Data / Form D filings / Sep 29
Form D filings, September 29, 2023: 83 companies raised $3.51 billion
83 operating companies filed a Form D on September 29, 2023, reporting $3.51 billion sold. Largest: VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. ($948.8 million), Databricks, Inc. ($673.8 million), Marine One Holdco, LLC ($670.6 million). The median filing is $1.5 million, and 173 pooled investment funds also filed that day.
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- 83Form D filings
- $3.51 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (19)
Most filings by state: CA 19, TX 12, NY 9, FL 6, NJ 4. By industry: Other Technology 20, Other 19, Residential 6, REITS and Finance 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended) | REITS and Finance | Dallas | TX | $948,806,352 | Indefinite | 33 | Sep 29 | sec.gov |
| Databricks, Inc. | Other Technology | San Francisco | CA | $673,757,396 | $673,757,396 | 81 | Sep 29 | sec.gov |
| Marine One Holdco, LLC (amended) | Retailing | Fort Lauderdale | FL | $670,581,402 | $670,581,402 | 236 | Sep 29 | sec.gov |
| Databricks, Inc. | Other Technology | San Francisco | CA | $503,709,318 | $549,999,986 | 84 | Sep 29 | sec.gov |
| MAPS Public Benefit Corp | Pharmaceuticals | San Jose | CA | $215,099,807 | Indefinite | 62 | Sep 29 | sec.gov |
| Evozyne, Inc. | Biotechnology | Chicago | IL | $81,000,122 | $100,000,001 | 29 | Sep 29 | sec.gov |
| VINEBROOK HOMES TRUST, INC. (amended) | REITS and Finance | Dallas | TX | $67,325,871 | Indefinite | 4534 | Sep 29 | sec.gov |
| VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended) | REITS and Finance | Dallas | TX | $56,857,186 | Indefinite | 27 | Sep 29 | sec.gov |
| VINEBROOK HOMES TRUST, INC. (amended) | REITS and Finance | Dallas | TX | $40,219,205 | Indefinite | 25 | Sep 29 | sec.gov |
| Scottsdale & Osborn, LLC (amended) | Residential | Scottsdale | AZ | $30,731,511 | $45,000,000 | 351 | Sep 29 | sec.gov |
| Pen Technology Inc. | Other Technology | Bellevue | WA | $25,010,491 | $25,010,491 | 1 | Sep 29 | sec.gov |
| All Blue Labs, Inc. | Other Technology | San Francisco | CA | $24,639,891 | $24,640,000 | 58 | Sep 29 | sec.gov |
| Loge Holdings LLC | Other Real Estate | North Bend | WA | $17,127,898 | $17,127,898 | 6 | Sep 29 | sec.gov |
| VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended) | REITS and Finance | Dallas | TX | $15,550,348 | Indefinite | 29 | Sep 29 | sec.gov |
| Lyniate US Holdings LP | Other | Wilmington | DE | $13,217,000 | Indefinite | 2 | Sep 29 | sec.gov |
| Viking Partners Naples, LLC | Commercial | Cincinnati | OH | $12,635,000 | $12,635,000 | 26 | Sep 29 | sec.gov |
| Vida Diagnostics Inc | Other Health Care | Coralville | IA | $10,818,499 | $13,543,509 | 21 | Sep 29 | sec.gov |
| T-Rex Group, Inc. | Other Technology | New York | NY | $10,000,000 | $10,000,000 | 7 | Sep 29 | sec.gov |
| Persona AE, Inc. | Other Technology | Pacific Palisades | CA | $9,999,997 | $9,999,997 | 15 | Sep 29 | sec.gov |
| That's No Moon Entertainment Inc. | Other Technology | Los Angeles | CA | $9,685,006 | $9,685,006 | 1 | Sep 29 | sec.gov |
| Protocol Pool Operations LLC | Other Banking and Financial Services | Miami Beach | FL | $8,000,000 | $50,000,000 | 0 | Sep 29 | sec.gov |
