Data / Form D filings / Oct 2
Form D filings, October 2, 2023: 66 companies raised $810.8 million
66 operating companies filed a Form D on October 2, 2023, reporting $810.8 million sold. Largest: PENN TOPCO, INC. ($252 million), CORTICA INC. ($114.7 million), INSURICA INSURANCE SERVICES, LLC ($83.5 million). The median filing is $2.9 million, and 96 pooled investment funds also filed that day.
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- 66Form D filings
- $810.8 millionreported sold
- $2.9 millionmedian amount sold
- CAmost filings (19)
Most filings by state: CA 19, TX 9, DE 5, AZ 3, PA 3. By industry: Other Technology 17, Other 11, Commercial 9, Other Real Estate 4.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PENN TOPCO, INC. | Other | San Francisco | CA | $252,000,000 | $252,000,000 | 7 | Oct 2 | sec.gov |
| CORTICA INC. (amended) | Other Health Care | San Diego | CA | $114,716,314 | $114,716,314 | 21 | Oct 2 | sec.gov |
| INSURICA INSURANCE SERVICES, LLC | Insurance | Oklahoma City | OK | $83,547,460 | Indefinite | 52 | Oct 2 | sec.gov |
| OCTAVE REALTY FUND VIII, LLC | Commercial | Alpharetta | GA | $42,494,000 | $42,494,000 | 160 | Oct 2 | sec.gov |
| Dadeland Greenery, LP (amended) | Commercial | Miami | FL | $35,262,000 | $35,750,000 | 102 | Oct 2 | sec.gov |
| SimpleDataLabs Inc | Other Technology | Palo Alto | CA | $34,999,993 | $34,999,993 | 13 | Oct 2 | sec.gov |
| RepeatMD, Inc. (amended) | Other Technology | Houston | TX | $26,320,000 | $26,320,000 | 4 | Oct 2 | sec.gov |
| Atsena Therapeutics, Inc. | Biotechnology | Durham | NC | $24,474,387 | $32,000,000 | 10 | Oct 2 | sec.gov |
| Cove Net Lease Income Fund 18, LLC (amended) | Commercial | Torrance | CA | $22,618,010 | $50,000,000 | 157 | Oct 2 | sec.gov |
| Incubex, Inc. (amended) | Other | Chicago | IL | $15,000,000 | $15,000,000 | 23 | Oct 2 | sec.gov |
| FuzzyBot, Inc. | Other Technology | Los Angeles | CA | $12,961,753 | $13,961,751 | 20 | Oct 2 | sec.gov |
| AI Clearing Inc. | Other Technology | Austin | TX | $11,309,998 | $12,886,160 | 11 | Oct 2 | sec.gov |
| ProSomnus, Inc. | Other Health Care | Pleasanton | CA | $10,126,000 | $25,000,000 | 24 | Oct 2 | sec.gov |
| Graylog, Inc. | Other | Houston | TX | $8,975,479 | $8,975,479 | 11 | Oct 2 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $8,860,000 | $8,860,000 | 5 | Oct 2 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $8,800,000 | $8,800,000 | 6 | Oct 2 | sec.gov |
| Prana Housing Preservation Fund, L.P. (amended) | Residential | San Francisco | CA | $8,715,000 | $60,000,000 | 46 | Oct 2 | sec.gov |
| LLAMAINDEX INC. | Other Technology | San Francisco | CA | $8,499,997 | $8,499,997 | 32 | Oct 2 | sec.gov |
| Revology, Inc. | Other | Iowa City | IA | $7,078,793 | $8,000,000 | 30 | Oct 2 | sec.gov |
| Kayhan Space Corp. | Other Technology | Lafayette | CO | $6,799,994 | $7,049,999 | 8 | Oct 2 | sec.gov |
| VMD MB INDUSTRIAL LLC | Commercial | North Andover | MA | $6,500,000 | $6,500,000 | 13 | Oct 2 | sec.gov |
| KISH BANCORP INC | Commercial Banking | Belleville | PA | $6,303,112 | $20,000,000 | 23 | Oct 2 | sec.gov |
| Axial Commerce, Inc. | Other Technology | Austin | TX | $5,461,821 | $7,601,565 | 34 | Oct 2 | sec.gov |
| Goodwin Biotechnology, Inc | Other Health Care | Plantation | FL | $5,000,002 | $5,000,002 | 3 | Oct 2 | sec.gov |
| Journey Enterprise Holdings LP | Retailing | Wilmington | DE | $5,000,000 | $5,000,000 | 1 | Oct 2 | sec.gov |
| SoFar Ocean Technologies, Inc. | Other Technology | San Francisco | CA | $4,999,998 | $5,999,997 | 5 | Oct 2 | sec.gov |
| Toposware, Inc. (amended) | Other Technology | Cambridge | MA | $4,850,000 | $5,000,000 | 10 | Oct 2 | sec.gov |
| Care Access Real Estate Investments, PBC | REITS and Finance | San Diego | CA | $4,100,000 | $20,000,000 | 3 | Oct 2 | sec.gov |
