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Data / Form D filings / Week of Sep 25

Form D filings, week of September 25, 2023: 392 companies raised $8.20 billion

392 operating companies filed a Form D in the week of September 25, 2023, reporting $8.20 billion sold. Largest: VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. ($948.8 million), Databricks, Inc. ($673.8 million), Marine One Holdco, LLC ($670.6 million). The median filing is $1.5 million, and 656 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 392Form D filings
  • $8.20 billionreported sold
  • $1.5 millionmedian amount sold
  • CAmost filings (71)

Most filings by state: CA 71, TX 40, NY 39, FL 27, CO 16. By industry: Other 81, Other Technology 67, Commercial 38, Other Real Estate 38.

By day: Sep 25 (69), Sep 26 (63), Sep 27 (94), Sep 28 (83), Sep 29 (83).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended)REITS and FinanceDallasTX$948,806,352Indefinite33Sep 29sec.gov
Databricks, Inc.Other TechnologySan FranciscoCA$673,757,396$673,757,39681Sep 29sec.gov
Marine One Holdco, LLC (amended)RetailingFort LauderdaleFL$670,581,402$670,581,402236Sep 29sec.gov
BRIGHTHOUSE LIFE INSURANCE Co (amended)InsuranceCharlotteNC$611,218,773Indefinite7Sep 27sec.gov
Marine One Holdco, LLCRetailingFort LauderdaleFL$536,864,918$536,864,918236Sep 26sec.gov
Databricks, Inc.Other TechnologySan FranciscoCA$503,709,318$549,999,98684Sep 29sec.gov
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)Other Real EstateEl SegundoCA$456,559,448$500,000,000745Sep 28sec.gov
BRIGHTHOUSE LIFE INSURANCE Co (amended)InsuranceCharlotteNC$273,677,992Indefinite2Sep 27sec.gov
RECODE THERAPEUTICS, INC. (amended)BiotechnologyMenlo ParkCA$259,799,396$290,000,11328Sep 28sec.gov
MAPS Public Benefit CorpPharmaceuticalsSan JoseCA$215,099,807Indefinite62Sep 29sec.gov
BP Funding Trust, Series SPL-V (amended)Other Banking and Financial ServicesWilmingtonDE$186,784,167Indefinite23Sep 25sec.gov
Diversified Residential Portfolio III DST (amended)Other Real EstateOak BrookIL$185,996,740$209,327,056331Sep 28sec.gov
PNC NMTC Fund 3, LLCOther Real EstatePortlandOR$181,122,383$181,122,3832Sep 27sec.gov
ARCTRUST III, Inc. (amended)REITS and FinanceCliftonNJ$125,653,385$180,000,000598Sep 25sec.gov
Fiera Comox Global Agriculture Open-End Fund (U.S.) L.P.AgricultureMontreal$105,304,750Indefinite2Sep 27sec.gov
BentallGreenOak US Parallel IV-Q, LP (amended)Other Real EstateNew YorkNY$100,000,000Indefinite2Sep 27sec.gov
BentallGreenOak US Feeder IV, LLC (amended)Other Real EstateNew YorkNY$100,000,000Indefinite2Sep 27sec.gov
Pryon IncOther TechnologyWestportCT$98,563,881$99,563,86544Sep 27sec.gov
BentallGreenOak US IV, LP (amended)Other Real EstateNew YorkNY$97,600,000Indefinite5Sep 27sec.gov
Evozyne, Inc.BiotechnologyChicagoIL$81,000,122$100,000,00129Sep 29sec.gov
Cottonwood Communities, Inc. (amended)ResidentialSalt Lake CityUT$77,348,435$150,000,000618Sep 27sec.gov
New AeroFarms, Inc.OtherRinggoldVA$70,779,175$104,286,96118Sep 28sec.gov
VINEBROOK HOMES TRUST, INC. (amended)REITS and FinanceDallasTX$67,325,871Indefinite4534Sep 29sec.gov
Lakewood Ranch SFR II DST (amended)Other Real EstateOak BrookIL$62,589,462$62,589,462164Sep 28sec.gov
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended)REITS and FinanceDallasTX$56,857,186Indefinite27Sep 29sec.gov
SOUTHWEST VALUE PARTNERS FUND XXIII-B LPOther Real EstateSan DiegoCA$50,000,000$50,000,000471Sep 27sec.gov
BentallGreenOak US Parallel IV-A, LP (amended)Other Real EstateNew YorkNY$50,000,000Indefinite2Sep 27sec.gov
Enclave Residential Fund II, LLCOther Real EstateAustinTX$47,368,421$50,000,0009Sep 28sec.gov
Algonquin Senior Living DST (amended)Other Real EstateOak BrookIL$41,282,720$46,208,179103Sep 28sec.gov
Cooley Station Investments, LLCOther Real EstateSalt Lake CityUT$40,835,000$40,835,00082Sep 27sec.gov
VINEBROOK HOMES TRUST, INC. (amended)REITS and FinanceDallasTX$40,219,205Indefinite25Sep 29sec.gov
Viewpointe UT Investments, LLCOther Real EstateSalt Lake CityUT$36,736,000$36,736,00080Sep 27sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)Other Real EstateEl SegundoCA$32,488,917$145,000,000202Sep 28sec.gov
