | sec.gov |
| Aligned Carbon Inc. (amended) | Other Technology | Santa Clara | CA | $2,067,580 | $3,000,000 | 11 | Sep 22 | sec.gov |
| BULLSEYE TECH FUND, LLC | Other Technology | Jupiter | FL | $2,032,000 | $2,100,000 | 13 | Sep 20 | sec.gov |
| CB Lenexa Storage Investors, LLC | Commercial | Kansas City | MO | $2,000,000 | $2,000,000 | 8 | Sep 21 | sec.gov |
| Firebirds Ultimate Holdings, LP | Restaurants | New York | NY | $1,952,973 | $1,952,973 | 10 | Sep 20 | sec.gov |
| Bloom Credit, Inc | Other Technology | New York | NY | $1,950,000 | $5,000,000 | 2 | Sep 22 | sec.gov |
| Cosell, Inc. | Other Technology | Austin | TX | $1,850,000 | $1,850,000 | 2 | Sep 20 | sec.gov |
| Continuum Ag, Inc. (amended) | Other Technology | Washington | IA | $1,765,372 | $2,639,212 | 9 | Sep 19 | sec.gov |
| OHP Technologies Inc. (amended) | Other Technology | Pittsburgh | PA | $1,755,000 | $2,300,000 | 15 | Sep 18 | sec.gov |
| Spectra7 Microsystems Inc. | Other | Toronto | $1,719,279 | $3,676,320 | 10 | Sep 21 | sec.gov | |
| Zakipoint Health, Inc. | Other Technology | Cambridge | MA | $1,717,418 | $1,892,417 | 33 | Sep 19 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Tampa | FL | $1,701,838 | $1,701,838 | 41 | Sep 18 | sec.gov |
| Courtside Group, Inc. | Other Technology | Beverly Hills | CA | $1,670,400 | $1,670,400 | 2 | Sep 22 | sec.gov |
| Allarity Therapeutics, Inc. | Biotechnology | Boston | MA | $1,601,578 | Indefinite | 2 | Sep 21 | sec.gov |
| Altamont MHP Limited Partnership | Residential | Klamath Falls | OR | $1,600,000 | $1,600,000 | 7 | Sep 19 | sec.gov |
| Transitiv, Inc. | Business Services | Dallas | TX | $1,535,000 | $3,250,000 | 4 | Sep 20 | sec.gov |
| Carmatic Enterprises, Inc. | Other Technology | Deerfield | IL | $1,500,000 | $4,000,000 | 1 | Sep 20 | sec.gov |
| International Marine Management Puerto Rico LLC | Other | San Juan | PR | $1,500,000 | $1,500,000 | 1 | Sep 19 | sec.gov |
| Gemini Bioproducts Holding, Inc. | Manufacturing | West Sacramento | CA | $1,500,000 | $1,500,000 | 7 | Sep 19 | sec.gov |
| Tailbox, Inc. | Other | Cambridge | MA | $1,500,000 | $1,500,000 | 2 | Sep 18 | sec.gov |
| Cedar LH Shareholder LLC | Other Real Estate | Chicago | IL | $1,483,200 | $5,250,000 | 12 | Sep 21 | sec.gov |
| First Wave BioPharma, Inc. | Biotechnology | Boca Raton | FL | $1,470,509 | $1,470,509 | 1 | Sep 21 | sec.gov |
| Kineolabs, Inc. (amended) | Other Technology | Lexington | MA | $1,440,000 | $1,800,000 | 2 | Sep 19 | sec.gov |
| Gi Property 73 LLC | Other Real Estate | Beverly Hills | CA | $1,417,950 | $1,417,950 | 24 | Sep 20 | sec.gov |
| Arena Innovation Corp. | Other | San Francisco | CA | $1,400,500 | $2,000,000 | 5 | Sep 22 | sec.gov |
| Flavor Group, Inc. | Other | Providence | RI | $1,350,000 | $1,350,000 | 9 | Sep 19 | sec.gov |
| Bloom Credit, Inc | Other Technology | New York | NY | $1,331,645 | $1,331,645 | 30 | Sep 22 | sec.gov |
| Mariposa Belize LLC | Other | Jackson | WY | $1,300,000 | $3,500,000 | 3 | Sep 21 | sec.gov |
