Data / Form D filings / Week of Oct 2
Form D filings, week of October 2, 2023: 394 companies raised $5.33 billion
394 operating companies filed a Form D in the week of October 2, 2023, reporting $5.33 billion sold. Largest: Noble Hospitality Fund V, L.P. ($820.9 million), Skims Body, Inc. ($329.6 million), PENN TOPCO, INC. ($252 million). The median filing is $2.3 million, and 539 pooled investment funds also filed that week.
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- 394Form D filings
- $5.33 billionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (80)
Most filings by state: CA 80, NY 35, TX 35, FL 25, GA 14. By industry: Other 94, Other Technology 73, Commercial 42, Other Real Estate 31.
By day: Oct 2 (66), Oct 3 (66), Oct 4 (84), Oct 5 (90), Oct 6 (88).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Noble Hospitality Fund V, L.P. (amended) | Commercial | Atlanta | GA | $820,878,500 | $820,878,500 | 30 | Oct 3 | sec.gov |
| Skims Body, Inc. (amended) | Other | Los Angeles | CA | $329,578,978 | $329,578,978 | 16 | Oct 5 | sec.gov |
| PENN TOPCO, INC. | Other | San Francisco | CA | $252,000,000 | $252,000,000 | 7 | Oct 2 | sec.gov |
| Armadillo Litigation Funding Partners LP (amended) | Other | Houston | TX | $250,000,000 | $250,000,000 | 29 | Oct 5 | sec.gov |
| CMMTP-2, L.P. (amended) | Commercial | Los Angeles | CA | $242,908,647 | Indefinite | 601 | Oct 5 | sec.gov |
| Yubico AB | Computers | Stockholm | $204,318,095 | $204,318,095 | 132 | Oct 3 | sec.gov | |
| Sound Physicians Holdings, LLC (amended) | Other | Tacoma | WA | $199,881,846 | Indefinite | 167 | Oct 3 | sec.gov |
| Neptune Parent Topco LLC (amended) | Other | West Palm Beach | FL | $187,000,000 | Indefinite | 9 | Oct 4 | sec.gov |
| PDS Parent, Inc. (amended) | Other | Alpharetta | GA | $127,095,105 | Indefinite | 86 | Oct 4 | sec.gov |
| CORTICA INC. (amended) | Other Health Care | San Diego | CA | $114,716,314 | $114,716,314 | 21 | Oct 2 | sec.gov |
| Scilex Holding Co | Biotechnology | Palo Alto | CA | $101,875,000 | $101,875,000 | 1 | Oct 5 | sec.gov |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $96,561,732 | $812,108,972 | 158 | Oct 3 | sec.gov |
| 37-11 Hotel Lender LLC | Other | Fresh Meadows | NY | $87,200,000 | $98,400,000 | 109 | Oct 5 | sec.gov |
| Mach Industries Inc. | Other | Austin | TX | $84,098,019 | $85,299,134 | 39 | Oct 4 | sec.gov |
| INSURICA INSURANCE SERVICES, LLC | Insurance | Oklahoma City | OK | $83,547,460 | Indefinite | 52 | Oct 2 | sec.gov |
| Kairoi Investment Fund VI, LP | Residential | San Antonio | TX | $79,000,000 | $90,000,000 | 80 | Oct 6 | sec.gov |
| Self-Storage Portfolio XIX DST (amended) | Other Real Estate | Oak Brook | IL | $77,780,620 | $77,780,620 | 185 | Oct 6 | sec.gov |
| NOBULL, LLC | Other | Boston | MA | $70,000,000 | $70,000,000 | 6 | Oct 5 | sec.gov |
| SOLENO THERAPEUTICS INC | Biotechnology | Redwood City | CA | $59,988,250 | $59,988,250 | 14 | Oct 4 | sec.gov |
| Persefoni AI Inc. | Other Technology | Mesa | AZ | $52,714,648 | $82,714,648 | 16 | Oct 6 | sec.gov |
| Coding Solutions Topco, Inc. | Other Health Care | New York | NY | $50,000,000 | $50,000,000 | 3 | Oct 5 | sec.gov |
| Weights & Biases, Inc. | Other | San Francisco | CA | $49,999,998 | $49,999,998 | 14 | Oct 3 | sec.gov |
| ARDENT SELF STORAGE DEVELOPMENT FUND II, LP (amended) | Commercial | Atlanta | GA | $48,300,000 | $75,000,000 | 190 | Oct 4 | sec.gov |
| PROVIDENT MORTGAGE TRUST INC (amended) | REITS and Finance | Santa Rosa | CA | $47,212,770 | $250,000,000 | 128 | Oct 6 | sec.gov |
| Blueprint Capital Income REIT, Inc. (amended) | REITS and Finance | Seattle | WA | $46,295,114 | $50,000,000 | 404 | Oct 4 | sec.gov |
| Pacific Community Holdings-VI A, LP (amended) | Other Real Estate | Los Angeles | CA | $45,850,000 | $100,000,000 | 54 | Oct 4 | sec.gov |
| OCTAVE REALTY FUND VIII, LLC | Commercial | Alpharetta | GA | $42,494,000 | $42,494,000 | 160 | Oct 2 | sec.gov |
| Cardone Equity Fund 22, LLC | Other Real Estate | Aventura | FL | $38,504,000 | $150,000,000 | 246 | Oct 4 | sec.gov |
| CX Lively Indigo Run, DST (amended) | Other Real Estate | Tampa | FL | $36,116,265 | $103,237,080 | 99 | Oct 4 | sec.gov |
| Dadeland Greenery, LP (amended) | Commercial | Miami | FL | $35,262,000 | $35,750,000 | 102 | Oct 2 | sec.gov |
| SimpleDataLabs Inc | Other Technology | Palo Alto | CA | $34,999,993 | $34,999,993 | 13 | Oct 2 | sec.gov |
| Lumina MV Investments, LLC | Other Real Estate | Salt Lake City | UT | $32,550,000 | $32,550,000 | 63 | Oct 4 | sec.gov |
| Blackbird Real Estate Partners III, L.P. | REITS and Finance | Chicago | IL | $31,850,000 | $200,000,000 | 21 | Oct 5 | sec.gov |
| Machina Labs, Inc. | Other Technology | Chatsworth | CA | $31,215,090 | $31,759,033 | 31 | Oct 4 | sec.gov |
| GAIA REIT, Inc. | REITS and Finance | New York | NY | $29,190,000 | $300,000,000 | 90 | Oct 5 | sec.gov |
| 2165NP, LP (amended) | Residential | Irmo | SC | $27,229,990 | $27,400,000 | 254 | Oct 6 | sec.gov |
| RepeatMD, Inc. (amended) | Other Technology | Houston | TX | $26,320,000 | $26,320,000 | 4 | Oct 2 | sec.gov |
| Augment Computing, Inc. | Other Technology | Palo Alto | CA | $25,000,000 | $25,000,000 | 37 | Oct 5 | sec.gov |
| PNC LIHTC Fund 90, LLC | Other Real Estate | Portland | OR | $25,000,000 | $25,000,000 | 1 | Oct 4 | sec.gov |