| Sion Inc. (amended) | Other Technology | Oceanport | NJ | $6,499,993 | $7,499,993 | 38 | Sep 29 | sec.gov |
| Trete Inc. | Other Real Estate | Prosper | TX | $6,250,000 | Indefinite | 3 | Sep 29 | sec.gov |
| CS Starland Savannah 2023 Investor LLC | Other Real Estate | Morristown | NJ | $5,100,000 | $14,000,000 | 24 | Sep 29 | sec.gov |
| Bespoke Luxury Ventures LLC | Residential | Water Mill | NY | $5,000,000 | $27,625,000 | 3 | Sep 29 | sec.gov |
| Carenostics Inc. | Other Technology | Berwyn | PA | $4,743,245 | $4,743,245 | 4 | Sep 29 | sec.gov |
| Mucho Mas Media, LLC | Other | Los Angeles | CA | $4,000,000 | $4,000,000 | 3 | Sep 29 | sec.gov |
| Union.fi Labs, Inc. | Other | Dover | DE | $3,655,000 | Indefinite | 11 | Sep 29 | sec.gov |
| VAF Marion LLC | Commercial | Blue Bell | PA | $3,507,373 | $3,507,373 | 38 | Sep 29 | sec.gov |
| Iron Orchard Permian 2, LLC | Oil and Gas | Conroe | TX | $3,000,000 | $3,000,000 | 9 | Sep 29 | sec.gov |
| BLDG Park Place LLC | Residential | Beverly Hills | CA | $2,893,500 | $2,893,500 | 49 | Sep 29 | sec.gov |
| Ascent Equity Debt Fund I, LLC | Commercial | Irvine | CA | $2,600,000 | $4,300,000 | 16 | Sep 29 | sec.gov |
| SELECTFI, INC. (amended) | Other Technology | Williamsville | NY | $1,985,000 | $2,500,000 | 0 | Sep 29 | sec.gov |
| CPG at East Lansing Equity LLC | Commercial | Aventura | FL | $1,854,208 | $1,854,208 | 9 | Sep 29 | sec.gov |
| Public Policy Holding Company, Inc. (amended) | Other | Washington | DC | $1,550,000 | Indefinite | 6 | Sep 29 | sec.gov |
| YOURSPACE STARMOUNT HOLDINGS, LLC | Other Real Estate | Virginia Beach | VA | $1,543,991 | $6,300,000 | 9 | Sep 29 | sec.gov |
| Ambit RD, Inc. | Other Technology | Morristown | NJ | $1,500,000 | $1,500,000 | 1 | Sep 29 | sec.gov |
| Flamingos Technologies Inc. | Other Technology | Ajmer | $1,322,332 | $4,439,448 | 7 | Sep 29 | sec.gov | |
| HATCHERI FOOD PLATFORM SPV, LP | Investing | San Leandro | CA | $1,262,500 | $1,262,500 | 9 | Sep 29 | sec.gov |
| Northwest Mills & Specialty Grains SPC (amended) | Agriculture | Burlington | WA | $875,000 | $2,500,000 | 7 | Sep 29 | sec.gov |
| Controlled Delivery Systems Inc. | Biotechnology | Beverly Hills | CA | $690,000 | $690,000 | 16 | Sep 29 | sec.gov |
| Olentangy Ownership, LLC (amended) | Other | Salt Lake City | UT | $680,000 | $3,000,000 | 10 | Sep 29 | sec.gov |
| KAWP Holdings, L.P. | Other Travel | Mount Kisco | NY | $657,200 | $657,200 | 14 | Sep 29 | sec.gov |
| MAC Heather Ridge, LLC | Residential | Oviedo | FL | $550,000 | $1,000,000 | 13 | Sep 29 | sec.gov |
| EAST CAMPUS SURGERY CENTER LLC | Other Health Care | Indianapolis | IN | $533,999 | $533,999 | 33 | Sep 29 | sec.gov |
| PALEO AUTOMOTIVE, INC. | Other | San Antonio | TX | $500,000 | $500,000 | 1 | Sep 29 | sec.gov |
| SBMF Creekside LLC | Residential | Scottsdale | AZ | $442,000 | $1,500,000 | 9 | Sep 29 | sec.gov |
| CATrak Technologies, Inc. | Other Technology | Huntingdon Beach | CA | $400,000 | $2,000,000 | 1 | Sep 29 | sec.gov |
| Swept Away Development II Ltd Liability Co (amended) | Other | New York | NY | $400,000 | $1,900,000 | 0 | Sep 29 | sec.gov |
| OK2StandUP, Inc. | Other | Bedford | PA | $400,000 | $1,000,000 | 1 | Sep 29 | sec.gov |
| Knaq, Inc. | Other Technology | New York | NY | $320,000 | Indefinite | 4 | Sep 29 | sec.gov |