| Urban Greenery, LLC | Commercial | Glastonbury | CT | $1,300,000 | $2,000,000 | 5 | Sep 19 | sec.gov |
| Cosell, Inc. | Other Technology | Austin | TX | $1,299,500 | $3,600,000 | 3 | Sep 20 | sec.gov |
| SBD Warehouse Credit Facility, LLC (amended) | Other Real Estate | Blue Springs | MO | $1,265,000 | $4,000,000 | 8 | Sep 18 | sec.gov |
| Newport Gianera, LLC | Residential | Newport News | VA | $1,250,000 | $1,250,000 | 25 | Sep 20 | sec.gov |
| Hawthorne Food Co (amended) | Other | Waltham | MA | $1,200,000 | $2,000,000 | 9 | Sep 22 | sec.gov |
| Imagen Miramar Beach Support Services, LLC | Other Health Care | Scottsdale | AZ | $1,187,000 | $1,187,000 | 1 | Sep 20 | sec.gov |
| Kroh Exploration, LLC | Oil and Gas | Fort Worth | TX | $1,185,000 | $1,500,000 | 21 | Sep 20 | sec.gov |
| EPC PUBLIC-PRIVATE FUND I, LLC | Other | Grand Rapids | MI | $1,176,840 | $10,000,000 | 13 | Sep 18 | sec.gov |
| RAD OZ Fund, LLC | Commercial | Alpharetta | GA | $1,150,000 | $2,500,000 | 8 | Sep 22 | sec.gov |
| Hawthorne Food Co | Other | Waltham | MA | $1,070,000 | $2,000,000 | 7 | Sep 19 | sec.gov |
| Light Wave Holding Company, LLC | Other Health Care | New York | NY | $1,067,000 | $1,067,000 | 2 | Sep 22 | sec.gov |
| Studson, Inc. (amended) | Manufacturing | Tigard | OR | $1,051,225 | $2,000,000 | 10 | Sep 18 | sec.gov |
| Studson, Inc. | Manufacturing | Tigard | OR | $1,051,225 | $2,000,000 | 10 | Sep 18 | sec.gov |
| Anaqua Investments Group OCP Capote 2023 LLC | Investing | Austin | TX | $1,050,000 | $1,050,000 | 31 | Sep 18 | sec.gov |
| Pecan XC Opportunity Fund, LLC | Other Real Estate | Dallas | TX | $1,022,971 | $1,022,971 | 32 | Sep 21 | sec.gov |
| K-Island Resources, LLC | Coal Mining | Brevard | NC | $1,000,000 | $1,000,000 | 3 | Sep 20 | sec.gov |
| Heart Test Laboratories, Inc. | Other Health Care | Southlake | TX | $1,000,000 | $1,000,000 | 1 | Sep 20 | sec.gov |
| Western Alaska Minerals Corp. | Other | Tucson | AZ | $982,214 | $982,214 | 10 | Sep 22 | sec.gov |
| Mintech Bio Angels LLC | Biotechnology | Pembroke Pines | FL | $945,000 | Indefinite | 22 | Sep 22 | sec.gov |
| REtokens USA Inc. | Other Technology | Spokane Valley | WA | $905,000 | $2,250,000 | 5 | Sep 22 | sec.gov |
| WWC LXIX US, LP (amended) | Residential | Phoenix | AZ | $841,768 | $1,970,000 | 135 | Sep 22 | sec.gov |
| Gi Property 70 LLC | Other Real Estate | Beverly Hills | CA | $771,200 | $771,200 | 22 | Sep 18 | sec.gov |
| FIRST PEOPLES BANKSHARES, INC. | Other Banking and Financial Services | Pine Mountain | GA | $765,072 | $15,120,000 | 3 | Sep 20 | sec.gov |
| bioProtonics, Inc. (amended) | Other | Santa Barbara | CA | $753,126 | $2,000,000 | 7 | Sep 20 | sec.gov |
| EdgeTheory, LLC | Other Technology | University | MS | $750,000 | $1,323,735 | 3 | Sep 22 | sec.gov |
| 3DIO Inc. | Other Health Care | Orem | UT | $750,000 | $1,100,000 | 1 | Sep 21 | sec.gov |
| Eunoia Capital, LLC | Other | Mexico City | $720,000 | $720,000 | 15 | Sep 22 | sec.gov | |
