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Data / Form D filings / Week of Oct 2

Form D filings, week of October 2, 2023: 394 companies raised $5.33 billion

394 operating companies filed a Form D in the week of October 2, 2023, reporting $5.33 billion sold. Largest: Noble Hospitality Fund V, L.P. ($820.9 million), Skims Body, Inc. ($329.6 million), PENN TOPCO, INC. ($252 million). The median filing is $2.3 million, and 539 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 394Form D filings
  • $5.33 billionreported sold
  • $2.3 millionmedian amount sold
  • CAmost filings (80)

Most filings by state: CA 80, NY 35, TX 35, FL 25, GA 14. By industry: Other 94, Other Technology 73, Commercial 42, Other Real Estate 31.

By day: Oct 2 (66), Oct 3 (66), Oct 4 (84), Oct 5 (90), Oct 6 (88).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Noble Hospitality Fund V, L.P. (amended)CommercialAtlantaGA$820,878,500$820,878,50030Oct 3sec.gov
Skims Body, Inc. (amended)OtherLos AngelesCA$329,578,978$329,578,97816Oct 5sec.gov
PENN TOPCO, INC.OtherSan FranciscoCA$252,000,000$252,000,0007Oct 2sec.gov
Armadillo Litigation Funding Partners LP (amended)OtherHoustonTX$250,000,000$250,000,00029Oct 5sec.gov
CMMTP-2, L.P. (amended)CommercialLos AngelesCA$242,908,647Indefinite601Oct 5sec.gov
Yubico ABComputersStockholm$204,318,095$204,318,095132Oct 3sec.gov
Sound Physicians Holdings, LLC (amended)OtherTacomaWA$199,881,846Indefinite167Oct 3sec.gov
Neptune Parent Topco LLC (amended)OtherWest Palm BeachFL$187,000,000Indefinite9Oct 4sec.gov
PDS Parent, Inc. (amended)OtherAlpharettaGA$127,095,105Indefinite86Oct 4sec.gov
CORTICA INC. (amended)Other Health CareSan DiegoCA$114,716,314$114,716,31421Oct 2sec.gov
Scilex Holding CoBiotechnologyPalo AltoCA$101,875,000$101,875,0001Oct 5sec.gov
THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended)Other Real EstateNashuaNH$96,561,732$812,108,972158Oct 3sec.gov
37-11 Hotel Lender LLCOtherFresh MeadowsNY$87,200,000$98,400,000109Oct 5sec.gov
Mach Industries Inc.OtherAustinTX$84,098,019$85,299,13439Oct 4sec.gov
INSURICA INSURANCE SERVICES, LLCInsuranceOklahoma CityOK$83,547,460Indefinite52Oct 2sec.gov
Kairoi Investment Fund VI, LPResidentialSan AntonioTX$79,000,000$90,000,00080Oct 6sec.gov
Self-Storage Portfolio XIX DST (amended)Other Real EstateOak BrookIL$77,780,620$77,780,620185Oct 6sec.gov
NOBULL, LLCOtherBostonMA$70,000,000$70,000,0006Oct 5sec.gov
SOLENO THERAPEUTICS INCBiotechnologyRedwood CityCA$59,988,250$59,988,25014Oct 4sec.gov
Persefoni AI Inc.Other TechnologyMesaAZ$52,714,648$82,714,64816Oct 6sec.gov
Coding Solutions Topco, Inc.Other Health CareNew YorkNY$50,000,000$50,000,0003Oct 5sec.gov
Weights & Biases, Inc.OtherSan FranciscoCA$49,999,998$49,999,99814Oct 3sec.gov
ARDENT SELF STORAGE DEVELOPMENT FUND II, LP (amended)CommercialAtlantaGA$48,300,000$75,000,000190Oct 4sec.gov
PROVIDENT MORTGAGE TRUST INC (amended)REITS and FinanceSanta RosaCA$47,212,770$250,000,000128Oct 6sec.gov
Blueprint Capital Income REIT, Inc. (amended)REITS and FinanceSeattleWA$46,295,114$50,000,000404Oct 4sec.gov
Pacific Community Holdings-VI A, LP (amended)Other Real EstateLos AngelesCA$45,850,000$100,000,00054Oct 4sec.gov
OCTAVE REALTY FUND VIII, LLCCommercialAlpharettaGA$42,494,000$42,494,000160Oct 2sec.gov
Cardone Equity Fund 22, LLCOther Real EstateAventuraFL$38,504,000$150,000,000246Oct 4sec.gov
CX Lively Indigo Run, DST (amended)Other Real EstateTampaFL$36,116,265$103,237,08099Oct 4sec.gov
Dadeland Greenery, LP (amended)CommercialMiamiFL$35,262,000$35,750,000102Oct 2sec.gov
SimpleDataLabs IncOther TechnologyPalo AltoCA$34,999,993$34,999,99313Oct 2sec.gov
Lumina MV Investments, LLCOther Real EstateSalt Lake CityUT$32,550,000$32,550,00063Oct 4sec.gov
Blackbird Real Estate Partners III, L.P.REITS and FinanceChicagoIL$31,850,000$200,000,00021Oct 5sec.gov
Machina Labs, Inc.Other TechnologyChatsworthCA$31,215,090$31,759,03331Oct 4sec.gov
GAIA REIT, Inc.REITS and FinanceNew YorkNY$29,190,000$300,000,00090Oct 5sec.gov
