Data / Form D filings / Sep 27
Form D filings, September 27, 2023: 94 companies raised $2.11 billion
94 operating companies filed a Form D on September 27, 2023, reporting $2.11 billion sold. Largest: BRIGHTHOUSE LIFE INSURANCE Co ($611.2 million), BRIGHTHOUSE LIFE INSURANCE Co ($273.7 million), PNC NMTC Fund 3, LLC ($181.1 million). The median filing is $3.1 million, and 116 pooled investment funds also filed that day.
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- 94Form D filings
- $2.11 billionreported sold
- $3.1 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 12, TX 9, FL 6, PA 6. By industry: Other 19, Other Technology 17, Other Real Estate 15, Residential 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| BRIGHTHOUSE LIFE INSURANCE Co (amended) | Insurance | Charlotte | NC | $611,218,773 | Indefinite | 7 | Sep 27 | sec.gov |
| BRIGHTHOUSE LIFE INSURANCE Co (amended) | Insurance | Charlotte | NC | $273,677,992 | Indefinite | 2 | Sep 27 | sec.gov |
| PNC NMTC Fund 3, LLC | Other Real Estate | Portland | OR | $181,122,383 | $181,122,383 | 2 | Sep 27 | sec.gov |
| Fiera Comox Global Agriculture Open-End Fund (U.S.) L.P. | Agriculture | Montreal | $105,304,750 | Indefinite | 2 | Sep 27 | sec.gov | |
| BentallGreenOak US Parallel IV-Q, LP (amended) | Other Real Estate | New York | NY | $100,000,000 | Indefinite | 2 | Sep 27 | sec.gov |
| BentallGreenOak US Feeder IV, LLC (amended) | Other Real Estate | New York | NY | $100,000,000 | Indefinite | 2 | Sep 27 | sec.gov |
| Pryon Inc | Other Technology | Westport | CT | $98,563,881 | $99,563,865 | 44 | Sep 27 | sec.gov |
| BentallGreenOak US IV, LP (amended) | Other Real Estate | New York | NY | $97,600,000 | Indefinite | 5 | Sep 27 | sec.gov |
| Cottonwood Communities, Inc. (amended) | Residential | Salt Lake City | UT | $77,348,435 | $150,000,000 | 618 | Sep 27 | sec.gov |
| SOUTHWEST VALUE PARTNERS FUND XXIII-B LP | Other Real Estate | San Diego | CA | $50,000,000 | $50,000,000 | 471 | Sep 27 | sec.gov |
| BentallGreenOak US Parallel IV-A, LP (amended) | Other Real Estate | New York | NY | $50,000,000 | Indefinite | 2 | Sep 27 | sec.gov |
| Cooley Station Investments, LLC | Other Real Estate | Salt Lake City | UT | $40,835,000 | $40,835,000 | 82 | Sep 27 | sec.gov |
| Viewpointe UT Investments, LLC | Other Real Estate | Salt Lake City | UT | $36,736,000 | $36,736,000 | 80 | Sep 27 | sec.gov |
| Home Hospital Newco, Inc. | Other Health Care | Minneapolis | MN | $29,999,998 | $40,000,000 | 3 | Sep 27 | sec.gov |
| Alpha Teknova, Inc. | Manufacturing | Hollister | CA | $20,904,987 | $20,904,987 | 23 | Sep 27 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $20,550,098 | $20,550,098 | 5 | Sep 27 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $17,213,897 | $39,365,399 | 29 | Sep 27 | sec.gov |
| NEW ENGLAND LIFE INSURANCE CO (amended) | Insurance | Boston | MA | $16,208,097 | Indefinite | 9 | Sep 27 | sec.gov |
| NEW ENGLAND LIFE INSURANCE CO (amended) | Insurance | Boston | MA | $15,691,209 | Indefinite | 28 | Sep 27 | sec.gov |
| K1X, Inc. | Other | Chicago | IL | $15,000,000 | Indefinite | 10 | Sep 27 | sec.gov |
| nEye Systems, Inc. (amended) | Other | Berkeley | CA | $14,537,000 | $14,537,000 | 15 | Sep 27 | sec.gov |
| Bandit Running, Inc. | Other Technology | Brooklyn | NY | $14,249,997 | $15,500,003 | 7 | Sep 27 | sec.gov |
| Stepful, Inc. | Other | New York | NY | $11,763,608 | $11,763,633 | 7 | Sep 27 | sec.gov |
| Kroo Bank Ltd | Commercial Banking | London | $11,504,926 | Indefinite | 41 | Sep 27 | sec.gov | |
| Pickle Poll, Inc. | Other Technology | New York | NY | $8,523,498 | $8,523,498 | 27 | Sep 27 | sec.gov |
