Data / Form D filings / Sep 19
Form D filings, September 19, 2023: 67 companies raised $18.56 billion
67 operating companies filed a Form D on September 19, 2023, reporting $18.56 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.70 billion), Nationwide BOLI Private Placement Variable Account ($5.00 billion), Nationwide PPVUL Separate Account - 4 ($2.72 billion). The median filing is $1.5 million, and 183 pooled investment funds also filed that day.
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- 67Form D filings
- $18.56 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, OH 10, TX 6, FL 5, MA 4. By industry: Other 11, Other Technology 11, Insurance 10, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,703,813,395 | Indefinite | 442 | Sep 19 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $4,996,754,392 | Indefinite | 25 | Sep 19 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $2,721,000,000 | Indefinite | 7 | Sep 19 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $499,690,931 | Indefinite | 93 | Sep 19 | sec.gov |
| Nave Holdings Inc. | Commercial Banking | San Juan | PR | $135,000,000 | $135,000,000 | 54 | Sep 19 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Sep 19 | sec.gov |
| AeroVironment Inc | Manufacturing | Arlington | VA | $109,007,119 | $109,007,119 | 39 | Sep 19 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $46,161,850 | Indefinite | 2 | Sep 19 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $44,508,991 | Indefinite | 14 | Sep 19 | sec.gov |
| Beam Technologies Inc. | Insurance | Columbus | OH | $40,871,083 | $40,871,083 | 13 | Sep 19 | sec.gov |
| Moose Holdings, Inc. | Other | Washington | DC | $26,804,800 | $26,804,800 | 3 | Sep 19 | sec.gov |
| Equip Health, Inc. | Other Health Care | Carlsbad | CA | $19,999,984 | $19,999,984 | 2 | Sep 19 | sec.gov |
| 342 Pacific Funding L.P. | Other Real Estate | Woodmere | NY | $11,500,000 | $11,500,000 | 52 | Sep 19 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $10,082,135 | Indefinite | 6 | Sep 19 | sec.gov |
| Chasm Advanced Materials, Inc. (amended) | Other Technology | Canton | MA | $8,050,000 | $15,000,000 | 2 | Sep 19 | sec.gov |
| ALVARADO CLEBURNE PROPERTIES, LLC | Other Real Estate | Los Angeles | CA | $5,425,000 | $5,425,000 | 66 | Sep 19 | sec.gov |
| Baseball Info Solutions, Inc. | Other Technology | Coplay | PA | $5,349,969 | $6,999,967 | 13 | Sep 19 | sec.gov |
| KC Apartments QP, LLC | Residential | Chicago | IL | $5,310,000 | $5,310,000 | 52 | Sep 19 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $4,991,132 | $4,991,132 | 1 | Sep 19 | sec.gov |
| United Sodas of America, Inc. | Retailing | New York | NY | $4,250,000 | $6,167,264 | 2 | Sep 19 | sec.gov |
| KC APARTMENTS, LLC | Residential | Chicago | IL | $4,230,000 | $4,230,000 | 86 | Sep 19 | sec.gov |
| Skyline DST Bridge, LLC | Commercial | San Francisco | CA | $3,950,000 | $4,050,000 | 14 | Sep 19 | sec.gov |
| Arden OpZone Co-Investment I, LLC | Commercial | Philadelphia | PA | $3,700,000 | $150,000,000 | 6 | Sep 19 | sec.gov |
| Continuum Ag, Inc. (amended) | Other Technology | Washington | IA | $1,765,372 | $2,639,212 | 9 | Sep 19 | sec.gov |
| Zakipoint Health, Inc. | Other Technology | Cambridge | MA | $1,717,418 | $1,892,417 | 33 | Sep 19 | sec.gov |
| Altamont MHP Limited Partnership | Residential | Klamath Falls | OR | $1,600,000 | $1,600,000 | 7 | Sep 19 | sec.gov |
| International Marine Management Puerto Rico LLC | Other | San Juan | PR | $1,500,000 | $1,500,000 | 1 | Sep 19 | sec.gov |
| Gemini Bioproducts Holding, Inc. | Manufacturing | West Sacramento | CA | $1,500,000 | $1,500,000 | 7 | Sep 19 | sec.gov |
| Kineolabs, Inc. (amended) | Other Technology | Lexington | MA | $1,440,000 | $1,800,000 | 2 | Sep 19 | sec.gov |
| Flavor Group, Inc. | Other | Providence | RI | $1,350,000 | $1,350,000 | 9 | Sep 19 | sec.gov |