2165NP, LP (amended)ResidentialIrmoSC$27,229,990$27,400,000254Oct 6sec.gov
RepeatMD, Inc. (amended)Other TechnologyHoustonTX$26,320,000$26,320,0004Oct 2sec.gov
Augment Computing, Inc.Other TechnologyPalo AltoCA$25,000,000$25,000,00037Oct 5sec.gov
PNC LIHTC Fund 90, LLCOther Real EstatePortlandOR$25,000,000$25,000,0001Oct 4sec.gov
Atsena Therapeutics, Inc.BiotechnologyDurhamNC$24,474,387$32,000,00010Oct 2sec.gov
Fifth Down Cap LLCInvestingDoverMA$24,449,991$45,000,00014Oct 5sec.gov
Pitbull TopCo, LLC (amended)RestaurantsLos AngelesCA$23,672,735Indefinite4Oct 4sec.gov
Cove Net Lease Income Fund 18, LLC (amended)CommercialTorranceCA$22,618,010$50,000,000157Oct 2sec.gov
SO V Vero & I-Drive Co-Invest, LLCResidentialFt. LauderdaleFL$21,398,000$23,000,00064Oct 5sec.gov
CX Station at Clift Farm, DST (amended)Other Real EstateTampaFL$20,824,140$69,424,16650Oct 4sec.gov
Utopia Lender, LLCOtherFresh MeadowsNY$20,500,000$254,900,00035Oct 4sec.gov
Akura Medical, Inc.Other Health CareCampbellCA$18,385,452$35,005,90627Oct 6sec.gov
Alluvial Finance Inc.Other TechnologyChicagoIL$18,283,644$18,283,64438Oct 6sec.gov
Mytos, Inc.Other TechnologyNewarkCA$18,003,172$18,008,17293Oct 5sec.gov
NexMetro Partners 2022, LP (amended)ResidentialPhoenixAZ$16,525,000$16,525,00055Oct 5sec.gov
Austin Gateway Investors LPResidentialHoustonTX$16,367,566$16,367,566123Oct 4sec.gov
Incubex, Inc. (amended)OtherChicagoIL$15,000,000$15,000,00023Oct 2sec.gov
1480 PARK 33 PROPERTY LLCOther Real EstateViennaVA$14,959,000Indefinite138Oct 4sec.gov
Leaf International CorpOther TechnologySan FranciscoCA$14,552,898$16,616,3307Oct 5sec.gov
Syncromune, Inc. (amended)Other Health CareFort LauderdaleFL$14,180,000$20,000,00044Oct 6sec.gov
Appriss Retail Holding Co L.P.OtherLouisvilleKY$13,766,880Indefinite15Oct 5sec.gov
Westlake Hospitality Investment LLCCommercialGrapevineTX$13,300,000$19,000,00022Oct 5sec.gov
FuzzyBot, Inc.Other TechnologyLos AngelesCA$12,961,753$13,961,75120Oct 2sec.gov
PLOTIFY FINANCIAL, INC.ResidentialNe YorkNY$12,583,349$12,980,15317Oct 5sec.gov
Opsera, Inc.Other TechnologyPalo AltoCA$12,000,003$12,000,00310Oct 6sec.gov
Saleo, Inc.Other TechnologyCummingGA$11,929,390$11,929,3904Oct 5sec.gov
Nauticus Robotics, Inc.Other TechnologyWebsterTX$11,600,000$20,000,0005Oct 3sec.gov
AI Clearing Inc.Other TechnologyAustinTX$11,309,998$12,886,16011Oct 2sec.gov
PCIH Series 11 a series of Piedmont Capital Investment Holdings, LLCInvestingRaleighNC$11,250,000$11,250,0007Oct 5sec.gov
23244 Nameless Rd Investors LPResidentialHoustonTX$11,025,000$15,000,00034Oct 4sec.gov
Aeropost Holding Corp (amended)OtherDoralFL$10,994,391$20,000,00087Oct 5sec.gov
GAIA REIT Feeder 2 LPOther Real EstateNew YorkNY$10,650,000Indefinite4Oct 5sec.gov
ELUTIA INC.BiotechnologySilver SpringMD$10,500,000$10,500,00012Oct 3sec.gov
ProSomnus, Inc.Other Health CarePleasantonCA$10,126,000$25,000,00024Oct 2sec.gov
RXR MTF Red Hook Co-Investor III LPOther Real EstateUniondaleNY$10,100,000$10,100,00032Oct 3sec.gov
BV Carriage Homes on the Lake DST (amended)ResidentialDallasTX$10,062,710$64,741,70115Oct 4sec.gov
Sunwealth Power, Inc.Other EnergyCambridgeMA$10,000,000$10,000,00012Oct 6sec.gov
RADCO - 4450 East Washington PHX, LPCommercialAtlantaGA$9,995,000$13,400,00072Oct 4sec.gov
CX Residences at Congressional Village, DST (amended)Other Real EstateTampaFL$9,880,396$81,157,48738Oct 3sec.gov
Cofactr IncOtherNew YorkNY$9,091,669$9,091,66927Oct 6sec.gov
Euphrates Vascular, Inc. (amended)BiotechnologySt. LouisMO$9,084,802$9,084,80233Oct 3sec.gov
Graylog, Inc.OtherHoustonTX$8,975,479$8,975,47911Oct 2sec.gov
BlastPoint, Inc. (amended)Other TechnologyPittsburghPA$8,906,018$9,781,02432Oct 4sec.gov
HIG Holdings, LLCInsuranceFort WorthTX$8,860,000$8,860,0005Oct 2sec.gov
Creative Planning Employee Investment, LLCInvestingOverland ParkKS$8,800,000$8,800,0006Oct 2sec.gov
Prana Housing Preservation Fund, L.P. (amended)ResidentialSan FranciscoCA$8,715,000$60,000,00046Oct 2sec.gov
Castelion CorpOther TechnologyEl SegundoCA$8,588,336$8,638,33517Oct 6sec.gov