| PMF Central Florida IV LLC | Residential | Winter Park | FL | $7,610,000 | $15,000,000 | 35 | Sep 27 | sec.gov |
| Taylor at Opelika, LLC (amended) | Commercial | Macon | GA | $7,000,000 | $7,000,000 | 23 | Sep 27 | sec.gov |
| Automera US Inc. | Biotechnology | Seattle | WA | $6,950,000 | $20,649,999 | 12 | Sep 27 | sec.gov |
| AVA Holding Company, LLC | Construction | Albertville | MN | $6,000,000 | Indefinite | 15 | Sep 27 | sec.gov |
| UHY Advisors Inc | Business Services | Farmington Hills | MI | $5,593,770 | $5,593,770 | 72 | Sep 27 | sec.gov |
| Twenty30 Health, Inc. | Other Technology | Philadelphia | PA | $5,190,000 | $6,000,000 | 9 | Sep 27 | sec.gov |
| Lightbend, Inc. | Other Technology | San Francisco | CA | $4,005,069 | $5,000,000 | 9 | Sep 27 | sec.gov |
| Aperiam Bio, Inc. | Biotechnology | Austin | TX | $3,999,996 | Indefinite | 2 | Sep 27 | sec.gov |
| SimpleCar, Inc. | Other | Montclair | CA | $3,737,220 | $5,207,938 | 8 | Sep 27 | sec.gov |
| Arsenal Sayari Investors II LLC | Investing | Winter Park | FL | $3,658,000 | $3,658,000 | 2 | Sep 27 | sec.gov |
| 281 Willow Street Property Co., LLC | Residential | Morgan Hill | CA | $3,600,000 | $5,000,000 | 10 | Sep 27 | sec.gov |
| haddy, Inc. | Other | Saint Petersburg | FL | $3,500,000 | $3,500,000 | 21 | Sep 27 | sec.gov |
| ReSeed PBC (amended) | Other Technology | Topanga | CA | $3,141,153 | Indefinite | 10 | Sep 27 | sec.gov |
| RSS Capital Naples New Town Villas LLC | Residential | Coral Gables | FL | $3,100,000 | $3,100,000 | 13 | Sep 27 | sec.gov |
| CCG Lab Inc. | Other | Tustin | CA | $2,500,000 | $2,500,000 | 1 | Sep 27 | sec.gov |
| SALISBURY GLADSTONE LLC | Commercial | Monument | CO | $2,375,000 | $2,500,000 | 16 | Sep 27 | sec.gov |
| Precog Data Inc. | Other Technology | Carbondale | CO | $2,320,000 | Indefinite | 10 | Sep 27 | sec.gov |
| Briggs Avenue Partners. LLC | Residential | Warwick | RI | $2,250,000 | $2,900,000 | 7 | Sep 27 | sec.gov |
| Ledgestone, Inc. | Other Technology | East Peoria | IL | $2,000,000 | $2,000,000 | 1 | Sep 27 | sec.gov |
| Proven Software, Inc. | Other Technology | Saint Michaels | MD | $1,591,000 | $2,400,000 | 23 | Sep 27 | sec.gov |
| Infinite Currency, Inc. | Other Technology | Fair Oaks Ranch | TX | $1,397,500 | Indefinite | 18 | Sep 27 | sec.gov |
| ProFund I LLC (amended) | REITS and Finance | Marietta | GA | $1,335,000 | $1,335,000 | 8 | Sep 27 | sec.gov |
| Twenty30 Health, Inc. | Other Technology | Philadelphia | PA | $1,325,025 | $1,325,025 | 29 | Sep 27 | sec.gov |
| RedCritter Corp. | Other Technology | Lewisville | TX | $1,080,000 | $1,080,000 | 1 | Sep 27 | sec.gov |
| XpertDox, LLC | Other Health Care | Birmingham | AL | $1,078,242 | $1,100,000 | 15 | Sep 27 | sec.gov |
| Mean Girls Touring LLC | Other | Columbia | MD | $1,027,810 | $3,500,000 | 2 | Sep 27 | sec.gov |
| 156 W. Harrisburg Ave. GP, LLC | Commercial | Conshohocken | PA | $850,000 | $1,000,000 | 6 | Sep 27 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $794,032 | $794,032 | 4 | Sep 27 | sec.gov |
| Elite Buyout Co LLC | Residential | Greenwood Village | CO | $750,000 | $1,300,000 | 5 | Sep 27 | sec.gov |
| CURIOUS SOFTWARE HOLDINGS LLC | Other Technology | Bend | OR | $600,000 | $16,000,000 | 16 | Sep 27 | sec.gov |
| Hastings Real Estate Fund LP | Other Real Estate | Northfield | MN | $520,000 | $10,000,000 | 17 | Sep 27 | sec.gov |
| InductiveMind Research, LLC | Other Technology | Bellingham | WA | $500,000 | $500,000 | 1 | Sep 27 | sec.gov |
| BBE Schoolcraft Investors LLC | Residential | Lasalle | MI | $450,000 | $450,000 | 7 | Sep 27 | sec.gov |
| BC Huntington Green Investors LLC | Residential | Montvale | NJ | $450,000 | $15,500,000 | 4 | Sep 27 | sec.gov |