| Foley Townhomes QOF, LLC | Other | Birmingham | AL | $250,000 | $6,200,000 | 1 | Sep 29 | sec.gov |
| VetaNova Inc. | Agriculture | Henderson | NV | $250,000 | $500,000 | 4 | Sep 29 | sec.gov |
| OSP Gannett Holdings, LLC | Other | New York | NY | $246,000 | $246,000 | 2 | Sep 29 | sec.gov |
| US Positronix Inc. | Other Technology | Oberlin | OH | $225,016 | $300,000 | 10 | Sep 29 | sec.gov |
| Yates Electrospace Corp | Other | Laguna Hills | CA | $200,000 | $1,200,000 | 1 | Sep 29 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $143,696 | Indefinite | 32 | Sep 29 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $143,492 | Indefinite | 35 | Sep 29 | sec.gov |
| Work Onward Inc | Other Technology | Ridgewood | NJ | $120,000 | $120,000 | 1 | Sep 29 | sec.gov |
| Gaingels Jericho Security LLC | Other | Burlington | VT | $112,778 | $112,778 | 14 | Sep 29 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $70,460 | Indefinite | 22 | Sep 29 | sec.gov |
| Apex Cool Labs, Inc. | Other Technology | Boulder | CO | $65,000 | $800,000 | 3 | Sep 29 | sec.gov |
| People Walk Dogs Short Film Partners, LP | Other | San Antonio | TX | $55,000 | $150,000 | 4 | Sep 29 | sec.gov |
| Opine Market, Inc. | Other Technology | Durham | NC | $50,055 | $500,000 | 1 | Sep 29 | sec.gov |
| Perspective Medical LLC | Biotechnology | Colorado Springs | CO | $50,000 | $100,000 | 2 | Sep 29 | sec.gov |
| 3DWTX LLC | Other Energy | Athens | TX | $50,000 | $100,000,000 | 1 | Sep 29 | sec.gov |
| Ambar Labs, Inc. | Other Technology | Miami | FL | $50,000 | $50,000 | 1 | Sep 29 | sec.gov |
| Footura Inc. | Other Technology | New York | NY | $15,000 | $2,500,000 | 3 | Sep 29 | sec.gov |
| OJ-ODD JOBS INC. | Other | Springfield | VA | $14,500 | Indefinite | 4 | Sep 29 | sec.gov |
| EnZeta Immunotherapies, Inc. | Biotechnology | Coral Gables | FL | $5,000 | $5,000 | 5 | Sep 29 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,000 | Indefinite | 4 | Sep 29 | sec.gov |
| Museum District Daycare LLC | Other | Glen Allen | VA | $0 | $3,000,000 | 0 | Sep 29 | sec.gov |
| 2024 So Cal Fund LLC | Business Services | Woodland Hills | CA | $0 | $500,000 | 0 | Sep 29 | sec.gov |
| La Lupita Founders, LLC | Restaurants | Dallas | TX | $0 | $4,600,000 | 4 | Sep 29 | sec.gov |
| CAF ARBORS OAKMONT INVESTORS RECAP LLC | Residential | Frisco | TX | $0 | $20,000,000 | 0 | Sep 29 | sec.gov |
| Olentangy Ownership, LLC | Other | Salt Lake City | UT | $0 | $2,240,000 | 0 | Sep 29 | sec.gov |
| Olentangy Ownership, LLC (amended) | Other | Salt Lake City | UT | $0 | $2,240,000 | 0 | Sep 29 | sec.gov |
| ProFund I LLC | REITS and Finance | Marietta | GA | $0 | Indefinite | 0 | Sep 29 | sec.gov |
| DAOCERTin Technical Solutions LLC | Computers | Cheyenne | WY | $0 | $15,000,000 | 0 | Sep 29 | sec.gov |
| BG LLH Intermediate, LLC | Commercial | San Francisco | CA | $0 | Indefinite | 0 | Sep 29 | sec.gov |
| Grand Little Pink House LLC | Other | New York | NY | $0 | $27,000,000 | 0 | Sep 29 | sec.gov |
| Bridgerock MX-US, LLC | Other | Tucson | AZ | $0 | $20,000,000 | 0 | Sep 29 | sec.gov |
| Michigan Unified Title Agency, LLC | Insurance | Grand Rapids | MI | $0 | $7,350 | 0 | Sep 29 | sec.gov |
October 2, 2023 · September 28, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.