Data / Form D filings / Oct 5
Form D filings, October 5, 2023: 90 companies raised $1.49 billion
90 operating companies filed a Form D on October 5, 2023, reporting $1.49 billion sold. Largest: Skims Body, Inc. ($329.6 million), Armadillo Litigation Funding Partners LP ($250 million), CMMTP-2, L.P. ($242.9 million). The median filing is $1.6 million, and 83 pooled investment funds also filed that day.
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- 90Form D filings
- $1.49 billionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 12, NY 9, MA 6, FL 5. By industry: Other 23, Other Technology 15, Oil and Gas 6, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Skims Body, Inc. (amended) | Other | Los Angeles | CA | $329,578,978 | $329,578,978 | 16 | Oct 5 | sec.gov |
| Armadillo Litigation Funding Partners LP (amended) | Other | Houston | TX | $250,000,000 | $250,000,000 | 29 | Oct 5 | sec.gov |
| CMMTP-2, L.P. (amended) | Commercial | Los Angeles | CA | $242,908,647 | Indefinite | 601 | Oct 5 | sec.gov |
| Scilex Holding Co | Biotechnology | Palo Alto | CA | $101,875,000 | $101,875,000 | 1 | Oct 5 | sec.gov |
| 37-11 Hotel Lender LLC | Other | Fresh Meadows | NY | $87,200,000 | $98,400,000 | 109 | Oct 5 | sec.gov |
| NOBULL, LLC | Other | Boston | MA | $70,000,000 | $70,000,000 | 6 | Oct 5 | sec.gov |
| Coding Solutions Topco, Inc. | Other Health Care | New York | NY | $50,000,000 | $50,000,000 | 3 | Oct 5 | sec.gov |
| Blackbird Real Estate Partners III, L.P. | REITS and Finance | Chicago | IL | $31,850,000 | $200,000,000 | 21 | Oct 5 | sec.gov |
| GAIA REIT, Inc. | REITS and Finance | New York | NY | $29,190,000 | $300,000,000 | 90 | Oct 5 | sec.gov |
| Augment Computing, Inc. | Other Technology | Palo Alto | CA | $25,000,000 | $25,000,000 | 37 | Oct 5 | sec.gov |
| Fifth Down Cap LLC | Investing | Dover | MA | $24,449,991 | $45,000,000 | 14 | Oct 5 | sec.gov |
| SO V Vero & I-Drive Co-Invest, LLC | Residential | Ft. Lauderdale | FL | $21,398,000 | $23,000,000 | 64 | Oct 5 | sec.gov |
| Mytos, Inc. | Other Technology | Newark | CA | $18,003,172 | $18,008,172 | 93 | Oct 5 | sec.gov |
| NexMetro Partners 2022, LP (amended) | Residential | Phoenix | AZ | $16,525,000 | $16,525,000 | 55 | Oct 5 | sec.gov |
| Leaf International Corp | Other Technology | San Francisco | CA | $14,552,898 | $16,616,330 | 7 | Oct 5 | sec.gov |
| Appriss Retail Holding Co L.P. | Other | Louisville | KY | $13,766,880 | Indefinite | 15 | Oct 5 | sec.gov |
| Westlake Hospitality Investment LLC | Commercial | Grapevine | TX | $13,300,000 | $19,000,000 | 22 | Oct 5 | sec.gov |
| PLOTIFY FINANCIAL, INC. | Residential | Ne York | NY | $12,583,349 | $12,980,153 | 17 | Oct 5 | sec.gov |
| Saleo, Inc. | Other Technology | Cumming | GA | $11,929,390 | $11,929,390 | 4 | Oct 5 | sec.gov |
| PCIH Series 11 a series of Piedmont Capital Investment Holdings, LLC | Investing | Raleigh | NC | $11,250,000 | $11,250,000 | 7 | Oct 5 | sec.gov |
| Aeropost Holding Corp (amended) | Other | Doral | FL | $10,994,391 | $20,000,000 | 87 | Oct 5 | sec.gov |
| GAIA REIT Feeder 2 LP | Other Real Estate | New York | NY | $10,650,000 | Indefinite | 4 | Oct 5 | sec.gov |
| SeeMedX, Inc. | Other Health Care | Shingle Springs | CA | $6,513,539 | $21,047,599 | 33 | Oct 5 | sec.gov |
| Preczn Inc. | Other Technology | Reno | NV | $5,815,000 | $6,814,999 | 11 | Oct 5 | sec.gov |