| Atsena Therapeutics, Inc. | Biotechnology | Durham | NC | $24,474,387 | $32,000,000 | 10 | Oct 2 | sec.gov |
| Fifth Down Cap LLC | Investing | Dover | MA | $24,449,991 | $45,000,000 | 14 | Oct 5 | sec.gov |
| Pitbull TopCo, LLC (amended) | Restaurants | Los Angeles | CA | $23,672,735 | Indefinite | 4 | Oct 4 | sec.gov |
| Cove Net Lease Income Fund 18, LLC (amended) | Commercial | Torrance | CA | $22,618,010 | $50,000,000 | 157 | Oct 2 | sec.gov |
| SO V Vero & I-Drive Co-Invest, LLC | Residential | Ft. Lauderdale | FL | $21,398,000 | $23,000,000 | 64 | Oct 5 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $20,824,140 | $69,424,166 | 50 | Oct 4 | sec.gov |
| Utopia Lender, LLC | Other | Fresh Meadows | NY | $20,500,000 | $254,900,000 | 35 | Oct 4 | sec.gov |
| Akura Medical, Inc. | Other Health Care | Campbell | CA | $18,385,452 | $35,005,906 | 27 | Oct 6 | sec.gov |
| Alluvial Finance Inc. | Other Technology | Chicago | IL | $18,283,644 | $18,283,644 | 38 | Oct 6 | sec.gov |
| Mytos, Inc. | Other Technology | Newark | CA | $18,003,172 | $18,008,172 | 93 | Oct 5 | sec.gov |
| NexMetro Partners 2022, LP (amended) | Residential | Phoenix | AZ | $16,525,000 | $16,525,000 | 55 | Oct 5 | sec.gov |
| Austin Gateway Investors LP | Residential | Houston | TX | $16,367,566 | $16,367,566 | 123 | Oct 4 | sec.gov |
| Incubex, Inc. (amended) | Other | Chicago | IL | $15,000,000 | $15,000,000 | 23 | Oct 2 | sec.gov |
| 1480 PARK 33 PROPERTY LLC | Other Real Estate | Vienna | VA | $14,959,000 | Indefinite | 138 | Oct 4 | sec.gov |
| Leaf International Corp | Other Technology | San Francisco | CA | $14,552,898 | $16,616,330 | 7 | Oct 5 | sec.gov |
| Syncromune, Inc. (amended) | Other Health Care | Fort Lauderdale | FL | $14,180,000 | $20,000,000 | 44 | Oct 6 | sec.gov |
| Appriss Retail Holding Co L.P. | Other | Louisville | KY | $13,766,880 | Indefinite | 15 | Oct 5 | sec.gov |
| Westlake Hospitality Investment LLC | Commercial | Grapevine | TX | $13,300,000 | $19,000,000 | 22 | Oct 5 | sec.gov |
| FuzzyBot, Inc. | Other Technology | Los Angeles | CA | $12,961,753 | $13,961,751 | 20 | Oct 2 | sec.gov |
| PLOTIFY FINANCIAL, INC. | Residential | Ne York | NY | $12,583,349 | $12,980,153 | 17 | Oct 5 | sec.gov |
| Opsera, Inc. | Other Technology | Palo Alto | CA | $12,000,003 | $12,000,003 | 10 | Oct 6 | sec.gov |
| Saleo, Inc. | Other Technology | Cumming | GA | $11,929,390 | $11,929,390 | 4 | Oct 5 | sec.gov |
| Nauticus Robotics, Inc. | Other Technology | Webster | TX | $11,600,000 | $20,000,000 | 5 | Oct 3 | sec.gov |
| AI Clearing Inc. | Other Technology | Austin | TX | $11,309,998 | $12,886,160 | 11 | Oct 2 | sec.gov |
| PCIH Series 11 a series of Piedmont Capital Investment Holdings, LLC | Investing | Raleigh | NC | $11,250,000 | $11,250,000 | 7 | Oct 5 | sec.gov |
| 23244 Nameless Rd Investors LP | Residential | Houston | TX | $11,025,000 | $15,000,000 | 34 | Oct 4 | sec.gov |
| Aeropost Holding Corp (amended) | Other | Doral | FL | $10,994,391 | $20,000,000 | 87 | Oct 5 | sec.gov |
| GAIA REIT Feeder 2 LP | Other Real Estate | New York | NY | $10,650,000 | Indefinite | 4 | Oct 5 | sec.gov |
| ELUTIA INC. | Biotechnology | Silver Spring | MD | $10,500,000 | $10,500,000 | 12 | Oct 3 | sec.gov |
| ProSomnus, Inc. | Other Health Care | Pleasanton | CA | $10,126,000 | $25,000,000 | 24 | Oct 2 | sec.gov |
| RXR MTF Red Hook Co-Investor III LP | Other Real Estate | Uniondale | NY | $10,100,000 | $10,100,000 | 32 | Oct 3 | sec.gov |
| BV Carriage Homes on the Lake DST (amended) | Residential | Dallas | TX | $10,062,710 | $64,741,701 | 15 | Oct 4 | sec.gov |
| Sunwealth Power, Inc. | Other Energy | Cambridge | MA | $10,000,000 | $10,000,000 | 12 | Oct 6 | sec.gov |
| RADCO - 4450 East Washington PHX, LP | Commercial | Atlanta | GA | $9,995,000 | $13,400,000 | 72 | Oct 4 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $9,880,396 | $81,157,487 | 38 | Oct 3 | sec.gov |
| Cofactr Inc | Other | New York | NY | $9,091,669 | $9,091,669 | 27 | Oct 6 | sec.gov |
| Euphrates Vascular, Inc. (amended) | Biotechnology | St. Louis | MO | $9,084,802 | $9,084,802 | 33 | Oct 3 | sec.gov |
| Graylog, Inc. | Other | Houston | TX | $8,975,479 | $8,975,479 | 11 | Oct 2 | sec.gov |
| BlastPoint, Inc. (amended) | Other Technology | Pittsburgh | PA | $8,906,018 | $9,781,024 | 32 | Oct 4 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $8,860,000 | $8,860,000 | 5 | Oct 2 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $8,800,000 | $8,800,000 | 6 | Oct 2 | sec.gov |
| Prana Housing Preservation Fund, L.P. (amended) | Residential | San Francisco | CA | $8,715,000 | $60,000,000 | 46 | Oct 2 | sec.gov |
| Castelion Corp | Other Technology | El Segundo | CA | $8,588,336 | $8,638,335 | 17 | Oct 6 | sec.gov |
| LLAMAINDEX INC. | Other Technology | San Francisco | CA | $8,499,997 | $8,499,997 | 32 | Oct 2 | sec.gov |
| NATIONAL ASSET OPPORTUNITY FUND, LLC (amended) | Other Real Estate | Fullerton | CA | $8,255,475 | $25,000,000 | 24 | Oct 6 | sec.gov |
| NOLA Terminal LLC | Other | Port Sulphur | LA | $8,200,000 | $8,200,000 | 14 | Oct 6 | sec.gov |
| CARBON REMOVAL CO., INC. | Other Technology | Houston | TX | $8,000,004 | $8,400,000 | 9 | Oct 4 | sec.gov |
| CPG at East Lansing Holdings LLC | Commercial | Aventura | FL | $7,615,787 | $7,615,787 | 5 | Oct 4 | sec.gov |