Scottsdale & Osborn, LLC (amended)ResidentialScottsdaleAZ$30,731,511$45,000,000351Sep 29sec.gov
Home Hospital Newco, Inc.Other Health CareMinneapolisMN$29,999,998$40,000,0003Sep 27sec.gov
ESS Tech, Inc.CommercialWilsonvilleOR$27,500,000$27,500,0001Sep 26sec.gov
Alternativ Inc.Other TechnologyLas VegasNV$27,384,496$27,384,49679Sep 28sec.gov
GSA CIS CAMP SPRINGS DST (amended)Other Real EstateNashuaNH$27,377,823$295,000,00059Sep 28sec.gov
Price Custer Park, L.P.ResidentialAddisonTX$25,400,000$25,400,000103Sep 25sec.gov
Pen Technology Inc.Other TechnologyBellevueWA$25,010,491$25,010,4911Sep 29sec.gov
All Blue Labs, Inc.Other TechnologySan FranciscoCA$24,639,891$24,640,00058Sep 29sec.gov
Empire Village at Carver Mountain, LLC (amended)ResidentialScottsdaleAZ$23,906,856$40,000,000416Sep 28sec.gov
NovoHydrogen Holdings LLCOther EnergyCentennialCO$23,661,560$23,661,56016Sep 25sec.gov
Alpha Teknova, Inc.ManufacturingHollisterCA$20,904,987$20,904,98723Sep 27sec.gov
Sovos Co-Invest LP (amended)OtherWilmingtonMA$20,550,098$20,550,0985Sep 27sec.gov
VELOCITY PORTFOLIO GROUP INCInvestingWall TownshipNJ$20,500,000$20,500,0005Sep 25sec.gov
Neuros Medical, Inc.BiotechnologyAliso ViejoCA$20,000,000$20,000,43141Sep 25sec.gov
Sound Capital High-Yield Growth Fund, LLC (amended)Other Banking and Financial ServicesBellevueWA$18,041,755$50,000,00015Sep 26sec.gov
NLCA DG Investment Grade Portfolio 1 DST (amended)Other Real EstateNashuaNH$17,213,897$39,365,39929Sep 27sec.gov
Loge Holdings LLCOther Real EstateNorth BendWA$17,127,898$17,127,8986Sep 29sec.gov
NEW ENGLAND LIFE INSURANCE CO (amended)InsuranceBostonMA$16,208,097Indefinite9Sep 27sec.gov
NEW ENGLAND LIFE INSURANCE CO (amended)InsuranceBostonMA$15,691,209Indefinite28Sep 27sec.gov
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended)REITS and FinanceDallasTX$15,550,348Indefinite29Sep 29sec.gov
K1X, Inc.OtherChicagoIL$15,000,000Indefinite10Sep 27sec.gov
Hero Journey Club Inc. (amended)Other TechnologySan FranciscoCA$14,624,993$14,674,9915Sep 25sec.gov
nEye Systems, Inc. (amended)OtherBerkeleyCA$14,537,000$14,537,00015Sep 27sec.gov
275 Funding, LLC (amended)Other Banking and Financial ServicesHaverfordPA$14,501,500$30,000,000193Sep 25sec.gov
Bandit Running, Inc.Other TechnologyBrooklynNY$14,249,997$15,500,0037Sep 27sec.gov
BOD HoldCo LLCOtherManchesterMO$13,710,008$14,986,9201Sep 26sec.gov
Lyniate US Holdings LPOtherWilmingtonDE$13,217,000Indefinite2Sep 29sec.gov
TuMeke, Inc.Other TechnologySan MateoCA$13,104,987$13,105,00021Sep 28sec.gov
DH Stout Road, LLCLodging and ConventionsPhiladelphiaPA$13,000,000$19,000,000112Sep 26sec.gov
Viking Partners Naples, LLCCommercialCincinnatiOH$12,635,000$12,635,00026Sep 29sec.gov
Stepful, Inc.OtherNew YorkNY$11,763,608$11,763,6337Sep 27sec.gov
Kroo Bank LtdCommercial BankingLondon$11,504,926Indefinite41Sep 27sec.gov
Vida Diagnostics IncOther Health CareCoralvilleIA$10,818,499$13,543,50921Sep 29sec.gov
Orbee, Inc.OtherIrvineCA$10,313,366$10,313,36625Sep 25sec.gov
T-Rex Group, Inc.Other TechnologyNew YorkNY$10,000,000$10,000,0007Sep 29sec.gov
Persona AE, Inc.Other TechnologyPacific PalisadesCA$9,999,997$9,999,99715Sep 29sec.gov
That's No Moon Entertainment Inc.Other TechnologyLos AngelesCA$9,685,006$9,685,0061Sep 29sec.gov
Lila Biologics, Inc.BiotechnologySeattleWA$9,537,323$10,557,31818Sep 28sec.gov
MIF LIBERTYVILLE 45 INVESTORS, LLCCommercialOak BrookIL$9,281,401$17,000,00032Sep 25sec.gov
Par Spring Inv LLCResidentialElmsfordNY$9,160,000$9,160,00026Sep 28sec.gov
Pickle Poll, Inc.Other TechnologyNew YorkNY$8,523,498$8,523,49827Sep 27sec.gov
1605 Plains FF LLCInvestingOrlandoFL$8,500,000$9,500,00015Sep 25sec.gov
Protocol Pool Operations LLCOther Banking and Financial ServicesMiami BeachFL$8,000,000$50,000,0000Sep 29sec.gov
PMF Central Florida IV LLCResidentialWinter ParkFL$7,610,000$15,000,00035Sep 27sec.gov
Taylor at Opelika, LLC (amended)CommercialMaconGA$7,000,000$7,000,00023Sep 27sec.gov
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$6,987,587$6,987,5871Sep 28sec.gov
Automera US Inc.BiotechnologySeattleWA$6,950,000$20,649,99912Sep 27sec.gov
