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Data / Form D filings / Sep 19

Form D filings, September 19, 2023: 67 companies raised $18.56 billion

67 operating companies filed a Form D on September 19, 2023, reporting $18.56 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.70 billion), Nationwide BOLI Private Placement Variable Account ($5.00 billion), Nationwide PPVUL Separate Account - 4 ($2.72 billion). The median filing is $1.5 million, and 183 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 67Form D filings
  • $18.56 billionreported sold
  • $1.5 millionmedian amount sold
  • CAmost filings (13)

Most filings by state: CA 13, OH 10, TX 6, FL 5, MA 4. By industry: Other 11, Other Technology 11, Insurance 10, Commercial 7.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,703,813,395Indefinite442Sep 19sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$4,996,754,392Indefinite25Sep 19sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$2,721,000,000Indefinite7Sep 19sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$499,690,931Indefinite93Sep 19sec.gov
Nave Holdings Inc.Commercial BankingSan JuanPR$135,000,000$135,000,00054Sep 19sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Sep 19sec.gov
AeroVironment IncManufacturingArlingtonVA$109,007,119$109,007,11939Sep 19sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$46,161,850Indefinite2Sep 19sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$44,508,991Indefinite14Sep 19sec.gov
Beam Technologies Inc.InsuranceColumbusOH$40,871,083$40,871,08313Sep 19sec.gov
Moose Holdings, Inc.OtherWashingtonDC$26,804,800$26,804,8003Sep 19sec.gov
Equip Health, Inc.Other Health CareCarlsbadCA$19,999,984$19,999,9842Sep 19sec.gov
342 Pacific Funding L.P.Other Real EstateWoodmereNY$11,500,000$11,500,00052Sep 19sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$10,082,135Indefinite6Sep 19sec.gov
Chasm Advanced Materials, Inc. (amended)Other TechnologyCantonMA$8,050,000$15,000,0002Sep 19sec.gov
ALVARADO CLEBURNE PROPERTIES, LLCOther Real EstateLos AngelesCA$5,425,000$5,425,00066Sep 19sec.gov
Baseball Info Solutions, Inc.Other TechnologyCoplayPA$5,349,969$6,999,96713Sep 19sec.gov
KC Apartments QP, LLCResidentialChicagoIL$5,310,000$5,310,00052Sep 19sec.gov
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$4,991,132$4,991,1321Sep 19sec.gov
United Sodas of America, Inc.RetailingNew YorkNY$4,250,000$6,167,2642Sep 19sec.gov
KC APARTMENTS, LLCResidentialChicagoIL$4,230,000$4,230,00086Sep 19sec.gov
Skyline DST Bridge, LLCCommercialSan FranciscoCA$3,950,000$4,050,00014Sep 19sec.gov
Arden OpZone Co-Investment I, LLCCommercialPhiladelphiaPA$3,700,000$150,000,0006Sep 19sec.gov
Continuum Ag, Inc. (amended)Other TechnologyWashingtonIA$1,765,372$2,639,2129Sep 19sec.gov
Zakipoint Health, Inc.Other TechnologyCambridgeMA$1,717,418$1,892,41733Sep 19sec.gov
Altamont MHP Limited PartnershipResidentialKlamath FallsOR$1,600,000$1,600,0007Sep 19sec.gov
International Marine Management Puerto Rico LLCOtherSan JuanPR$1,500,000$1,500,0001Sep 19sec.gov
Gemini Bioproducts Holding, Inc.ManufacturingWest SacramentoCA$1,500,000$1,500,0007Sep 19sec.gov