| Revology, Inc. | Other | Iowa City | IA | $7,078,793 | $8,000,000 | 30 | Oct 2 | sec.gov |
| NextGen Jane, Inc. | Other Health Care | Oakland | CA | $7,022,010 | $7,772,010 | 7 | Oct 3 | sec.gov |
| Hopkins Lakeport LLC | Commercial | Meridian | ID | $6,900,000 | $6,900,000 | 15 | Oct 4 | sec.gov |
| Kayhan Space Corp. | Other Technology | Lafayette | CO | $6,799,994 | $7,049,999 | 8 | Oct 2 | sec.gov |
| RADCO - Cottages at Reserve South, LP | Commercial | Atlanta | GA | $6,601,349 | $8,450,000 | 53 | Oct 4 | sec.gov |
| CoPilot Systems Inc. | Other | Pittsburgh | PA | $6,555,990 | $6,555,990 | 9 | Oct 6 | sec.gov |
| DIG08 Marietta Pavilion, LLC | Commercial | Atlanta | GA | $6,537,996 | $6,537,996 | 74 | Oct 4 | sec.gov |
| SeeMedX, Inc. | Other Health Care | Shingle Springs | CA | $6,513,539 | $21,047,599 | 33 | Oct 5 | sec.gov |
| VMD MB INDUSTRIAL LLC | Commercial | North Andover | MA | $6,500,000 | $6,500,000 | 13 | Oct 2 | sec.gov |
| 311 W Corp St Owner, LLC | Other Real Estate | Bethesda | MD | $6,400,000 | $6,400,000 | 45 | Oct 4 | sec.gov |
| KISH BANCORP INC | Commercial Banking | Belleville | PA | $6,303,112 | $20,000,000 | 23 | Oct 2 | sec.gov |
| VF Real Estate IV, LP | Investing | Audubon | PA | $6,300,000 | $40,000,000 | 12 | Oct 6 | sec.gov |
| Cheq Lifestyle Technology, Inc. | Other Technology | Kirkland | WA | $6,273,199 | $6,648,199 | 59 | Oct 6 | sec.gov |
| 555 EAST 242 FUNDING L.P. | Other Real Estate | Woodmere | NY | $6,250,000 | $6,250,000 | 30 | Oct 6 | sec.gov |
| Sundays for Dogs, Inc. | Retailing | Cleveland | OH | $6,000,002 | $8,000,002 | 2 | Oct 4 | sec.gov |
| ARMADILLO HOME SOLUTIONS, INC. | Other | Clarksville | IN | $5,836,592 | $7,529,806 | 8 | Oct 6 | sec.gov |
| Preczn Inc. | Other Technology | Reno | NV | $5,815,000 | $6,814,999 | 11 | Oct 5 | sec.gov |
| Metric Collective LLC | Retailing | New York | NY | $5,580,000 | $10,000,000 | 16 | Oct 5 | sec.gov |
| PTF Global, LLC | Other | Chicago | IL | $5,500,000 | $5,500,000 | 1 | Oct 6 | sec.gov |
| Axial Commerce, Inc. | Other Technology | Austin | TX | $5,461,821 | $7,601,565 | 34 | Oct 2 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $5,408,300 | $5,408,300 | 8 | Oct 3 | sec.gov |
| Docket Inc. | Other Technology | Camas | WA | $5,349,992 | $5,349,992 | 7 | Oct 3 | sec.gov |
| Persimmon.Life Inc. (amended) | Other Technology | Healdsburg | CA | $5,323,629 | $5,323,629 | 4 | Oct 6 | sec.gov |
| Spakl Tech, Inc. | Other | Charlotte | NC | $5,239,586 | $5,239,586 | 17 | Oct 5 | sec.gov |
| Hepion Pharmaceuticals, Inc. | Pharmaceuticals | Edison | NJ | $5,000,004 | $5,000,004 | 1 | Oct 3 | sec.gov |
| Goodwin Biotechnology, Inc | Other Health Care | Plantation | FL | $5,000,002 | $5,000,002 | 3 | Oct 2 | sec.gov |
| Xevant, Inc. | Other Technology | Lehi | UT | $5,000,001 | $5,000,001 | 1 | Oct 4 | sec.gov |
| MACH1 PLATINUM INVESTMENTS LLC (amended) | Commercial | Wauwatosa | WI | $5,000,000 | $10,000,000 | 50 | Oct 6 | sec.gov |
| MACH1 PLATINUM INVESTMENTS LLC (amended) | Commercial | Wauwatosa | WI | $5,000,000 | Indefinite | 0 | Oct 6 | sec.gov |
| MACH1 PLATINUM INVESTMENTS LLC | Commercial | Wauwatosa | WI | $5,000,000 | Indefinite | 0 | Oct 6 | sec.gov |
| FARMSCAPE HOMES LLC | Construction | Greenville | TX | $5,000,000 | $5,000,000 | 0 | Oct 5 | sec.gov |
| Public Rec Co. | Other | Chicago | IL | $5,000,000 | $5,000,000 | 1 | Oct 4 | sec.gov |
| Avstera Therapeutics Corp. | Biotechnology | Malvern | PA | $5,000,000 | $5,000,000 | 1 | Oct 3 | sec.gov |
| Journey Enterprise Holdings LP | Retailing | Wilmington | DE | $5,000,000 | $5,000,000 | 1 | Oct 2 | sec.gov |
| SoFar Ocean Technologies, Inc. | Other Technology | San Francisco | CA | $4,999,998 | $5,999,997 | 5 | Oct 2 | sec.gov |
| Toposware, Inc. (amended) | Other Technology | Cambridge | MA | $4,850,000 | $5,000,000 | 10 | Oct 2 | sec.gov |
| EtiraRX, Inc. | Biotechnology | Dallas | TX | $4,820,140 | $10,595,149 | 34 | Oct 5 | sec.gov |
| ZE Holdco Inc. | Other Technology | Dubai | $4,651,085 | $5,651,085 | 11 | Oct 5 | sec.gov | |
| Logan Heights Phase II LLC | Other Real Estate | Franklin Square | NY | $4,618,000 | $4,618,000 | 58 | Oct 4 | sec.gov |
| DPEG Cottage Green, LP | Commercial | Stafford | TX | $4,500,000 | $11,200,000 | 90 | Oct 6 | sec.gov |
| Rhino Page Road Owner LLC | Commercial | Boston | MA | $4,485,000 | $4,485,000 | 76 | Oct 5 | sec.gov |
| Worldplay Communications Inc. (amended) | Other Technology | Calgary | $4,456,195 | $4,456,195 | 4 | Oct 6 | sec.gov | |
| AP Associates I, LLC | Other | White Plains | NY | $4,425,000 | $4,425,000 | 31 | Oct 6 | sec.gov |
| Rhino HealthTech, Inc. (amended) | Other Technology | Boston | MA | $4,350,000 | $4,350,000 | 4 | Oct 4 | sec.gov |
| MileUp, Inc. | Other | Medford | MA | $4,250,000 | $4,250,000 | 4 | Oct 6 | sec.gov |
| Grand Vision Wealth Fund LLC (amended) | Residential | West Des Moines | IA | $4,173,162 | $25,000,000 | 30 | Oct 3 | sec.gov |
| LCP Spokane Montgomery LLC | Commercial | Denver | CO | $4,150,000 | $4,150,000 | 0 | Oct 5 | sec.gov |
| Care Access Real Estate Investments, PBC | REITS and Finance | San Diego | CA | $4,100,000 | $20,000,000 | 3 | Oct 2 | sec.gov |
| Falcomm, Inc. | Other Technology | Atlanta | GA | $4,082,910 | $4,641,583 | 9 | Oct 6 | sec.gov |