| WWC LXVI US, LP (amended) | Residential | Phoenix | AZ | $718,412 | $1,705,000 | 55 | Sep 22 | sec.gov |
| WWC LXVIII US, LP (amended) | Residential | Phoenix | AZ | $703,585 | $1,600,000 | 104 | Sep 22 | sec.gov |
| We Realize Inc. | Tourism and Travel Services | Nashville | TN | $700,000 | Indefinite | 1 | Sep 22 | sec.gov |
| WB Creekside LLC | Residential | Scottsdale | AZ | $700,000 | $1,000,000 | 7 | Sep 22 | sec.gov |
| JW Fund I, LP | Retailing | Miami | FL | $700,000 | $700,000 | 13 | Sep 18 | sec.gov |
| RMP EvidenceCare, LLC | Business Services | Brentwood | TN | $640,000 | $640,000 | 6 | Sep 18 | sec.gov |
| GATC HEALTH CORP | Other Technology | Irvine | CA | $621,000 | $621,000 | 22 | Sep 20 | sec.gov |
| Tuioti, LLC | Investing | Salt Lake City | UT | $600,000 | $600,000 | 7 | Sep 21 | sec.gov |
| Tiled, Inc. | Other Technology | San Diego | CA | $600,000 | $1,400,000 | 3 | Sep 20 | sec.gov |
| Brandywine Branch Distillers LLC | Other | Elverson | PA | $569,500 | $1,500,000 | 11 | Sep 22 | sec.gov |
| Biomics LLC (amended) | Other | Austin | TX | $564,472 | $2,500,000 | 3 | Sep 19 | sec.gov |
| Miso Robotics, Inc. | Other Technology | Pasadena | CA | $551,384 | $1,250,000 | 117 | Sep 18 | sec.gov |
| Ghost Notes Inc. | Other Technology | Sparta | NJ | $550,000 | $1,500,000 | 2 | Sep 20 | sec.gov |
| EMIT IMAGING, INC. | Biotechnology | Baltimore | MD | $525,000 | $4,000,000 | 2 | Sep 21 | sec.gov |
| THREE LOTS 650, LLC | Other | Mukilteo | WA | $520,000 | $520,000 | 4 | Sep 18 | sec.gov |
| TDE DIGITAL HDD LP | Oil and Gas | Sugar Land | TX | $500,000 | $500,000 | 1 | Sep 19 | sec.gov |
| Willow Hill Capital LLC | Other | Charlotte | NC | $500,000 | $500,000 | 14 | Sep 18 | sec.gov |
| Texakoma Resources, LLC | Oil and Gas | Plano | TX | $500,000 | $40,000,000 | 1 | Sep 18 | sec.gov |
| National Diversified Fund 7, LLC | Commercial | Denver | CO | $477,464 | $60,000,000 | 8 | Sep 21 | sec.gov |
| Barrel Proof Nashville LLC | Other | New Orleans | LA | $475,000 | $500,000 | 10 | Sep 19 | sec.gov |
| Private Practice Access Inc. | Other Health Care | Englewood Cliffs | NJ | $475,000 | $500,000 | 32 | Sep 18 | sec.gov |
| PFC Upstream Energy Fund 23, LP | Oil and Gas | Sheridan | WY | $450,000 | $2,000,000 | 5 | Sep 20 | sec.gov |
| American Country Network, LLC (amended) | Other | Nashville | TN | $450,000 | $2,500,000 | 2 | Sep 18 | sec.gov |
| FiberX Inc. | Other | Hammond | IN | $449,999 | $1,149,999 | 3 | Sep 21 | sec.gov |
| WWC XLIII US, LP (amended) | Residential | Phoenix | AZ | $442,045 | $2,015,000 | 15 | Sep 22 | sec.gov |
| Gaucho Group Holdings, Inc. | Other Real Estate | Miami | FL | $405,000 | $555,379 | 3 | Sep 20 | sec.gov |
| KG CS DST | Other Real Estate | Bloomington | MN | $400,000 | $9,500,000 | 1 | Sep 20 | sec.gov |
| Rarebird, Inc. | Retailing | San Francisco | CA | $400,000 | $400,000 | 2 | Sep 19 | sec.gov |
| Sofi Gunsight Hill Joint Venture | Oil and Gas | Prosper | TX | $386,875 | $525,000 | 0 | Sep 19 | sec.gov |
| Advantage AVP Parent Holdings, L.P. | Other Health Care | Miami | FL | $382,500 | $382,500 | 7 | Sep 21 | sec.gov |
