Form D filings, December 20, 2023: 107 companies raised $3.27 billion

Name: Form D filings, December 20, 2023: 107 companies raised $3.27 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

107 operating companies filed a Form D on December 20, 2023, reporting $3.27 billion sold. Largest: LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z ($2.41 billion), Diversified Residential Portfolio III DST ($208.1 million), CATALYST IOS FUND II LP ($161.7 million). The median filing is $1.8 million, and 115 pooled investment funds also filed that day.

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107Form D filings
$3.27 billionreported sold
$1.8 millionmedian amount sold
CAmost filings (18)

Most filings by state: CA 18, TX 12, NY 8, MA 8, FL 5. By industry: Other Technology 23, Other 20, Other Real Estate 11, Commercial 7.

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	Insurance	Fort Wayne	IN	$2,414,898,620	Indefinite	123	Dec 20	sec.gov
Diversified Residential Portfolio III DST (amended)	Other Real Estate	Oak Brook	IL	$208,126,293	$209,327,056	384	Dec 20	sec.gov
CATALYST IOS FUND II LP (amended)	Commercial	New York	NY	$161,715,000	$200,000,000	141	Dec 20	sec.gov
Jordan Downs 3B, LP	Residential	San Francisco	CA	$40,280,546	$40,280,546	1	Dec 20	sec.gov
Stellar Cyber Inc. (amended)	Other Technology	San Jose	CA	$33,743,935	$33,743,935	10	Dec 20	sec.gov
Coya Therapeutics, Inc.	Biotechnology	Houston	TX	$26,484,515	$26,484,515	122	Dec 20	sec.gov
Swift Solar Inc.	Other Energy	San Carlos	CA	$24,618,692	$33,598,693	12	Dec 20	sec.gov
Innovative Capital Income Fund LLC (amended)	Other Real Estate	San Diego	CA	$24,470,790	$100,000,000	54	Dec 20	sec.gov
Pebble Seniors LLC	Residential	Las Vegas	NV	$24,014,961	$24,014,961	3	Dec 20	sec.gov
SYNDEVRX INC (amended)	Biotechnology	Cambridge	MA	$23,249,350	$30,000,000	7	Dec 20	sec.gov
Nampa 137, LLC	Other Real Estate	Eagle	ID	$22,450,000	$22,450,000	18	Dec 20	sec.gov
POSITION IMAGING, INC	Other Technology	Conway	NH	$20,127,571	$20,127,571	36	Dec 20	sec.gov
Claros Technologies, Inc. (amended)	Other	Saint Paul	MN	$18,200,000	$18,200,000	13	Dec 20	sec.gov
CODEGEN, INC.	Computers	San Francisco	CA	$16,165,484	$16,429,497	14	Dec 20	sec.gov
San Martin 2020 LP	Residential	Chula Vista	CA	$13,467,180	$13,467,180	1	Dec 20	sec.gov
CardioMech AS	Biotechnology	Trondheim		$12,738,262	$12,738,262	100	Dec 20	sec.gov
Front Office Sports, LLC	Other	New York	NY	$12,650,000	$12,650,000	1	Dec 20	sec.gov
Fort Myers BTR DST (amended)	Other Real Estate	Oak Brook	IL	$11,507,602	$54,462,042	35	Dec 20	sec.gov
GENPOP INTERACTIVE INC	Other Technology	Encino	CA	$9,924,786	$10,000,000	10	Dec 20	sec.gov