| Level Health, Inc. | Other Health Care | San Francisco | CA | $4,000,000 | $4,000,000 | 5 | Oct 6 | sec.gov |
| Global Water Resources, LLC | Other Technology | Victor | MT | $4,000,000 | $4,000,000 | 1 | Oct 4 | sec.gov |
| Take 2 Identity, Inc. | Other Technology | Leander | TX | $4,000,000 | $4,000,000 | 2 | Oct 3 | sec.gov |
| Matrix Adhesives Group, LLC | Other | Minneapolis | MN | $3,999,645 | $3,999,645 | 11 | Oct 6 | sec.gov |
| Cell Source, Inc. | Biotechnology | New York | NY | $3,905,134 | Indefinite | 48 | Oct 6 | sec.gov |
| Terma Project, Inc. (amended) | Other | New York | NY | $3,840,000 | $5,000,000 | 23 | Oct 6 | sec.gov |
| ShareWillow Compensation Inc. | Other Technology | New York | NY | $3,803,255 | $3,803,255 | 13 | Oct 5 | sec.gov |
| Blynk Technologies Inc. | Other | Miami | FL | $3,749,996 | $3,749,996 | 1 | Oct 5 | sec.gov |
| GMI-Portland Preferred, LP (amended) | Other Real Estate | Westlake | TX | $3,552,362 | $4,842,362 | 19 | Oct 6 | sec.gov |
| GMI-Portland Preferred, LP (amended) | Other Real Estate | Westlake | TX | $3,552,362 | $4,842,362 | 19 | Oct 2 | sec.gov |
| EPC OPCO, LLC | Other | Grand Rapids | MI | $3,500,000 | $7,000,000 | 5 | Oct 3 | sec.gov |
| 1605 Plains RM LLC (amended) | Investing | Orlando | FL | $3,500,000 | $5,000,000 | 68 | Oct 3 | sec.gov |
| Green Bugatti Broadway Ltd Liability Co (amended) | Other | New York | NY | $3,298,333 | $19,500,000 | 42 | Oct 6 | sec.gov |
| HCV 011 LLC | Investing | Southlake | TX | $3,250,000 | $3,250,000 | 38 | Oct 3 | sec.gov |
| N3 HECM, LLC | Residential | Chicago | IL | $3,215,000 | $3,215,000 | 13 | Oct 4 | sec.gov |
| Instock Inc. | Other | San Carlos | CA | $3,199,970 | $3,199,970 | 8 | Oct 3 | sec.gov |
| Flores Sea Holdco LLC | Other | Austin | TX | $3,075,000 | $3,075,000 | 2 | Oct 4 | sec.gov |
| Surprise ALC LLC | Other Health Care | Mercer Island | WA | $3,000,000 | $3,000,000 | 27 | Oct 6 | sec.gov |
| Ressio Inc. | Other Technology | Washington | DC | $3,000,000 | $4,000,000 | 1 | Oct 5 | sec.gov |
| Renterra Inc. | Other Technology | Chicago | IL | $3,000,000 | $4,000,000 | 1 | Oct 4 | sec.gov |
| Clockwork Technologies Inc. | Other Technology | St. Louis | MO | $2,999,991 | $2,999,991 | 5 | Oct 2 | sec.gov |
| Gatho Inc (amended) | Other Technology | Miami Beach | FL | $2,900,000 | $3,000,000 | 2 | Oct 3 | sec.gov |
| Sojo Industries, Inc. | Other Technology | Bristol | PA | $2,800,000 | $2,800,000 | 3 | Oct 2 | sec.gov |
| Unreasonable Capital MV Flex, LLC | Commercial | Park City | UT | $2,685,001 | $2,685,001 | 37 | Oct 2 | sec.gov |
| Golden Bear Ventures LLC | Commercial | Bend | OR | $2,608,084 | $2,608,084 | 10 | Oct 4 | sec.gov |
| Develo Inc. | Other Technology | Los Angeles | CA | $2,500,000 | $4,000,000 | 1 | Oct 4 | sec.gov |
| McNeill Investment Group, LLC | Lodging and Conventions | Germantown | TN | $2,427,550 | $2,427,550 | 1 | Oct 5 | sec.gov |
| Action Streamer, Inc. | Other Technology | Cincinnati | OH | $2,375,000 | $3,000,000 | 10 | Oct 5 | sec.gov |
| Quoherent, Inc. | Other Technology | Huntsville | AL | $2,350,001 | $4,699,999 | 5 | Oct 6 | sec.gov |
| Reciprocity Health, Inc. (amended) | Other Health Care | Wilmington | DE | $2,340,000 | $3,000,000 | 22 | Oct 6 | sec.gov |
| D4 Equity Jacksonville - Via Veneto LLC | Residential | Denver | CO | $2,335,000 | $2,335,000 | 9 | Oct 6 | sec.gov |
| GSP Growth Fund 1, LLC (amended) | Other Real Estate | Paoli | PA | $2,334,255 | $25,000,000 | 18 | Oct 3 | sec.gov |
| BPC F&F Investco, LLC | Business Services | Charlotte | NC | $2,330,000 | Indefinite | 22 | Oct 4 | sec.gov |
| VirtualZ Computing Corp (amended) | Other Technology | Minneapolis | MN | $2,250,000 | $2,250,000 | 5 | Oct 4 | sec.gov |
| Rakuten Medical, Inc. (amended) | Biotechnology | San Diego | CA | $2,189,000 | $2,189,000 | 20 | Oct 4 | sec.gov |
| Ekostinger, Inc. | Manufacturing | Ithaca | NY | $2,136,000 | $2,250,000 | 44 | Oct 5 | sec.gov |
| Dart Financial Corp (amended) | Commercial Banking | Mason | MI | $2,085,267 | Indefinite | 347 | Oct 4 | sec.gov |
| CLICTECHNOLOGIES CORP. (amended) | Other | Boca Raton | FL | $2,083,467 | $2,500,000 | 13 | Oct 3 | sec.gov |
| Pure Simple Foods, LLC | Other | Ojai | CA | $2,036,026 | $2,036,026 | 3 | Oct 3 | sec.gov |
| 550 Baker Street, LLC | Residential | Sacramento | CA | $2,021,299 | $2,100,000 | 24 | Oct 2 | sec.gov |
| SelfGood, LLC | Other | Littleton | CO | $2,000,000 | $6,000,000 | 1 | Oct 5 | sec.gov |
| Cellphire, Inc. | Biotechnology | Rockville | MD | $2,000,000 | $8,000,000 | 1 | Oct 3 | sec.gov |
| Insightful Instruments Inc. | Other | Santa Clara | CA | $1,999,999 | $2,499,999 | 3 | Oct 3 | sec.gov |
| Sunrise Fund, LP | Commercial | Naples | FL | $1,950,000 | $15,000,000 | 12 | Oct 4 | sec.gov |
| F Street Appleton 5, LLC | Commercial | Milwaukee | WI | $1,900,000 | $1,900,000 | 8 | Oct 2 | sec.gov |
| Dopple Labs Inc. | Other Technology | Aventura | FL | $1,880,000 | $2,000,000 | 6 | Oct 4 | sec.gov |
| FOM Roosevelt LLC | Other Banking and Financial Services | Seattle | WA | $1,855,000 | $1,855,000 | 8 | Oct 4 | sec.gov |
| Wolf Spirit, LLC | Other | Eugene | OR | $1,713,000 | $6,000,000 | 11 | Oct 4 | sec.gov |
| King St Partners LLC | Commercial | Vienna | VA | $1,700,000 | $4,100,000 | 10 | Oct 5 | sec.gov |