Montana Avenue Capital Partners VI, LLCCommercialLos AngelesCA$6,700,000$6,700,00025Sep 28sec.gov
UM Tax Aware Helix Fund LP (amended)OtherNew YorkNY$6,500,000Indefinite3Sep 28sec.gov
Sion Inc. (amended)Other TechnologyOceanportNJ$6,499,993$7,499,99338Sep 29sec.gov
NexPoint Life Sciences II DST (amended)Other Real EstateDallasTX$6,330,757$40,489,69517Sep 26sec.gov
GSR Center Green, LLCResidentialSan FranciscoCA$6,264,082$17,000,00019Sep 26sec.gov
Trete Inc.Other Real EstateProsperTX$6,250,000Indefinite3Sep 29sec.gov
AVA Holding Company, LLCConstructionAlbertvilleMN$6,000,000Indefinite15Sep 27sec.gov
Peacock Investments Offering 7, LLC (amended)CommercialFremontCA$5,881,000$7,000,0000Sep 25sec.gov
UHY Advisors IncBusiness ServicesFarmington HillsMI$5,593,770$5,593,77072Sep 27sec.gov
PTF Genesis, LLCOtherChicagoIL$5,500,000$5,500,0006Sep 25sec.gov
One Three Energy, Inc.Other EnergyCincinnatiOH$5,278,070$6,348,07134Sep 28sec.gov
Brady Deane Group, Inc.OtherSan FranciscoCA$5,241,275$5,441,27528Sep 25sec.gov
Twenty30 Health, Inc.Other TechnologyPhiladelphiaPA$5,190,000$6,000,0009Sep 27sec.gov
RYTE Corp (amended)Other Health CareToronto$5,170,000Indefinite16Sep 25sec.gov
CS Starland Savannah 2023 Investor LLCOther Real EstateMorristownNJ$5,100,000$14,000,00024Sep 29sec.gov
Bespoke Luxury Ventures LLCResidentialWater MillNY$5,000,000$27,625,0003Sep 29sec.gov
Cognition CorpOther TechnologyLexingtonMA$5,000,000$5,000,0001Sep 26sec.gov
Square Robot, Inc.Other TechnologyMarlboroughMA$5,000,000$5,000,0001Sep 25sec.gov
Carenostics Inc.Other TechnologyBerwynPA$4,743,245$4,743,2454Sep 29sec.gov
Nori, Inc. / DEOther TechnologyNew YorkNY$4,669,718$4,684,98925Sep 25sec.gov
Sentinel BITCO, LLCOther Real EstateBaltimoreMD$4,470,000$4,470,00047Sep 26sec.gov
Neo Commerce Inc.OtherBostonMA$4,290,340$4,290,3404Sep 28sec.gov
Secro Inc. (amended)Other TechnologyCharlestonSC$4,249,632$4,249,63227Sep 25sec.gov
Lightbend, Inc.Other TechnologySan FranciscoCA$4,005,069$5,000,0009Sep 27sec.gov
Mucho Mas Media, LLCOtherLos AngelesCA$4,000,000$4,000,0003Sep 29sec.gov
GH 7B HOLDCO LLCRestaurantsLas VegasNV$4,000,000$4,000,00039Sep 28sec.gov
Aperiam Bio, Inc.BiotechnologyAustinTX$3,999,996Indefinite2Sep 27sec.gov
GVER Properties LLCREITS and FinanceKansas CityMO$3,920,312$3,920,3126Sep 28sec.gov
Senseye, Inc.Other TechnologyAustinTX$3,807,379$12,310,0009Sep 25sec.gov
SimpleCar, Inc.OtherMontclairCA$3,737,220$5,207,9388Sep 27sec.gov
EquityMultiple 196, LLCREITS and FinanceNew YorkNY$3,700,000$3,700,000142Sep 26sec.gov
Trait Biosciences Inc.BiotechnologyVancouver$3,687,316$3,687,3163Sep 25sec.gov
Arsenal Sayari Investors II LLCInvestingWinter ParkFL$3,658,000$3,658,0002Sep 27sec.gov
Union.fi Labs, Inc.OtherDoverDE$3,655,000Indefinite11Sep 29sec.gov
281 Willow Street Property Co., LLCResidentialMorgan HillCA$3,600,000$5,000,00010Sep 27sec.gov
R42 Al & LONGEVITY FUND 3-1 LP (amended)OtherPalo AltoCA$3,560,000$3,560,0008Sep 25sec.gov
R42 Al & LONGEVITY FUND 3-1 LP (amended)OtherPalo AltoCA$3,560,000$3,560,0008Sep 25sec.gov
VAF Marion LLCCommercialBlue BellPA$3,507,373$3,507,37338Sep 29sec.gov
Cicero Technologies, Inc.OtherSan Juan CapistranoCA$3,500,000$7,000,0002Sep 28sec.gov
haddy, Inc.OtherSaint PetersburgFL$3,500,000$3,500,00021Sep 27sec.gov
R42 Al & LONGEVITY FUND 3-1 LPOtherPalo AltoCA$3,452,000$3,452,0008Sep 25sec.gov
seqWell Inc.Other TechnologyBeverlyMA$3,400,000$6,500,00014Sep 26sec.gov
GoodMaps Inc.Other TechnologyLouisvilleKY$3,339,150$4,000,0007Sep 25sec.gov
4 Mile Ranch DV Fund I LLCCommercialCastle RockCO$3,223,000$6,000,00053Sep 26sec.gov
Harvest Thermal, Inc. (amended)ManufacturingKensingtonCA$3,163,220$3,163,22065Sep 26sec.gov
ReSeed PBC (amended)Other TechnologyTopangaCA$3,141,153Indefinite10Sep 27sec.gov
RSS Capital Naples New Town Villas LLCResidentialCoral GablesFL$3,100,000$3,100,00013Sep 27sec.gov
Fin Mile Logistics, Inc.Other TechnologyLondon$3,053,003$6,300,0006Sep 28sec.gov
Iron Orchard Permian 2, LLCOil and GasConroeTX$3,000,000$3,000,0009Sep 29sec.gov
Madison Fund XVI, LLCCommercialThomasvilleGA$3,000,000$3,000,00018Sep 28sec.gov