LLAMAINDEX INC.Other TechnologySan FranciscoCA$8,499,997$8,499,99732Oct 2sec.gov
NATIONAL ASSET OPPORTUNITY FUND, LLC (amended)Other Real EstateFullertonCA$8,255,475$25,000,00024Oct 6sec.gov
NOLA Terminal LLCOtherPort SulphurLA$8,200,000$8,200,00014Oct 6sec.gov
CARBON REMOVAL CO., INC.Other TechnologyHoustonTX$8,000,004$8,400,0009Oct 4sec.gov
CPG at East Lansing Holdings LLCCommercialAventuraFL$7,615,787$7,615,7875Oct 4sec.gov
Revology, Inc.OtherIowa CityIA$7,078,793$8,000,00030Oct 2sec.gov
NextGen Jane, Inc.Other Health CareOaklandCA$7,022,010$7,772,0107Oct 3sec.gov
Hopkins Lakeport LLCCommercialMeridianID$6,900,000$6,900,00015Oct 4sec.gov
Kayhan Space Corp.Other TechnologyLafayetteCO$6,799,994$7,049,9998Oct 2sec.gov
RADCO - Cottages at Reserve South, LPCommercialAtlantaGA$6,601,349$8,450,00053Oct 4sec.gov
CoPilot Systems Inc.OtherPittsburghPA$6,555,990$6,555,9909Oct 6sec.gov
DIG08 Marietta Pavilion, LLCCommercialAtlantaGA$6,537,996$6,537,99674Oct 4sec.gov
SeeMedX, Inc.Other Health CareShingle SpringsCA$6,513,539$21,047,59933Oct 5sec.gov
VMD MB INDUSTRIAL LLCCommercialNorth AndoverMA$6,500,000$6,500,00013Oct 2sec.gov
311 W Corp St Owner, LLCOther Real EstateBethesdaMD$6,400,000$6,400,00045Oct 4sec.gov
KISH BANCORP INCCommercial BankingBellevillePA$6,303,112$20,000,00023Oct 2sec.gov
VF Real Estate IV, LPInvestingAudubonPA$6,300,000$40,000,00012Oct 6sec.gov
Cheq Lifestyle Technology, Inc.Other TechnologyKirklandWA$6,273,199$6,648,19959Oct 6sec.gov
555 EAST 242 FUNDING L.P.Other Real EstateWoodmereNY$6,250,000$6,250,00030Oct 6sec.gov
Sundays for Dogs, Inc.RetailingClevelandOH$6,000,002$8,000,0022Oct 4sec.gov
ARMADILLO HOME SOLUTIONS, INC.OtherClarksvilleIN$5,836,592$7,529,8068Oct 6sec.gov
Preczn Inc.Other TechnologyRenoNV$5,815,000$6,814,99911Oct 5sec.gov
Metric Collective LLCRetailingNew YorkNY$5,580,000$10,000,00016Oct 5sec.gov
PTF Global, LLCOtherChicagoIL$5,500,000$5,500,0001Oct 6sec.gov
Axial Commerce, Inc.Other TechnologyAustinTX$5,461,821$7,601,56534Oct 2sec.gov
Creative Planning Employee Investment, LLCInvestingOverland ParkKS$5,408,300$5,408,3008Oct 3sec.gov
Docket Inc.Other TechnologyCamasWA$5,349,992$5,349,9927Oct 3sec.gov
Persimmon.Life Inc. (amended)Other TechnologyHealdsburgCA$5,323,629$5,323,6294Oct 6sec.gov
Spakl Tech, Inc.OtherCharlotteNC$5,239,586$5,239,58617Oct 5sec.gov
Hepion Pharmaceuticals, Inc.PharmaceuticalsEdisonNJ$5,000,004$5,000,0041Oct 3sec.gov
Goodwin Biotechnology, IncOther Health CarePlantationFL$5,000,002$5,000,0023Oct 2sec.gov
Xevant, Inc.Other TechnologyLehiUT$5,000,001$5,000,0011Oct 4sec.gov
MACH1 PLATINUM INVESTMENTS LLC (amended)CommercialWauwatosaWI$5,000,000$10,000,00050Oct 6sec.gov
MACH1 PLATINUM INVESTMENTS LLC (amended)CommercialWauwatosaWI$5,000,000Indefinite0Oct 6sec.gov
MACH1 PLATINUM INVESTMENTS LLCCommercialWauwatosaWI$5,000,000Indefinite0Oct 6sec.gov
FARMSCAPE HOMES LLCConstructionGreenvilleTX$5,000,000$5,000,0000Oct 5sec.gov
Public Rec Co.OtherChicagoIL$5,000,000$5,000,0001Oct 4sec.gov
Avstera Therapeutics Corp.BiotechnologyMalvernPA$5,000,000$5,000,0001Oct 3sec.gov
Journey Enterprise Holdings LPRetailingWilmingtonDE$5,000,000$5,000,0001Oct 2sec.gov
SoFar Ocean Technologies, Inc.Other TechnologySan FranciscoCA$4,999,998$5,999,9975Oct 2sec.gov
Toposware, Inc. (amended)Other TechnologyCambridgeMA$4,850,000$5,000,00010Oct 2sec.gov
EtiraRX, Inc.BiotechnologyDallasTX$4,820,140$10,595,14934Oct 5sec.gov
ZE Holdco Inc.Other TechnologyDubai$4,651,085$5,651,08511Oct 5sec.gov
Logan Heights Phase II LLCOther Real EstateFranklin SquareNY$4,618,000$4,618,00058Oct 4sec.gov
DPEG Cottage Green, LPCommercialStaffordTX$4,500,000$11,200,00090Oct 6sec.gov
Rhino Page Road Owner LLCCommercialBostonMA$4,485,000$4,485,00076Oct 5sec.gov
Worldplay Communications Inc. (amended)Other TechnologyCalgary$4,456,195$4,456,1954Oct 6sec.gov
AP Associates I, LLCOtherWhite PlainsNY$4,425,000$4,425,00031Oct 6sec.gov
Rhino HealthTech, Inc. (amended)Other TechnologyBostonMA$4,350,000$4,350,0004Oct 4sec.gov
MileUp, Inc.OtherMedfordMA$4,250,000$4,250,0004Oct 6sec.gov