| Metric Collective LLC | Retailing | New York | NY | $5,580,000 | $10,000,000 | 16 | Oct 5 | sec.gov |
| Spakl Tech, Inc. | Other | Charlotte | NC | $5,239,586 | $5,239,586 | 17 | Oct 5 | sec.gov |
| FARMSCAPE HOMES LLC | Construction | Greenville | TX | $5,000,000 | $5,000,000 | 0 | Oct 5 | sec.gov |
| EtiraRX, Inc. | Biotechnology | Dallas | TX | $4,820,140 | $10,595,149 | 34 | Oct 5 | sec.gov |
| ZE Holdco Inc. | Other Technology | Dubai | $4,651,085 | $5,651,085 | 11 | Oct 5 | sec.gov | |
| Rhino Page Road Owner LLC | Commercial | Boston | MA | $4,485,000 | $4,485,000 | 76 | Oct 5 | sec.gov |
| LCP Spokane Montgomery LLC | Commercial | Denver | CO | $4,150,000 | $4,150,000 | 0 | Oct 5 | sec.gov |
| ShareWillow Compensation Inc. | Other Technology | New York | NY | $3,803,255 | $3,803,255 | 13 | Oct 5 | sec.gov |
| Blynk Technologies Inc. | Other | Miami | FL | $3,749,996 | $3,749,996 | 1 | Oct 5 | sec.gov |
| Ressio Inc. | Other Technology | Washington | DC | $3,000,000 | $4,000,000 | 1 | Oct 5 | sec.gov |
| McNeill Investment Group, LLC | Lodging and Conventions | Germantown | TN | $2,427,550 | $2,427,550 | 1 | Oct 5 | sec.gov |
| Action Streamer, Inc. | Other Technology | Cincinnati | OH | $2,375,000 | $3,000,000 | 10 | Oct 5 | sec.gov |
| Ekostinger, Inc. | Manufacturing | Ithaca | NY | $2,136,000 | $2,250,000 | 44 | Oct 5 | sec.gov |
| SelfGood, LLC | Other | Littleton | CO | $2,000,000 | $6,000,000 | 1 | Oct 5 | sec.gov |
| King St Partners LLC | Commercial | Vienna | VA | $1,700,000 | $4,100,000 | 10 | Oct 5 | sec.gov |
| Cypress Creek Minerals, LLC | Oil and Gas | Midland | TX | $1,574,804 | $15,736,842 | 4 | Oct 5 | sec.gov |
| Perfect Panorama LLC | Construction | Allen | TX | $1,550,000 | $1,750,000 | 14 | Oct 5 | sec.gov |
| Traction Ag, Inc. | Other Technology | Auburn | IN | $1,530,678 | $2,500,000 | 5 | Oct 5 | sec.gov |
| BC Bridge Fund LLC | Investing | Irving | TX | $1,460,000 | $2,200,000 | 16 | Oct 5 | sec.gov |
| London Sock Co | Retailing | London | $1,404,150 | $1,920,000 | 26 | Oct 5 | sec.gov | |
| Balcony Technology Group, Inc. | Other | Hoboken | NJ | $1,255,575 | Indefinite | 14 | Oct 5 | sec.gov |
| Acretrader 170, LLC | Other Real Estate | Fayetteville | AR | $1,198,000 | $1,198,000 | 50 | Oct 5 | sec.gov |
| Pacifiko.com, Inc. | Other Technology | Guatemala City | $1,047,624 | $5,000,006 | 3 | Oct 5 | sec.gov | |
| LightGuide, Inc. | Other | Wixom | MI | $1,000,000 | $5,000,000 | 1 | Oct 5 | sec.gov |
| HG ISG Investment Vehicle, LLC | Construction | Midland | TX | $989,500 | $5,000,000 | 4 | Oct 5 | sec.gov |
| Allied Corp. | Agriculture | Kelowna | $761,328 | $1,500,000 | 15 | Oct 5 | sec.gov | |
| Capwell Services Inc. | Environmental Services | Houston | VA | $750,000 | $750,000 | 3 | Oct 5 | sec.gov |
| ApexaIQ Inc. | Other Technology | Milford | MA | $700,004 | $9,000,000 | 3 | Oct 5 | sec.gov |
| Patch Brand, LLC (amended) | Other | Los Angeles | CA | $695,000 | $1,500,000 | 15 | Oct 5 | sec.gov |
| Noblestone Putnam LLC | Commercial | Southfield | MI | $611,500 | $1,500,000 | 8 | Oct 5 | sec.gov |
| Cliq Products Inc. | Other | Santa Barbara | CA | $555,100 | $555,100 | 11 | Oct 5 | sec.gov |
| MIDWEST PICKLEBALL PARTNERS, LLC | Other | Kansas City | MO | $536,313 | $3,500,000 | 8 | Oct 5 | sec.gov |
| Karakoram Capital Partners, LLC | Other | Alvaro Obregon | $500,000 | $500,000 | 14 | Oct 5 | sec.gov | |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $500,000 | $150,000,000 | 0 | Oct 5 | sec.gov |
