Data / Form D filings / Dec 19
Form D filings, December 19, 2023: 121 companies raised $19.93 billion
121 operating companies filed a Form D on December 19, 2023, reporting $19.93 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.76 billion), Nationwide BOLI Private Placement Variable Account ($5.13 billion), Nationwide PPVUL Separate Account - 4 ($3.06 billion). The median filing is $2.2 million, and 130 pooled investment funds also filed that day.
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- 121Form D filings
- $19.93 billionreported sold
- $2.2 millionmedian amount sold
- TXmost filings (16)
Most filings by state: TX 16, CA 13, NY 11, OH 11, CO 5. By industry: Other 26, Other Technology 20, Commercial 16, Other Real Estate 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,755,002,619 | Indefinite | 442 | Dec 19 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,133,868,252 | Indefinite | 32 | Dec 19 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,057,000,000 | Indefinite | 7 | Dec 19 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $624,173,768 | Indefinite | 97 | Dec 19 | sec.gov |
| HALIO, INC. | Other Technology | Hayward | CA | $293,283,071 | $293,283,071 | 19 | Dec 19 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Dec 19 | sec.gov |
| Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co | Insurance | Fort Wayne | IN | $108,241,622 | Indefinite | 62 | Dec 19 | sec.gov |
| Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co | Insurance | Fort Wayne | IN | $102,217,805 | Indefinite | 7 | Dec 19 | sec.gov |
| HALIO, INC. (amended) | Other Technology | Hayward | CA | $87,707,115 | $87,707,115 | 15 | Dec 19 | sec.gov |
| HALIO, INC. | Other Technology | Hayward | CA | $82,797,373 | $82,797,373 | 14 | Dec 19 | sec.gov |
| PNC LIHTC Fund 92, LLC | Other Real Estate | Portland | OR | $59,486,377 | $127,386,377 | 3 | Dec 19 | sec.gov |
| FOUNDERS PROPERTIES INCOME FUND VI, L.L.L.P. (amended) | Commercial | Minnetonka | MN | $56,200,000 | $125,000,000 | 48 | Dec 19 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $47,169,536 | Indefinite | 2 | Dec 19 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $46,169,967 | Indefinite | 14 | Dec 19 | sec.gov |
| LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. CO | Insurance | Fort Wayne | IN | $38,743,606 | Indefinite | 21 | Dec 19 | sec.gov |
| MatX Inc. | Other Technology | Covina | CA | $24,908,675 | $24,908,685 | 12 | Dec 19 | sec.gov |
| HALIO, INC. (amended) | Other Technology | Hayward | CA | $23,864,894 | $23,864,894 | 10 | Dec 19 | sec.gov |
| Food52, Inc. | Retailing | Brooklyn | NY | $20,000,000 | Indefinite | 1 | Dec 19 | sec.gov |
| AEI NET LEASE PORTFOLIO 22 DST (amended) | Commercial | St. Paul | MN | $17,684,088 | $23,590,000 | 39 | Dec 19 | sec.gov |
| St. Louis Holdco, Inc. | Other | Greenwich | CT | $13,356,000 | $13,356,000 | 1 | Dec 19 | sec.gov |
| SMARTCO INVESTMENT PARTNERS, LLC (amended) | REITS and Finance | Columbia | MO | $12,514,684 | Indefinite | 46 | Dec 19 | sec.gov |
| Avesha, Inc. (amended) | Other Technology | Chelmsford | MA | $11,158,327 | $13,933,333 | 14 | Dec 19 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $11,082,135 | Indefinite | 7 | Dec 19 | sec.gov |
| Elevator Service Holdings, LLC | Other | Greenwich | CT | $9,500,000 | $9,500,000 | 5 | Dec 19 | sec.gov |
| Brookwood MSC Investors, LLC | Other Real Estate | Beverly | MA | $8,655,833 | $9,500,000 | 38 | Dec 19 | sec.gov |