Grand Vision Wealth Fund LLC (amended)ResidentialWest Des MoinesIA$4,173,162$25,000,00030Oct 3sec.gov
LCP Spokane Montgomery LLCCommercialDenverCO$4,150,000$4,150,0000Oct 5sec.gov
Care Access Real Estate Investments, PBCREITS and FinanceSan DiegoCA$4,100,000$20,000,0003Oct 2sec.gov
Falcomm, Inc.Other TechnologyAtlantaGA$4,082,910$4,641,5839Oct 6sec.gov
Level Health, Inc.Other Health CareSan FranciscoCA$4,000,000$4,000,0005Oct 6sec.gov
Global Water Resources, LLCOther TechnologyVictorMT$4,000,000$4,000,0001Oct 4sec.gov
Take 2 Identity, Inc.Other TechnologyLeanderTX$4,000,000$4,000,0002Oct 3sec.gov
Matrix Adhesives Group, LLCOtherMinneapolisMN$3,999,645$3,999,64511Oct 6sec.gov
Cell Source, Inc.BiotechnologyNew YorkNY$3,905,134Indefinite48Oct 6sec.gov
Terma Project, Inc. (amended)OtherNew YorkNY$3,840,000$5,000,00023Oct 6sec.gov
ShareWillow Compensation Inc.Other TechnologyNew YorkNY$3,803,255$3,803,25513Oct 5sec.gov
Blynk Technologies Inc.OtherMiamiFL$3,749,996$3,749,9961Oct 5sec.gov
GMI-Portland Preferred, LP (amended)Other Real EstateWestlakeTX$3,552,362$4,842,36219Oct 6sec.gov
GMI-Portland Preferred, LP (amended)Other Real EstateWestlakeTX$3,552,362$4,842,36219Oct 2sec.gov
EPC OPCO, LLCOtherGrand RapidsMI$3,500,000$7,000,0005Oct 3sec.gov
1605 Plains RM LLC (amended)InvestingOrlandoFL$3,500,000$5,000,00068Oct 3sec.gov
Green Bugatti Broadway Ltd Liability Co (amended)OtherNew YorkNY$3,298,333$19,500,00042Oct 6sec.gov
HCV 011 LLCInvestingSouthlakeTX$3,250,000$3,250,00038Oct 3sec.gov
N3 HECM, LLCResidentialChicagoIL$3,215,000$3,215,00013Oct 4sec.gov
Instock Inc.OtherSan CarlosCA$3,199,970$3,199,9708Oct 3sec.gov
Flores Sea Holdco LLCOtherAustinTX$3,075,000$3,075,0002Oct 4sec.gov
Surprise ALC LLCOther Health CareMercer IslandWA$3,000,000$3,000,00027Oct 6sec.gov
Ressio Inc.Other TechnologyWashingtonDC$3,000,000$4,000,0001Oct 5sec.gov
Renterra Inc.Other TechnologyChicagoIL$3,000,000$4,000,0001Oct 4sec.gov
Clockwork Technologies Inc.Other TechnologySt. LouisMO$2,999,991$2,999,9915Oct 2sec.gov
Gatho Inc (amended)Other TechnologyMiami BeachFL$2,900,000$3,000,0002Oct 3sec.gov
Sojo Industries, Inc.Other TechnologyBristolPA$2,800,000$2,800,0003Oct 2sec.gov
Unreasonable Capital MV Flex, LLCCommercialPark CityUT$2,685,001$2,685,00137Oct 2sec.gov
Golden Bear Ventures LLCCommercialBendOR$2,608,084$2,608,08410Oct 4sec.gov
Develo Inc.Other TechnologyLos AngelesCA$2,500,000$4,000,0001Oct 4sec.gov
McNeill Investment Group, LLCLodging and ConventionsGermantownTN$2,427,550$2,427,5501Oct 5sec.gov
Action Streamer, Inc.Other TechnologyCincinnatiOH$2,375,000$3,000,00010Oct 5sec.gov
Quoherent, Inc.Other TechnologyHuntsvilleAL$2,350,001$4,699,9995Oct 6sec.gov
Reciprocity Health, Inc. (amended)Other Health CareWilmingtonDE$2,340,000$3,000,00022Oct 6sec.gov
D4 Equity Jacksonville - Via Veneto LLCResidentialDenverCO$2,335,000$2,335,0009Oct 6sec.gov
GSP Growth Fund 1, LLC (amended)Other Real EstatePaoliPA$2,334,255$25,000,00018Oct 3sec.gov
BPC F&F Investco, LLCBusiness ServicesCharlotteNC$2,330,000Indefinite22Oct 4sec.gov
VirtualZ Computing Corp (amended)Other TechnologyMinneapolisMN$2,250,000$2,250,0005Oct 4sec.gov
Rakuten Medical, Inc. (amended)BiotechnologySan DiegoCA$2,189,000$2,189,00020Oct 4sec.gov
Ekostinger, Inc.ManufacturingIthacaNY$2,136,000$2,250,00044Oct 5sec.gov
Dart Financial Corp (amended)Commercial BankingMasonMI$2,085,267Indefinite347Oct 4sec.gov
CLICTECHNOLOGIES CORP. (amended)OtherBoca RatonFL$2,083,467$2,500,00013Oct 3sec.gov
Pure Simple Foods, LLCOtherOjaiCA$2,036,026$2,036,0263Oct 3sec.gov
550 Baker Street, LLCResidentialSacramentoCA$2,021,299$2,100,00024Oct 2sec.gov
SelfGood, LLCOtherLittletonCO$2,000,000$6,000,0001Oct 5sec.gov
Cellphire, Inc.BiotechnologyRockvilleMD$2,000,000$8,000,0001Oct 3sec.gov
Insightful Instruments Inc.OtherSanta ClaraCA$1,999,999$2,499,9993Oct 3sec.gov
Sunrise Fund, LPCommercialNaplesFL$1,950,000$15,000,00012Oct 4sec.gov
F Street Appleton 5, LLCCommercialMilwaukeeWI$1,900,000$1,900,0008Oct 2sec.gov