| Rentvine LLC | Other Technology | Estero | FL | $1,700,000 | $7,000,000 | 10 | Oct 3 | sec.gov |
| TruVista AV, LLC | Other Real Estate | Scottsdale | AZ | $1,600,000 | $4,000,000 | 3 | Oct 2 | sec.gov |
| Cypress Creek Minerals, LLC | Oil and Gas | Midland | TX | $1,574,804 | $15,736,842 | 4 | Oct 5 | sec.gov |
| Lexaria Bioscience Corp. | Pharmaceuticals | Kelowna | $1,569,780 | $1,569,780 | 1 | Oct 4 | sec.gov | |
| Perfect Panorama LLC | Construction | Allen | TX | $1,550,000 | $1,750,000 | 14 | Oct 5 | sec.gov |
| Traction Ag, Inc. | Other Technology | Auburn | IN | $1,530,678 | $2,500,000 | 5 | Oct 5 | sec.gov |
| BC Bridge Fund LLC | Investing | Irving | TX | $1,460,000 | $2,200,000 | 16 | Oct 5 | sec.gov |
| Honokea Kalaeloa, LLC (amended) | Commercial | Kailua | HI | $1,450,000 | $2,100,000 | 4 | Oct 4 | sec.gov |
| London Sock Co | Retailing | London | $1,404,150 | $1,920,000 | 26 | Oct 5 | sec.gov | |
| Round River Research Corp | Other Technology | Edina | MN | $1,375,000 | $3,500,000 | 5 | Oct 3 | sec.gov |
| Scinai Immunotherapeutics Ltd. | Pharmaceuticals | Jerusalem | $1,329,254 | $1,329,254 | 1 | Oct 3 | sec.gov | |
| Cognixion Corp | Other | Santa Barbara | CA | $1,310,000 | $5,000,000 | 3 | Oct 4 | sec.gov |
| Pavewise, Inc. | Other Technology | Dover | DE | $1,300,000 | $1,300,000 | 5 | Oct 4 | sec.gov |
| Brixton Metals Corp (amended) | Other | Vancouver | $1,284,091 | $4,237,900 | 5 | Oct 4 | sec.gov | |
| Above Data, Inc. | Other Technology | San Francisco | CA | $1,280,910 | $1,280,910 | 5 | Oct 4 | sec.gov |
| Balcony Technology Group, Inc. | Other | Hoboken | NJ | $1,255,575 | Indefinite | 14 | Oct 5 | sec.gov |
| Acretrader 170, LLC | Other Real Estate | Fayetteville | AR | $1,198,000 | $1,198,000 | 50 | Oct 5 | sec.gov |
| Simple Venue LLC | Restaurants | New York | NY | $1,189,841 | $5,000,000 | 18 | Oct 6 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,169,715 | $1,169,715 | 10 | Oct 6 | sec.gov |
| Tigawok Inc | Restaurants | City Of Industry | CA | $1,100,000 | $1,100,000 | 6 | Oct 6 | sec.gov |
| After Services, Inc. | Other | Provo | UT | $1,100,000 | $1,500,000 | 6 | Oct 3 | sec.gov |
| Utherverse Inc. (amended) | Other Technology | New Westminster | $1,100,000 | $5,000,000 | 2 | Oct 3 | sec.gov | |
| Pacifiko.com, Inc. | Other Technology | Guatemala City | $1,047,624 | $5,000,006 | 3 | Oct 5 | sec.gov | |
| US REIGN Fund LLC | Commercial | Dover | DE | $1,025,000 | $25,000,000 | 6 | Oct 6 | sec.gov |
| S.T.L. Resources Drilling Fund E, LP | Oil and Gas | Wexford | PA | $1,013,000 | $100,000,000 | 17 | Oct 6 | sec.gov |
| LightGuide, Inc. | Other | Wixom | MI | $1,000,000 | $5,000,000 | 1 | Oct 5 | sec.gov |
| Ocotillo & Schnepf First Mortgage LLC | Other | Phoenix | AZ | $1,000,000 | $1,000,000 | 2 | Oct 4 | sec.gov |
| SDA Holding Corp. | Other | Kennesaw | GA | $1,000,000 | $5,000,000 | 6 | Oct 3 | sec.gov |
| Neuralift Inc. | Other Technology | Livingston | NJ | $999,999 | $999,999 | 2 | Oct 6 | sec.gov |
| Advanced Gold Exploration Inc. | Other | Toronto | $999,270 | $2,997,810 | 1 | Oct 4 | sec.gov | |
| SQQ INC. (amended) | Other Technology | Astoria | NY | $990,000 | $1,250,000 | 2 | Oct 6 | sec.gov |
| HG ISG Investment Vehicle, LLC | Construction | Midland | TX | $989,500 | $5,000,000 | 4 | Oct 5 | sec.gov |
| 507 Chase Ave LLC | Commercial | Lake Crystal | MN | $975,000 | $975,000 | 15 | Oct 6 | sec.gov |
| WWC LXIX US, LP (amended) | Residential | Phoenix | AZ | $967,717 | $1,970,000 | 143 | Oct 6 | sec.gov |
| Money.net Capital, Inc. | Other Banking and Financial Services | Morganville | NJ | $850,000 | Indefinite | 8 | Oct 4 | sec.gov |
| WWC LXV US, LP (amended) | Residential | Phoenix | AZ | $841,127 | $4,805,000 | 44 | Oct 6 | sec.gov |
| WWC LXVI US, LP (amended) | Residential | Phoenix | AZ | $831,924 | $1,705,000 | 64 | Oct 6 | sec.gov |
| MYNZO CARBON INC. (amended) | Other Technology | Claymont | DE | $776,565 | $1,500,000 | 10 | Oct 3 | sec.gov |
| LQD Assets, LLC | Other | Bardstown | KY | $762,960 | $762,960 | 24 | Oct 6 | sec.gov |
| Tapfeed Inc. | Other | Beaverton | OR | $762,705 | $1,312,705 | 11 | Oct 4 | sec.gov |
| Allied Corp. | Agriculture | Kelowna | $761,328 | $1,500,000 | 15 | Oct 5 | sec.gov | |
| Light Wave Ownership Path, LLC | Other Health Care | Woodbridge | VA | $751,000 | $751,000 | 26 | Oct 4 | sec.gov |
| Capwell Services Inc. | Environmental Services | Houston | VA | $750,000 | $750,000 | 3 | Oct 5 | sec.gov |
| WWC LXVIII US, LP (amended) | Residential | Phoenix | AZ | $744,773 | $1,600,000 | 114 | Oct 6 | sec.gov |
| NurExone Biologic Inc. | Biotechnology | Bnei-Brak | $742,166 | $742,166 | 6 | Oct 2 | sec.gov | |
| Imagen Fojas Support Services, LLC | Other Health Care | Scottsdale | AZ | $727,000 | $727,000 | 1 | Oct 4 | sec.gov |
| Biolexis Therapeutics Inc. | Biotechnology | American Fork | UT | $725,000 | $725,000 | 6 | Oct 3 | sec.gov |
| Strada Media, Inc | Other Technology | Burbank | CA | $725,000 | $725,000 | 6 | Oct 3 | sec.gov |
| BasiGo Inc | Other | Claymont | DE | $710,000 | $4,000,000 | 5 | Oct 2 | sec.gov |
| ApexaIQ Inc. | Other Technology | Milford | MA | $700,004 | $9,000,000 | 3 | Oct 5 | sec.gov |
| Patch Brand, LLC (amended) | Other | Los Angeles | CA | $695,000 | $1,500,000 | 15 | Oct 5 | sec.gov |