| Urban Greenery, LLC | Commercial | Glastonbury | CT | $1,300,000 | $2,000,000 | 5 | Sep 19 | sec.gov |
| Hawthorne Food Co | Other | Waltham | MA | $1,070,000 | $2,000,000 | 7 | Sep 19 | sec.gov |
| Biomics LLC (amended) | Other | Austin | TX | $564,472 | $2,500,000 | 3 | Sep 19 | sec.gov |
| TDE DIGITAL HDD LP | Oil and Gas | Sugar Land | TX | $500,000 | $500,000 | 1 | Sep 19 | sec.gov |
| Barrel Proof Nashville LLC | Other | New Orleans | LA | $475,000 | $500,000 | 10 | Sep 19 | sec.gov |
| Rarebird, Inc. | Retailing | San Francisco | CA | $400,000 | $400,000 | 2 | Sep 19 | sec.gov |
| Sofi Gunsight Hill Joint Venture | Oil and Gas | Prosper | TX | $386,875 | $525,000 | 0 | Sep 19 | sec.gov |
| Deepcast, Inc. | Other | Los Angeles | CA | $250,000 | $250,000 | 1 | Sep 19 | sec.gov |
| Tall Poppy Security Inc. | Other | San Francisco | CA | $250,000 | $250,000 | 1 | Sep 19 | sec.gov |
| META MATERIALS INC. | Other Technology | Dartmouth | $250,000 | $6,000,000 | 1 | Sep 19 | sec.gov | |
| VICTORY OILFIELD TECH, INC. | Other Energy | Austin | TX | $225,000 | $5,000,000 | 4 | Sep 19 | sec.gov |
| ATTIVA U.S.A., INC. | Other Health Care | Northport | NY | $200,000 | $5,000,000 | 1 | Sep 19 | sec.gov |
| BROAD RIVER VILLAGE GROUP LLC | Residential | Medina | OH | $200,000 | $6,500,000 | 2 | Sep 19 | sec.gov |
| Signing Day Sports, Inc. (amended) | Other | Scottsdale | AZ | $200,000 | $200,000 | 3 | Sep 19 | sec.gov |
| CWS Investments Inc (amended) | Investing | Springfield | VA | $200,000 | $75,000,000 | 2 | Sep 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $183,821 | Indefinite | 35 | Sep 19 | sec.gov |
| Jetpack Workflow, Inc. | Other Technology | Pittsburgh | PA | $178,950 | $1,000,000 | 7 | Sep 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $113,707 | Indefinite | 35 | Sep 19 | sec.gov |
| Community Friends, an Oregon Public Benefit Corp (amended) | Other | Portland | OR | $100,000 | $3,000,000 | 2 | Sep 19 | sec.gov |
| Think Now Inc | Other Technology | San Francisco | CA | $75,000 | $1,000,000 | 2 | Sep 19 | sec.gov |
| Nomad Development, Inc. | Other Real Estate | Raleigh | NC | $25,000 | $25,000 | 1 | Sep 19 | sec.gov |
| TRIP CONCIERGE INC. | Tourism and Travel Services | Miami | FL | $20,000 | $50,000 | 4 | Sep 19 | sec.gov |
| Analytica Biosciences Corp. (amended) | Biotechnology | Naples | FL | $10,000 | $1,000,000 | 1 | Sep 19 | sec.gov |
| MTB METALS CORP. | Other | Vancouver | $5,919 | $12,579 | 1 | Sep 19 | sec.gov | |
| KC Urban Investment, LLC | Commercial | Miami | FL | $0 | $7,000,000 | 0 | Sep 19 | sec.gov |
| CCRC Debt Fund I LLC | Investing | Greenwood Village | CO | $0 | $15,000,000 | 0 | Sep 19 | sec.gov |
| SilverX KeyLargo Fund LLC | Other Real Estate | San Francisco | CA | $0 | $15,000,000 | 0 | Sep 19 | sec.gov |
| Life Assets Multi Family Fund LLC | Commercial | Camden | DE | $0 | $50,000,000 | 0 | Sep 19 | sec.gov |
| Cest La Vie Resort, LLC | Commercial | Murrieta | CA | $0 | $15,000,000 | 0 | Sep 19 | sec.gov |
| Digid, Inc. | Other Technology | Cookeville | TN | $0 | $600,000 | 0 | Sep 19 | sec.gov |
| Alethia Opportunity Fund I LLC | Commercial | Sheridan | WY | $0 | $50,000,000 | 0 | Sep 19 | sec.gov |
| Oak Harbor Club Vero Beach, Inc. | Other Real Estate | Vero Beach | FL | $0 | $2,000,000 | 0 | Sep 19 | sec.gov |
| Hill at Woodway, LLC | Residential | Houston | TX | $0 | $20,000,000 | 0 | Sep 19 | sec.gov |
| MBCP Model Tobacco Lofts LLC | Residential | Cape Coral | FL | $0 | $8,000,000 | 0 | Sep 19 | sec.gov |
| Marketing Accelerator Fund, LLC | Other Technology | Martinsburg | WV | $0 | $25,000,000 | 0 | Sep 19 | sec.gov |
| Invesco Commercial Real Estate Finance Trust, Inc. | REITS and Finance | Dallas | TX | $0 | Indefinite | 0 | Sep 19 | sec.gov |
| Crescendo (Luxembourg) S.a r.l. | Other Technology | Grand Duchy Of Luxembourg | $0 | Indefinite | 0 | Sep 19 | sec.gov |
September 20, 2023 · September 18, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.