Form D filings, September 21, 2023: 74 companies raised $468.8 million

Name: Form D filings, September 21, 2023: 74 companies raised $468.8 million
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

74 operating companies filed a Form D on September 21, 2023, reporting $468.8 million sold. Largest: LB PHARMACEUTICALS INC ($70.7 million), Broadfield Partners LP ($57.9 million), Bugcrowd Inc. ($44.6 million). The median filing is $1.5 million, and 109 pooled investment funds also filed that day.

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74Form D filings
$468.8 millionreported sold
$1.5 millionmedian amount sold
CAmost filings (18)

Most filings by state: CA 18, FL 8, NY 5, TX 4, MD 3. By industry: Other 20, Other Technology 12, Commercial 6, Investing 6.

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
LB PHARMACEUTICALS INC	Pharmaceuticals	New York	NY	$70,730,354	$110,730,354	6	Sep 21	sec.gov
Broadfield Partners LP (amended)	Investing	Boone	NC	$57,941,014	Indefinite	83	Sep 21	sec.gov
Bugcrowd Inc. (amended)	Other Technology	San Francisco	CA	$44,602,973	$47,506,773	27	Sep 21	sec.gov
MG Artist Walk Investments L.P.	Residential	San Diego	CA	$36,000,000	$36,000,000	10	Sep 21	sec.gov
ACP Ulysses Holdings, Inc. (amended)	Other	New York	NY	$34,904,696	Indefinite	27	Sep 21	sec.gov
Seegrid Corp (amended)	Other Technology	Pittsburgh	PA	$31,549,979	$50,000,000	2	Sep 21	sec.gov
Mountaintop Studios, Inc.	Other Technology	San Francisco	CA	$20,499,979	$25,000,000	7	Sep 21	sec.gov
MG Brix 325 Investments 2 L.P.	Residential	San Diego	CA	$19,200,000	$19,200,000	10	Sep 21	sec.gov
MG Brix 325 Investments 1 L.P.	Residential	San Diego	CA	$19,200,000	$19,200,000	10	Sep 21	sec.gov
AEROFLEXX, LLC (amended)	Other Technology	West Chester	OH	$15,200,000	$25,000,000	8	Sep 21	sec.gov
SKUxchange, Inc. (amended)	Other Technology	St. Petersburg	FL	$12,390,268	$22,500,000	35	Sep 21	sec.gov
Disa Technologies, Inc.	Environmental Services	Casper	WY	$11,267,374	$14,999,999	15	Sep 21	sec.gov
Allied Gold Corp	Other	Toronto		$6,893,010	$6,893,010	11	Sep 21	sec.gov
AEI NET LEASE PORTFOLIO 22 DST (amended)	Commercial	St. Paul	MN	$6,800,273	$23,590,000	15	Sep 21	sec.gov
Earthmover PBC	Other Technology	New York	NY	$6,115,032	$6,414,998	10	Sep 21	sec.gov
Nulu Investors, LLC	Other	Louisville	KY	$6,060,000	$6,410,000	53	Sep 21	sec.gov
GIE Medical, Inc.	Other Health Care	Brooklyn Park	MN	$5,000,000	$5,000,000	1	Sep 21	sec.gov
Telepathy Labs, Inc.	Other Technology	Tampa	FL	$4,948,889	$10,000,000	48	Sep 21	sec.gov
Smart Storage Lenexa, LLC	Commercial	Kansas City	MO	$4,888,890	$4,888,890	13	Sep 21	sec.gov
Hunterian Medicine LLC (amended)	Biotechnology	Baltimore	MD	$4,595,000	Indefinite	26	Sep 21	sec.gov
Idle Smart Inc.	Other Technology	Lenox	MA	$4,385,112	$4,385,112	15	Sep 21	sec.gov
Marquam Heights II, LLC	Other	Oakland	CA	$4,350,600	$9,450,000	14	Sep 21	sec.gov
Haiqu, Inc.	Other Technology	San Francisco	CA	$4,000,000	$4,000,000	9	Sep 21	sec.gov
Western States Storage Properties, LLC	Other Real Estate	Reno	NV	$3,400,000	$10,000,000	4	Sep 21	sec.gov
Contender Capital LLC (amended)	Other	Aventura	FL	$3,254,122	$20,000,000	9	Sep 21	sec.gov
AB Capital Group, LLC	Other	Pepper Pike	OH	$3,215,000	$30,000,000	32	Sep 21	sec.gov
Cambrian Inc.	Other Technology	London		$2,999,998	$3,999,997	3	Sep 21	sec.gov
Dividenz 12 LP	Other Real Estate	Aventura	FL	$2,619,470	$3,947,000	56	Sep 21	sec.gov
Safe Dynamics, Inc. (amended)	Other	San Marcos	CA	$2,421,890	$2,421,890	28	Sep 21	sec.gov
202 Byrum, LLC	Residential	Washington	DC	$2,303,000	$2,303,000	13	Sep 21	sec.gov
CB Lenexa Storage Investors, LLC	Commercial	Kansas City	MO	$2,000,000	$2,000,000	8	Sep 21	sec.gov