ARBITAL HEALTH, INC.	Other Technology	Santa Rosa	CA	$8,229,978	$10,250,000	5	Dec 20	sec.gov
Eterna Therapeutics Inc.	Biotechnology	Cambridge	MA	$7,788,000	$9,193,000	19	Dec 20	sec.gov
EVCS Holdings, Inc.	Other Technology	Arcadia	CA	$7,542,046	$20,000,000	23	Dec 20	sec.gov
IREX Industrial Portfolio I DST (amended)	Commercial	Dallas	TX	$6,437,251	$36,881,720	12	Dec 20	sec.gov
Minneapolis MSA Senior Living Portfolio DST (amended)	Other Real Estate	Oak Brook	IL	$5,648,313	$76,762,629	19	Dec 20	sec.gov
Turngate Inc.	Other Technology	Ellicott City	MD	$5,500,000	$5,500,000	1	Dec 20	sec.gov
333 College Holding LLC	Other Real Estate	New York	NY	$5,277,944	$5,277,944	27	Dec 20	sec.gov
Fieldpoint Private Holdings, Inc.	Commercial Banking	Greenwich	CT	$5,000,052	$5,000,052	4	Dec 20	sec.gov
Granite Medspa Holdings, LLC (amended)	Other Health Care	Stamford	CT	$4,999,952	$5,000,000	42	Dec 20	sec.gov
Texture Corp.	Other Technology	Short Hills	NJ	$4,979,991	$5,000,000	9	Dec 20	sec.gov
Canvas Madison PE LLC	Residential	Shawnee	KS	$4,750,000	$6,000,000	40	Dec 20	sec.gov
LMS-Gulf Shores Investors, LLC	Commercial	Birmingham	AL	$4,463,026	$5,220,000	16	Dec 20	sec.gov
Alto Station LLC	Residential	Madison	WI	$4,200,000	$4,200,000	8	Dec 20	sec.gov
Kipsi Software Inc.	Other Technology	Berkeley	CA	$4,049,994	$4,099,993	11	Dec 20	sec.gov
Novaestiq Corp. (amended)	Other Health Care	Southlake	TX	$3,830,448	$7,500,000	23	Dec 20	sec.gov
NRI Hudson Valley Holdings, LLC	Other Real Estate	Coral Gables	FL	$3,600,000	$8,000,000	9	Dec 20	sec.gov
Code Metal, Inc.	Other Technology	Boston	MA	$3,150,000	$3,500,000	4	Dec 20	sec.gov
TPEG Donnelly Investors LLC	Manufacturing	Southlake	TX	$3,133,905	$15,000,000	53	Dec 20	sec.gov
OZ Alto Station LLC	Residential	Madison	WI	$3,070,000	$3,070,000	8	Dec 20	sec.gov
Myrias Optics, Inc.	Other Technology	Amherst	MA	$3,038,190	$3,038,190	4	Dec 20	sec.gov
DOCPACE Inc.	Other	Metairie	LA	$3,014,813	$4,264,813	3	Dec 20	sec.gov
Astronomy Data Processing Corp	Other Technology	Leesburg	VA	$3,000,000	$3,000,000	6	Dec 20	sec.gov
Global Bamboo Technologies Inc. (amended)	Manufacturing	Windsor	CA	$2,799,000	$2,799,000	2	Dec 20	sec.gov
SoEl Springfield 40 LLC	Other Real Estate	Franklin Square	NY	$2,745,000	$2,745,000	33	Dec 20	sec.gov
BIOLASE, INC	Other Health Care	Lake Forest	CA	$2,732,914	$2,732,914	1	Dec 20	sec.gov
Azimuth GRC, Inc.	Other Technology	Jacksonville	FL	$2,500,998	$4,999,996	1	Dec 20	sec.gov
Alba Residences EB5 LLLP	Commercial	Miami	FL	$2,400,000	$2,400,000	3	Dec 20	sec.gov
First Bite, Inc.	Other Technology	Redwood City	CA	$2,100,000	$2,100,000	7	Dec 20	sec.gov