Dopple Labs Inc.Other TechnologyAventuraFL$1,880,000$2,000,0006Oct 4sec.gov
FOM Roosevelt LLCOther Banking and Financial ServicesSeattleWA$1,855,000$1,855,0008Oct 4sec.gov
Wolf Spirit, LLCOtherEugeneOR$1,713,000$6,000,00011Oct 4sec.gov
King St Partners LLCCommercialViennaVA$1,700,000$4,100,00010Oct 5sec.gov
Rentvine LLCOther TechnologyEsteroFL$1,700,000$7,000,00010Oct 3sec.gov
TruVista AV, LLCOther Real EstateScottsdaleAZ$1,600,000$4,000,0003Oct 2sec.gov
Cypress Creek Minerals, LLCOil and GasMidlandTX$1,574,804$15,736,8424Oct 5sec.gov
Lexaria Bioscience Corp.PharmaceuticalsKelowna$1,569,780$1,569,7801Oct 4sec.gov
Perfect Panorama LLCConstructionAllenTX$1,550,000$1,750,00014Oct 5sec.gov
Traction Ag, Inc.Other TechnologyAuburnIN$1,530,678$2,500,0005Oct 5sec.gov
BC Bridge Fund LLCInvestingIrvingTX$1,460,000$2,200,00016Oct 5sec.gov
Honokea Kalaeloa, LLC (amended)CommercialKailuaHI$1,450,000$2,100,0004Oct 4sec.gov
London Sock CoRetailingLondon$1,404,150$1,920,00026Oct 5sec.gov
Round River Research CorpOther TechnologyEdinaMN$1,375,000$3,500,0005Oct 3sec.gov
Scinai Immunotherapeutics Ltd.PharmaceuticalsJerusalem$1,329,254$1,329,2541Oct 3sec.gov
Cognixion CorpOtherSanta BarbaraCA$1,310,000$5,000,0003Oct 4sec.gov
Pavewise, Inc.Other TechnologyDoverDE$1,300,000$1,300,0005Oct 4sec.gov
Brixton Metals Corp (amended)OtherVancouver$1,284,091$4,237,9005Oct 4sec.gov
Above Data, Inc.Other TechnologySan FranciscoCA$1,280,910$1,280,9105Oct 4sec.gov
Balcony Technology Group, Inc.OtherHobokenNJ$1,255,575Indefinite14Oct 5sec.gov
Acretrader 170, LLCOther Real EstateFayettevilleAR$1,198,000$1,198,00050Oct 5sec.gov
Simple Venue LLCRestaurantsNew YorkNY$1,189,841$5,000,00018Oct 6sec.gov
BioSig Technologies, Inc.Other Health CareWestportCT$1,169,715$1,169,71510Oct 6sec.gov
Tigawok IncRestaurantsCity Of IndustryCA$1,100,000$1,100,0006Oct 6sec.gov
After Services, Inc.OtherProvoUT$1,100,000$1,500,0006Oct 3sec.gov
Utherverse Inc. (amended)Other TechnologyNew Westminster$1,100,000$5,000,0002Oct 3sec.gov
Pacifiko.com, Inc.Other TechnologyGuatemala City$1,047,624$5,000,0063Oct 5sec.gov
US REIGN Fund LLCCommercialDoverDE$1,025,000$25,000,0006Oct 6sec.gov
S.T.L. Resources Drilling Fund E, LPOil and GasWexfordPA$1,013,000$100,000,00017Oct 6sec.gov
LightGuide, Inc.OtherWixomMI$1,000,000$5,000,0001Oct 5sec.gov
Ocotillo & Schnepf First Mortgage LLCOtherPhoenixAZ$1,000,000$1,000,0002Oct 4sec.gov
SDA Holding Corp.OtherKennesawGA$1,000,000$5,000,0006Oct 3sec.gov
Neuralift Inc.Other TechnologyLivingstonNJ$999,999$999,9992Oct 6sec.gov
Advanced Gold Exploration Inc.OtherToronto$999,270$2,997,8101Oct 4sec.gov
SQQ INC. (amended)Other TechnologyAstoriaNY$990,000$1,250,0002Oct 6sec.gov
HG ISG Investment Vehicle, LLCConstructionMidlandTX$989,500$5,000,0004Oct 5sec.gov
507 Chase Ave LLCCommercialLake CrystalMN$975,000$975,00015Oct 6sec.gov
WWC LXIX US, LP (amended)ResidentialPhoenixAZ$967,717$1,970,000143Oct 6sec.gov
Money.net Capital, Inc.Other Banking and Financial ServicesMorganvilleNJ$850,000Indefinite8Oct 4sec.gov
WWC LXV US, LP (amended)ResidentialPhoenixAZ$841,127$4,805,00044Oct 6sec.gov
WWC LXVI US, LP (amended)ResidentialPhoenixAZ$831,924$1,705,00064Oct 6sec.gov
MYNZO CARBON INC. (amended)Other TechnologyClaymontDE$776,565$1,500,00010Oct 3sec.gov
LQD Assets, LLCOtherBardstownKY$762,960$762,96024Oct 6sec.gov
Tapfeed Inc.OtherBeavertonOR$762,705$1,312,70511Oct 4sec.gov
Allied Corp.AgricultureKelowna$761,328$1,500,00015Oct 5sec.gov
Light Wave Ownership Path, LLCOther Health CareWoodbridgeVA$751,000$751,00026Oct 4sec.gov
Capwell Services Inc.Environmental ServicesHoustonVA$750,000$750,0003Oct 5sec.gov
WWC LXVIII US, LP (amended)ResidentialPhoenixAZ$744,773$1,600,000114Oct 6sec.gov
NurExone Biologic Inc.BiotechnologyBnei-Brak$742,166$742,1666Oct 2sec.gov
Imagen Fojas Support Services, LLCOther Health CareScottsdaleAZ$727,000$727,0001Oct 4sec.gov
Biolexis Therapeutics Inc.BiotechnologyAmerican ForkUT$725,000$725,0006Oct 3sec.gov
Strada Media, IncOther TechnologyBurbankCA$725,000$725,0006Oct 3sec.gov
BasiGo IncOtherClaymontDE$710,000$4,000,0005Oct 2sec.gov