| TheraTec, Inc. | Other Health Care | Horace | ND | $375,000 | $1,000,000 | 3 | Sep 20 | sec.gov |
| Genesis Accel Opportunity Fund LLC - Series 11 | Investing | Miramar | FL | $365,000 | $365,000 | 4 | Sep 21 | sec.gov |
| Gelt Cherry Street II Holdings LLC | Commercial | Los Angeles | CA | $351,503 | $351,503 | 1 | Sep 20 | sec.gov |
| Angarak, Inc. | Other | San Diego | CA | $350,000 | $1,000,000 | 4 | Sep 22 | sec.gov |
| Prospect Brands Group, Inc. | Computers | Weston | FL | $333,333 | $1,000,000 | 1 | Sep 18 | sec.gov |
| Lahontan Gold Corp. | Other | Vancouver | $326,456 | $816,081 | 6 | Sep 20 | sec.gov | |
| Iole Capital, LLC | Other | Sao Paulo-Sp | $326,250 | $326,250 | 11 | Sep 21 | sec.gov | |
| ELEVATED EQUITY INVESTMENT FUND LLC (amended) | Other Real Estate | Austin | TX | $320,000 | $10,000,000 | 6 | Sep 22 | sec.gov |
| LWCD Dental Leaders, LLC | Other Health Care | Woodbridge | VA | $316,000 | $316,000 | 3 | Sep 22 | sec.gov |
| WWC L US, LP (amended) | Residential | Phoenix | AZ | $303,580 | $1,390,000 | 27 | Sep 22 | sec.gov |
| GainR LLC | Other Technology | Miami Beach | FL | $300,000 | $700,000 | 1 | Sep 22 | sec.gov |
| Gander Technologies, Inc. | Other Technology | Denver | CO | $300,000 | $300,000 | 1 | Sep 18 | sec.gov |
| Celeste ManCo S.C.Sp | Investing | Strassen | $255,278 | $255,278 | 2 | Sep 21 | sec.gov | |
| ACE Fund LLC | Residential | Pismo Beach | CA | $250,000 | $960,000 | 1 | Sep 22 | sec.gov |
| JB Fund LLC | Other | Columbus | OH | $250,000 | $3,000,000 | 6 | Sep 21 | sec.gov |
| RockStep Manhattan, LLC | Commercial | Houston | TX | $250,000 | $11,000,000 | 1 | Sep 20 | sec.gov |
| Deepcast, Inc. | Other | Los Angeles | CA | $250,000 | $250,000 | 1 | Sep 19 | sec.gov |
| Tall Poppy Security Inc. | Other | San Francisco | CA | $250,000 | $250,000 | 1 | Sep 19 | sec.gov |
| META MATERIALS INC. | Other Technology | Dartmouth | $250,000 | $6,000,000 | 1 | Sep 19 | sec.gov | |
| Elevai Labs Inc. | Other | Newport Beach | CA | $249,996 | $549,990 | 2 | Sep 22 | sec.gov |
| MSPV 2023B, LLC | Residential | Fort Collins | CO | $247,000 | $247,000 | 5 | Sep 22 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $245,612 | Indefinite | 35 | Sep 18 | sec.gov |
| PIG ANA Investment Holdings LLC | Investing | Argyle | TX | $230,000 | $230,000 | 8 | Sep 20 | sec.gov |
| PIG 2 ANA Investment Holdings LLC | Investing | Argyle | TX | $230,000 | $230,000 | 10 | Sep 20 | sec.gov |
| VICTORY OILFIELD TECH, INC. | Other Energy | Austin | TX | $225,000 | $5,000,000 | 4 | Sep 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $210,831 | Indefinite | 30 | Sep 22 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $208,233 | Indefinite | 25 | Sep 20 | sec.gov |
| Free Lunch, LP (amended) | Investing | Chapel Hill | NC | $200,000 | Indefinite | 2 | Sep 21 | sec.gov |
| Include Software Corp | Other Technology | Fort Lauderdale | FL | $200,000 | $3,000,000 | 2 | Sep 20 | sec.gov |
