Data / Form D filings / Sep 20
Form D filings, September 20, 2023: 91 companies raised $520.1 million
91 operating companies filed a Form D on September 20, 2023, reporting $520.1 million sold. Largest: MV Global Timber LP ($130 million), Inceptive Nucleics, Inc. ($99.7 million), TileDB, Inc. ($32.8 million). The median filing is $1.4 million, and 103 pooled investment funds also filed that day.
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- 91Form D filings
- $520.1 millionreported sold
- $1.4 millionmedian amount sold
- CAmost filings (23)
Most filings by state: CA 23, TX 18, FL 6, NY 5, NJ 3. By industry: Other Technology 19, Other 15, Other Real Estate 10, Residential 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| MV Global Timber LP | Other Real Estate | Boston | MA | $130,000,000 | $130,000,000 | 1 | Sep 20 | sec.gov |
| Inceptive Nucleics, Inc. | Other | Palo Alto | CA | $99,699,966 | $99,999,966 | 8 | Sep 20 | sec.gov |
| TileDB, Inc. | Other Technology | Cambridge | MA | $32,800,014 | $38,800,013 | 21 | Sep 20 | sec.gov |
| Gelt Cherry Street Holdings LLC | Commercial | Los Angeles | CA | $26,032,689 | $30,873,419 | 145 | Sep 20 | sec.gov |
| Take Command Insurance Agency, Inc. | Health Insurance | Dallas | TX | $24,999,981 | $24,999,981 | 10 | Sep 20 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $19,762,426 | $69,424,166 | 45 | Sep 20 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $18,300,098 | $18,300,098 | 4 | Sep 20 | sec.gov |
| Kudos Technologies, Inc. | Other Technology | Woodland Hills | CA | $17,177,086 | $17,177,086 | 33 | Sep 20 | sec.gov |
| LLJ Multifamily Ventures 20, LLC | Residential | San Diego | CA | $11,500,000 | $11,500,000 | 46 | Sep 20 | sec.gov |
| Aditxt, Inc. | Biotechnology | Richmond | VA | $10,000,000 | $10,000,000 | 1 | Sep 20 | sec.gov |
| Riley Development Holdings, LLC | Other Real Estate | Savannah | GA | $9,508,000 | $10,540,000 | 28 | Sep 20 | sec.gov |
| Forward Initiative Inc. | Other Technology | Coral Springs | FL | $8,424,783 | $10,000,000 | 6 | Sep 20 | sec.gov |
| Ironlight Group Inc. (amended) | Other Technology | Basking Ridge | NJ | $8,319,948 | $29,999,997 | 27 | Sep 20 | sec.gov |
| MidCity Retail II, LLC | Commercial | Huntsville | AL | $7,875,000 | $8,000,000 | 6 | Sep 20 | sec.gov |
| District EIA Acquisitions, LLC (amended) | Other Real Estate | Carrollton | TX | $6,890,729 | $6,890,729 | 1 | Sep 20 | sec.gov |
| LLJ Multifamily Ventures 15, LLC | Residential | San Diego | CA | $6,298,000 | $6,298,000 | 33 | Sep 20 | sec.gov |
| Aspen Tree Holdings, LLC | Business Services | New York | NY | $5,200,000 | $5,200,000 | 15 | Sep 20 | sec.gov |
| Redem Tech, Inc. | Other Technology | Mexico City | $5,000,000 | $7,000,000 | 1 | Sep 20 | sec.gov | |
| Relevant Olive Manager, LLC (amended) | Other Real Estate | Los Angeles | CA | $4,800,000 | $30,400,000 | 1 | Sep 20 | sec.gov |
| SMX (Security Matters) Public Ltd Co | Other | Dublin 4 | $4,290,000 | $4,290,000 | 1 | Sep 20 | sec.gov | |
| Midsummer Studios Inc. | Other Technology | Hunt Valley | MD | $4,249,998 | $6,000,000 | 3 | Sep 20 | sec.gov |
| M&H Fort Worth Bonds Ranch, LP | Other Real Estate | Longview | TX | $3,900,000 | $3,900,000 | 21 | Sep 20 | sec.gov |
| CIG GLS INVESTORS LLC | Commercial | Virginia Beach | VA | $3,549,749 | $3,549,749 | 45 | Sep 20 | sec.gov |
| C3 Industries, Inc. | Other | Ann Arbor | MI | $3,300,000 | $25,000,000 | 6 | Sep 20 | sec.gov |
| Las Posas Ventures, LLC | Residential | San Diego | CA | $3,300,000 | $3,300,000 | 4 | Sep 20 | sec.gov |