| Artlocal Inc. | Other Technology | Brampton | $489,264 | Indefinite | 10 | Oct 5 | sec.gov | |
| T2 Metals Corp. (amended) | Other | Vancouver | $398,799 | $3,947,563 | 13 | Oct 5 | sec.gov | |
| KLDiscovery Inc. | Computers | Eden Prairie | MN | $303,961 | Indefinite | 10 | Oct 5 | sec.gov |
| Total Osage Partners | Oil and Gas | Tulsa | OK | $283,000 | $1,500,000 | 6 | Oct 5 | sec.gov |
| SR Townhomes Property, LLC | Construction | Plano | TX | $275,000 | $23,000,000 | 3 | Oct 5 | sec.gov |
| BRAG, Inc. | Other | Chester | VT | $225,000 | $650,000 | 3 | Oct 5 | sec.gov |
| Woodford Horizontal Project 67, LLC | Oil and Gas | Dallas | TX | $210,834 | $1,450,000 | 4 | Oct 5 | sec.gov |
| Holon Health, Inc. | Other Health Care | Richmond | VA | $200,000 | $200,000 | 1 | Oct 5 | sec.gov |
| Bear Hug Brewing Co, LLC | Restaurants | Orlando | FL | $200,000 | $325,000 | 2 | Oct 5 | sec.gov |
| CLINICOM HEALTHCARE INC | Other Health Care | Dothan | AL | $183,000 | $475,000 | 3 | Oct 5 | sec.gov |
| Healthy Habits Delivered LLC | Other | New York | NY | $175,000 | $500,000 | 4 | Oct 5 | sec.gov |
| BRT Biotechnologies, Inc. | Biotechnology | Claremont | CA | $162,500 | $200,000 | 5 | Oct 5 | sec.gov |
| Hygiene IQ, LLC | Other Technology | Los Angeles | CA | $130,000 | $179,633 | 1 | Oct 5 | sec.gov |
| AREC Highmore Real Estate Income REIT, Inc. | REITS and Finance | Corte Madera | CA | $125,000 | $125,000 | 125 | Oct 5 | sec.gov |
| Sorette Inc. | Other | Boston | MA | $125,000 | $300,000 | 4 | Oct 5 | sec.gov |
| Build With Construx, Inc. | Manufacturing | Charleston | SC | $100,000 | $1,200,000 | 1 | Oct 5 | sec.gov |
| P2P Global Inc. (amended) | Other Technology | Boca Grande | FL | $100,000 | Indefinite | 3 | Oct 5 | sec.gov |
| HGR Middle Trejo Prospect L.P. | Oil and Gas | Bowling Green | KY | $70,800 | $307,000 | 0 | Oct 5 | sec.gov |
| KRITI, INC (amended) | Agriculture | Dover | DE | $69,110 | $5,447,663 | 3 | Oct 5 | sec.gov |
| MODABL, LLC | Construction | Portland | OR | $50,000 | $5,000,000 | 1 | Oct 5 | sec.gov |
| GOLD PORT CORP (amended) | Other | Vancouver | $44,790 | $3,231,652 | 1 | Oct 5 | sec.gov | |
| RENAIS SPIRITS LTD | Other | Poole | $11,372 | $11,372 | 1 | Oct 5 | sec.gov | |
| HydRx, Inc. | Other | Colorado Springs | CO | $10,000 | $4,800,000 | 1 | Oct 5 | sec.gov |
| Bandwagon LRF LLC | Business Services | Woodland Hills | CA | $0 | $225,000 | 0 | Oct 5 | sec.gov |
| TV FMT 2023 Garages of America Fund 1- CB, LLC | Other Real Estate | Dallas | TX | $0 | Indefinite | 0 | Oct 5 | sec.gov |
| Mindoro Capital Partners LLC | Investing | Boston | MA | $0 | $6,000,000 | 0 | Oct 5 | sec.gov |
| GFP Secure Income Fund LLC | REITS and Finance | Temecula | CA | $0 | Indefinite | 0 | Oct 5 | sec.gov |
| Endeavor Resources,LLC | Oil and Gas | Bremen | KY | $0 | $320,000 | 0 | Oct 5 | sec.gov |
| Kera Ventures VI, LLC | Other | Park City | UT | $0 | $3,000,000 | 0 | Oct 5 | sec.gov |
| Belize Land Holdings, LLC | Residential | Peoria | IL | $0 | $4,500,000 | 0 | Oct 5 | sec.gov |
| Redwood Galloway Alton Darby Creek Road OH P1 LLC | Residential | Independence | OH | $0 | $11,950,000 | 0 | Oct 5 | sec.gov |
| Pitbull TopCo, LLC | Restaurants | Los Angeles | CA | $0 | $1,500,000 | 0 | Oct 5 | sec.gov |
October 6, 2023 · October 4, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.