| Marketspringpad Holdings Ltd | Other Banking and Financial Services | St. Helier | $200,000 | Indefinite | 1 | Sep 20 | sec.gov | |
| ATTIVA U.S.A., INC. | Other Health Care | Northport | NY | $200,000 | $5,000,000 | 1 | Sep 19 | sec.gov |
| BROAD RIVER VILLAGE GROUP LLC | Residential | Medina | OH | $200,000 | $6,500,000 | 2 | Sep 19 | sec.gov |
| Signing Day Sports, Inc. (amended) | Other | Scottsdale | AZ | $200,000 | $200,000 | 3 | Sep 19 | sec.gov |
| CWS Investments Inc (amended) | Investing | Springfield | VA | $200,000 | $75,000,000 | 2 | Sep 19 | sec.gov |
| ARC Medical Inc. | Biotechnology | Richmond | $200,000 | $200,000 | 1 | Sep 18 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $188,346 | Indefinite | 32 | Sep 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $183,821 | Indefinite | 35 | Sep 19 | sec.gov |
| Jetpack Workflow, Inc. | Other Technology | Pittsburgh | PA | $178,950 | $1,000,000 | 7 | Sep 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $175,755 | Indefinite | 28 | Sep 21 | sec.gov |
| Sea Machines 2023 Series of Geekdom Fund Sidecar Series LLC | Investing | San Antonio | TX | $155,104 | $155,104 | 26 | Sep 21 | sec.gov |
| Redeem Desoto Hotel LLC | Commercial | Austin | TX | $150,000 | $4,000,000 | 2 | Sep 21 | sec.gov |
| Rhoshan Pharmaceuticals, Inc. | Pharmaceuticals | Chadds Ford | PA | $149,995 | $758,800 | 1 | Sep 22 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $148,916 | Indefinite | 35 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $143,404 | Indefinite | 35 | Sep 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $140,782 | Indefinite | 35 | Sep 18 | sec.gov |
| CalTier, Inc. | Commercial | Poway | CA | $135,000 | $3,000,000 | 6 | Sep 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $130,923 | Indefinite | 30 | Sep 22 | sec.gov |
| GAINGELS SUNDIAL FOODS LLC (amended) | Other | Burlington | VT | $127,000 | $127,000 | 30 | Sep 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $125,037 | Indefinite | 35 | Sep 22 | sec.gov |
| Madison Asset Holdings LLC | Residential | Richardson | TX | $125,000 | $2,300,000 | 2 | Sep 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $120,797 | Indefinite | 35 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $118,083 | Indefinite | 29 | Sep 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $113,707 | Indefinite | 35 | Sep 19 | sec.gov |
| Preston & Port Bossier City LA LP | Residential | New York | NY | $110,000 | $4,052,000 | 2 | Sep 21 | sec.gov |
| Gaingels Allara Health LLC | Other | Burlington | VT | $108,888 | $108,888 | 15 | Sep 21 | sec.gov |
| Community Friends, an Oregon Public Benefit Corp (amended) | Other | Portland | OR | $100,000 | $3,000,000 | 2 | Sep 19 | sec.gov |
| Gaingels Aikito LLC | Other | Burlington | VT | $96,888 | $96,888 | 10 | Sep 21 | sec.gov |
| Pacific Insurance Network Systems, Inc. | Other Technology | San Diego | CA | $96,667 | $500,000 | 3 | Sep 21 | sec.gov |
| GDSPD Holdings, Inc. | Other | Celina | TX | $96,250 | $250,000 | 9 | Sep 22 | sec.gov |