| Fyve By Corp | Other Technology | Atlanta | GA | $676,000 | $676,000 | 3 | Oct 2 | sec.gov |
| CALVIRI INC | Biotechnology | Phoenix | AZ | $650,232 | $30,000,000 | 3 | Oct 4 | sec.gov |
| Noblestone Putnam LLC | Commercial | Southfield | MI | $611,500 | $1,500,000 | 8 | Oct 5 | sec.gov |
| Century House Partners, LLC | Other | San Francisco | CA | $600,000 | $600,000 | 16 | Oct 2 | sec.gov |
| Blueprint Capital Income REIT, Inc. | REITS and Finance | Seattle | WA | $581,000 | $50,000,000 | 4 | Oct 4 | sec.gov |
| VIRTUAL SHOWROOM DESIGN, INC. | Other Technology | Encino | CA | $578,404 | $2,000,000 | 20 | Oct 4 | sec.gov |
| Eno Succession, LLC | Other | Chicago | IL | $560,000 | $560,000 | 10 | Oct 2 | sec.gov |
| Cliq Products Inc. | Other | Santa Barbara | CA | $555,100 | $555,100 | 11 | Oct 5 | sec.gov |
| Trolley Technologies Inc. | Other Technology | Toronto | $550,000 | $550,000 | 1 | Oct 4 | sec.gov | |
| Active Surfaces Inc. | Other Technology | Salem | MA | $550,000 | $4,549,998 | 2 | Oct 3 | sec.gov |
| MIDWEST PICKLEBALL PARTNERS, LLC | Other | Kansas City | MO | $536,313 | $3,500,000 | 8 | Oct 5 | sec.gov |
| Shiloh's Five Loaves, Inc. | Other | Burlington | NC | $525,000 | $1,500,000 | 5 | Oct 2 | sec.gov |
| MACH1 PREMIUM INVESTMENTS LLC (amended) | Commercial | Wauwatosa | WI | $500,000 | $10,000,000 | 25 | Oct 6 | sec.gov |
| MACH1 PREMIUM INVESTMENTS LLC (amended) | Commercial | Wauwatosa | WI | $500,000 | Indefinite | 10 | Oct 6 | sec.gov |
| HerdDogg, Inc. | Other | Laramie | WY | $500,000 | $3,000,000 | 1 | Oct 6 | sec.gov |
| Karakoram Capital Partners, LLC | Other | Alvaro Obregon | $500,000 | $500,000 | 14 | Oct 5 | sec.gov | |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $500,000 | $150,000,000 | 0 | Oct 5 | sec.gov |
| Truvion Holdings | Other | Irvine | CA | $500,000 | $3,000,000 | 1 | Oct 4 | sec.gov |
| NET Recovery Corp. | Other Technology | Wilmington | DE | $500,000 | $750,000 | 2 | Oct 2 | sec.gov |
| TPEG WOODLANDS AL-55 INVESTORS LLC | Other Real Estate | Southlake | TX | $500,000 | $2,000,000 | 13 | Oct 2 | sec.gov |
| C3N Technologies, Inc. (amended) | Computers | Macon | GA | $491,030 | $991,030 | 63 | Oct 2 | sec.gov |
| Artlocal Inc. | Other Technology | Brampton | $489,264 | Indefinite | 10 | Oct 5 | sec.gov | |
| OPEN DOORS PARTNERS, LLC | Other | Woodside | CA | $400,000 | $400,000 | 6 | Oct 6 | sec.gov |
| T2 Metals Corp. (amended) | Other | Vancouver | $398,799 | $3,947,563 | 13 | Oct 5 | sec.gov | |
| LQD Assets, LLC | Other | Bardstown | KY | $394,590 | $394,590 | 10 | Oct 6 | sec.gov |
| 9057-9059 16th AVE SW LLC | Residential | Seattle | WA | $370,000 | $850,000 | 4 | Oct 2 | sec.gov |
| Firehawk Aerospace Inc. | Other | Wilmington | DE | $350,000 | $5,000,000 | 1 | Oct 2 | sec.gov |
| KLDiscovery Inc. | Computers | Eden Prairie | MN | $303,961 | Indefinite | 10 | Oct 5 | sec.gov |
| Total Osage Partners | Oil and Gas | Tulsa | OK | $283,000 | $1,500,000 | 6 | Oct 5 | sec.gov |
| SR Townhomes Property, LLC | Construction | Plano | TX | $275,000 | $23,000,000 | 3 | Oct 5 | sec.gov |
| Capitano Energy Partners, LP | Oil and Gas | Pinehurst | NC | $275,000 | $5,000,000 | 4 | Oct 4 | sec.gov |
| Vera Solutions Inc. | Other Technology | New York | NY | $250,000 | $800,000 | 11 | Oct 2 | sec.gov |
| Massive Mast, a Series of Massive Scale Ventures II, LLC | Investing | Dover | DE | $239,910 | $500,000 | 16 | Oct 3 | sec.gov |
| ZRCN Inc. | Manufacturing | Campbell | CA | $238,188 | $238,188 | 7 | Oct 6 | sec.gov |
| BRAG, Inc. | Other | Chester | VT | $225,000 | $650,000 | 3 | Oct 5 | sec.gov |
| ENB Therapeutics, Inc. | Biotechnology | New York | NY | $225,000 | $1,000,000 | 3 | Oct 3 | sec.gov |
| Woodford Horizontal Project 67, LLC | Oil and Gas | Dallas | TX | $210,834 | $1,450,000 | 4 | Oct 5 | sec.gov |
| Holon Health, Inc. | Other Health Care | Richmond | VA | $200,000 | $200,000 | 1 | Oct 5 | sec.gov |
| Bear Hug Brewing Co, LLC | Restaurants | Orlando | FL | $200,000 | $325,000 | 2 | Oct 5 | sec.gov |
| Landng Inc. (amended) | Other Travel | Los Angeles | CA | $200,000 | $1,000,000 | 1 | Oct 4 | sec.gov |
| Visual Workforce, Inc | Other Technology | Richmond | VA | $200,000 | $1,500,000 | 2 | Oct 4 | sec.gov |
| Vescent Technologies, Inc. | Other Technology | Golden | CO | $200,000 | $200,000 | 0 | Oct 3 | sec.gov |
| Soturi Fitness & Nutrition LLC | Restaurants | Fremont | CA | $190,000 | $190,000 | 3 | Oct 6 | sec.gov |
| CLINICOM HEALTHCARE INC | Other Health Care | Dothan | AL | $183,000 | $475,000 | 3 | Oct 5 | sec.gov |
| Healthy Habits Delivered LLC | Other | New York | NY | $175,000 | $500,000 | 4 | Oct 5 | sec.gov |
| Rackla Metals Inc. | Other | Vancouver | $173,638 | $3,365,244 | 1 | Oct 3 | sec.gov | |
| HCP/LS 2011 REIT LLC | REITS and Finance | Denver | CO | $172,500 | $172,500 | 115 | Oct 6 | sec.gov |
| BRT Biotechnologies, Inc. | Biotechnology | Claremont | CA | $162,500 | $200,000 | 5 | Oct 5 | sec.gov |
| Iceberg RevOps, LLC | Business Services | Austin | TX | $160,000 | $160,000 | 5 | Oct 2 | sec.gov |
| Godless Movie LLC | Other | Locust Valley | NY | $150,000 | $300,000 | 2 | Oct 4 | sec.gov |
| Dufrane Productions, LLC | Other | New York | NY | $150,000 | Indefinite | 2 | Oct 3 | sec.gov |
| PortalCX, Inc. | Other | Spanish Fork | UT | $150,000 | $150,000 | 1 | Oct 3 | sec.gov |