EquityMultiple 195, LLCREITS and FinanceNew YorkNY$3,000,000$3,000,00089Sep 26sec.gov
Vista Willis I-45, Ltd.CommercialHoustonTX$3,000,000$3,000,0000Sep 26sec.gov
USP Woodlock Rivers, LLCCommercialDecaturGA$2,895,000$2,895,00033Sep 25sec.gov
BLDG Park Place LLCResidentialBeverly HillsCA$2,893,500$2,893,50049Sep 29sec.gov
GSP III, LLCOther Real EstatePaoliPA$2,648,431$25,000,00025Sep 28sec.gov
Ascent Equity Debt Fund I, LLCCommercialIrvineCA$2,600,000$4,300,00016Sep 29sec.gov
Redfern Downtown Opportunity Fund II, LLCOtherPortlandME$2,593,515$2,593,51519Sep 26sec.gov
Scholars Row KC LLCResidentialKansas CityMO$2,550,000$3,000,00023Sep 26sec.gov
Martha Lake Lenders, LLCREITS and FinanceIssaquahWA$2,500,000$6,700,00012Sep 28sec.gov
CCG Lab Inc.OtherTustinCA$2,500,000$2,500,0001Sep 27sec.gov
FF Moontower Investors LLCCommercialBudaTX$2,500,000$2,500,00024Sep 26sec.gov
TKN Holdings Inc. (amended)InvestingWheatonIL$2,389,995Indefinite201Sep 26sec.gov
SALISBURY GLADSTONE LLCCommercialMonumentCO$2,375,000$2,500,00016Sep 27sec.gov
GSP Growth Fund 1, LLCOther Real EstatePaoliPA$2,334,255$25,000,00018Sep 28sec.gov
Precog Data Inc.Other TechnologyCarbondaleCO$2,320,000Indefinite10Sep 27sec.gov
Briggs Avenue Partners. LLCResidentialWarwickRI$2,250,000$2,900,0007Sep 27sec.gov
DMF Retreat Holdings, LLCResidentialRichardsonTX$2,175,000$8,700,00013Sep 28sec.gov
1605 Plains RM LLCInvestingOrlandoFL$2,175,000$5,000,00039Sep 25sec.gov
Lynn Town Townhomes H, LLCResidentialSt. LouisMO$2,135,000$6,000,00031Sep 26sec.gov
UpSight Security Inc. (amended)OtherBeavertonOR$2,100,000$2,600,0005Sep 25sec.gov
Woburn 3 Property Holdings, LLC (amended)CommercialMiamiFL$2,097,000$10,000,0000Sep 28sec.gov
Elira, Inc.Other Health CareBallwinMO$2,052,815$3,021,51022Sep 28sec.gov
Ledgestone, Inc.Other TechnologyEast PeoriaIL$2,000,000$2,000,0001Sep 27sec.gov
SELECTFI, INC. (amended)Other TechnologyWilliamsvilleNY$1,985,000$2,500,0000Sep 29sec.gov
POLK PARTNERS FIBER, LLC (amended)Other TechnologyDes MoinesIA$1,885,000$2,300,00014Sep 28sec.gov
CPG at East Lansing Equity LLCCommercialAventuraFL$1,854,208$1,854,2089Sep 29sec.gov
Hillhurst Biopharmaceuticals, Inc.BiotechnologyMontroseCA$1,837,500$1,837,50010Sep 26sec.gov
Harden Apartment Owners LLCResidentialRaleighNC$1,735,000$1,735,00021Sep 26sec.gov
Rivet Solutions, Inc.OtherCharlotteNC$1,699,993$1,699,99313Sep 25sec.gov
Proven Software, Inc.Other TechnologySaint MichaelsMD$1,591,000$2,400,00023Sep 27sec.gov
Public Policy Holding Company, Inc. (amended)OtherWashingtonDC$1,550,000Indefinite6Sep 29sec.gov
YOURSPACE STARMOUNT HOLDINGS, LLCOther Real EstateVirginia BeachVA$1,543,991$6,300,0009Sep 29sec.gov
Ambit RD, Inc.Other TechnologyMorristownNJ$1,500,000$1,500,0001Sep 29sec.gov
K-Island Resources, LLC (amended)Coal MiningBrevardNC$1,500,000$2,000,0003Sep 28sec.gov
Be Chipper Inc.Other TechnologyAustinTX$1,500,000$2,000,0002Sep 28sec.gov
Pulmotect, Inc. (amended)BiotechnologyHoustonTX$1,500,000Indefinite2Sep 28sec.gov
Relativity6, Inc.Other TechnologyCambridgeMA$1,500,000$2,000,0005Sep 26sec.gov
Kreation Verse, Inc.Other TechnologyWest HollywoodCA$1,500,000$2,500,0001Sep 25sec.gov
MoonPay IncOther Banking and Financial ServicesMiamiFL$1,499,932$1,499,9322Sep 26sec.gov
MoonPay IncOther Banking and Financial ServicesMiamiFL$1,499,437$1,499,43758Sep 26sec.gov
Borealis Mining Co LtdOtherToronto$1,479,800$2,678,4382Sep 25sec.gov
WellSheet Inc. (amended)Other TechnologyNewarkNJ$1,420,000$2,420,00010Sep 25sec.gov
Quadvantage Technology, Inc.Other TechnologyMaconNC$1,417,711$1,417,71115Sep 26sec.gov
Infinite Currency, Inc.Other TechnologyFair Oaks RanchTX$1,397,500Indefinite18Sep 27sec.gov
ProFund I LLC (amended)REITS and FinanceMariettaGA$1,335,000$1,335,0008Sep 27sec.gov
Twenty30 Health, Inc.Other TechnologyPhiladelphiaPA$1,325,025$1,325,02529Sep 27sec.gov
Flamingos Technologies Inc.Other TechnologyAjmer$1,322,332$4,439,4487Sep 29sec.gov
Starfighters Space, Inc.OtherTarpon SpringsFL$1,310,000$8,000,00013Sep 28sec.gov
Maternova, Inc. (amended)Other Health CareProvidenceRI$1,284,988$2,000,0009Sep 26sec.gov
One Three Energy, Inc.Other EnergyCincinnatiOH$1,270,000$1,270,0002Sep 28sec.gov
