Form D filings, December 18, 2023: 74 companies raised $319.1 million

Name: Form D filings, December 18, 2023: 74 companies raised $319.1 million
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

74 operating companies filed a Form D on December 18, 2023, reporting $319.1 million sold. Largest: Empire Village at Pleasant River & San Tan, LLC ($48 million), Rezo Therapeutics, Inc. ($46.3 million), Halcyon Tech, Inc. ($40 million). The median filing is $800,000, and 74 pooled investment funds also filed that day.

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74Form D filings
$319.1 millionreported sold
$800,000median amount sold
CAmost filings (11)

Most filings by state: CA 11, TX 10, NY 7, FL 4, AZ 4. By industry: Other 16, Other Technology 15, Commercial 8, Other Real Estate 7.

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
Empire Village at Pleasant River & San Tan, LLC (amended)	Residential	Scottsdale	AZ	$47,988,874	$65,000,000	669	Dec 18	sec.gov
Rezo Therapeutics, Inc. (amended)	Biotechnology	San Francisco	CA	$46,348,088	$80,129,936	20	Dec 18	sec.gov
Halcyon Tech, Inc.	Other Technology	Austin	TX	$40,000,000	$40,000,000	2	Dec 18	sec.gov
Liquid AI, Inc.	Other	Brookline	MA	$31,929,762	$31,929,762	21	Dec 18	sec.gov
Pallidus, Inc.	Other Technology	Albany	NY	$30,074,991	$70,000,000	19	Dec 18	sec.gov
Litify Holdings Inc.	Other Technology	Brooklyn	NY	$19,843,248	$19,845,400	17	Dec 18	sec.gov
BROOKFIELD REAL ESTATE INCOME TRUST INC. (amended)	REITS and Finance	New York	NY	$10,687,087	$200,000,000	76	Dec 18	sec.gov
OSP Embedded Holdings, LLC	Other	New York	NY	$9,500,000	$9,500,000	2	Dec 18	sec.gov
BoxLock, Inc.	Other	Atlanta	GA	$7,697,494	$8,005,972	38	Dec 18	sec.gov
44 West 8th Investors, LLC	Other Real Estate	New York	NY	$5,653,598	Indefinite	22	Dec 18	sec.gov
HITCHPIN, INC.	Other	Manhattan	KS	$5,649,997	$5,650,000	6	Dec 18	sec.gov
Meili Holdings, LLC	Other	Bozeman	MT	$5,000,000	$5,000,000	17	Dec 18	sec.gov
Algenesis Corp (amended)	Other Technology	Cardiff	CA	$5,000,000	$5,000,000	25	Dec 18	sec.gov
K-Island Resources, LLC (amended)	Coal Mining	Brevard	NC	$4,500,000	$4,500,000	1	Dec 18	sec.gov
CAM Investment 486 LLC	Commercial	Los Angeles	CA	$4,350,000	$10,000,000	21	Dec 18	sec.gov
Inertial Labs Inc.	Other Technology	Paeonian Springs	VA	$4,100,000	$6,500,000	11	Dec 18	sec.gov
Curve Health, Inc.	Other Health Care	Miami	FL	$3,939,504	$9,000,000	4	Dec 18	sec.gov
AFC Acquisitions, Inc.	Other	Foster City	CA	$3,500,000	$3,500,000	6	Dec 18	sec.gov
STONEHENGE CAPITAL FUND NEBRASKA IV, LLC	Investing	Baton Rouge	LA	$3,383,600	$3,383,600	3	Dec 18	sec.gov
CoffeeNow, LLC	Other Technology	Yakima	WA	$3,000,000	$3,000,000	0	Dec 18	sec.gov
Gi Property 79 LLC	Other Real Estate	Beverly Hills	CA	$2,729,160	$2,729,160	47	Dec 18	sec.gov
Gi Property 79 LLC	Other Real Estate	Beverly Hills	CA	$2,729,160	$2,729,160	47	Dec 18	sec.gov
ANTRUM, INC.	Other Technology	Grand Rapids	MI	$2,709,475	$5,000,000	4	Dec 18	sec.gov
PanTher Therapeutics, Inc.	Biotechnology	Austin	TX	$2,676,030	$5,000,000	28	Dec 18	sec.gov
FIRST WATER-2760 WILLAMETTE ST LLC	Commercial	Eugene	OR	$2,642,000	$3,230,000	27	Dec 18	sec.gov
CYP433 Investors LLC	Commercial	Cypress	TX	$2,100,000	$2,100,000	21	Dec 18	sec.gov
ARC INDUSTRIAL FUND I, LLC	Commercial	Flowood	MS	$2,000,000	$6,000,000	3	Dec 18	sec.gov
Trinity Nuclein Rd III Investors LLC (amended)	Biotechnology	Southlake	TX	$1,394,728	$15,000,000	25	Dec 18	sec.gov
TESTAIFY, INC. (amended)	Other Technology	Boca Raton	FL	$800,000	$1,000,000	12	Dec 18	sec.gov
NetZeroImpact LLC	Other Technology	Austin	TX	$750,000	$750,000	2	Dec 18	sec.gov
White Plains Partners, LLC	Other Real Estate	Birmingham	AL	$674,000	$7,900,000	9	Dec 18	sec.gov
Digit Technologies Inc. (amended)	Other Technology	Rocky Face	GA	$638,146	Indefinite	8	Dec 18	sec.gov