ApexaIQ Inc.Other TechnologyMilfordMA$700,004$9,000,0003Oct 5sec.gov
Patch Brand, LLC (amended)OtherLos AngelesCA$695,000$1,500,00015Oct 5sec.gov
Fyve By CorpOther TechnologyAtlantaGA$676,000$676,0003Oct 2sec.gov
CALVIRI INCBiotechnologyPhoenixAZ$650,232$30,000,0003Oct 4sec.gov
Noblestone Putnam LLCCommercialSouthfieldMI$611,500$1,500,0008Oct 5sec.gov
Century House Partners, LLCOtherSan FranciscoCA$600,000$600,00016Oct 2sec.gov
Blueprint Capital Income REIT, Inc.REITS and FinanceSeattleWA$581,000$50,000,0004Oct 4sec.gov
VIRTUAL SHOWROOM DESIGN, INC.Other TechnologyEncinoCA$578,404$2,000,00020Oct 4sec.gov
Eno Succession, LLCOtherChicagoIL$560,000$560,00010Oct 2sec.gov
Cliq Products Inc.OtherSanta BarbaraCA$555,100$555,10011Oct 5sec.gov
Trolley Technologies Inc.Other TechnologyToronto$550,000$550,0001Oct 4sec.gov
Active Surfaces Inc.Other TechnologySalemMA$550,000$4,549,9982Oct 3sec.gov
MIDWEST PICKLEBALL PARTNERS, LLCOtherKansas CityMO$536,313$3,500,0008Oct 5sec.gov
Shiloh's Five Loaves, Inc.OtherBurlingtonNC$525,000$1,500,0005Oct 2sec.gov
MACH1 PREMIUM INVESTMENTS LLC (amended)CommercialWauwatosaWI$500,000$10,000,00025Oct 6sec.gov
MACH1 PREMIUM INVESTMENTS LLC (amended)CommercialWauwatosaWI$500,000Indefinite10Oct 6sec.gov
HerdDogg, Inc.OtherLaramieWY$500,000$3,000,0001Oct 6sec.gov
Karakoram Capital Partners, LLCOtherAlvaro Obregon$500,000$500,00014Oct 5sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$500,000$150,000,0000Oct 5sec.gov
Truvion HoldingsOtherIrvineCA$500,000$3,000,0001Oct 4sec.gov
NET Recovery Corp.Other TechnologyWilmingtonDE$500,000$750,0002Oct 2sec.gov
TPEG WOODLANDS AL-55 INVESTORS LLCOther Real EstateSouthlakeTX$500,000$2,000,00013Oct 2sec.gov
C3N Technologies, Inc. (amended)ComputersMaconGA$491,030$991,03063Oct 2sec.gov
Artlocal Inc.Other TechnologyBrampton$489,264Indefinite10Oct 5sec.gov
OPEN DOORS PARTNERS, LLCOtherWoodsideCA$400,000$400,0006Oct 6sec.gov
T2 Metals Corp. (amended)OtherVancouver$398,799$3,947,56313Oct 5sec.gov
LQD Assets, LLCOtherBardstownKY$394,590$394,59010Oct 6sec.gov
9057-9059 16th AVE SW LLCResidentialSeattleWA$370,000$850,0004Oct 2sec.gov
Firehawk Aerospace Inc.OtherWilmingtonDE$350,000$5,000,0001Oct 2sec.gov
KLDiscovery Inc.ComputersEden PrairieMN$303,961Indefinite10Oct 5sec.gov
Total Osage PartnersOil and GasTulsaOK$283,000$1,500,0006Oct 5sec.gov
SR Townhomes Property, LLCConstructionPlanoTX$275,000$23,000,0003Oct 5sec.gov
Capitano Energy Partners, LPOil and GasPinehurstNC$275,000$5,000,0004Oct 4sec.gov
Vera Solutions Inc.Other TechnologyNew YorkNY$250,000$800,00011Oct 2sec.gov
Massive Mast, a Series of Massive Scale Ventures II, LLCInvestingDoverDE$239,910$500,00016Oct 3sec.gov
ZRCN Inc.ManufacturingCampbellCA$238,188$238,1887Oct 6sec.gov
BRAG, Inc.OtherChesterVT$225,000$650,0003Oct 5sec.gov
ENB Therapeutics, Inc.BiotechnologyNew YorkNY$225,000$1,000,0003Oct 3sec.gov
Woodford Horizontal Project 67, LLCOil and GasDallasTX$210,834$1,450,0004Oct 5sec.gov
Holon Health, Inc.Other Health CareRichmondVA$200,000$200,0001Oct 5sec.gov
Bear Hug Brewing Co, LLCRestaurantsOrlandoFL$200,000$325,0002Oct 5sec.gov
Landng Inc. (amended)Other TravelLos AngelesCA$200,000$1,000,0001Oct 4sec.gov
Visual Workforce, IncOther TechnologyRichmondVA$200,000$1,500,0002Oct 4sec.gov
Vescent Technologies, Inc.Other TechnologyGoldenCO$200,000$200,0000Oct 3sec.gov
Soturi Fitness & Nutrition LLCRestaurantsFremontCA$190,000$190,0003Oct 6sec.gov
CLINICOM HEALTHCARE INCOther Health CareDothanAL$183,000$475,0003Oct 5sec.gov
Healthy Habits Delivered LLCOtherNew YorkNY$175,000$500,0004Oct 5sec.gov
Rackla Metals Inc.OtherVancouver$173,638$3,365,2441Oct 3sec.gov
HCP/LS 2011 REIT LLCREITS and FinanceDenverCO$172,500$172,500115Oct 6sec.gov
BRT Biotechnologies, Inc.BiotechnologyClaremontCA$162,500$200,0005Oct 5sec.gov
Iceberg RevOps, LLCBusiness ServicesAustinTX$160,000$160,0005Oct 2sec.gov
Godless Movie LLCOtherLocust ValleyNY$150,000$300,0002Oct 4sec.gov
Dufrane Productions, LLCOtherNew YorkNY$150,000Indefinite2Oct 3sec.gov