| DB Delivery, Inc. | Other | Boston | MA | $400,000 | $2,000,000 | 1 | Sep 27 | sec.gov |
| Peak Thermal, Inc (amended) | Other | Piedmont | CA | $300,000 | Indefinite | 4 | Sep 27 | sec.gov |
| Signing Day Sports, Inc. (amended) | Other | Scottsdale | AZ | $300,000 | $300,000 | 4 | Sep 27 | sec.gov |
| Convexa Inc. | Computers | Thousand Oaks | CA | $250,000 | $250,000 | 2 | Sep 27 | sec.gov |
| Vital Network, Inc. | Other Technology | Golden Valley | MN | $250,000 | $400,000 | 3 | Sep 27 | sec.gov |
| VSCM Capital Management LLC | Other | Waco | TX | $200,000 | $10,000,000 | 1 | Sep 27 | sec.gov |
| Capview Holdings, LLC | Other Real Estate | Dallas | TX | $200,000 | $5,000,000 | 1 | Sep 27 | sec.gov |
| Aurigraph DLT Corp | Other Technology | Mount Rainier | MD | $150,000 | $3,000,000 | 1 | Sep 27 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $133,548 | Indefinite | 35 | Sep 27 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $100,671 | Indefinite | 26 | Sep 27 | sec.gov |
| PARKERVISION INC | Telecommunications | Jacksonville | FL | $100,000 | $100,000 | 1 | Sep 27 | sec.gov |
| Event Rap Inc | Other | Mineola | NY | $75,000 | $75,000 | 1 | Sep 27 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $53,004 | Indefinite | 18 | Sep 27 | sec.gov |
| Prairie Home & Auto Insurance | Insurance | Newtown Square | PA | $49,800 | $270,000 | 48 | Sep 27 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $47,510 | Indefinite | 14 | Sep 27 | sec.gov |
| Kimby Series 005 LLC, a series of Kimby Series LLC | Other | London | $25,000 | $800,000 | 1 | Sep 27 | sec.gov | |
| Chorus AI Inc. | Other Technology | Brooklyn | NY | $15,000 | $550,000 | 2 | Sep 27 | sec.gov |
| Greater Penn Insurance Agency, LLC | Insurance | Newtown | PA | $6,400 | $200,000 | 4 | Sep 27 | sec.gov |
| Series E, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $0 | Indefinite | 0 | Sep 27 | sec.gov |
| RETREAT AT LAKE MEADOWS LLC | Commercial | Indianapolis | IN | $0 | $3,600,000 | 0 | Sep 27 | sec.gov |
| Carbon Neutral Growth Fund LLC | Other Real Estate | West Palm Beach | FL | $0 | Indefinite | 0 | Sep 27 | sec.gov |
| 2840 EASTLAKE, LLC | Other Real Estate | Seattle | WA | $0 | $11,500,000 | 0 | Sep 27 | sec.gov |
| SToR Token Holdings Series LLC | Other Banking and Financial Services | Longview | TX | $0 | Indefinite | 0 | Sep 27 | sec.gov |
| Elsinore Gloaming Ltd Liability Co | Other | New York | NY | $0 | $3,000,000 | 0 | Sep 27 | sec.gov |
| MCI Exchange AnaCapri A Series, DST | Other Real Estate | Dallas | TX | $0 | $23,000,000 | 0 | Sep 27 | sec.gov |
| New Brothers Production LLC | Other | New York | NY | $0 | $749,000 | 0 | Sep 27 | sec.gov |
| Cooper Bend, LLC | Residential | Charleston | SC | $0 | $3,600,000 | 0 | Sep 27 | sec.gov |
| MEADOWVIEW SENIORS LLC | Other Real Estate | Chesterfield | MO | $0 | $12,000,000 | 0 | Sep 27 | sec.gov |
| Brick & Stone Houston, LLC | Residential | Houston | TX | $0 | $5,000,000 | 0 | Sep 27 | sec.gov |
| Resilience Vintage Holdings, LLC | Residential | Casper | WY | $0 | $1,000,000 | 0 | Sep 27 | sec.gov |
| RAI Natural Gas Fund VI Limited Partnership | Oil and Gas | Atglen | PA | $0 | $100,000,000 | 0 | Sep 27 | sec.gov |
| Mars Vista Del Sol, LLC | Residential | Coppell | TX | $0 | $8,000,000 | 0 | Sep 27 | sec.gov |
| Platinum Beach Belize LLC | Commercial | Sheridan | WY | $0 | $5,500,000 | 0 | Sep 27 | sec.gov |
| Radio Chicago LLC | Other | Milwaukee | WI | $0 | $850,000 | 0 | Sep 27 | sec.gov |
| Outdoorsmen.com, Inc. | Other | Greenwood Village | CO | $0 | Indefinite | 1 | Sep 27 | sec.gov |
September 28, 2023 · September 26, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.