Data / Form D filings / Dec 15
Form D filings, December 15, 2023: 105 companies raised $821.3 million
105 operating companies filed a Form D on December 15, 2023, reporting $821.3 million sold. Largest: Banner Apex Holdings, LLC ($141 million), Odyssey Therapeutics, Inc. ($97.1 million), Litera Holdco LP ($67.9 million). The median filing is $2.3 million, and 194 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 105Form D filings
- $821.3 millionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, FL 11, TX 11, MA 10, NC 7. By industry: Other 40, Other Technology 15, Other Real Estate 8, Residential 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Banner Apex Holdings, LLC | Manufacturing | Westport | CT | $141,000,000 | Indefinite | 21 | Dec 15 | sec.gov |
| Odyssey Therapeutics, Inc. | Biotechnology | Boston | MA | $97,130,000 | $106,000,000 | 39 | Dec 15 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $67,890,813 | Indefinite | 4 | Dec 15 | sec.gov |
| PT&C Group, LLC | Other | Salt Lake City | UT | $57,365,758 | $87,365,758 | 3 | Dec 15 | sec.gov |
| NexPoint Storage Partners, Inc. | REITS and Finance | Dallas | TX | $43,223,385 | Indefinite | 242 | Dec 15 | sec.gov |
| Bell Olmsted Park HNW, LLC (amended) | Residential | Greensboro | NC | $39,175,000 | $39,175,000 | 85 | Dec 15 | sec.gov |
| Wingspan Networks, Inc. (amended) | Other Technology | New York | NY | $25,911,353 | $26,997,034 | 16 | Dec 15 | sec.gov |
| Hancock Timberland & Farmland Fund LP | Other Real Estate | Boston | MA | $20,425,000 | Indefinite | 4 | Dec 15 | sec.gov |
| Uni Express Inc. | Other | Richmond | $20,220,000 | $54,999,992 | 10 | Dec 15 | sec.gov | |
| SPI Main Street Lofts Equity DE, LLC | Commercial | Dallas | TX | $20,000,000 | $20,000,000 | 27 | Dec 15 | sec.gov |
| Eos Advisory LLP | Other Technology | St. Andrews | $16,506,165 | $16,506,165 | 34 | Dec 15 | sec.gov | |
| Workgraph, Inc. | Other | Miami | FL | $15,000,000 | $15,000,000 | 54 | Dec 15 | sec.gov |
| POSTMEDIA NETWORK INC. | Other | Toronto | $14,906,000 | $14,906,000 | 6 | Dec 15 | sec.gov | |
| TCG Mid America II LP | Commercial | Boston | MA | $13,585,000 | $14,300,000 | 55 | Dec 15 | sec.gov |
| AA RiverBlue P3 CCP Investors, LLC | Residential | Charlotte | NC | $13,000,807 | $13,000,807 | 38 | Dec 15 | sec.gov |
| Terrapin Parent Holdings, L.P. | Other Technology | Columbia | MD | $11,661,054 | $11,661,054 | 5 | Dec 15 | sec.gov |
| ST GA Fund XXIII, LLC | Other Real Estate | Atlanta | GA | $10,650,220 | $10,693,720 | 22 | Dec 15 | sec.gov |
| Pactio Holding Inc. | Other Technology | Dover | DE | $10,624,998 | $12,500,000 | 1 | Dec 15 | sec.gov |
| CallMiner, Inc. | Other Technology | Waltham | MA | $9,999,999 | $11,134,035 | 11 | Dec 15 | sec.gov |
| A-Game Beverages, Inc. (amended) | Other | Clermont | FL | $9,856,623 | Indefinite | 261 | Dec 15 | sec.gov |
| Rock Basin Investments LLC | Other Real Estate | Fayetteville | GA | $8,712,321 | $9,350,000 | 136 | Dec 15 | sec.gov |
| Desirelist, Inc. | Other | Atlanta | GA | $8,357,666 | $8,357,666 | 11 | Dec 15 | sec.gov |
| Melodi Health, Inc. | Other | Minneapolis | MN | $8,004,818 | $14,754,811 | 24 | Dec 15 | sec.gov |
| Uranium Royalty Corp. (amended) | Other | Vancouver | $7,495,942 | $16,840,524 | 218 | Dec 15 | sec.gov | |
| ARC Hunters Run, LLC | Residential | Irvine | CA | $7,415,000 | $10,000,000 | 51 | Dec 15 | sec.gov |
| EQUILIBRE TECHNOLOGIES, INC. | Other Technology | Dover | DE | $6,999,997 | $6,999,997 | 1 | Dec 15 | sec.gov |
| KoKo Medical, Inc. | Other Health Care | Malvern | PA | $6,000,009 | $11,999,912 | 33 | Dec 15 | sec.gov |
| EXIUM INC. | Other Technology | Allen | TX | $6,000,000 | $6,250,000 | 0 | Dec 15 | sec.gov |
| Bell Olmsted Park Senior Management, LLC (amended) | Residential | Greensboro | NC | $5,075,000 | $5,075,000 | 7 | Dec 15 | sec.gov |
| 128 South Laflin LLC | Commercial | Chicago | IL | $5,000,000 | $5,000,000 | 0 | Dec 15 | sec.gov |
| Stuffed Puffs, LLC | Other | Bethlehem | PA | $5,000,000 | $5,000,000 | 1 | Dec 15 | sec.gov |