GreenHill Technology LLC	Other Banking and Financial Services	Gaithersburg	MD	$600,000	$2,000,000	6	Dec 18	sec.gov
Spesana Inc. (amended)	Other Health Care	Memphis	TN	$500,000	$1,500,000	3	Dec 18	sec.gov
Spesana Inc.	Other Health Care	Memphis	TN	$500,000	$1,500,000	3	Dec 18	sec.gov
HSU Capital Fund IA, LLC	Residential	Dallas	TX	$450,000	$450,000	5	Dec 18	sec.gov
STARKEL ENTERPRISES, LLC	Other	Omaha	NE	$400,000	$3,000,000	2	Dec 18	sec.gov
Caliber Opportunistic Growth Fund LLC (amended)	Other Real Estate	Scottsdale	AZ	$380,000	$250,000,000	6	Dec 18	sec.gov
Bridge Therapeutics, Inc.	Pharmaceuticals	Birmingham	AL	$321,000	$1,500,000	22	Dec 18	sec.gov
MID-AMERICA ANGELS INVESTMENTS LLC	Investing	Mission	KS	$279,000	$279,000	14	Dec 18	sec.gov
VILLYA LLC	Pharmaceuticals	Melbourne	FL	$250,000	$10,000,000	1	Dec 18	sec.gov
COLLABTIC, INC.	Other	Rochester Hills	MI	$250,000	$250,000	1	Dec 18	sec.gov
PARKER MARITIME TECHNOLOGIES, LLC	Other	Saratoga	CA	$200,000	$5,000,000	3	Dec 18	sec.gov
ONCI REIT LLC	REITS and Finance	Tucson	AZ	$125,000	$125,000	125	Dec 18	sec.gov
REIT Copper Social, LLC	REITS and Finance	Denver	CO	$125,000	$125,000	125	Dec 18	sec.gov
Nostrand Green REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Dec 18	sec.gov
Gaingels Grayce LLC	Other	Burlington	VT	$111,110	$111,110	10	Dec 18	sec.gov
Collective Destinations LLC	Commercial	Cottonwood Heights,	UT	$100,000	$5,000,000	1	Dec 18	sec.gov
Connixt, Inc.	Other Technology	Cerritos	CA	$100,000	$1,000,000	1	Dec 18	sec.gov
HGR Mag City Prospect, LP	Oil and Gas	Bowling Green	KY	$78,890	$297,500	0	Dec 18	sec.gov
Finding Fasteners, Inc.	Computers	Spring	TX	$65,000	Indefinite	1	Dec 18	sec.gov
Keen Decision Systems, Inc.	Other Technology	Research Triangle Park	NC	$51,543	$51,543	2	Dec 18	sec.gov
Proteocyte Diagnostics Inc.	Biotechnology	Toronto		$36,925	$36,925	1	Dec 18	sec.gov
Tincorp Metals Inc. (amended)	Other	Vancouver		$29,326	$2,220,445	2	Dec 18	sec.gov
Clover Ventures Corp	Agriculture	South Hero	VT	$20,000	$100,000	1	Dec 18	sec.gov
Consistent Daily Inc.	Other Technology	New York	NY	$10,000	$280,000	2	Dec 18	sec.gov
NC Home & Auto, LLC	Insurance	Newtown Square	PA	$2,250	$270,000	2	Dec 18	sec.gov
BEC & BEC, LLC	Other Banking and Financial Services	Sebring	FL	$0	$2,250,000	0	Dec 18	sec.gov
Custom MHC Fund 1 LLC	Other Real Estate	Asheville	NC	$0	$15,000,000	0	Dec 18	sec.gov
MPC SC 2024 MY5, LLC	Other Real Estate	Atlanta	GA	$0	Indefinite	0	Dec 18	sec.gov
QQSA INVESTMENTS, LLC	Investing	Springville	UT	$0	$45,000,000	0	Dec 18	sec.gov
QQUV INVESTMENTS 6, LLC	Investing	Springville	UT	$0	$30,000,000	0	Dec 18	sec.gov
Energy Flex Fund 1, Limited Partnership	Oil and Gas	Tomball	TX	$0	$100,000,000	0	Dec 18	sec.gov
Safeguard Flex Fund, LLC	Commercial	Tomball	TX	$0	Indefinite	0	Dec 18	sec.gov
AdvisorFinder, LLC	Other Technology	Norfolk	VA	$0	$2,000,000	0	Dec 18	sec.gov
Streamline Investment Group III, LLC	Commercial	Mesa	AZ	$0	$15,000,000	0	Dec 18	sec.gov
Alta Financial LLC	Residential	Knoxville	TN	$0	Indefinite	0	Dec 18	sec.gov
Mustang I Employee Holdco Class A, LLC	Other	San Francisco	CA	$0	Indefinite	0	Dec 18	sec.gov
THINK OUTSIDE THE STOCKS - DIVERSIFIED I, LLC (amended)	Commercial	Austin	TX	$0	$10,000,000	0	Dec 18	sec.gov
Mustang I Employee Holdco, LLC	Other	San Francisco	CA	$0	Indefinite	0	Dec 18	sec.gov
Mustang I Buyer Parent, LLC	Other	San Francisco	CA	$0	Indefinite	0	Dec 18	sec.gov
Lynx Global Intelligence, Inc.	Other	Centennial	CO	$0	$660,000	0	Dec 18	sec.gov
DriverReach Inc. (amended)	Other	Carmel	IN	$0	$164,793	1	Dec 18	sec.gov
Infinite Outdoors, LLC	Other Technology	Casper	WY	$0	$1,500,000	0	Dec 18	sec.gov

December 19, 2023 · December 15, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.