| RBI Eagle Investment Holdings LLC (amended) | Other Real Estate | Columbus | OH | $8,444,000 | $9,660,000 | 40 | Dec 19 | sec.gov |
| Nia Therapeutics, Inc. (amended) | Other Health Care | Radnor | PA | $6,324,949 | $8,000,000 | 18 | Dec 19 | sec.gov |
| BiomeSense, Inc. | Biotechnology | Chicago | IL | $6,178,594 | $6,523,999 | 33 | Dec 19 | sec.gov |
| Odele Holdings, Inc. | Other | Mound | MN | $5,999,902 | $5,999,902 | 2 | Dec 19 | sec.gov |
| Zero Coupon Ann Arbor Lab DST (amended) | Commercial | Oak Brook | IL | $5,736,809 | $18,483,693 | 45 | Dec 19 | sec.gov |
| Perelel Inc. | Other | Los Angeles | CA | $5,513,618 | $7,675,744 | 0 | Dec 19 | sec.gov |
| ImpactKarma, PBC | Other Technology | Wake Forest | NC | $5,496,907 | $7,229,795 | 37 | Dec 19 | sec.gov |
| Food52, Inc. | Retailing | Brooklyn | NY | $5,355,907 | Indefinite | 5 | Dec 19 | sec.gov |
| Carroll Capital ESI Investment, LLC | Other | Greenwich | CT | $5,166,379 | $5,166,379 | 3 | Dec 19 | sec.gov |
| SpreeAI Corp | Other Technology | Incline Village | NV | $5,000,000 | $10,000,000 | 1 | Dec 19 | sec.gov |
| Legacy Ventures, LLC | Other Health Care | Nashville | TN | $5,000,000 | $5,000,000 | 19 | Dec 19 | sec.gov |
| Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co | Insurance | Fort Wayne | IN | $4,516,079 | Indefinite | 9 | Dec 19 | sec.gov |
| GMI-Portland Preferred, LP (amended) | Other Real Estate | Westlake | TX | $4,502,362 | $4,842,362 | 26 | Dec 19 | sec.gov |
| Gin Mineral Investors, LLC | Other Real Estate | Cartersville | GA | $4,056,000 | $4,056,000 | 23 | Dec 19 | sec.gov |
| ACI Learning Holdings, LLC | Other | Centennial | CO | $4,000,000 | $4,000,000 | 2 | Dec 19 | sec.gov |
| New Lab Investor Group, LLC | Other | Brooklyn | NY | $3,815,653 | $7,999,980 | 10 | Dec 19 | sec.gov |
| WORKHUB SPRING, LLC | Commercial | Magnolia | TX | $3,808,280 | $3,808,280 | 15 | Dec 19 | sec.gov |
| 8840 Investors LLC | Other Real Estate | Richmond | VA | $3,675,000 | $3,675,000 | 35 | Dec 19 | sec.gov |
| Parallel Carbon Inc. | Other Technology | Jersey City | NJ | $3,624,993 | $3,724,991 | 7 | Dec 19 | sec.gov |
| WORKHUB DENVER CENTENNIAL, LLC | Commercial | Spring | TX | $3,400,000 | $3,400,000 | 6 | Dec 19 | sec.gov |
| Upheal, Inc. | Other Technology | New York | NY | $3,250,000 | $3,250,000 | 12 | Dec 19 | sec.gov |
| 60Hertz Inc | Energy Conservation | Anchorage | AK | $2,843,864 | $3,300,672 | 34 | Dec 19 | sec.gov |
| JWCM Republic Alamo Heights, DST (amended) | Other Real Estate | New York | NY | $2,794,654 | $32,185,245 | 7 | Dec 19 | sec.gov |
| WORKHUB FOREST WEST, LLC | Commercial | Magnolia | TX | $2,450,000 | $2,450,000 | 1 | Dec 19 | sec.gov |
| Growthsayer, Inc. | Other Technology | San Diego | CA | $2,211,115 | $2,211,115 | 21 | Dec 19 | sec.gov |
| 5TH & ELM, LLC | Other Real Estate | Denver | CO | $2,100,000 | $2,100,000 | 14 | Dec 19 | sec.gov |
| Pure Madness Brewery Group, LLC | Other | Jackson | WY | $2,045,947 | $2,045,947 | 13 | Dec 19 | sec.gov |
| AX DG San Antonio, DST (amended) | Other Real Estate | New York | NY | $2,023,210 | $38,670,000 | 12 | Dec 19 | sec.gov |
| Toledo Solar Holdings, Inc. (amended) | Other | Perrysburg | OH | $2,020,000 | $4,000,000 | 43 | Dec 19 | sec.gov |
| Shop My Shelf, Inc. | Other | Worcester | MA | $2,000,000 | $2,000,000 | 1 | Dec 19 | sec.gov |
| MFG Co-Investor Holdings, LLC | Other | Denver | CO | $2,000,000 | $2,000,000 | 1 | Dec 19 | sec.gov |