HATCHERI FOOD PLATFORM SPV, LPInvestingSan LeandroCA$1,262,500$1,262,5009Sep 29sec.gov
Avian PE, LLCCommercialChampaignIL$1,250,000$2,000,00010Sep 28sec.gov
Packard Row LP, LLCCommercialAnn ArborMI$1,250,000$7,000,00015Sep 26sec.gov
ITERATE STUDIO INC.ComputersDenverCO$1,094,547$1,094,5472Sep 25sec.gov
EquiLottery LLCOther TechnologyLouisvilleKY$1,091,000$4,163,5548Sep 25sec.gov
RedCritter Corp.Other TechnologyLewisvilleTX$1,080,000$1,080,0001Sep 27sec.gov
XpertDox, LLCOther Health CareBirminghamAL$1,078,242$1,100,00015Sep 27sec.gov
Yonah Second Avenue QOF Investors, LLCCommercialHiawasseeGA$1,050,000$5,000,0006Sep 26sec.gov
Mean Girls Touring LLCOtherColumbiaMD$1,027,810$3,500,0002Sep 27sec.gov
Packard Row PE, LLCCommercialAnn ArborMI$1,000,000$2,750,0008Sep 26sec.gov
MEDICRATIC INC.Other TechnologyRichardsonTX$1,000,000$1,000,0001Sep 25sec.gov
MINTECH-BIO, INC.BiotechnologyPembroke PinesFL$945,000Indefinite1Sep 26sec.gov
608B Capital Funding LLCCommercialCarrolltonVA$925,000$5,000,0005Sep 25sec.gov
Limitless Minds, Inc. (amended)OtherAnchorageKY$925,000$2,500,0006Sep 25sec.gov
TS Baxter Springs, LLCCommercialBrentwoodTN$905,000$1,100,00016Sep 26sec.gov
Panera Brands, Inc. (amended)RestaurantsFentonMO$900,000Indefinite36Sep 28sec.gov
Redfern Downtown, LLCCommercialPortlandME$895,581$3,539,0968Sep 26sec.gov
Northwest Mills & Specialty Grains SPC (amended)AgricultureBurlingtonWA$875,000$2,500,0007Sep 29sec.gov
Northwest Mills & Specialty Grains SPC (amended)AgricultureBurlingtonWA$875,000$2,500,0000Sep 26sec.gov
Eco Toys, Inc.Other TechnologyBainbridge IslandWA$874,996$1,000,0002Sep 26sec.gov
156 W. Harrisburg Ave. GP, LLCCommercialConshohockenPA$850,000$1,000,0006Sep 27sec.gov
Next Science LtdBiotechnologyJacksonvilleFL$807,474$807,47418Sep 25sec.gov
GCDP II REIT Feeder, LLC (amended)Other Real EstateEl SegundoCA$799,880$145,000,0009Sep 28sec.gov
BioSig Technologies, Inc.Other Health CareWestportCT$794,032$794,0324Sep 27sec.gov
Helios Solar Partners VIII, LLCInvestingDenverCO$750,000$750,0002Sep 28sec.gov
SCG Investors II LLCCommercialWestlakeOH$750,000$750,0007Sep 28sec.gov
Elite Buyout Co LLCResidentialGreenwood VillageCO$750,000$1,300,0005Sep 27sec.gov
C3 Capital, Inc. (amended)Business ServicesProvidenceRI$735,000$735,0000Sep 25sec.gov
Controlled Delivery Systems Inc.BiotechnologyBeverly HillsCA$690,000$690,00016Sep 29sec.gov
Olentangy Ownership, LLC (amended)OtherSalt Lake CityUT$680,000$3,000,00010Sep 29sec.gov
KAWP Holdings, L.P.Other TravelMount KiscoNY$657,200$657,20014Sep 29sec.gov
HOMEKEY SYSTEMS, INC.Other TechnologyPhoenixAZ$600,000Indefinite5Sep 28sec.gov
CURIOUS SOFTWARE HOLDINGS LLCOther TechnologyBendOR$600,000$16,000,00016Sep 27sec.gov
MAC Heather Ridge, LLCResidentialOviedoFL$550,000$1,000,00013Sep 29sec.gov
EAST CAMPUS SURGERY CENTER LLCOther Health CareIndianapolisIN$533,999$533,99933Sep 29sec.gov
EagleCorps Inc.OtherSalt Lake CityUT$525,000$525,0004Sep 28sec.gov
Hastings Real Estate Fund LPOther Real EstateNorthfieldMN$520,000$10,000,00017Sep 27sec.gov
RADUX DEVICES, LLCOther Health CareOmahaNE$514,500$3,000,00011Sep 28sec.gov
PALEO AUTOMOTIVE, INC.OtherSan AntonioTX$500,000$500,0001Sep 29sec.gov
Konza ASIC Opportunity Fund LPOther TechnologyFriscoCO$500,000Indefinite1Sep 28sec.gov
InductiveMind Research, LLCOther TechnologyBellinghamWA$500,000$500,0001Sep 27sec.gov
Aghanim Inc.Other TechnologyWestlake VillageCA$500,000$500,0001Sep 25sec.gov
VISIONARY METALS CORP.Other EnergyVancouver$480,652$2,222,2224Sep 28sec.gov
BBE Schoolcraft Investors LLCResidentialLasalleMI$450,000$450,0007Sep 27sec.gov
BC Huntington Green Investors LLCResidentialMontvaleNJ$450,000$15,500,0004Sep 27sec.gov
SBMF Creekside LLCResidentialScottsdaleAZ$442,000$1,500,0009Sep 29sec.gov
WFS Home Care Enterprises, Inc.Other Health CareHenricoVA$425,000$1,500,0006Sep 28sec.gov
CATrak Technologies, Inc.Other TechnologyHuntingdon BeachCA$400,000$2,000,0001Sep 29sec.gov
Swept Away Development II Ltd Liability Co (amended)OtherNew YorkNY$400,000$1,900,0000Sep 29sec.gov
OK2StandUP, Inc.OtherBedfordPA$400,000$1,000,0001Sep 29sec.gov