Spectra7 Microsystems Inc.	Other	Toronto		$1,719,279	$3,676,320	10	Sep 21	sec.gov
Allarity Therapeutics, Inc.	Biotechnology	Boston	MA	$1,601,578	Indefinite	2	Sep 21	sec.gov
Cedar LH Shareholder LLC	Other Real Estate	Chicago	IL	$1,483,200	$5,250,000	12	Sep 21	sec.gov
First Wave BioPharma, Inc.	Biotechnology	Boca Raton	FL	$1,470,509	$1,470,509	1	Sep 21	sec.gov
Mariposa Belize LLC	Other	Jackson	WY	$1,300,000	$3,500,000	3	Sep 21	sec.gov
Pecan XC Opportunity Fund, LLC	Other Real Estate	Dallas	TX	$1,022,971	$1,022,971	32	Sep 21	sec.gov
3DIO Inc.	Other Health Care	Orem	UT	$750,000	$1,100,000	1	Sep 21	sec.gov
Tuioti, LLC	Investing	Salt Lake City	UT	$600,000	$600,000	7	Sep 21	sec.gov
EMIT IMAGING, INC.	Biotechnology	Baltimore	MD	$525,000	$4,000,000	2	Sep 21	sec.gov
National Diversified Fund 7, LLC	Commercial	Denver	CO	$477,464	$60,000,000	8	Sep 21	sec.gov
FiberX Inc.	Other	Hammond	IN	$449,999	$1,149,999	3	Sep 21	sec.gov
Advantage AVP Parent Holdings, L.P.	Other Health Care	Miami	FL	$382,500	$382,500	7	Sep 21	sec.gov
Genesis Accel Opportunity Fund LLC - Series 11	Investing	Miramar	FL	$365,000	$365,000	4	Sep 21	sec.gov
Iole Capital, LLC	Other	Sao Paulo-Sp		$326,250	$326,250	11	Sep 21	sec.gov
Celeste ManCo S.C.Sp	Investing	Strassen		$255,278	$255,278	2	Sep 21	sec.gov
JB Fund LLC	Other	Columbus	OH	$250,000	$3,000,000	6	Sep 21	sec.gov
Free Lunch, LP (amended)	Investing	Chapel Hill	NC	$200,000	Indefinite	2	Sep 21	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$188,346	Indefinite	32	Sep 21	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$175,755	Indefinite	28	Sep 21	sec.gov
Sea Machines 2023 Series of Geekdom Fund Sidecar Series LLC	Investing	San Antonio	TX	$155,104	$155,104	26	Sep 21	sec.gov
Redeem Desoto Hotel LLC	Commercial	Austin	TX	$150,000	$4,000,000	2	Sep 21	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$143,404	Indefinite	35	Sep 21	sec.gov
CalTier, Inc.	Commercial	Poway	CA	$135,000	$3,000,000	6	Sep 21	sec.gov
GAINGELS SUNDIAL FOODS LLC (amended)	Other	Burlington	VT	$127,000	$127,000	30	Sep 21	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$118,083	Indefinite	29	Sep 21	sec.gov
Preston & Port Bossier City LA LP	Residential	New York	NY	$110,000	$4,052,000	2	Sep 21	sec.gov
Gaingels Allara Health LLC	Other	Burlington	VT	$108,888	$108,888	15	Sep 21	sec.gov
Gaingels Aikito LLC	Other	Burlington	VT	$96,888	$96,888	10	Sep 21	sec.gov
Pacific Insurance Network Systems, Inc.	Other Technology	San Diego	CA	$96,667	$500,000	3	Sep 21	sec.gov
M62 Investments LLC	Other	Murrysville	PA	$90,000	$2,700,000	2	Sep 21	sec.gov
Hazel Movie, LLC	Other	Bismarck	ND	$65,000	Indefinite	1	Sep 21	sec.gov
Mel-Mont Medical, Inc.	Biotechnology	Doral	FL	$50,000	$7,500,000	1	Sep 21	sec.gov
Theratome Bio, Inc.	Biotechnology	Houston	TX	$28,500	$950,000	1	Sep 21	sec.gov
Safu Sake Co	Other	San Diego	CA	$24,631	$1,000,000	1	Sep 21	sec.gov
Pick Winners Inc.	Other Technology	Brentwood	NY	$12,500	$900,000	1	Sep 21	sec.gov
CES PROPERTIES FUND XXXV (KIRKLAND 108TH AVE) LLC	Other Real Estate	Bellevue	WA	$0	$2,012,500	0	Sep 21	sec.gov
Copper Union, LLC	Other	Baltimore	MD	$0	$100,000	1	Sep 21	sec.gov
Mancuso LRF LLC	Business Services	Woodland Hills	CA	$0	$199,000	20	Sep 21	sec.gov
Cardiff LRF LLC	Business Services	Woodland Hills	CA	$0	$159,000	20	Sep 21	sec.gov
513 Acacia, LLC	Construction	Palos Heights	IL	$0	$750,000	0	Sep 21	sec.gov
509 Carnation, LLC	Construction	Palos Heights	IL	$0	$750,000	0	Sep 21	sec.gov
Safe Dynamics, Inc.	Other	San Marcos	CA	$0	$5,000,000	0	Sep 21	sec.gov
Sky Quarry Inc.	Other Energy	Woods Cross	UT	$0	$12,000,000	0	Sep 21	sec.gov

September 22, 2023 · September 20, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.