Kineolabs, Inc. (amended)Other TechnologyLexingtonMA$1,440,000$1,800,0002Sep 19sec.gov
Flavor Group, Inc.OtherProvidenceRI$1,350,000$1,350,0009Sep 19sec.gov
Urban Greenery, LLCCommercialGlastonburyCT$1,300,000$2,000,0005Sep 19sec.gov
Hawthorne Food CoOtherWalthamMA$1,070,000$2,000,0007Sep 19sec.gov
Biomics LLC (amended)OtherAustinTX$564,472$2,500,0003Sep 19sec.gov
TDE DIGITAL HDD LPOil and GasSugar LandTX$500,000$500,0001Sep 19sec.gov
Barrel Proof Nashville LLCOtherNew OrleansLA$475,000$500,00010Sep 19sec.gov
Rarebird, Inc.RetailingSan FranciscoCA$400,000$400,0002Sep 19sec.gov
Sofi Gunsight Hill Joint VentureOil and GasProsperTX$386,875$525,0000Sep 19sec.gov
Deepcast, Inc.OtherLos AngelesCA$250,000$250,0001Sep 19sec.gov
Tall Poppy Security Inc.OtherSan FranciscoCA$250,000$250,0001Sep 19sec.gov
META MATERIALS INC.Other TechnologyDartmouth$250,000$6,000,0001Sep 19sec.gov
VICTORY OILFIELD TECH, INC.Other EnergyAustinTX$225,000$5,000,0004Sep 19sec.gov
ATTIVA U.S.A., INC.Other Health CareNorthportNY$200,000$5,000,0001Sep 19sec.gov
BROAD RIVER VILLAGE GROUP LLCResidentialMedinaOH$200,000$6,500,0002Sep 19sec.gov
Signing Day Sports, Inc. (amended)OtherScottsdaleAZ$200,000$200,0003Sep 19sec.gov
CWS Investments Inc (amended)InvestingSpringfieldVA$200,000$75,000,0002Sep 19sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$183,821Indefinite35Sep 19sec.gov
Jetpack Workflow, Inc.Other TechnologyPittsburghPA$178,950$1,000,0007Sep 19sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$113,707Indefinite35Sep 19sec.gov
Community Friends, an Oregon Public Benefit Corp (amended)OtherPortlandOR$100,000$3,000,0002Sep 19sec.gov
Think Now IncOther TechnologySan FranciscoCA$75,000$1,000,0002Sep 19sec.gov
Nomad Development, Inc.Other Real EstateRaleighNC$25,000$25,0001Sep 19sec.gov
TRIP CONCIERGE INC.Tourism and Travel ServicesMiamiFL$20,000$50,0004Sep 19sec.gov
Analytica Biosciences Corp. (amended)BiotechnologyNaplesFL$10,000$1,000,0001Sep 19sec.gov
MTB METALS CORP.OtherVancouver$5,919$12,5791Sep 19sec.gov
KC Urban Investment, LLCCommercialMiamiFL$0$7,000,0000Sep 19sec.gov
CCRC Debt Fund I LLCInvestingGreenwood VillageCO$0$15,000,0000Sep 19sec.gov
SilverX KeyLargo Fund LLCOther Real EstateSan FranciscoCA$0$15,000,0000Sep 19sec.gov
Life Assets Multi Family Fund LLCCommercialCamdenDE$0$50,000,0000Sep 19sec.gov
Cest La Vie Resort, LLCCommercialMurrietaCA$0$15,000,0000Sep 19sec.gov
Digid, Inc.Other TechnologyCookevilleTN$0$600,0000Sep 19sec.gov
Alethia Opportunity Fund I LLCCommercialSheridanWY$0$50,000,0000Sep 19sec.gov
Oak Harbor Club Vero Beach, Inc.Other Real EstateVero BeachFL$0$2,000,0000Sep 19sec.gov
Hill at Woodway, LLCResidentialHoustonTX$0$20,000,0000Sep 19sec.gov
MBCP Model Tobacco Lofts LLCResidentialCape CoralFL$0$8,000,0000Sep 19sec.gov
Marketing Accelerator Fund, LLCOther TechnologyMartinsburgWV$0$25,000,0000Sep 19sec.gov
Invesco Commercial Real Estate Finance Trust, Inc.REITS and FinanceDallasTX$0Indefinite0Sep 19sec.gov
Crescendo (Luxembourg) S.a r.l.Other TechnologyGrand Duchy Of Luxembourg$0Indefinite0Sep 19sec.gov

September 20, 2023 · September 18, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.