Data / Form D filings / Oct 3
Form D filings, October 3, 2023: 66 companies raised $1.50 billion
66 operating companies filed a Form D on October 3, 2023, reporting $1.50 billion sold. Largest: Noble Hospitality Fund V, L.P. ($820.9 million), Yubico AB ($204.3 million), Sound Physicians Holdings, LLC ($199.9 million). The median filing is $2 million, and 101 pooled investment funds also filed that day.
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- 66Form D filings
- $1.50 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, FL 6, DE 4, NY 4, UT 4. By industry: Other 16, Other Technology 13, Other Real Estate 8, Biotechnology 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Noble Hospitality Fund V, L.P. (amended) | Commercial | Atlanta | GA | $820,878,500 | $820,878,500 | 30 | Oct 3 | sec.gov |
| Yubico AB | Computers | Stockholm | $204,318,095 | $204,318,095 | 132 | Oct 3 | sec.gov | |
| Sound Physicians Holdings, LLC (amended) | Other | Tacoma | WA | $199,881,846 | Indefinite | 167 | Oct 3 | sec.gov |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $96,561,732 | $812,108,972 | 158 | Oct 3 | sec.gov |
| Weights & Biases, Inc. | Other | San Francisco | CA | $49,999,998 | $49,999,998 | 14 | Oct 3 | sec.gov |
| Nauticus Robotics, Inc. | Other Technology | Webster | TX | $11,600,000 | $20,000,000 | 5 | Oct 3 | sec.gov |
| ELUTIA INC. | Biotechnology | Silver Spring | MD | $10,500,000 | $10,500,000 | 12 | Oct 3 | sec.gov |
| RXR MTF Red Hook Co-Investor III LP | Other Real Estate | Uniondale | NY | $10,100,000 | $10,100,000 | 32 | Oct 3 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $9,880,396 | $81,157,487 | 38 | Oct 3 | sec.gov |
| Euphrates Vascular, Inc. (amended) | Biotechnology | St. Louis | MO | $9,084,802 | $9,084,802 | 33 | Oct 3 | sec.gov |
| NextGen Jane, Inc. | Other Health Care | Oakland | CA | $7,022,010 | $7,772,010 | 7 | Oct 3 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $5,408,300 | $5,408,300 | 8 | Oct 3 | sec.gov |
| Docket Inc. | Other Technology | Camas | WA | $5,349,992 | $5,349,992 | 7 | Oct 3 | sec.gov |
| Hepion Pharmaceuticals, Inc. | Pharmaceuticals | Edison | NJ | $5,000,004 | $5,000,004 | 1 | Oct 3 | sec.gov |
| Avstera Therapeutics Corp. | Biotechnology | Malvern | PA | $5,000,000 | $5,000,000 | 1 | Oct 3 | sec.gov |
| Grand Vision Wealth Fund LLC (amended) | Residential | West Des Moines | IA | $4,173,162 | $25,000,000 | 30 | Oct 3 | sec.gov |
| Take 2 Identity, Inc. | Other Technology | Leander | TX | $4,000,000 | $4,000,000 | 2 | Oct 3 | sec.gov |
| EPC OPCO, LLC | Other | Grand Rapids | MI | $3,500,000 | $7,000,000 | 5 | Oct 3 | sec.gov |
| 1605 Plains RM LLC (amended) | Investing | Orlando | FL | $3,500,000 | $5,000,000 | 68 | Oct 3 | sec.gov |
| HCV 011 LLC | Investing | Southlake | TX | $3,250,000 | $3,250,000 | 38 | Oct 3 | sec.gov |
| Instock Inc. | Other | San Carlos | CA | $3,199,970 | $3,199,970 | 8 | Oct 3 | sec.gov |
| Gatho Inc (amended) | Other Technology | Miami Beach | FL | $2,900,000 | $3,000,000 | 2 | Oct 3 | sec.gov |
| GSP Growth Fund 1, LLC (amended) | Other Real Estate | Paoli | PA | $2,334,255 | $25,000,000 | 18 | Oct 3 | sec.gov |
| CLICTECHNOLOGIES CORP. (amended) | Other | Boca Raton | FL | $2,083,467 | $2,500,000 | 13 | Oct 3 | sec.gov |
| Pure Simple Foods, LLC | Other | Ojai | CA | $2,036,026 | $2,036,026 | 3 | Oct 3 | sec.gov |
| Cellphire, Inc. | Biotechnology | Rockville | MD | $2,000,000 | $8,000,000 | 1 | Oct 3 | sec.gov |
| Insightful Instruments Inc. | Other | Santa Clara | CA | $1,999,999 | $2,499,999 | 3 | Oct 3 | sec.gov |
| Rentvine LLC | Other Technology | Estero | FL | $1,700,000 | $7,000,000 | 10 | Oct 3 | sec.gov |
| Round River Research Corp | Other Technology | Edina | MN | $1,375,000 | $3,500,000 | 5 | Oct 3 | sec.gov |