| Dialed In Ventures, Inc. | Investing | Denver | CO | $150,000 | $500,000 | 2 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $149,322 | Indefinite | 35 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $135,928 | Indefinite | 32 | Oct 2 | sec.gov |
| Hygiene IQ, LLC | Other Technology | Los Angeles | CA | $130,000 | $179,633 | 1 | Oct 5 | sec.gov |
| AREC Highmore Real Estate Income REIT, Inc. | REITS and Finance | Corte Madera | CA | $125,000 | $125,000 | 125 | Oct 5 | sec.gov |
| Sorette Inc. | Other | Boston | MA | $125,000 | $300,000 | 4 | Oct 5 | sec.gov |
| PHPF Sub-REIT LLC (amended) | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $120,634 | Indefinite | 17 | Oct 3 | sec.gov |
| GGL RESOURCES CORP. | Other | Vancouver | $116,683 | $116,683 | 3 | Oct 6 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $115,626 | Indefinite | 24 | Oct 3 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $100,028 | $100,028 | 1 | Oct 3 | sec.gov |
| Fort Point Timber Inc. | Business Services | Boston | MA | $100,000 | $800,000 | 1 | Oct 6 | sec.gov |
| ZRCN Inc. | Manufacturing | Campbell | CA | $100,000 | $100,000 | 6 | Oct 6 | sec.gov |
| ZRCN Inc. | Manufacturing | Campbell | CA | $100,000 | $100,000 | 5 | Oct 6 | sec.gov |
| ZRCN Inc. | Manufacturing | Campbell | CA | $100,000 | $100,000 | 1 | Oct 6 | sec.gov |
| Build With Construx, Inc. | Manufacturing | Charleston | SC | $100,000 | $1,200,000 | 1 | Oct 5 | sec.gov |
| P2P Global Inc. (amended) | Other Technology | Boca Grande | FL | $100,000 | Indefinite | 3 | Oct 5 | sec.gov |
| ImpactableX Analytics, Inc. | Other Technology | Philadelphia | PA | $100,000 | $750,000 | 4 | Oct 2 | sec.gov |
| OSL Debt Fund LLC | Other Real Estate | Solon | OH | $100,000 | $10,000,000 | 1 | Oct 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $95,539 | Indefinite | 24 | Oct 2 | sec.gov |
| 505 Ventures, LLC | Other | New York | NY | $90,000 | $500,000 | 5 | Oct 4 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $75,444 | Indefinite | 18 | Oct 2 | sec.gov |
| Charles Towne Holdings, LLC | Investment Banking | Charleston | SC | $75,000 | $300,000 | 4 | Oct 4 | sec.gov |
| HGR Middle Trejo Prospect L.P. | Oil and Gas | Bowling Green | KY | $70,800 | $307,000 | 0 | Oct 5 | sec.gov |
| Squeeze Software, Inc. | Computers | Irvine | CA | $70,000 | $300,000 | 2 | Oct 2 | sec.gov |
| KRITI, INC (amended) | Agriculture | Dover | DE | $69,110 | $5,447,663 | 3 | Oct 5 | sec.gov |
| KRITI, INC | Agriculture | Dover | DE | $69,110 | $5,447,663 | 3 | Oct 3 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $67,787 | Indefinite | 12 | Oct 3 | sec.gov |
| AUTONOMOUS ELECTRIC RIDES LLC | Other Technology | New Rochelle | NY | $50,000 | $50,000 | 1 | Oct 6 | sec.gov |
| Spiro Medical Inc. | Other Health Care | Belleair Bluffs | FL | $50,000 | $500,000 | 1 | Oct 6 | sec.gov |
| MODABL, LLC | Construction | Portland | OR | $50,000 | $5,000,000 | 1 | Oct 5 | sec.gov |
| Freedom Investor Fund LLC (amended) | Other Real Estate | Atascadero | CA | $50,000 | $10,000,000 | 1 | Oct 4 | sec.gov |
| ZRCN Inc. | Manufacturing | Campbell | CA | $47,500 | $47,500 | 2 | Oct 6 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $45,030 | Indefinite | 9 | Oct 4 | sec.gov |
| GOLD PORT CORP (amended) | Other | Vancouver | $44,790 | $3,231,652 | 1 | Oct 5 | sec.gov | |
| PACIFIC RIDGE EXPLORATION LTD | Other | Vancouver | $39,492 | $98,734 | 1 | Oct 6 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $30,097 | Indefinite | 6 | Oct 3 | sec.gov |
| Torev Corp | Other Technology | Arlington | VA | $25,000 | $25,000 | 1 | Oct 2 | sec.gov |
| ZRCN Inc. | Manufacturing | Campbell | CA | $20,000 | $20,000 | 2 | Oct 6 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $18,620 | $34,913 | 2 | Oct 2 | sec.gov | |
| RENAIS SPIRITS LTD | Other | Poole | $11,372 | $11,372 | 1 | Oct 5 | sec.gov | |
| HydRx, Inc. | Other | Colorado Springs | CO | $10,000 | $4,800,000 | 1 | Oct 5 | sec.gov |
| Hansen H Le, D.O., PC | Hospitals and Physicians | Danville | CA | $10,000 | $10,000 | 1 | Oct 3 | sec.gov |
| Nevada Sunrise Metals Corp. | Other | Vancouver | $2,539 | $6,348 | 1 | Oct 3 | sec.gov | |
| Sumenzuo Inc | Other | Boulder | CO | $2,000 | $2,000 | 1 | Oct 6 | sec.gov |
| Caliber Core Plus Growth & Income Fund REIT, LLC | REITS and Finance | Scottsdale | AZ | $2,000 | $125,000 | 2 | Oct 2 | sec.gov |
| Backplain, Inc. | Computers | Carlsbad | CA | $725 | $725 | 16 | Oct 6 | sec.gov |
| Apex Centinel TR | Investing | Escondido | CA | $0 | Indefinite | 0 | Oct 6 | sec.gov |
| Avistone Tech Park, LLC | Commercial | San Diego | CA | $0 | $12,700,000 | 0 | Oct 6 | sec.gov |
| Avistone Tech Park II, LLC | Commercial | San Diego | CA | $0 | $12,700,000 | 0 | Oct 6 | sec.gov |
| Mars Manufacturing LLC | Manufacturing | North Canton | OH | $0 | $1,525,000 | 0 | Oct 6 | sec.gov |
| Red Rock Capital Fund 2309002-Bombril, LP | Other | Orlando | FL | $0 | $70,000,000 | 1 | Oct 6 | sec.gov |
| Red Rock Capital Fund 2309001-Mall11, LP | Other | Orlando | FL | $0 | $100,000,000 | 1 | Oct 6 | sec.gov |
| SWEET CO/LAB RC LTD LIABILITY CO | Other | New York | NY | $0 | $1,250,000 | 0 | Oct 6 | sec.gov |
| Harri Topco, Inc. | Other Technology | New York | NY | $0 | $36,000,000 | 0 | Oct 6 | sec.gov |
| Burgeon Fund Founders LLC | Commercial | Sheridan | WY | $0 | $25,000,000 | 0 | Oct 6 | sec.gov |
