Data / Form D filings / Sep 26
Form D filings, September 26, 2023: 63 companies raised $683.1 million
63 operating companies filed a Form D on September 26, 2023, reporting $683.1 million sold. Largest: Marine One Holdco, LLC ($536.9 million), ESS Tech, Inc. ($27.5 million), Sound Capital High-Yield Growth Fund, LLC ($18 million). The median filing is $1.3 million, and 110 pooled investment funds also filed that day.
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- 63Form D filings
- $683.1 millionreported sold
- $1.3 millionmedian amount sold
- FLmost filings (8)
Most filings by state: FL 8, CA 8, TX 6, NY 5, MA 5. By industry: Other 10, Other Technology 10, Commercial 9, Other Banking and Financial Services 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Marine One Holdco, LLC | Retailing | Fort Lauderdale | FL | $536,864,918 | $536,864,918 | 236 | Sep 26 | sec.gov |
| ESS Tech, Inc. | Commercial | Wilsonville | OR | $27,500,000 | $27,500,000 | 1 | Sep 26 | sec.gov |
| Sound Capital High-Yield Growth Fund, LLC (amended) | Other Banking and Financial Services | Bellevue | WA | $18,041,755 | $50,000,000 | 15 | Sep 26 | sec.gov |
| BOD HoldCo LLC | Other | Manchester | MO | $13,710,008 | $14,986,920 | 1 | Sep 26 | sec.gov |
| DH Stout Road, LLC | Lodging and Conventions | Philadelphia | PA | $13,000,000 | $19,000,000 | 112 | Sep 26 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $6,330,757 | $40,489,695 | 17 | Sep 26 | sec.gov |
| GSR Center Green, LLC | Residential | San Francisco | CA | $6,264,082 | $17,000,000 | 19 | Sep 26 | sec.gov |
| Cognition Corp | Other Technology | Lexington | MA | $5,000,000 | $5,000,000 | 1 | Sep 26 | sec.gov |
| Sentinel BITCO, LLC | Other Real Estate | Baltimore | MD | $4,470,000 | $4,470,000 | 47 | Sep 26 | sec.gov |
| EquityMultiple 196, LLC | REITS and Finance | New York | NY | $3,700,000 | $3,700,000 | 142 | Sep 26 | sec.gov |
| seqWell Inc. | Other Technology | Beverly | MA | $3,400,000 | $6,500,000 | 14 | Sep 26 | sec.gov |
| 4 Mile Ranch DV Fund I LLC | Commercial | Castle Rock | CO | $3,223,000 | $6,000,000 | 53 | Sep 26 | sec.gov |
| Harvest Thermal, Inc. (amended) | Manufacturing | Kensington | CA | $3,163,220 | $3,163,220 | 65 | Sep 26 | sec.gov |
| EquityMultiple 195, LLC | REITS and Finance | New York | NY | $3,000,000 | $3,000,000 | 89 | Sep 26 | sec.gov |
| Vista Willis I-45, Ltd. | Commercial | Houston | TX | $3,000,000 | $3,000,000 | 0 | Sep 26 | sec.gov |
| Redfern Downtown Opportunity Fund II, LLC | Other | Portland | ME | $2,593,515 | $2,593,515 | 19 | Sep 26 | sec.gov |
| Scholars Row KC LLC | Residential | Kansas City | MO | $2,550,000 | $3,000,000 | 23 | Sep 26 | sec.gov |
| FF Moontower Investors LLC | Commercial | Buda | TX | $2,500,000 | $2,500,000 | 24 | Sep 26 | sec.gov |
| TKN Holdings Inc. (amended) | Investing | Wheaton | IL | $2,389,995 | Indefinite | 201 | Sep 26 | sec.gov |
| Lynn Town Townhomes H, LLC | Residential | St. Louis | MO | $2,135,000 | $6,000,000 | 31 | Sep 26 | sec.gov |
| Hillhurst Biopharmaceuticals, Inc. | Biotechnology | Montrose | CA | $1,837,500 | $1,837,500 | 10 | Sep 26 | sec.gov |
| Harden Apartment Owners LLC | Residential | Raleigh | NC | $1,735,000 | $1,735,000 | 21 | Sep 26 | sec.gov |
| Relativity6, Inc. | Other Technology | Cambridge | MA | $1,500,000 | $2,000,000 | 5 | Sep 26 | sec.gov |
| MoonPay Inc | Other Banking and Financial Services | Miami | FL | $1,499,932 | $1,499,932 | 2 | Sep 26 | sec.gov |
| MoonPay Inc | Other Banking and Financial Services | Miami | FL | $1,499,437 | $1,499,437 | 58 | Sep 26 | sec.gov |
| Quadvantage Technology, Inc. | Other Technology | Macon | NC | $1,417,711 | $1,417,711 | 15 | Sep 26 | sec.gov |
| Maternova, Inc. (amended) | Other Health Care | Providence | RI | $1,284,988 | $2,000,000 | 9 | Sep 26 | sec.gov |