Playfora, Inc.OtherBlythewoodSC$400,000$400,0008Sep 28sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$400,000$150,000,0000Sep 28sec.gov
DB Delivery, Inc.OtherBostonMA$400,000$2,000,0001Sep 27sec.gov
Burch Energy Services, Inc.Other EnergyPortlandOR$400,000$500,0001Sep 25sec.gov
NBL Holdings, LLCOther Real EstateMinneapolisMN$380,900$1,000,0009Sep 25sec.gov
Alpine Crest Capital, LLCInvestingPark CityUT$375,000$375,00013Sep 25sec.gov
Romantics Development Ltd Liability Co (amended)OtherNew YorkNY$345,311$1,500,0007Sep 25sec.gov
Knaq, Inc.Other TechnologyNew YorkNY$320,000Indefinite4Sep 29sec.gov
Beringia, Inc.OtherBozemanMT$300,000$300,0002Sep 28sec.gov
Peak Thermal, Inc (amended)OtherPiedmontCA$300,000Indefinite4Sep 27sec.gov
Signing Day Sports, Inc. (amended)OtherScottsdaleAZ$300,000$300,0004Sep 27sec.gov
Uncle Boojies, LLCOtherLouisvilleKY$300,000$2,500,0006Sep 25sec.gov
Zyp Run, Inc.OtherDorchesterMA$260,010$500,00010Sep 25sec.gov
Foley Townhomes QOF, LLCOtherBirminghamAL$250,000$6,200,0001Sep 29sec.gov
VetaNova Inc.AgricultureHendersonNV$250,000$500,0004Sep 29sec.gov
Convexa Inc.ComputersThousand OaksCA$250,000$250,0002Sep 27sec.gov
Vital Network, Inc.Other TechnologyGolden ValleyMN$250,000$400,0003Sep 27sec.gov
Phoenix Semiconductor CorpOther TechnologyAustinTX$250,000$250,0001Sep 26sec.gov
Rap Guide Media LLCOtherMineolaNY$250,000$250,0001Sep 26sec.gov
OSP Gannett Holdings, LLCOtherNew YorkNY$246,000$246,0002Sep 29sec.gov
US Positronix Inc.Other TechnologyOberlinOH$225,016$300,00010Sep 29sec.gov
Yates Electrospace CorpOtherLaguna HillsCA$200,000$1,200,0001Sep 29sec.gov
Altus Solutions, Inc.OtherLaramieWY$200,000$2,500,0000Sep 28sec.gov
VSCM Capital Management LLCOtherWacoTX$200,000$10,000,0001Sep 27sec.gov
Capview Holdings, LLCOther Real EstateDallasTX$200,000$5,000,0001Sep 27sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$185,948Indefinite35Sep 26sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$181,105Indefinite35Sep 25sec.gov
Gaingels Standard Metrics LLCOtherBurlingtonVT$167,200$167,2006Sep 25sec.gov
Power to Hydrogen, LLCOther EnergyColumbusOH$152,300$200,0002Sep 25sec.gov
Aurigraph DLT CorpOther TechnologyMount RainierMD$150,000$3,000,0001Sep 27sec.gov
SAVA Capital Inc.InvestingSan DiegoCA$150,000$150,0001Sep 25sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$148,499Indefinite35Sep 25sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$146,546Indefinite35Sep 28sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$143,696Indefinite32Sep 29sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$143,492Indefinite35Sep 29sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$143,481Indefinite23Sep 26sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$133,548Indefinite35Sep 27sec.gov
IV5 RARITAN RIVER REIT LLCREITS and FinanceAtlantaGA$125,000$125,000125Sep 28sec.gov
IV5 LOGISTICS REIT LLCREITS and FinanceAtlantaGA$125,000$125,000125Sep 28sec.gov
IV5 LOCUST GATEWAY REIT LLCREITS and FinanceAtlantaGA$125,000$125,000125Sep 28sec.gov
1114 6th Avenue REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Sep 28sec.gov
225 Liberty REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Sep 28sec.gov
200 Liberty REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Sep 28sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$120,770Indefinite31Sep 26sec.gov
Work Onward IncOther TechnologyRidgewoodNJ$120,000$120,0001Sep 29sec.gov
Gaingels Jericho Security LLCOtherBurlingtonVT$112,778$112,77814Sep 29sec.gov
Avingtrans PLCOtherCambridgeshire, England$103,645$103,6455Sep 26sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$100,671Indefinite26Sep 27sec.gov
Ideologi Development, Inc.Other TechnologyBrooklynNY$100,000Indefinite1Sep 28sec.gov
PARKERVISION INCTelecommunicationsJacksonvilleFL$100,000$100,0001Sep 27sec.gov
APERTURE BIO, INC.BiotechnologyAllstonMA$100,000$100,0001Sep 26sec.gov
Drop-in Gaming LLCOther TechnologyWest LinnOR$100,000$100,0001Sep 26sec.gov
POTENTIA WORKFORCE LLCBusiness ServicesThe WoodlandsTX$100,000$1,000,0001Sep 26sec.gov
BONFIRE POPLAR PRAIRIE RETAIL, LLCCommercialDenverCO$100,000Indefinite16Sep 25sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$87,544Indefinite20Sep 28sec.gov