| M62 Investments LLC | Other | Murrysville | PA | $90,000 | $2,700,000 | 2 | Sep 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $88,357 | Indefinite | 28 | Sep 20 | sec.gov |
| CashEx Inc. | Other Technology | Boston | MA | $82,500 | $1,500,000 | 3 | Sep 22 | sec.gov |
| Neural Payments, Inc. | Other Technology | Mason | OH | $75,000 | $75,000 | 1 | Sep 20 | sec.gov |
| Think Now Inc | Other Technology | San Francisco | CA | $75,000 | $1,000,000 | 2 | Sep 19 | sec.gov |
| Palos Surgicenter, LLC | Other Health Care | Palos Heights | IL | $68,800 | $68,800 | 1 | Sep 20 | sec.gov |
| Hazel Movie, LLC | Other | Bismarck | ND | $65,000 | Indefinite | 1 | Sep 21 | sec.gov |
| SocialPiper Inc. | Other Technology | Palo Alto | CA | $61,740 | $1,820,000 | 4 | Sep 18 | sec.gov |
| Krishi Inc. | Other Technology | West Lafayette | IN | $60,000 | $750,000 | 1 | Sep 20 | sec.gov |
| QuantumSafe Data Systems Inc. | Other Technology | Rapid City | SD | $55,010 | $500,000 | 1 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $50,016 | Indefinite | 15 | Sep 20 | sec.gov |
| QuantumSafe Data Systems Inc. (amended) | Other Technology | Rapid City | SD | $50,010 | $500,000 | 2 | Sep 20 | sec.gov |
| Mel-Mont Medical, Inc. | Biotechnology | Doral | FL | $50,000 | $7,500,000 | 1 | Sep 21 | sec.gov |
| Artisan Made, LLC | Other | New York | NY | $50,000 | Indefinite | 1 | Sep 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $47,508 | Indefinite | 11 | Sep 22 | sec.gov |
| Vesalius Cardiovascular Inc. | Other Technology | Vancouver | $37,821 | $98,836 | 2 | Sep 22 | sec.gov | |
| ALYNE Performance, Inc. | Other | Arlington Heights | IL | $30,000 | $150,000 | 2 | Sep 22 | sec.gov |
| AGRARIA LLC | Restaurants | Jamestown | ND | $30,000 | $1,300,000 | 1 | Sep 20 | sec.gov |
| Theratome Bio, Inc. | Biotechnology | Houston | TX | $28,500 | $950,000 | 1 | Sep 21 | sec.gov |
| Pacific International Energy Solutions Inc. | Other Energy | Honolulu | HI | $28,000 | $4,000,000 | 2 | Sep 20 | sec.gov |
| Cold Plunge Studios Franchising LLC | Other | Indianapolis | IN | $25,000 | $1,000,000 | 1 | Sep 20 | sec.gov |
| Nomad Development, Inc. | Other Real Estate | Raleigh | NC | $25,000 | $25,000 | 1 | Sep 19 | sec.gov |
| Encore Berea Oil 2023 | Oil and Gas | Bowling Green | KY | $25,000 | $2,500,000 | 1 | Sep 18 | sec.gov |
| Safu Sake Co | Other | San Diego | CA | $24,631 | $1,000,000 | 1 | Sep 21 | sec.gov |
| BATTLE TESTED LLC | Other | Raleigh | NC | $20,000 | $20,000 | 1 | Sep 20 | sec.gov |
| TRIP CONCIERGE INC. | Tourism and Travel Services | Miami | FL | $20,000 | $50,000 | 4 | Sep 19 | sec.gov |
| ST GEME LLC | Investing | San Francisco | CA | $20,000 | Indefinite | 1 | Sep 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $17,636 | Indefinite | 5 | Sep 20 | sec.gov |
| Pick Winners Inc. | Other Technology | Brentwood | NY | $12,500 | $900,000 | 1 | Sep 21 | sec.gov |
| IPS Investment Fund, LLC - Series I | Investing | San Juan | PR | $10,000 | $20,000,000 | 2 | Sep 22 | sec.gov |