| Scinai Immunotherapeutics Ltd. | Pharmaceuticals | Jerusalem | $1,329,254 | $1,329,254 | 1 | Oct 3 | sec.gov | |
| After Services, Inc. | Other | Provo | UT | $1,100,000 | $1,500,000 | 6 | Oct 3 | sec.gov |
| Utherverse Inc. (amended) | Other Technology | New Westminster | $1,100,000 | $5,000,000 | 2 | Oct 3 | sec.gov | |
| SDA Holding Corp. | Other | Kennesaw | GA | $1,000,000 | $5,000,000 | 6 | Oct 3 | sec.gov |
| MYNZO CARBON INC. (amended) | Other Technology | Claymont | DE | $776,565 | $1,500,000 | 10 | Oct 3 | sec.gov |
| Biolexis Therapeutics Inc. | Biotechnology | American Fork | UT | $725,000 | $725,000 | 6 | Oct 3 | sec.gov |
| Strada Media, Inc | Other Technology | Burbank | CA | $725,000 | $725,000 | 6 | Oct 3 | sec.gov |
| Active Surfaces Inc. | Other Technology | Salem | MA | $550,000 | $4,549,998 | 2 | Oct 3 | sec.gov |
| Massive Mast, a Series of Massive Scale Ventures II, LLC | Investing | Dover | DE | $239,910 | $500,000 | 16 | Oct 3 | sec.gov |
| ENB Therapeutics, Inc. | Biotechnology | New York | NY | $225,000 | $1,000,000 | 3 | Oct 3 | sec.gov |
| Vescent Technologies, Inc. | Other Technology | Golden | CO | $200,000 | $200,000 | 0 | Oct 3 | sec.gov |
| Rackla Metals Inc. | Other | Vancouver | $173,638 | $3,365,244 | 1 | Oct 3 | sec.gov | |
| Dufrane Productions, LLC | Other | New York | NY | $150,000 | Indefinite | 2 | Oct 3 | sec.gov |
| PortalCX, Inc. | Other | Spanish Fork | UT | $150,000 | $150,000 | 1 | Oct 3 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $120,634 | Indefinite | 17 | Oct 3 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $115,626 | Indefinite | 24 | Oct 3 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $100,028 | $100,028 | 1 | Oct 3 | sec.gov |
| KRITI, INC | Agriculture | Dover | DE | $69,110 | $5,447,663 | 3 | Oct 3 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $67,787 | Indefinite | 12 | Oct 3 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $30,097 | Indefinite | 6 | Oct 3 | sec.gov |
| Hansen H Le, D.O., PC | Hospitals and Physicians | Danville | CA | $10,000 | $10,000 | 1 | Oct 3 | sec.gov |
| Nevada Sunrise Metals Corp. | Other | Vancouver | $2,539 | $6,348 | 1 | Oct 3 | sec.gov | |
| NOLA SKY PHASE ONE, LLC | Other Real Estate | San Diego | CA | $0 | $13,000,000 | 0 | Oct 3 | sec.gov |
| Bonvago Inc | Tourism and Travel Services | New York | NY | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Centennial Lofts, LLC | Other | American Fork | UT | $0 | $18,000,000 | 0 | Oct 3 | sec.gov |
| MPC GA 2024 MY10, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| MPC FED CI Energy Fund III, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Pascaline Systems, Inc. | Other Technology | Newcastle | WA | $0 | $6,000,000 | 0 | Oct 3 | sec.gov |
| Pascaline Systems, Inc. | Other Technology | Newcastle | WA | $0 | $100,000,000 | 0 | Oct 3 | sec.gov |
| Plural Capital Fund II, L.P. | Investing | Miami | FL | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Blockchain Property Gate Inc | Other Real Estate | Sheridan | WY | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| 6898 Legends LLC | Other | Ontario | CA | $0 | $1,850,000 | 0 | Oct 3 | sec.gov |
| 3 Keys Communities, LLC | Other | Las Vegas | NV | $0 | $13,690,000 | 0 | Oct 3 | sec.gov |
| 2023 Lone Star Drilling Program L.P. (amended) | Oil and Gas | Bowling Green | KY | $0 | $750,000 | 0 | Oct 3 | sec.gov |
| YIELDTEQ LLC | Other Banking and Financial Services | Wilmington | DE | $0 | $2,000,000 | 0 | Oct 3 | sec.gov |
| Patient Care Associates, L.L.C. | Other Health Care | Englewood | NJ | $0 | $1,427,623 | 0 | Oct 3 | sec.gov |
| Wilson Creek Surgical Center, LLC | Other Health Care | Mckinney | TX | $0 | $486,955 | 0 | Oct 3 | sec.gov |
October 4, 2023 · October 2, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.