Data / Form D filings / Oct 4
Form D filings, October 4, 2023: 84 companies raised $1.02 billion
84 operating companies filed a Form D on October 4, 2023, reporting $1.02 billion sold. Largest: Neptune Parent Topco LLC ($187 million), PDS Parent, Inc. ($127.1 million), Mach Industries Inc. ($84.1 million). The median filing is $3 million, and 92 pooled investment funds also filed that day.
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- 84Form D filings
- $1.02 billionreported sold
- $3 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, TX 7, NY 7, FL 7, GA 5. By industry: Other 21, Other Technology 15, Commercial 12, Other Real Estate 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Neptune Parent Topco LLC (amended) | Other | West Palm Beach | FL | $187,000,000 | Indefinite | 9 | Oct 4 | sec.gov |
| PDS Parent, Inc. (amended) | Other | Alpharetta | GA | $127,095,105 | Indefinite | 86 | Oct 4 | sec.gov |
| Mach Industries Inc. | Other | Austin | TX | $84,098,019 | $85,299,134 | 39 | Oct 4 | sec.gov |
| SOLENO THERAPEUTICS INC | Biotechnology | Redwood City | CA | $59,988,250 | $59,988,250 | 14 | Oct 4 | sec.gov |
| ARDENT SELF STORAGE DEVELOPMENT FUND II, LP (amended) | Commercial | Atlanta | GA | $48,300,000 | $75,000,000 | 190 | Oct 4 | sec.gov |
| Blueprint Capital Income REIT, Inc. (amended) | REITS and Finance | Seattle | WA | $46,295,114 | $50,000,000 | 404 | Oct 4 | sec.gov |
| Pacific Community Holdings-VI A, LP (amended) | Other Real Estate | Los Angeles | CA | $45,850,000 | $100,000,000 | 54 | Oct 4 | sec.gov |
| Cardone Equity Fund 22, LLC | Other Real Estate | Aventura | FL | $38,504,000 | $150,000,000 | 246 | Oct 4 | sec.gov |
| CX Lively Indigo Run, DST (amended) | Other Real Estate | Tampa | FL | $36,116,265 | $103,237,080 | 99 | Oct 4 | sec.gov |
| Lumina MV Investments, LLC | Other Real Estate | Salt Lake City | UT | $32,550,000 | $32,550,000 | 63 | Oct 4 | sec.gov |
| Machina Labs, Inc. | Other Technology | Chatsworth | CA | $31,215,090 | $31,759,033 | 31 | Oct 4 | sec.gov |
| PNC LIHTC Fund 90, LLC | Other Real Estate | Portland | OR | $25,000,000 | $25,000,000 | 1 | Oct 4 | sec.gov |
| Pitbull TopCo, LLC (amended) | Restaurants | Los Angeles | CA | $23,672,735 | Indefinite | 4 | Oct 4 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $20,824,140 | $69,424,166 | 50 | Oct 4 | sec.gov |
| Utopia Lender, LLC | Other | Fresh Meadows | NY | $20,500,000 | $254,900,000 | 35 | Oct 4 | sec.gov |
| Austin Gateway Investors LP | Residential | Houston | TX | $16,367,566 | $16,367,566 | 123 | Oct 4 | sec.gov |
| 1480 PARK 33 PROPERTY LLC | Other Real Estate | Vienna | VA | $14,959,000 | Indefinite | 138 | Oct 4 | sec.gov |
| 23244 Nameless Rd Investors LP | Residential | Houston | TX | $11,025,000 | $15,000,000 | 34 | Oct 4 | sec.gov |
| BV Carriage Homes on the Lake DST (amended) | Residential | Dallas | TX | $10,062,710 | $64,741,701 | 15 | Oct 4 | sec.gov |
| RADCO - 4450 East Washington PHX, LP | Commercial | Atlanta | GA | $9,995,000 | $13,400,000 | 72 | Oct 4 | sec.gov |
| BlastPoint, Inc. (amended) | Other Technology | Pittsburgh | PA | $8,906,018 | $9,781,024 | 32 | Oct 4 | sec.gov |
| CARBON REMOVAL CO., INC. | Other Technology | Houston | TX | $8,000,004 | $8,400,000 | 9 | Oct 4 | sec.gov |