| Analytica Biosciences Corp. (amended) | Biotechnology | Naples | FL | $10,000 | $1,000,000 | 1 | Sep 19 | sec.gov |
| Black Mammoth Metals Corp | Other | Vancouver | $7,379 | $7,379 | 1 | Sep 20 | sec.gov | |
| MTB METALS CORP. | Other | Vancouver | $5,919 | $12,579 | 1 | Sep 19 | sec.gov | |
| Lex, Inc. | Other Technology | San Francisco | CA | $5,887 | $5,887 | 46 | Sep 22 | sec.gov |
| Calfus Inc. | Other Technology | Mountain View | CA | $1,920 | $1,920 | 1 | Sep 22 | sec.gov |
| PolyKinetix, Inc. | Other | Canton, | OH | $1,000 | Indefinite | 4 | Sep 20 | sec.gov |
| Bison World, Inc. | Tourism and Travel Services | Jamestown | ND | $1,000 | $1,000 | 1 | Sep 18 | sec.gov |
| Sun TopCo, LP (amended) | Other | Los Angeles | CA | $37 | Indefinite | 34 | Sep 22 | sec.gov |
| ICG Deer Valley, DST | Residential | Clovis | CA | $0 | $47,200,000 | 0 | Sep 22 | sec.gov |
| LIONS TRUST PRIVATE EQUITY FUND LLC | Commercial | Orlando | FL | $0 | $25,000,000 | 0 | Sep 22 | sec.gov |
| Shavelson BTR LP | Other | Houston | TX | $0 | $4,000,000 | 0 | Sep 22 | sec.gov |
| ARCTRUST Industrial DST | Commercial | Clifton | NJ | $0 | $7,132,000 | 0 | Sep 22 | sec.gov |
| Sol-Gen Corp | Manufacturing | Yermo | CA | $0 | $5,000,000 | 0 | Sep 22 | sec.gov |
| Woodlands at Hudson Sole Member LLC | Other Real Estate | Kingston | NY | $0 | $5,280,000 | 0 | Sep 22 | sec.gov |
| AS Holdings Inc. | Other | Daniels | WV | $0 | $1,300,000 | 0 | Sep 22 | sec.gov |
| Cottonwood Communities, Inc. | Residential | Salt Lake City | UT | $0 | $150,000,000 | 0 | Sep 22 | sec.gov |
| HuntPost.com, Inc. (amended) | Other | Englewood | CO | $0 | Indefinite | 0 | Sep 22 | sec.gov |
| CES PROPERTIES FUND XXXV (KIRKLAND 108TH AVE) LLC | Other Real Estate | Bellevue | WA | $0 | $2,012,500 | 0 | Sep 21 | sec.gov |
| Copper Union, LLC | Other | Baltimore | MD | $0 | $100,000 | 1 | Sep 21 | sec.gov |
| Mancuso LRF LLC | Business Services | Woodland Hills | CA | $0 | $199,000 | 20 | Sep 21 | sec.gov |
| Cardiff LRF LLC | Business Services | Woodland Hills | CA | $0 | $159,000 | 20 | Sep 21 | sec.gov |
| 513 Acacia, LLC | Construction | Palos Heights | IL | $0 | $750,000 | 0 | Sep 21 | sec.gov |
| 509 Carnation, LLC | Construction | Palos Heights | IL | $0 | $750,000 | 0 | Sep 21 | sec.gov |
| Safe Dynamics, Inc. | Other | San Marcos | CA | $0 | $5,000,000 | 0 | Sep 21 | sec.gov |
| Sky Quarry Inc. | Other Energy | Woods Cross | UT | $0 | $12,000,000 | 0 | Sep 21 | sec.gov |
| Iron Man Cal LRF LLC | Business Services | Woodland Hills | CA | $0 | $215,000 | 20 | Sep 20 | sec.gov |
| Eiffel LRF LLC | Business Services | Woodland Hills | CA | $0 | $125,000 | 20 | Sep 20 | sec.gov |
| Texas Coffee Partners Ltd. | Restaurants | Dallas | TX | $0 | $10,000,000 | 0 | Sep 20 | sec.gov |
| Eagles Nest SD Holdings, LLC | Other | Frisco | TX | $0 | $3,000,000 | 0 | Sep 20 | sec.gov |
| Janet Place EB-5 Fund LLC | Other | Corona | NY | $0 | $38,400,000 | 0 | Sep 20 | sec.gov |
| Nuvo Management Partners, LLC | Residential | Ponte Vedra | FL | $0 | $1,000,000 | 0 | Sep 20 | sec.gov |