| Happi Co. (amended) | Other | Birmingham | MI | $1,892,818 | $3,500,000 | 36 | Dec 19 | sec.gov |
| Wealthfeed, Inc. | Other Technology | New York | NY | $1,500,000 | $1,900,000 | 10 | Dec 19 | sec.gov |
| Origami Surgical Inc. | Other | Madison | NJ | $1,394,792 | $2,141,666 | 6 | Dec 19 | sec.gov |
| Elm Creek Meadows Investors 168, LLC | Commercial | Lehi | UT | $1,364,042 | $1,364,042 | 4 | Dec 19 | sec.gov |
| ZIN BOATS, INC. (amended) | Other | Seattle | WA | $1,275,000 | $2,000,000 | 5 | Dec 19 | sec.gov |
| ARES STRATEGIC MINING INC. | Other | Vancouver | $1,013,684 | $1,013,684 | 1 | Dec 19 | sec.gov | |
| Bandwango, Inc. | Other Technology | Cottonwood Heights | UT | $1,000,000 | $3,000,000 | 1 | Dec 19 | sec.gov |
| Alberta II LLC | Commercial | Seattle | WA | $999,868 | $11,596,400 | 7 | Dec 19 | sec.gov |
| TEXAKOMA EXPLORATION & PRODUCTION LLC | Oil and Gas | Plano | TX | $945,000 | $6,300,000 | 7 | Dec 19 | sec.gov |
| SIG WEALTH FUND B, LLC (amended) | Commercial | Cheyenne | WY | $900,000 | $100,000,000 | 13 | Dec 19 | sec.gov |
| Contra Healthcare Solutions, LLC | Other Health Care | Gibsonia | PA | $900,000 | $925,000 | 11 | Dec 19 | sec.gov |
| Carroll Capital ESI Investors, LLC | Other | Greenwich | CT | $896,528 | $896,528 | 4 | Dec 19 | sec.gov |
| Radical Plastics, Inc. | Other Technology | Beverly | MA | $750,000 | $1,500,000 | 13 | Dec 19 | sec.gov |
| CNG 2023 DICKSON-RINGLING, LLC (amended) | Energy Conservation | Oklahoma City | OK | $620,000 | $620,000 | 22 | Dec 19 | sec.gov |
| Imagen Dream Smile Support Services, LLC | Other Health Care | Scottsdale | AZ | $619,700 | $669,700 | 1 | Dec 19 | sec.gov |
| ETIP INC. | Other Technology | San Francisco | CA | $555,000 | Indefinite | 4 | Dec 19 | sec.gov |
| Phio Pharmaceuticals Corp. | Biotechnology | Marlborough | MA | $532,563 | $5,399,124 | 4 | Dec 19 | sec.gov |
| Imagen Thorp Dental Support Services, LLC | Other Health Care | Scottsdale | AZ | $510,000 | $510,000 | 1 | Dec 19 | sec.gov |
| Raison, LLC | Agriculture | Sioux Falls | SD | $505,000 | $2,000,000 | 8 | Dec 19 | sec.gov |
| ADVENTUS MINING Corp | Other | Toronto | $504,106 | $504,106 | 1 | Dec 19 | sec.gov | |
| 34 Gilreath LLC | Commercial | Atlanta | GA | $490,000 | $1,830,000 | 5 | Dec 19 | sec.gov |
| WPE Investment Fund, LLC | Other Real Estate | Groesbeck | TX | $305,000 | $4,000,000 | 4 | Dec 19 | sec.gov |
| Primer Global, Inc. | Other | Scottsdale | AZ | $300,000 | $2,000,000 | 2 | Dec 19 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $300,000 | $150,000,000 | 0 | Dec 19 | sec.gov |
| Chimney Trail Co (amended) | Other | Windsor | CO | $235,000 | $500,000 | 3 | Dec 19 | sec.gov |
| ADVENTUS MINING Corp | Other | Toronto | $211,700 | $211,700 | 1 | Dec 19 | sec.gov | |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $175,000 | $100,000,000 | 0 | Dec 19 | sec.gov |
| 669 Montclair LLC | Commercial | Pittsburgh | PA | $132,000 | $132,000 | 8 | Dec 19 | sec.gov |
| M U.S. Real Estate B REIT LLC | REITS and Finance | Warwick | RI | $125,000 | $125,000 | 125 | Dec 19 | sec.gov |
| Magna Hotel Fund VIII REIT LLC | REITS and Finance | Warwick | RI | $125,000 | $125,000 | 125 | Dec 19 | sec.gov |
| Mocean Energy Ltd | Other Technology | Edinburgh | $110,495 | $110,495 | 3 | Dec 19 | sec.gov | |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Dec 19 | sec.gov |
| Remote Epigenetics | Agriculture | Encinitas | CA | $80,000 | $190,000 | 5 | Dec 19 | sec.gov |