| CPG at East Lansing Holdings LLC | Commercial | Aventura | FL | $7,615,787 | $7,615,787 | 5 | Oct 4 | sec.gov |
| Hopkins Lakeport LLC | Commercial | Meridian | ID | $6,900,000 | $6,900,000 | 15 | Oct 4 | sec.gov |
| RADCO - Cottages at Reserve South, LP | Commercial | Atlanta | GA | $6,601,349 | $8,450,000 | 53 | Oct 4 | sec.gov |
| DIG08 Marietta Pavilion, LLC | Commercial | Atlanta | GA | $6,537,996 | $6,537,996 | 74 | Oct 4 | sec.gov |
| 311 W Corp St Owner, LLC | Other Real Estate | Bethesda | MD | $6,400,000 | $6,400,000 | 45 | Oct 4 | sec.gov |
| Sundays for Dogs, Inc. | Retailing | Cleveland | OH | $6,000,002 | $8,000,002 | 2 | Oct 4 | sec.gov |
| Xevant, Inc. | Other Technology | Lehi | UT | $5,000,001 | $5,000,001 | 1 | Oct 4 | sec.gov |
| Public Rec Co. | Other | Chicago | IL | $5,000,000 | $5,000,000 | 1 | Oct 4 | sec.gov |
| Logan Heights Phase II LLC | Other Real Estate | Franklin Square | NY | $4,618,000 | $4,618,000 | 58 | Oct 4 | sec.gov |
| Rhino HealthTech, Inc. (amended) | Other Technology | Boston | MA | $4,350,000 | $4,350,000 | 4 | Oct 4 | sec.gov |
| Global Water Resources, LLC | Other Technology | Victor | MT | $4,000,000 | $4,000,000 | 1 | Oct 4 | sec.gov |
| N3 HECM, LLC | Residential | Chicago | IL | $3,215,000 | $3,215,000 | 13 | Oct 4 | sec.gov |
| Flores Sea Holdco LLC | Other | Austin | TX | $3,075,000 | $3,075,000 | 2 | Oct 4 | sec.gov |
| Renterra Inc. | Other Technology | Chicago | IL | $3,000,000 | $4,000,000 | 1 | Oct 4 | sec.gov |
| Golden Bear Ventures LLC | Commercial | Bend | OR | $2,608,084 | $2,608,084 | 10 | Oct 4 | sec.gov |
| Develo Inc. | Other Technology | Los Angeles | CA | $2,500,000 | $4,000,000 | 1 | Oct 4 | sec.gov |
| BPC F&F Investco, LLC | Business Services | Charlotte | NC | $2,330,000 | Indefinite | 22 | Oct 4 | sec.gov |
| VirtualZ Computing Corp (amended) | Other Technology | Minneapolis | MN | $2,250,000 | $2,250,000 | 5 | Oct 4 | sec.gov |
| Rakuten Medical, Inc. (amended) | Biotechnology | San Diego | CA | $2,189,000 | $2,189,000 | 20 | Oct 4 | sec.gov |
| Dart Financial Corp (amended) | Commercial Banking | Mason | MI | $2,085,267 | Indefinite | 347 | Oct 4 | sec.gov |
| Sunrise Fund, LP | Commercial | Naples | FL | $1,950,000 | $15,000,000 | 12 | Oct 4 | sec.gov |
| Dopple Labs Inc. | Other Technology | Aventura | FL | $1,880,000 | $2,000,000 | 6 | Oct 4 | sec.gov |
| FOM Roosevelt LLC | Other Banking and Financial Services | Seattle | WA | $1,855,000 | $1,855,000 | 8 | Oct 4 | sec.gov |
| Wolf Spirit, LLC | Other | Eugene | OR | $1,713,000 | $6,000,000 | 11 | Oct 4 | sec.gov |
| Lexaria Bioscience Corp. | Pharmaceuticals | Kelowna | $1,569,780 | $1,569,780 | 1 | Oct 4 | sec.gov | |
| Honokea Kalaeloa, LLC (amended) | Commercial | Kailua | HI | $1,450,000 | $2,100,000 | 4 | Oct 4 | sec.gov |
| Cognixion Corp | Other | Santa Barbara | CA | $1,310,000 | $5,000,000 | 3 | Oct 4 | sec.gov |
| Pavewise, Inc. | Other Technology | Dover | DE | $1,300,000 | $1,300,000 | 5 | Oct 4 | sec.gov |
| Brixton Metals Corp (amended) | Other | Vancouver | $1,284,091 | $4,237,900 | 5 | Oct 4 | sec.gov | |
| Above Data, Inc. | Other Technology | San Francisco | CA | $1,280,910 | $1,280,910 | 5 | Oct 4 | sec.gov |
| Ocotillo & Schnepf First Mortgage LLC | Other | Phoenix | AZ | $1,000,000 | $1,000,000 | 2 | Oct 4 | sec.gov |