HireArt Inc.	Other Technology	New York	NY	$2,000,000	$3,000,000	1	Dec 20	sec.gov
Saluna, Inc.	Agriculture	St. Louis	MO	$1,950,000	$2,000,000	4	Dec 20	sec.gov
Cognixion Corp (amended)	Other	Santa Barbara	DE	$1,939,097	$5,000,000	13	Dec 20	sec.gov
Madison Charleston Opportunity Fund IX, LLC	Commercial	Charlotte	NC	$1,700,000	$4,600,000	5	Dec 20	sec.gov
NULIA, INC.	Other Technology	Eugene	OR	$1,405,374	$2,000,000	23	Dec 20	sec.gov
Excelsior Mining Corp.	Other	Phoenix	AZ	$1,050,183	$1,050,183	3	Dec 20	sec.gov
MaskZero LLC (amended)	Biotechnology	Denver	CO	$1,010,000	$1,500,000	15	Dec 20	sec.gov
EE Partners Corp	Oil and Gas	Dallas	TX	$1,000,000	$1,000,000	3	Dec 20	sec.gov
Meili Holdings, LLC	Other	Bozeman	MT	$1,000,000	$1,000,000	4	Dec 20	sec.gov
Independence Partners VII, LLC	Investing	Charlotte	NC	$1,000,000	$1,000,000	9	Dec 20	sec.gov
Mobile X Global, Inc.	Telecommunications	Newport Coast	CA	$949,050	Indefinite	13	Dec 20	sec.gov
Woodford Horizontal Project 69, LLC	Oil and Gas	Dallas	TX	$902,500	$1,150,000	13	Dec 20	sec.gov
Open Air Hotels & Resorts Inc. (amended)	Lodging and Conventions	Jersey City	NJ	$875,002	$4,000,000	11	Dec 20	sec.gov
TPEG PROVEER SL INVESTORS I LLC	Other Real Estate	Southlake	TX	$812,500	$15,000,000	20	Dec 20	sec.gov
Kenwood Holdings, Ltd. (amended)	Insurance	Hamilton		$798,000	Indefinite	134	Dec 20	sec.gov
Tan Capital Management, LLC (amended)	Other Banking and Financial Services	St. Louis	MO	$789,985	Indefinite	8	Dec 20	sec.gov
Etheros Pharmaceuticals Corp.	Pharmaceuticals	Nashville	TN	$775,000	$775,000	5	Dec 20	sec.gov
Intellibusiness Inc.	Other	Plainsboro	NJ	$752,791	$752,791	16	Dec 20	sec.gov
THREE BULLS GEORGIA LEGEND FUND, LLC	Other Real Estate	Griffin	GA	$750,000	$2,040,000	1	Dec 20	sec.gov
Fara Homidi Collection Inc.	Retailing	New York	NY	$732,000	$850,000	16	Dec 20	sec.gov
Enduralock, LLC	Other	Lenexa	KS	$701,416	$1,500,000	3	Dec 20	sec.gov
Floqsta, Inc.	Other Technology	Boston	MA	$685,000	$800,000	16	Dec 20	sec.gov
Love Sick Development Ltd Liability Co (amended)	Other	Berkeley	CA	$589,751	$2,500,000	17	Dec 20	sec.gov
Healthy Oceans Seafood Company, Inc.	Other	Santa Cruz	CA	$550,000	$1,000,000	1	Dec 20	sec.gov
PHASE CHANGE SOFTWARE LLC	Other Technology	Golden	CO	$540,767	$12,540,000	12	Dec 20	sec.gov
Invenio Capital Partners, LLC	Other	Mexico City		$500,000	$500,000	15	Dec 20	sec.gov
CHICAGO STANDARD HOLDING COMPANY, LTD. (amended)	Insurance	Hamilton		$462,000	Indefinite	59	Dec 20	sec.gov
DHH LLC	Other Health Care	Denver	CO	$400,000	$400,000	7	Dec 20	sec.gov
NextGen Circle, LLC (amended)	Other	San Juan	PR	$400,000	$2,400,000	0	Dec 20	sec.gov
ASSET HOLDING GROUP LTD (amended)	Insurance	Hamilton		$378,000	Indefinite	88	Dec 20	sec.gov