| JAL MARKETING.COM INDUSTRIAL PARTNERS, LLC | Commercial | Weatherford | TX | $0 | $1,800,000 | 0 | Sep 20 | sec.gov |
| SRS Equity Fund IV LLC | Residential | Shrewsbury | NJ | $0 | $4,000,000 | 0 | Sep 20 | sec.gov |
| ACHIEVE ATM FUND II , LLC | Other Banking and Financial Services | Austin | TX | $0 | $10,000,000 | 0 | Sep 20 | sec.gov |
| Maple Rock Reserve, LP | Other Real Estate | Prosper | TX | $0 | $15,000,000 | 0 | Sep 20 | sec.gov |
| Pegasus Bridge Labs LP | Commercial | Dallas | TX | $0 | $15,000,000 | 0 | Sep 20 | sec.gov |
| Gold Leaf Farming LP | Agriculture | Modesto | CA | $0 | Indefinite | 0 | Sep 20 | sec.gov |
| Films TopCo, LP | Other | New York | NY | $0 | Indefinite | 0 | Sep 20 | sec.gov |
| KC Urban Investment, LLC | Commercial | Miami | FL | $0 | $7,000,000 | 0 | Sep 19 | sec.gov |
| CCRC Debt Fund I LLC | Investing | Greenwood Village | CO | $0 | $15,000,000 | 0 | Sep 19 | sec.gov |
| SilverX KeyLargo Fund LLC | Other Real Estate | San Francisco | CA | $0 | $15,000,000 | 0 | Sep 19 | sec.gov |
| Life Assets Multi Family Fund LLC | Commercial | Camden | DE | $0 | $50,000,000 | 0 | Sep 19 | sec.gov |
| Cest La Vie Resort, LLC | Commercial | Murrieta | CA | $0 | $15,000,000 | 0 | Sep 19 | sec.gov |
| Digid, Inc. | Other Technology | Cookeville | TN | $0 | $600,000 | 0 | Sep 19 | sec.gov |
| Alethia Opportunity Fund I LLC | Commercial | Sheridan | WY | $0 | $50,000,000 | 0 | Sep 19 | sec.gov |
| Oak Harbor Club Vero Beach, Inc. | Other Real Estate | Vero Beach | FL | $0 | $2,000,000 | 0 | Sep 19 | sec.gov |
| Hill at Woodway, LLC | Residential | Houston | TX | $0 | $20,000,000 | 0 | Sep 19 | sec.gov |
| MBCP Model Tobacco Lofts LLC | Residential | Cape Coral | FL | $0 | $8,000,000 | 0 | Sep 19 | sec.gov |
| Marketing Accelerator Fund, LLC | Other Technology | Martinsburg | WV | $0 | $25,000,000 | 0 | Sep 19 | sec.gov |
| Invesco Commercial Real Estate Finance Trust, Inc. | REITS and Finance | Dallas | TX | $0 | Indefinite | 0 | Sep 19 | sec.gov |
| Crescendo (Luxembourg) S.a r.l. | Other Technology | Grand Duchy Of Luxembourg | $0 | Indefinite | 0 | Sep 19 | sec.gov | |
| Criterion Princeton II, LLC | Commercial | Owasso | OK | $0 | $560,000 | 0 | Sep 18 | sec.gov |
| Touchdowns Holding LP | Other | New York | NY | $0 | Indefinite | 0 | Sep 18 | sec.gov |
| Greater New Haven ASC, LLC | Other Health Care | Hamden | CT | $0 | $100,000 | 17 | Sep 18 | sec.gov |
| AI Medica SPV, LLC | Other | Orem | UT | $0 | $1,000,000 | 0 | Sep 18 | sec.gov |
| Centaur Health Holdings, Inc. | Other Health Care | Middleton | WI | $0 | $40,000,028 | 0 | Sep 18 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $17,250,000 | 0 | Sep 18 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $17,250,000 | 0 | Sep 18 | sec.gov |
| Pulsario Enterprise Holdings, Inc | Biotechnology | Lafayette | LA | $0 | $20,000,000 | 0 | Sep 18 | sec.gov |
Week of Sep 25 · Week of Sep 11 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.