| GMI-Portland Preferred, LP (amended) | Other Real Estate | Westlake | TX | $3,552,362 | $4,842,362 | 19 | Oct 2 | sec.gov |
| Clockwork Technologies Inc. | Other Technology | St. Louis | MO | $2,999,991 | $2,999,991 | 5 | Oct 2 | sec.gov |
| Sojo Industries, Inc. | Other Technology | Bristol | PA | $2,800,000 | $2,800,000 | 3 | Oct 2 | sec.gov |
| Unreasonable Capital MV Flex, LLC | Commercial | Park City | UT | $2,685,001 | $2,685,001 | 37 | Oct 2 | sec.gov |
| 550 Baker Street, LLC | Residential | Sacramento | CA | $2,021,299 | $2,100,000 | 24 | Oct 2 | sec.gov |
| F Street Appleton 5, LLC | Commercial | Milwaukee | WI | $1,900,000 | $1,900,000 | 8 | Oct 2 | sec.gov |
| TruVista AV, LLC | Other Real Estate | Scottsdale | AZ | $1,600,000 | $4,000,000 | 3 | Oct 2 | sec.gov |
| NurExone Biologic Inc. | Biotechnology | Bnei-Brak | $742,166 | $742,166 | 6 | Oct 2 | sec.gov | |
| BasiGo Inc | Other | Claymont | DE | $710,000 | $4,000,000 | 5 | Oct 2 | sec.gov |
| Fyve By Corp | Other Technology | Atlanta | GA | $676,000 | $676,000 | 3 | Oct 2 | sec.gov |
| Century House Partners, LLC | Other | San Francisco | CA | $600,000 | $600,000 | 16 | Oct 2 | sec.gov |
| Eno Succession, LLC | Other | Chicago | IL | $560,000 | $560,000 | 10 | Oct 2 | sec.gov |
| Shiloh's Five Loaves, Inc. | Other | Burlington | NC | $525,000 | $1,500,000 | 5 | Oct 2 | sec.gov |
| NET Recovery Corp. | Other Technology | Wilmington | DE | $500,000 | $750,000 | 2 | Oct 2 | sec.gov |
| TPEG WOODLANDS AL-55 INVESTORS LLC | Other Real Estate | Southlake | TX | $500,000 | $2,000,000 | 13 | Oct 2 | sec.gov |
| C3N Technologies, Inc. (amended) | Computers | Macon | GA | $491,030 | $991,030 | 63 | Oct 2 | sec.gov |
| 9057-9059 16th AVE SW LLC | Residential | Seattle | WA | $370,000 | $850,000 | 4 | Oct 2 | sec.gov |
| Firehawk Aerospace Inc. | Other | Wilmington | DE | $350,000 | $5,000,000 | 1 | Oct 2 | sec.gov |
| Vera Solutions Inc. | Other Technology | New York | NY | $250,000 | $800,000 | 11 | Oct 2 | sec.gov |
| Iceberg RevOps, LLC | Business Services | Austin | TX | $160,000 | $160,000 | 5 | Oct 2 | sec.gov |
| Dialed In Ventures, Inc. | Investing | Denver | CO | $150,000 | $500,000 | 2 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $149,322 | Indefinite | 35 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $135,928 | Indefinite | 32 | Oct 2 | sec.gov |
| PHPF Sub-REIT LLC (amended) | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Oct 2 | sec.gov |
| ImpactableX Analytics, Inc. | Other Technology | Philadelphia | PA | $100,000 | $750,000 | 4 | Oct 2 | sec.gov |
| OSL Debt Fund LLC | Other Real Estate | Solon | OH | $100,000 | $10,000,000 | 1 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $95,539 | Indefinite | 24 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $75,444 | Indefinite | 18 | Oct 2 | sec.gov |
| Squeeze Software, Inc. | Computers | Irvine | CA | $70,000 | $300,000 | 2 | Oct 2 | sec.gov |
| Torev Corp | Other Technology | Arlington | VA | $25,000 | $25,000 | 1 | Oct 2 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $18,620 | $34,913 | 2 | Oct 2 | sec.gov | |
| Caliber Core Plus Growth & Income Fund REIT, LLC | REITS and Finance | Scottsdale | AZ | $2,000 | $125,000 | 2 | Oct 2 | sec.gov |
| AgentLabs, Inc. | Other Technology | Dover | DE | $0 | Indefinite | 0 | Oct 2 | sec.gov |
| Latrobe Coinvest, L.P. | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Oct 2 | sec.gov |
| Magic Time On Broadway Ltd Liability Co | Other | New York | NY | $0 | $8,000,000 | 0 | Oct 2 | sec.gov |
| NHK Conroe, LP | Commercial | Dallas | TX | $0 | $28,400,000 | 0 | Oct 2 | sec.gov |
| Meridian Point Fund, LLC (amended) | Commercial | Rochester | NY | $0 | $10,000,000 | 0 | Oct 2 | sec.gov |
| Power & Chandler Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $0 | $15,000,000 | 0 | Oct 2 | sec.gov |
October 3, 2023 · September 29, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.