Tudor Gold Corp.	Other	Vancouver		$368,700	$645,225	1	Dec 20	sec.gov
Etheros Pharmaceuticals Corp.	Pharmaceuticals	Nashville	TN	$300,000	$300,000	2	Dec 20	sec.gov
NFANT Labs, Inc.	Other Health Care	Port Richey	FL	$287,500	$500,000	5	Dec 20	sec.gov
Thiogenesis Therapeutics, Corp.	Other	Toronto		$252,281	$252,281	1	Dec 20	sec.gov
NeuroView Technology, Inc.	Other	Englewood	NJ	$250,002	$4,820,529	1	Dec 20	sec.gov
REV Investors, LLC	Commercial	St. Louis	MO	$250,000	$7,250,000	1	Dec 20	sec.gov
Abstrakt Corp.	Other	Glendale	AZ	$250,000	$750,000	1	Dec 20	sec.gov
Asymbl, Inc.	Other Technology	Austin	TX	$250,000	$1,500,000	1	Dec 20	sec.gov
Fara Homidi Collection Inc.	Retailing	New York	NY	$240,000	$450,000	12	Dec 20	sec.gov
Seedling Biosystems Inc.	Biotechnology	Boulder	CO	$200,000	$200,000	1	Dec 20	sec.gov
Fara Homidi Collection Inc.	Retailing	New York	NY	$190,000	$210,000	11	Dec 20	sec.gov
GLENDALE HOLDINGS LTD (amended)	Insurance	Hamilton		$190,000	Indefinite	77	Dec 20	sec.gov
Concord Atlantic Holding Ltd (amended)	Insurance	Hamilton		$147,500	Indefinite	69	Dec 20	sec.gov
Bravada Gold Corp	Other	Vancouver		$140,740	$341,798	19	Dec 20	sec.gov
Chargely App Inc	Other Technology	Austin	TX	$140,000	$500,000	5	Dec 20	sec.gov
REST EZ Inc.	Other	Riverton	UT	$137,500	$137,500	0	Dec 20	sec.gov
FCP Fund VI REIT, LLC	REITS and Finance	Chevy Chase	MD	$125,000	$125,000	125	Dec 20	sec.gov
Skelo Wear, LLC	Other Health Care	Columbus	OH	$100,000	$600,000	1	Dec 20	sec.gov
Happy Potato Inc	Other Technology	Issaquah	WA	$75,000	$2,000,000	3	Dec 20	sec.gov
Batery Sealing Solutions, Inc.	Manufacturing	Spring	TX	$65,000	Indefinite	1	Dec 20	sec.gov
Lariat Holding Company, Ltd (amended)	Insurance	Hamilton		$46,000	Indefinite	72	Dec 20	sec.gov
Floqsta, Inc.	Other Technology	Boston	MA	$27,000	$27,000	1	Dec 20	sec.gov
Floqsta, Inc.	Other Technology	Boston	MA	$25,000	$500,000	1	Dec 20	sec.gov
Coastal Ridge Residential Income Fund-Institutional Access, LLC	Commercial	Columbus	OH	$0	Indefinite	0	Dec 20	sec.gov
BRC Legacy Partners LP	Residential	Danville	CA	$0	$128,000,000	0	Dec 20	sec.gov
Ambition Capital Partners Fund 2, LLC	Other	Arlington	TX	$0	$5,000,000	0	Dec 20	sec.gov
Ambition Capital Partners Fund 1, LLC	Other	Arlington	TX	$0	$7,000,000	0	Dec 20	sec.gov
Arkea Bio Corp.	Other Technology	Charlestown	MA	$0	Indefinite	0	Dec 20	sec.gov
Integris Secured Credit Fund IV, LLC (amended)	Other Real Estate	Irvine	CA	$0	$10,000,000	0	Dec 20	sec.gov
Coniglio Palm Beach, LLC	Retailing	Palm Beach	FL	$0	$500,000	0	Dec 20	sec.gov

December 21, 2023 · December 19, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.