| Universal Power Core Holdings, Inc. | Other | Littleton | CO | $78,000 | $2,000,000 | 6 | Dec 19 | sec.gov |
| Keen Decision Systems, Inc. (amended) | Other Technology | Research Triangle Park | NC | $51,543 | $51,543 | 2 | Dec 19 | sec.gov |
| Wild Holdings Inc. (amended) | Other | Sheridan | WY | $50,000 | $2,000,000 | 1 | Dec 19 | sec.gov |
| Wild Holdings Inc. | Other | Seattle | WA | $50,000 | $2,000,000 | 1 | Dec 19 | sec.gov |
| Blackkout, LLC | Other | Ada | OK | $40,000 | $760,000 | 1 | Dec 19 | sec.gov |
| GLG PARTNERS LLC | Other Health Care | Austin | TX | $38,888 | $77,776 | 1 | Dec 19 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $26,455 | $50,000,000 | 0 | Dec 19 | sec.gov |
| OZ FundHub, Inc. | Investing | Los Altos Hills | CA | $25,000 | $400,000 | 1 | Dec 19 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $100,000,000 | 0 | Dec 19 | sec.gov |
| Consistent Daily Inc. (amended) | Other Technology | New York | NY | $10,000 | $100,000 | 2 | Dec 19 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $5,000 | $30,000,000 | 1 | Dec 19 | sec.gov |
| HICKORY CREEK SMART FUND, LLC | Commercial | Lenoir | TN | $0 | $10,000,000 | 0 | Dec 19 | sec.gov |
| PG Dallas Uptown Investors, LLC | Other Real Estate | Atlanta | GA | $0 | $51,100,000 | 0 | Dec 19 | sec.gov |
| KRE Summer Upper REIT, LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Dec 19 | sec.gov |
| KRE 400 Summer LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Dec 19 | sec.gov |
| WI Industrial LLC | Commercial | West Des Moines | IA | $0 | $1,400,000 | 0 | Dec 19 | sec.gov |
| QRH Prop Four, LLC | Commercial | Spring | TX | $0 | $5,000,000 | 0 | Dec 19 | sec.gov |
| Integris Secured Credit Fund IV, LLC | Other Real Estate | Irvine | CA | $0 | $10,000,000 | 0 | Dec 19 | sec.gov |
| OCuSOFT Contact Lenses, LLC | Other | Rosenberg | TX | $0 | $1,200,000 | 0 | Dec 19 | sec.gov |
| Irish Row Student Housing DST | Residential | Oak Bridge | IL | $0 | $28,252,537 | 0 | Dec 19 | sec.gov |
| Upland Holdings, LLC | Other Health Care | Birmingham | AL | $0 | $37,500 | 0 | Dec 19 | sec.gov |
| CAPSTONE COURT BTR, LLC | Other Real Estate | Dallas | TX | $0 | $6,525,000 | 0 | Dec 19 | sec.gov |
| Cascada Bend, LLC | Commercial | Seattle | WA | $0 | $10,000,000 | 0 | Dec 19 | sec.gov |
| Coastal Ridge Residential Income Fund - Advisory Access, LLC | Commercial | Columbus | OH | $0 | Indefinite | 0 | Dec 19 | sec.gov |
| Neptune Topco Holdings, LLC (amended) | Other | North Richland Hills | TX | $0 | Indefinite | 0 | Dec 19 | sec.gov |
| SCA-Grove Place, LLC | Other Health Care | Birmingham | AL | $0 | $46,000 | 0 | Dec 19 | sec.gov |
| Measured Risk, Inc. | Other Technology | Paeonian Springs | VA | $0 | $10,000,000 | 0 | Dec 19 | sec.gov |
| American Peat Technology, LLC | Manufacturing | Aitkin | MN | $0 | $3,000,000 | 0 | Dec 19 | sec.gov |
| Upland Outpatient Surgical Center, L.P. (amended) | Other Health Care | Ontario | CA | $0 | $122,511 | 0 | Dec 19 | sec.gov |
| Upland Outpatient Surgical Center, L.P. | Other Health Care | Birmingham | AL | $0 | $122,511 | 0 | Dec 19 | sec.gov |
| DOCKING BANCSHARES INC | Commercial Banking | Arkansas City | KS | $0 | $4,000,000 | 0 | Dec 19 | sec.gov |
| North Coast Surgery Center, Ltd., a California Limited Partnership | Other Health Care | Oceanside | CA | $0 | $9,600 | 0 | Dec 19 | sec.gov |
December 20, 2023 · December 18, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.