PortalCX, Inc.OtherSpanish ForkUT$150,000$150,0001Oct 3sec.gov
Dialed In Ventures, Inc.InvestingDenverCO$150,000$500,0002Oct 2sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$149,322Indefinite35Oct 2sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$135,928Indefinite32Oct 2sec.gov
Hygiene IQ, LLCOther TechnologyLos AngelesCA$130,000$179,6331Oct 5sec.gov
AREC Highmore Real Estate Income REIT, Inc.REITS and FinanceCorte MaderaCA$125,000$125,000125Oct 5sec.gov
Sorette Inc.OtherBostonMA$125,000$300,0004Oct 5sec.gov
PHPF Sub-REIT LLC (amended)REITS and FinanceSan FranciscoCA$125,000$125,000125Oct 2sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$120,634Indefinite17Oct 3sec.gov
GGL RESOURCES CORP.OtherVancouver$116,683$116,6833Oct 6sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$115,626Indefinite24Oct 3sec.gov
IMA Financial Group, Inc.InsuranceWichitaKS$100,028$100,0281Oct 3sec.gov
Fort Point Timber Inc.Business ServicesBostonMA$100,000$800,0001Oct 6sec.gov
ZRCN Inc.ManufacturingCampbellCA$100,000$100,0006Oct 6sec.gov
ZRCN Inc.ManufacturingCampbellCA$100,000$100,0005Oct 6sec.gov
ZRCN Inc.ManufacturingCampbellCA$100,000$100,0001Oct 6sec.gov
Build With Construx, Inc.ManufacturingCharlestonSC$100,000$1,200,0001Oct 5sec.gov
P2P Global Inc. (amended)Other TechnologyBoca GrandeFL$100,000Indefinite3Oct 5sec.gov
ImpactableX Analytics, Inc.Other TechnologyPhiladelphiaPA$100,000$750,0004Oct 2sec.gov
OSL Debt Fund LLCOther Real EstateSolonOH$100,000$10,000,0001Oct 2sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$95,539Indefinite24Oct 2sec.gov
505 Ventures, LLCOtherNew YorkNY$90,000$500,0005Oct 4sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$75,444Indefinite18Oct 2sec.gov
Charles Towne Holdings, LLCInvestment BankingCharlestonSC$75,000$300,0004Oct 4sec.gov
HGR Middle Trejo Prospect L.P.Oil and GasBowling GreenKY$70,800$307,0000Oct 5sec.gov
Squeeze Software, Inc.ComputersIrvineCA$70,000$300,0002Oct 2sec.gov
KRITI, INC (amended)AgricultureDoverDE$69,110$5,447,6633Oct 5sec.gov
KRITI, INCAgricultureDoverDE$69,110$5,447,6633Oct 3sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$67,787Indefinite12Oct 3sec.gov
AUTONOMOUS ELECTRIC RIDES LLCOther TechnologyNew RochelleNY$50,000$50,0001Oct 6sec.gov
Spiro Medical Inc.Other Health CareBelleair BluffsFL$50,000$500,0001Oct 6sec.gov
MODABL, LLCConstructionPortlandOR$50,000$5,000,0001Oct 5sec.gov
Freedom Investor Fund LLC (amended)Other Real EstateAtascaderoCA$50,000$10,000,0001Oct 4sec.gov
ZRCN Inc.ManufacturingCampbellCA$47,500$47,5002Oct 6sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$45,030Indefinite9Oct 4sec.gov
GOLD PORT CORP (amended)OtherVancouver$44,790$3,231,6521Oct 5sec.gov
PACIFIC RIDGE EXPLORATION LTDOtherVancouver$39,492$98,7341Oct 6sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$30,097Indefinite6Oct 3sec.gov
Torev CorpOther TechnologyArlingtonVA$25,000$25,0001Oct 2sec.gov
ZRCN Inc.ManufacturingCampbellCA$20,000$20,0002Oct 6sec.gov
GETCHELL GOLD CORP.OtherVancouver$18,620$34,9132Oct 2sec.gov
RENAIS SPIRITS LTDOtherPoole$11,372$11,3721Oct 5sec.gov
HydRx, Inc.OtherColorado SpringsCO$10,000$4,800,0001Oct 5sec.gov
Hansen H Le, D.O., PCHospitals and PhysiciansDanvilleCA$10,000$10,0001Oct 3sec.gov
Nevada Sunrise Metals Corp.OtherVancouver$2,539$6,3481Oct 3sec.gov
Sumenzuo IncOtherBoulderCO$2,000$2,0001Oct 6sec.gov
Caliber Core Plus Growth & Income Fund REIT, LLCREITS and FinanceScottsdaleAZ$2,000$125,0002Oct 2sec.gov
Backplain, Inc.ComputersCarlsbadCA$725$72516Oct 6sec.gov
Apex Centinel TRInvestingEscondidoCA$0Indefinite0Oct 6sec.gov
Avistone Tech Park, LLCCommercialSan DiegoCA$0$12,700,0000Oct 6sec.gov
Avistone Tech Park II, LLCCommercialSan DiegoCA$0$12,700,0000Oct 6sec.gov
Mars Manufacturing LLCManufacturingNorth CantonOH$0$1,525,0000Oct 6sec.gov
Red Rock Capital Fund 2309002-Bombril, LPOtherOrlandoFL$0$70,000,0001Oct 6sec.gov
Red Rock Capital Fund 2309001-Mall11, LPOtherOrlandoFL$0$100,000,0001Oct 6sec.gov
SWEET CO/LAB RC LTD LIABILITY COOtherNew YorkNY$0$1,250,0000Oct 6sec.gov