| LQD Assets, LLC | Other | Bardstown | KY | $0 | $12,000,000 | 0 | Oct 6 | sec.gov |
| LQD Assets, LLC | Other | Bardstown | KY | $0 | $9,000,000 | 0 | Oct 6 | sec.gov |
| MACH1 CAPITAL LLC (amended) | Commercial | Wauwatosa | WI | $0 | Indefinite | 0 | Oct 6 | sec.gov |
| SCA Aventura Holdings, LLC (amended) | Other Health Care | Birmingham | AL | $0 | $407,002 | 0 | Oct 6 | sec.gov |
| Commodore Management Aggregator, LLC | Other | New York | NY | $0 | Indefinite | 0 | Oct 6 | sec.gov |
| Principle Income Fund LLC (amended) | Commercial | Lancaster | PA | $0 | $3,500,000 | 0 | Oct 6 | sec.gov |
| Cerus Capital Real Estate Opportunity Fund, LLC | Commercial | Tampa | FL | $0 | $25,000,000 | 0 | Oct 6 | sec.gov |
| Bandwagon LRF LLC | Business Services | Woodland Hills | CA | $0 | $225,000 | 0 | Oct 5 | sec.gov |
| TV FMT 2023 Garages of America Fund 1- CB, LLC | Other Real Estate | Dallas | TX | $0 | Indefinite | 0 | Oct 5 | sec.gov |
| Mindoro Capital Partners LLC | Investing | Boston | MA | $0 | $6,000,000 | 0 | Oct 5 | sec.gov |
| GFP Secure Income Fund LLC | REITS and Finance | Temecula | CA | $0 | Indefinite | 0 | Oct 5 | sec.gov |
| Endeavor Resources,LLC | Oil and Gas | Bremen | KY | $0 | $320,000 | 0 | Oct 5 | sec.gov |
| Kera Ventures VI, LLC | Other | Park City | UT | $0 | $3,000,000 | 0 | Oct 5 | sec.gov |
| Belize Land Holdings, LLC | Residential | Peoria | IL | $0 | $4,500,000 | 0 | Oct 5 | sec.gov |
| Redwood Galloway Alton Darby Creek Road OH P1 LLC | Residential | Independence | OH | $0 | $11,950,000 | 0 | Oct 5 | sec.gov |
| Pitbull TopCo, LLC | Restaurants | Los Angeles | CA | $0 | $1,500,000 | 0 | Oct 5 | sec.gov |
| Friends of Wave Fargo MD, LLC | Other Real Estate | West Fargo | ND | $0 | $2,000,000 | 0 | Oct 4 | sec.gov |
| HREI Gardens LLC | Commercial | Belleville | MI | $0 | $1,700,000 | 0 | Oct 4 | sec.gov |
| SMASH Broadway Ltd Liability Co | Other | New York | NY | $0 | $23,000,000 | 0 | Oct 4 | sec.gov |
| Arsenal AIC Holdings L.P. | Other | Pittsburgh | PA | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Arsenal AIC Management Holdings, LLC | Other | Pittsburgh | PA | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Blast Management Aggregator LP | Other | New York | NY | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Blast Holdings Inc. | Other | New York | NY | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| NEXT-LEVEL INVESTMENTS LLC (amended) | Commercial | Asheville | NC | $0 | $25,000,000 | 0 | Oct 4 | sec.gov |
| Freedom Growth Fund LLC | Other Real Estate | Rogers | AR | $0 | $10,000,000 | 0 | Oct 4 | sec.gov |
| Madison Capital Debt Opportunity, LLC (amended) | Commercial | Charlotte | NC | $0 | $75,000,000 | 0 | Oct 4 | sec.gov |
| GIO Blood Ltd (amended) | Other Health Care | London | $0 | $50,000,000 | 0 | Oct 4 | sec.gov | |
| North Texas Energy, Inc. | Oil and Gas | Dallas | TX | $0 | $2,000,000 | 0 | Oct 4 | sec.gov |
| Bloodstock Investments 2023, LLC | Other | Nicholasville | KY | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| NOLA SKY PHASE ONE, LLC | Other Real Estate | San Diego | CA | $0 | $13,000,000 | 0 | Oct 3 | sec.gov |
| Bonvago Inc | Tourism and Travel Services | New York | NY | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Centennial Lofts, LLC | Other | American Fork | UT | $0 | $18,000,000 | 0 | Oct 3 | sec.gov |
| MPC GA 2024 MY10, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| MPC FED CI Energy Fund III, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Pascaline Systems, Inc. | Other Technology | Newcastle | WA | $0 | $6,000,000 | 0 | Oct 3 | sec.gov |
| Pascaline Systems, Inc. | Other Technology | Newcastle | WA | $0 | $100,000,000 | 0 | Oct 3 | sec.gov |
| Plural Capital Fund II, L.P. | Investing | Miami | FL | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Blockchain Property Gate Inc | Other Real Estate | Sheridan | WY | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| 6898 Legends LLC | Other | Ontario | CA | $0 | $1,850,000 | 0 | Oct 3 | sec.gov |
| 3 Keys Communities, LLC | Other | Las Vegas | NV | $0 | $13,690,000 | 0 | Oct 3 | sec.gov |
| 2023 Lone Star Drilling Program L.P. (amended) | Oil and Gas | Bowling Green | KY | $0 | $750,000 | 0 | Oct 3 | sec.gov |
| YIELDTEQ LLC | Other Banking and Financial Services | Wilmington | DE | $0 | $2,000,000 | 0 | Oct 3 | sec.gov |
| Patient Care Associates, L.L.C. | Other Health Care | Englewood | NJ | $0 | $1,427,623 | 0 | Oct 3 | sec.gov |
| Wilson Creek Surgical Center, LLC | Other Health Care | Mckinney | TX | $0 | $486,955 | 0 | Oct 3 | sec.gov |
| AgentLabs, Inc. | Other Technology | Dover | DE | $0 | Indefinite | 0 | Oct 2 | sec.gov |
| Latrobe Coinvest, L.P. | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Oct 2 | sec.gov |
| Magic Time On Broadway Ltd Liability Co | Other | New York | NY | $0 | $8,000,000 | 0 | Oct 2 | sec.gov |
| NHK Conroe, LP | Commercial | Dallas | TX | $0 | $28,400,000 | 0 | Oct 2 | sec.gov |
| Meridian Point Fund, LLC (amended) | Commercial | Rochester | NY | $0 | $10,000,000 | 0 | Oct 2 | sec.gov |
| Power & Chandler Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $0 | $15,000,000 | 0 | Oct 2 | sec.gov |
Week of Oct 9 · Week of Sep 25 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.