| LLJ Multifamily Ventures 19, LLC | Residential | San Diego | CA | $3,200,000 | $3,200,000 | 19 | Sep 20 | sec.gov |
| Market Wagon, Inc. | Other | Indianapolis | IN | $2,842,911 | $4,842,911 | 19 | Sep 20 | sec.gov |
| GeoGenCo USA LLC | Other Energy | Reno | NV | $2,600,000 | $10,000,000 | 3 | Sep 20 | sec.gov |
| Modern Adventure, LLC | Tourism and Travel Services | Portland | OR | $2,500,000 | $2,500,000 | 2 | Sep 20 | sec.gov |
| Cosell, Inc. | Other Technology | Austin | TX | $2,400,000 | $2,700,000 | 3 | Sep 20 | sec.gov |
| LLJ Multifamily Ventures 15 OZ Members, LLC | Residential | San Diego | CA | $2,202,000 | $2,202,000 | 9 | Sep 20 | sec.gov |
| CF Archer Multifamily DST (amended) | Residential | New York | NY | $2,109,932 | $50,064,000 | 2 | Sep 20 | sec.gov |
| Lamb City Campground Holdco LLC | Other | Claymont | DE | $2,100,000 | Indefinite | 19 | Sep 20 | sec.gov |
| BULLSEYE TECH FUND, LLC | Other Technology | Jupiter | FL | $2,032,000 | $2,100,000 | 13 | Sep 20 | sec.gov |
| Firebirds Ultimate Holdings, LP | Restaurants | New York | NY | $1,952,973 | $1,952,973 | 10 | Sep 20 | sec.gov |
| Cosell, Inc. | Other Technology | Austin | TX | $1,850,000 | $1,850,000 | 2 | Sep 20 | sec.gov |
| Transitiv, Inc. | Business Services | Dallas | TX | $1,535,000 | $3,250,000 | 4 | Sep 20 | sec.gov |
| Carmatic Enterprises, Inc. | Other Technology | Deerfield | IL | $1,500,000 | $4,000,000 | 1 | Sep 20 | sec.gov |
| Gi Property 73 LLC | Other Real Estate | Beverly Hills | CA | $1,417,950 | $1,417,950 | 24 | Sep 20 | sec.gov |
| Cosell, Inc. | Other Technology | Austin | TX | $1,299,500 | $3,600,000 | 3 | Sep 20 | sec.gov |
| Newport Gianera, LLC | Residential | Newport News | VA | $1,250,000 | $1,250,000 | 25 | Sep 20 | sec.gov |
| Imagen Miramar Beach Support Services, LLC | Other Health Care | Scottsdale | AZ | $1,187,000 | $1,187,000 | 1 | Sep 20 | sec.gov |
| Kroh Exploration, LLC | Oil and Gas | Fort Worth | TX | $1,185,000 | $1,500,000 | 21 | Sep 20 | sec.gov |
| K-Island Resources, LLC | Coal Mining | Brevard | NC | $1,000,000 | $1,000,000 | 3 | Sep 20 | sec.gov |
| Heart Test Laboratories, Inc. | Other Health Care | Southlake | TX | $1,000,000 | $1,000,000 | 1 | Sep 20 | sec.gov |
| FIRST PEOPLES BANKSHARES, INC. | Other Banking and Financial Services | Pine Mountain | GA | $765,072 | $15,120,000 | 3 | Sep 20 | sec.gov |
| bioProtonics, Inc. (amended) | Other | Santa Barbara | CA | $753,126 | $2,000,000 | 7 | Sep 20 | sec.gov |
| GATC HEALTH CORP | Other Technology | Irvine | CA | $621,000 | $621,000 | 22 | Sep 20 | sec.gov |
| Tiled, Inc. | Other Technology | San Diego | CA | $600,000 | $1,400,000 | 3 | Sep 20 | sec.gov |
| Ghost Notes Inc. | Other Technology | Sparta | NJ | $550,000 | $1,500,000 | 2 | Sep 20 | sec.gov |
| PFC Upstream Energy Fund 23, LP | Oil and Gas | Sheridan | WY | $450,000 | $2,000,000 | 5 | Sep 20 | sec.gov |
| Gaucho Group Holdings, Inc. | Other Real Estate | Miami | FL | $405,000 | $555,379 | 3 | Sep 20 | sec.gov |
| KG CS DST | Other Real Estate | Bloomington | MN | $400,000 | $9,500,000 | 1 | Sep 20 | sec.gov |
| TheraTec, Inc. | Other Health Care | Horace | ND | $375,000 | $1,000,000 | 3 | Sep 20 | sec.gov |
| Gelt Cherry Street II Holdings LLC | Commercial | Los Angeles | CA | $351,503 | $351,503 | 1 | Sep 20 | sec.gov |
| Lahontan Gold Corp. | Other | Vancouver | $326,456 | $816,081 | 6 | Sep 20 | sec.gov | |
| RockStep Manhattan, LLC | Commercial | Houston | TX | $250,000 | $11,000,000 | 1 | Sep 20 | sec.gov |