Harri Topco, Inc.Other TechnologyNew YorkNY$0$36,000,0000Oct 6sec.gov
Burgeon Fund Founders LLCCommercialSheridanWY$0$25,000,0000Oct 6sec.gov
LQD Assets, LLCOtherBardstownKY$0$12,000,0000Oct 6sec.gov
LQD Assets, LLCOtherBardstownKY$0$9,000,0000Oct 6sec.gov
MACH1 CAPITAL LLC (amended)CommercialWauwatosaWI$0Indefinite0Oct 6sec.gov
SCA Aventura Holdings, LLC (amended)Other Health CareBirminghamAL$0$407,0020Oct 6sec.gov
Commodore Management Aggregator, LLCOtherNew YorkNY$0Indefinite0Oct 6sec.gov
Principle Income Fund LLC (amended)CommercialLancasterPA$0$3,500,0000Oct 6sec.gov
Cerus Capital Real Estate Opportunity Fund, LLCCommercialTampaFL$0$25,000,0000Oct 6sec.gov
Bandwagon LRF LLCBusiness ServicesWoodland HillsCA$0$225,0000Oct 5sec.gov
TV FMT 2023 Garages of America Fund 1- CB, LLCOther Real EstateDallasTX$0Indefinite0Oct 5sec.gov
Mindoro Capital Partners LLCInvestingBostonMA$0$6,000,0000Oct 5sec.gov
GFP Secure Income Fund LLCREITS and FinanceTemeculaCA$0Indefinite0Oct 5sec.gov
Endeavor Resources,LLCOil and GasBremenKY$0$320,0000Oct 5sec.gov
Kera Ventures VI, LLCOtherPark CityUT$0$3,000,0000Oct 5sec.gov
Belize Land Holdings, LLCResidentialPeoriaIL$0$4,500,0000Oct 5sec.gov
Redwood Galloway Alton Darby Creek Road OH P1 LLCResidentialIndependenceOH$0$11,950,0000Oct 5sec.gov
Pitbull TopCo, LLCRestaurantsLos AngelesCA$0$1,500,0000Oct 5sec.gov
Friends of Wave Fargo MD, LLCOther Real EstateWest FargoND$0$2,000,0000Oct 4sec.gov
HREI Gardens LLCCommercialBellevilleMI$0$1,700,0000Oct 4sec.gov
SMASH Broadway Ltd Liability CoOtherNew YorkNY$0$23,000,0000Oct 4sec.gov
Arsenal AIC Holdings L.P.OtherPittsburghPA$0Indefinite0Oct 4sec.gov
Arsenal AIC Management Holdings, LLCOtherPittsburghPA$0Indefinite0Oct 4sec.gov
Blast Management Aggregator LPOtherNew YorkNY$0Indefinite0Oct 4sec.gov
Blast Holdings Inc.OtherNew YorkNY$0Indefinite0Oct 4sec.gov
NEXT-LEVEL INVESTMENTS LLC (amended)CommercialAshevilleNC$0$25,000,0000Oct 4sec.gov
Freedom Growth Fund LLCOther Real EstateRogersAR$0$10,000,0000Oct 4sec.gov
Madison Capital Debt Opportunity, LLC (amended)CommercialCharlotteNC$0$75,000,0000Oct 4sec.gov
GIO Blood Ltd (amended)Other Health CareLondon$0$50,000,0000Oct 4sec.gov
North Texas Energy, Inc.Oil and GasDallasTX$0$2,000,0000Oct 4sec.gov
Bloodstock Investments 2023, LLCOtherNicholasvilleKY$0Indefinite0Oct 4sec.gov
NOLA SKY PHASE ONE, LLCOther Real EstateSan DiegoCA$0$13,000,0000Oct 3sec.gov
Bonvago IncTourism and Travel ServicesNew YorkNY$0Indefinite0Oct 3sec.gov
Centennial Lofts, LLCOtherAmerican ForkUT$0$18,000,0000Oct 3sec.gov
MPC GA 2024 MY10, LLCOther Real EstateAtlantaGA$0Indefinite0Oct 3sec.gov
MPC FED CI Energy Fund III, LLCOther Real EstateAtlantaGA$0Indefinite0Oct 3sec.gov
Pascaline Systems, Inc.Other TechnologyNewcastleWA$0$6,000,0000Oct 3sec.gov
Pascaline Systems, Inc.Other TechnologyNewcastleWA$0$100,000,0000Oct 3sec.gov
Plural Capital Fund II, L.P.InvestingMiamiFL$0Indefinite0Oct 3sec.gov
Blockchain Property Gate IncOther Real EstateSheridanWY$0Indefinite0Oct 3sec.gov
6898 Legends LLCOtherOntarioCA$0$1,850,0000Oct 3sec.gov
3 Keys Communities, LLCOtherLas VegasNV$0$13,690,0000Oct 3sec.gov
2023 Lone Star Drilling Program L.P. (amended)Oil and GasBowling GreenKY$0$750,0000Oct 3sec.gov
YIELDTEQ LLCOther Banking and Financial ServicesWilmingtonDE$0$2,000,0000Oct 3sec.gov
Patient Care Associates, L.L.C.Other Health CareEnglewoodNJ$0$1,427,6230Oct 3sec.gov
Wilson Creek Surgical Center, LLCOther Health CareMckinneyTX$0$486,9550Oct 3sec.gov
AgentLabs, Inc.Other TechnologyDoverDE$0Indefinite0Oct 2sec.gov
Latrobe Coinvest, L.P.InvestingLos AngelesCA$0Indefinite0Oct 2sec.gov
Magic Time On Broadway Ltd Liability CoOtherNew YorkNY$0$8,000,0000Oct 2sec.gov
NHK Conroe, LPCommercialDallasTX$0$28,400,0000Oct 2sec.gov
Meridian Point Fund, LLC (amended)CommercialRochesterNY$0$10,000,0000Oct 2sec.gov
Power & Chandler Self Storage Partners, LLCCommercialScottsdaleAZ$0$15,000,0000Oct 2sec.gov

Week of Oct 9 · Week of Sep 25 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.