| Packard Row LP, LLC | Commercial | Ann Arbor | MI | $1,250,000 | $7,000,000 | 15 | Sep 26 | sec.gov |
| Yonah Second Avenue QOF Investors, LLC | Commercial | Hiawassee | GA | $1,050,000 | $5,000,000 | 6 | Sep 26 | sec.gov |
| Packard Row PE, LLC | Commercial | Ann Arbor | MI | $1,000,000 | $2,750,000 | 8 | Sep 26 | sec.gov |
| MINTECH-BIO, INC. | Biotechnology | Pembroke Pines | FL | $945,000 | Indefinite | 1 | Sep 26 | sec.gov |
| TS Baxter Springs, LLC | Commercial | Brentwood | TN | $905,000 | $1,100,000 | 16 | Sep 26 | sec.gov |
| Redfern Downtown, LLC | Commercial | Portland | ME | $895,581 | $3,539,096 | 8 | Sep 26 | sec.gov |
| Northwest Mills & Specialty Grains SPC (amended) | Agriculture | Burlington | WA | $875,000 | $2,500,000 | 0 | Sep 26 | sec.gov |
| Eco Toys, Inc. | Other Technology | Bainbridge Island | WA | $874,996 | $1,000,000 | 2 | Sep 26 | sec.gov |
| Phoenix Semiconductor Corp | Other Technology | Austin | TX | $250,000 | $250,000 | 1 | Sep 26 | sec.gov |
| Rap Guide Media LLC | Other | Mineola | NY | $250,000 | $250,000 | 1 | Sep 26 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $185,948 | Indefinite | 35 | Sep 26 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $143,481 | Indefinite | 23 | Sep 26 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $120,770 | Indefinite | 31 | Sep 26 | sec.gov |
| Avingtrans PLC | Other | Cambridgeshire, England | $103,645 | $103,645 | 5 | Sep 26 | sec.gov | |
| APERTURE BIO, INC. | Biotechnology | Allston | MA | $100,000 | $100,000 | 1 | Sep 26 | sec.gov |
| Drop-in Gaming LLC | Other Technology | West Linn | OR | $100,000 | $100,000 | 1 | Sep 26 | sec.gov |
| POTENTIA WORKFORCE LLC | Business Services | The Woodlands | TX | $100,000 | $1,000,000 | 1 | Sep 26 | sec.gov |
| TCN-ATX CORP. | Other | Austin | TX | $60,000 | Indefinite | 2 | Sep 26 | sec.gov |
| MYSTIC WOODS LLC | Other | Tallahassee | FL | $50,000 | $4,500,000 | 1 | Sep 26 | sec.gov |
| APOGEE 21 HOLDINGS, INC. | Other | Las Vegas | NV | $42,310 | $5,000,000 | 3 | Sep 26 | sec.gov |
| Good Boy Wine LLC | Other | Los Angeles | CA | $40,000 | $1,200,000 | 2 | Sep 26 | sec.gov |
| Trace Femcare, Inc. | Other Health Care | Santa Fe | TN | $40,000 | $965,000 | 7 | Sep 26 | sec.gov |
| REEFWORKS LLC | Oil and Gas | Traverse City | MI | $40,000 | $15,000,000 | 1 | Sep 26 | sec.gov |
| Linxy Inc. | Other Technology | Charlotte | NC | $30,000 | $450,000 | 1 | Sep 26 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $12,651 | Indefinite | 3 | Sep 26 | sec.gov |
| EnZeta Immunotherapies, Inc. | Biotechnology | Coral Gables | FL | $10,000 | $10,000 | 2 | Sep 26 | sec.gov |
| seqWell Inc. | Other Technology | Beverly | MA | $3,400 | $6,500 | 14 | Sep 26 | sec.gov |
| Bluebird Truck Wash Investor Fund LLC | Other | Boise | ID | $0 | Indefinite | 3 | Sep 26 | sec.gov |
| PFD MANAGEMENT FUND 1008, LLC | Other Banking and Financial Services | Henderson | NV | $0 | $10,000,000 | 0 | Sep 26 | sec.gov |
| PSOF LO Mesa Side Car, LLC | Other Real Estate | Atlanta | GA | $0 | $13,485,000 | 0 | Sep 26 | sec.gov |
| Pisgah Hospitality, LLC | Other Real Estate | Greenville | SC | $0 | $750,000 | 0 | Sep 26 | sec.gov |
| Alpine Management Aggregator, LP | Hospitals and Physicians | New York | NY | $0 | Indefinite | 0 | Sep 26 | sec.gov |
| Whippersnap, Inc. | Other Technology | Ogden | UT | $0 | $7,000,000 | 0 | Sep 26 | sec.gov |
| Steadfast Property Development Fund, LLC | Other Real Estate | Miami | FL | $0 | $50,000,000 | 0 | Sep 26 | sec.gov |
| Cleartrust DST | Other | New York | NY | $0 | Indefinite | 0 | Sep 26 | sec.gov |
| KMF SARASOTA LLC | Other Real Estate | Delray Beach | FL | $0 | $85,000,000 | 0 | Sep 26 | sec.gov |
September 27, 2023 · September 25, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.