| PIG ANA Investment Holdings LLC | Investing | Argyle | TX | $230,000 | $230,000 | 8 | Sep 20 | sec.gov |
| PIG 2 ANA Investment Holdings LLC | Investing | Argyle | TX | $230,000 | $230,000 | 10 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $208,233 | Indefinite | 25 | Sep 20 | sec.gov |
| Include Software Corp | Other Technology | Fort Lauderdale | FL | $200,000 | $3,000,000 | 2 | Sep 20 | sec.gov |
| Marketspringpad Holdings Ltd | Other Banking and Financial Services | St. Helier | $200,000 | Indefinite | 1 | Sep 20 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $148,916 | Indefinite | 35 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $120,797 | Indefinite | 35 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $88,357 | Indefinite | 28 | Sep 20 | sec.gov |
| Neural Payments, Inc. | Other Technology | Mason | OH | $75,000 | $75,000 | 1 | Sep 20 | sec.gov |
| Palos Surgicenter, LLC | Other Health Care | Palos Heights | IL | $68,800 | $68,800 | 1 | Sep 20 | sec.gov |
| Krishi Inc. | Other Technology | West Lafayette | IN | $60,000 | $750,000 | 1 | Sep 20 | sec.gov |
| QuantumSafe Data Systems Inc. | Other Technology | Rapid City | SD | $55,010 | $500,000 | 1 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $50,016 | Indefinite | 15 | Sep 20 | sec.gov |
| QuantumSafe Data Systems Inc. (amended) | Other Technology | Rapid City | SD | $50,010 | $500,000 | 2 | Sep 20 | sec.gov |
| AGRARIA LLC | Restaurants | Jamestown | ND | $30,000 | $1,300,000 | 1 | Sep 20 | sec.gov |
| Pacific International Energy Solutions Inc. | Other Energy | Honolulu | HI | $28,000 | $4,000,000 | 2 | Sep 20 | sec.gov |
| Cold Plunge Studios Franchising LLC | Other | Indianapolis | IN | $25,000 | $1,000,000 | 1 | Sep 20 | sec.gov |
| BATTLE TESTED LLC | Other | Raleigh | NC | $20,000 | $20,000 | 1 | Sep 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $17,636 | Indefinite | 5 | Sep 20 | sec.gov |
| Black Mammoth Metals Corp | Other | Vancouver | $7,379 | $7,379 | 1 | Sep 20 | sec.gov | |
| PolyKinetix, Inc. | Other | Canton, | OH | $1,000 | Indefinite | 4 | Sep 20 | sec.gov |
| Iron Man Cal LRF LLC | Business Services | Woodland Hills | CA | $0 | $215,000 | 20 | Sep 20 | sec.gov |
| Eiffel LRF LLC | Business Services | Woodland Hills | CA | $0 | $125,000 | 20 | Sep 20 | sec.gov |
| Texas Coffee Partners Ltd. | Restaurants | Dallas | TX | $0 | $10,000,000 | 0 | Sep 20 | sec.gov |
| Eagles Nest SD Holdings, LLC | Other | Frisco | TX | $0 | $3,000,000 | 0 | Sep 20 | sec.gov |
| Janet Place EB-5 Fund LLC | Other | Corona | NY | $0 | $38,400,000 | 0 | Sep 20 | sec.gov |
| Nuvo Management Partners, LLC | Residential | Ponte Vedra | FL | $0 | $1,000,000 | 0 | Sep 20 | sec.gov |
| JAL MARKETING.COM INDUSTRIAL PARTNERS, LLC | Commercial | Weatherford | TX | $0 | $1,800,000 | 0 | Sep 20 | sec.gov |
| SRS Equity Fund IV LLC | Residential | Shrewsbury | NJ | $0 | $4,000,000 | 0 | Sep 20 | sec.gov |
| ACHIEVE ATM FUND II , LLC | Other Banking and Financial Services | Austin | TX | $0 | $10,000,000 | 0 | Sep 20 | sec.gov |
| Maple Rock Reserve, LP | Other Real Estate | Prosper | TX | $0 | $15,000,000 | 0 | Sep 20 | sec.gov |
| Pegasus Bridge Labs LP | Commercial | Dallas | TX | $0 | $15,000,000 | 0 | Sep 20 | sec.gov |
| Gold Leaf Farming LP | Agriculture | Modesto | CA | $0 | Indefinite | 0 | Sep 20 | sec.gov |
| Films TopCo, LP | Other | New York | NY | $0 | Indefinite | 0 | Sep 20 | sec.gov |
September 21, 2023 · September 19, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.