| Advanced Gold Exploration Inc. | Other | Toronto | $999,270 | $2,997,810 | 1 | Oct 4 | sec.gov | |
| Money.net Capital, Inc. | Other Banking and Financial Services | Morganville | NJ | $850,000 | Indefinite | 8 | Oct 4 | sec.gov |
| Tapfeed Inc. | Other | Beaverton | OR | $762,705 | $1,312,705 | 11 | Oct 4 | sec.gov |
| Light Wave Ownership Path, LLC | Other Health Care | Woodbridge | VA | $751,000 | $751,000 | 26 | Oct 4 | sec.gov |
| Imagen Fojas Support Services, LLC | Other Health Care | Scottsdale | AZ | $727,000 | $727,000 | 1 | Oct 4 | sec.gov |
| CALVIRI INC | Biotechnology | Phoenix | AZ | $650,232 | $30,000,000 | 3 | Oct 4 | sec.gov |
| Blueprint Capital Income REIT, Inc. | REITS and Finance | Seattle | WA | $581,000 | $50,000,000 | 4 | Oct 4 | sec.gov |
| VIRTUAL SHOWROOM DESIGN, INC. | Other Technology | Encino | CA | $578,404 | $2,000,000 | 20 | Oct 4 | sec.gov |
| Trolley Technologies Inc. | Other Technology | Toronto | $550,000 | $550,000 | 1 | Oct 4 | sec.gov | |
| Truvion Holdings | Other | Irvine | CA | $500,000 | $3,000,000 | 1 | Oct 4 | sec.gov |
| Capitano Energy Partners, LP | Oil and Gas | Pinehurst | NC | $275,000 | $5,000,000 | 4 | Oct 4 | sec.gov |
| Landng Inc. (amended) | Other Travel | Los Angeles | CA | $200,000 | $1,000,000 | 1 | Oct 4 | sec.gov |
| Visual Workforce, Inc | Other Technology | Richmond | VA | $200,000 | $1,500,000 | 2 | Oct 4 | sec.gov |
| Godless Movie LLC | Other | Locust Valley | NY | $150,000 | $300,000 | 2 | Oct 4 | sec.gov |
| 505 Ventures, LLC | Other | New York | NY | $90,000 | $500,000 | 5 | Oct 4 | sec.gov |
| Charles Towne Holdings, LLC | Investment Banking | Charleston | SC | $75,000 | $300,000 | 4 | Oct 4 | sec.gov |
| Freedom Investor Fund LLC (amended) | Other Real Estate | Atascadero | CA | $50,000 | $10,000,000 | 1 | Oct 4 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $45,030 | Indefinite | 9 | Oct 4 | sec.gov |
| Friends of Wave Fargo MD, LLC | Other Real Estate | West Fargo | ND | $0 | $2,000,000 | 0 | Oct 4 | sec.gov |
| HREI Gardens LLC | Commercial | Belleville | MI | $0 | $1,700,000 | 0 | Oct 4 | sec.gov |
| SMASH Broadway Ltd Liability Co | Other | New York | NY | $0 | $23,000,000 | 0 | Oct 4 | sec.gov |
| Arsenal AIC Holdings L.P. | Other | Pittsburgh | PA | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Arsenal AIC Management Holdings, LLC | Other | Pittsburgh | PA | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Blast Management Aggregator LP | Other | New York | NY | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Blast Holdings Inc. | Other | New York | NY | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| NEXT-LEVEL INVESTMENTS LLC (amended) | Commercial | Asheville | NC | $0 | $25,000,000 | 0 | Oct 4 | sec.gov |
| Freedom Growth Fund LLC | Other Real Estate | Rogers | AR | $0 | $10,000,000 | 0 | Oct 4 | sec.gov |
| Madison Capital Debt Opportunity, LLC (amended) | Commercial | Charlotte | NC | $0 | $75,000,000 | 0 | Oct 4 | sec.gov |
| GIO Blood Ltd (amended) | Other Health Care | London | $0 | $50,000,000 | 0 | Oct 4 | sec.gov | |
| North Texas Energy, Inc. | Oil and Gas | Dallas | TX | $0 | $2,000,000 | 0 | Oct 4 | sec.gov |
| Bloodstock Investments 2023, LLC | Other | Nicholasville | KY | $0 | Indefinite | 0 | Oct 4 | sec.gov |
October 5, 2023 · October 3, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.