Panhandler's Pizza, LLCRestaurantsFort CollinsCO$87,130$87,13011Sep 25sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$85,478Indefinite17Sep 28sec.gov
Event Rap IncOtherMineolaNY$75,000$75,0001Sep 27sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$70,460Indefinite22Sep 29sec.gov
Apex Cool Labs, Inc.Other TechnologyBoulderCO$65,000$800,0003Sep 29sec.gov
TCN-ATX CORP.OtherAustinTX$60,000Indefinite2Sep 26sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$57,790Indefinite15Sep 28sec.gov
People Walk Dogs Short Film Partners, LPOtherSan AntonioTX$55,000$150,0004Sep 29sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$53,004Indefinite18Sep 27sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$52,517Indefinite15Sep 25sec.gov
Opine Market, Inc.Other TechnologyDurhamNC$50,055$500,0001Sep 29sec.gov
Perspective Medical LLCBiotechnologyColorado SpringsCO$50,000$100,0002Sep 29sec.gov
3DWTX LLCOther EnergyAthensTX$50,000$100,000,0001Sep 29sec.gov
Ambar Labs, Inc.Other TechnologyMiamiFL$50,000$50,0001Sep 29sec.gov
Gabe Tesch Racing LLCOtherMicaWA$50,000$5,000,0001Sep 28sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$50,000$150,000,0000Sep 28sec.gov
MYSTIC WOODS LLCOtherTallahasseeFL$50,000$4,500,0001Sep 26sec.gov
Everpage Inc.Other TechnologyNew YorkNY$50,000$250,0001Sep 25sec.gov
Victory Investing, LLCResidentialSheridanWY$50,000$30,000,0001Sep 25sec.gov
Prairie Home & Auto InsuranceInsuranceNewtown SquarePA$49,800$270,00048Sep 27sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$47,510Indefinite14Sep 27sec.gov
APOGEE 21 HOLDINGS, INC.OtherLas VegasNV$42,310$5,000,0003Sep 26sec.gov
Good Boy Wine LLCOtherLos AngelesCA$40,000$1,200,0002Sep 26sec.gov
Trace Femcare, Inc.Other Health CareSanta FeTN$40,000$965,0007Sep 26sec.gov
REEFWORKS LLCOil and GasTraverse CityMI$40,000$15,000,0001Sep 26sec.gov
Linxy Inc.Other TechnologyCharlotteNC$30,000$450,0001Sep 26sec.gov
Kimby Series 005 LLC, a series of Kimby Series LLCOtherLondon$25,000$800,0001Sep 27sec.gov
APERTURE BIO, INC.BiotechnologyAllstonMA$20,000$20,0001Sep 25sec.gov
Footura Inc.Other TechnologyNew YorkNY$15,000$2,500,0003Sep 29sec.gov
Chorus AI Inc.Other TechnologyBrooklynNY$15,000$550,0002Sep 27sec.gov
OJ-ODD JOBS INC.OtherSpringfieldVA$14,500Indefinite4Sep 29sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$12,651Indefinite3Sep 26sec.gov
EnZeta Immunotherapies, Inc.BiotechnologyCoral GablesFL$10,000$10,0002Sep 26sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$7,504Indefinite2Sep 25sec.gov
Greater Penn Insurance Agency, LLCInsuranceNewtownPA$6,400$200,0004Sep 27sec.gov
EnZeta Immunotherapies, Inc.BiotechnologyCoral GablesFL$5,000$5,0005Sep 29sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$5,000Indefinite4Sep 29sec.gov
seqWell Inc.Other TechnologyBeverlyMA$3,400$6,50014Sep 26sec.gov
QUAINT OAK BANCORP INCOther Banking and Financial ServicesSouthamptonPA$1,300$7,000,0002Sep 28sec.gov
Museum District Daycare LLCOtherGlen AllenVA$0$3,000,0000Sep 29sec.gov
2024 So Cal Fund LLCBusiness ServicesWoodland HillsCA$0$500,0000Sep 29sec.gov
La Lupita Founders, LLCRestaurantsDallasTX$0$4,600,0004Sep 29sec.gov
CAF ARBORS OAKMONT INVESTORS RECAP LLCResidentialFriscoTX$0$20,000,0000Sep 29sec.gov
Olentangy Ownership, LLCOtherSalt Lake CityUT$0$2,240,0000Sep 29sec.gov
Olentangy Ownership, LLC (amended)OtherSalt Lake CityUT$0$2,240,0000Sep 29sec.gov
ProFund I LLCREITS and FinanceMariettaGA$0Indefinite0Sep 29sec.gov
DAOCERTin Technical Solutions LLCComputersCheyenneWY$0$15,000,0000Sep 29sec.gov
BG LLH Intermediate, LLCCommercialSan FranciscoCA$0Indefinite0Sep 29sec.gov
Grand Little Pink House LLCOtherNew YorkNY$0$27,000,0000Sep 29sec.gov
Bridgerock MX-US, LLCOtherTucsonAZ$0$20,000,0000Sep 29sec.gov
Michigan Unified Title Agency, LLCInsuranceGrand RapidsMI$0$7,3500Sep 29sec.gov
ARCTRUST Phoenix DSTCommercialCliftonNJ$0$10,270,0000Sep 28sec.gov
ADREX Diversified 4 DSTOther Real EstateDenverCO$0$249,531,6800Sep 28sec.gov
EA Edge LLCCommercialAustinTX$0$10,500,0000Sep 28sec.gov
Illuminarium Chicago, LLCOtherLewistonNY$0$25,000,0000Sep 28sec.gov
M Capital Fund LPResidentialEagle MountainUT$0$10,000,0000Sep 28sec.gov
CMMTP-2 EE, L.P.CommercialLos AngelesCA$0Indefinite0Sep 28sec.gov
Sterling Park Investment Group LLC (amended)OtherNormanOK$0$5,700,0000Sep 28sec.gov
Azura Verona, LLCOther Real EstateMilwaukeeWI$0$8,000,0000Sep 28sec.gov
Kimby Series 006 LLC, a series of Kimby Series LLCOtherLondon$0$750,0000Sep 28sec.gov
Allium Holdco LLCOtherEnglewoodCO$0Indefinite0Sep 28sec.gov
C3 Bullion, Inc. (amended)Business ServicesChicagoIL$0$1,000,0000Sep 28sec.gov
Allium Management Holdco LLCOtherEnglewoodCO$0Indefinite0Sep 28sec.gov
KOD ECOMMERCE LLCOtherBaltimoreMD$0Indefinite0Sep 28sec.gov
MHR Acquisitions, Inc.ManufacturingNew YorkNY$0$150,000,0000Sep 28sec.gov
Fruit Street Health, P.B.C. (amended)Other Health CareNew YorkNY$0Indefinite300Sep 28sec.gov
Verity's Group, LLCInvestingCoeur D'Alene,ID$0Indefinite0Sep 28sec.gov
Frontier Farmland Opportunity Fund, LPAgricultureSan CarlosCA$0Indefinite0Sep 28sec.gov
American Oncology Network, Inc.Hospitals and PhysiciansFort MyersFL$0Indefinite153Sep 28sec.gov
Series E, a series of UM Pre-IPO Portfolio Fund II LLCOtherNew YorkNY$0Indefinite0Sep 27sec.gov
RETREAT AT LAKE MEADOWS LLCCommercialIndianapolisIN$0$3,600,0000Sep 27sec.gov
Carbon Neutral Growth Fund LLCOther Real EstateWest Palm BeachFL$0Indefinite0Sep 27sec.gov
2840 EASTLAKE, LLCOther Real EstateSeattleWA$0$11,500,0000Sep 27sec.gov
SToR Token Holdings Series LLCOther Banking and Financial ServicesLongviewTX$0Indefinite0Sep 27sec.gov
Elsinore Gloaming Ltd Liability CoOtherNew YorkNY$0$3,000,0000Sep 27sec.gov
MCI Exchange AnaCapri A Series, DSTOther Real EstateDallasTX$0$23,000,0000Sep 27sec.gov
New Brothers Production LLCOtherNew YorkNY$0$749,0000Sep 27sec.gov
Cooper Bend, LLCResidentialCharlestonSC$0$3,600,0000Sep 27sec.gov
MEADOWVIEW SENIORS LLCOther Real EstateChesterfieldMO$0$12,000,0000Sep 27sec.gov
Brick & Stone Houston, LLCResidentialHoustonTX$0$5,000,0000Sep 27sec.gov
Resilience Vintage Holdings, LLCResidentialCasperWY$0$1,000,0000Sep 27sec.gov
RAI Natural Gas Fund VI Limited PartnershipOil and GasAtglenPA$0$100,000,0000Sep 27sec.gov
Mars Vista Del Sol, LLCResidentialCoppellTX$0$8,000,0000Sep 27sec.gov
Platinum Beach Belize LLCCommercialSheridanWY$0$5,500,0000Sep 27sec.gov
Radio Chicago LLCOtherMilwaukeeWI$0$850,0000Sep 27sec.gov
Outdoorsmen.com, Inc.OtherGreenwood VillageCO$0Indefinite1Sep 27sec.gov
Bluebird Truck Wash Investor Fund LLCOtherBoiseID$0Indefinite3Sep 26sec.gov
PFD MANAGEMENT FUND 1008, LLCOther Banking and Financial ServicesHendersonNV$0$10,000,0000Sep 26sec.gov
PSOF LO Mesa Side Car, LLCOther Real EstateAtlantaGA$0$13,485,0000Sep 26sec.gov
Pisgah Hospitality, LLCOther Real EstateGreenvilleSC$0$750,0000Sep 26sec.gov
Alpine Management Aggregator, LPHospitals and PhysiciansNew YorkNY$0Indefinite0Sep 26sec.gov
Whippersnap, Inc.Other TechnologyOgdenUT$0$7,000,0000Sep 26sec.gov
Steadfast Property Development Fund, LLCOther Real EstateMiamiFL$0$50,000,0000Sep 26sec.gov
Cleartrust DSTOtherNew YorkNY$0Indefinite0Sep 26sec.gov
KMF SARASOTA LLCOther Real EstateDelray BeachFL$0$85,000,0000Sep 26sec.gov
5222 Baseline Properties, L.P.CommercialClevelandOH$0$5,600,0000Sep 25sec.gov
NOMADIC TRAVEL INCTourism and Travel ServicesAustinTX$0$150,0000Sep 25sec.gov
Oaks Apartments Hearne LLCOtherHearneTX$0$1,000,0000Sep 25sec.gov
NEXT-LEVEL INVESTMENTS LLCCommercialAshevilleNC$0$25,000,0000Sep 25sec.gov
Little Canada MHP Investors LLCCommercialIrvineCA$0$1,600,0000Sep 25sec.gov
Holiday Village TC, LLCCommercialPort SanilacMI$0$6,000,0000Sep 25sec.gov
Open Door Capital Fund 10, LLCOtherAtlantaGA$0$65,000,0000Sep 25sec.gov
Open Door Capital Fund 10, LLCOtherAtlantaGA$0$1,500,0000Sep 25sec.gov
VISM Global Agro Invest Corp.AgricultureLewesDE$0$100,000,0000Sep 25sec.gov
QP2 Properties, LLCCommercialNorth SyracuseNY$0$5,000,0002Sep 25sec.gov
Leo@Wildwood Investors, LPCommercialAventuraFL$0$18,000,0000Sep 25sec.gov
RISING PHOENIX MAROON BELLS, LP (amended)Oil and GasDallasTX$0$10,000,0000Sep 25sec.gov

Week of Oct 2 · Week of Sep 18 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.