| Tompkins Robotics, Inc. | Other | Raleigh | NC | $4,600,000 | $7,500,000 | 13 | Dec 15 | sec.gov |
| RAY FITNESS SYSTEMS INC | Computers | Lexington | MA | $4,520,000 | $4,520,000 | 9 | Dec 15 | sec.gov |
| Ohai.ai, Inc. | Other | Pembroke | MA | $4,033,843 | $6,000,000 | 12 | Dec 15 | sec.gov |
| Nevada Technology Corp | Other | Carson City | NV | $4,000,000 | $4,000,000 | 1 | Dec 15 | sec.gov |
| FC Partners US, LLC | Other | Charlotte | NC | $3,945,125 | $3,945,125 | 60 | Dec 15 | sec.gov |
| Alphathena Inc. | Other Technology | Willowbrook | IL | $3,899,995 | $4,499,993 | 6 | Dec 15 | sec.gov |
| Hook Media, Inc. (amended) | Other Technology | New York | NY | $3,744,994 | $3,895,000 | 23 | Dec 15 | sec.gov |
| Seacoast Service Partners, LLC | Other | Miami | FL | $3,550,000 | $3,550,000 | 6 | Dec 15 | sec.gov |
| PredictAP, Inc. | Other Technology | Boston | MA | $3,530,000 | $4,135,000 | 3 | Dec 15 | sec.gov |
| MatrixD IO, Inc. (amended) | Other Technology | Campbell | CA | $3,300,000 | Indefinite | 17 | Dec 15 | sec.gov |
| Creative Finance & Investments, LLC | Investing | Missoula | MT | $3,300,000 | Indefinite | 15 | Dec 15 | sec.gov |
| Sunny Benefits, Inc. | Business Services | Daniel Island | SC | $3,268,000 | $7,000,000 | 11 | Dec 15 | sec.gov |
| Scout Discoveries Corp. (amended) | Other | Coeur D'Alene | ID | $3,027,500 | $3,027,500 | 15 | Dec 15 | sec.gov |
| Trinity Nuclein Rd III QP Investors LLC | Biotechnology | Southlake | TX | $2,901,272 | $15,000,000 | 36 | Dec 15 | sec.gov |
| EEA - Highland Terrace V, LLC | Residential | Greensboro | NC | $2,625,000 | $8,400,000 | 15 | Dec 15 | sec.gov |
| S4W Multifamily Housing Fund LP (amended) | Residential | Southlake | TX | $2,260,000 | $10,000,000 | 15 | Dec 15 | sec.gov |
| 22 Holdings, LLC | Other | Richmond | VA | $2,250,000 | $6,000,000 | 6 | Dec 15 | sec.gov |
| KAZIA THERAPEUTICS LTD | Biotechnology | Sydney Nsw | $2,000,000 | $2,000,000 | 1 | Dec 15 | sec.gov | |
| FlexDex, Inc. | Other Health Care | Brighton | MI | $2,000,000 | $4,000,000 | 17 | Dec 15 | sec.gov |
| Hempacco Co., Inc. | Manufacturing | San Diego | CA | $1,947,778 | $3,000,000 | 2 | Dec 15 | sec.gov |
| WWC Seacoast Investors, LLC | Other | Miami | FL | $1,875,000 | $1,875,000 | 15 | Dec 15 | sec.gov |
| Spectrum Effect, Inc. | Other Technology | Bellevue | WA | $1,750,000 | $1,750,000 | 2 | Dec 15 | sec.gov |
| DIG Management QOF, LLC | Other Real Estate | Lake Oswego | OR | $1,550,000 | $10,000,000 | 4 | Dec 15 | sec.gov |
| Trinity Nuclein Rd III Investors LLC | Biotechnology | Southlake | TX | $1,394,728 | $15,000,000 | 25 | Dec 15 | sec.gov |
| Mirage Papago LLC | Residential | Phoenix | AZ | $1,175,000 | $1,500,000 | 14 | Dec 15 | sec.gov |
| Garland Opportunity Fund, LLC | REITS and Finance | Issaquah | WA | $1,170,000 | $1,170,000 | 8 | Dec 15 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $1,162,936 | $1,502,936 | 6 | Dec 15 | sec.gov |
| Diametryx Inc. | Other Technology | Cambridge | MA | $1,100,000 | $1,100,000 | 5 | Dec 15 | sec.gov |
| SAXON CAPITAL GROUP INC (amended) | Other | Scottsdale | AZ | $997,500 | $1,000,000 | 11 | Dec 15 | sec.gov |
| CLS Holdings USA, Inc. | Other | Las Vegas | NV | $960,000 | $960,000 | 4 | Dec 15 | sec.gov |
| Gaucho Group Holdings, Inc. | Other Real Estate | Miami | FL | $957,066 | $4,000,000 | 7 | Dec 15 | sec.gov |
| Elements Horsham SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $885,000 | $12,921,285 | 14 | Dec 15 | sec.gov |
| A-Game Beverages, Inc. (amended) | Other | Clermont | FL | $831,000 | Indefinite | 26 | Dec 15 | sec.gov |
| BLUE SKY URANIUM CORP. (amended) | Other | Vancouver | $830,076 | $5,309,584 | 5 | Dec 15 | sec.gov | |
| Helios Dyrt Partners II, LLC (amended) | Investing | Denver | CO | $773,980 | $773,980 | 16 | Dec 15 | sec.gov |
| Da Hill State Group LLC | Other Real Estate | Chandler | AZ | $700,000 | $3,900,000 | 5 | Dec 15 | sec.gov |
| Original Syndicate Partners, LLC | Other | Los Angeles | CA | $637,500 | $637,500 | 4 | Dec 15 | sec.gov |
| Alertgy Inc. | Other Health Care | Melbourne | FL | $600,000 | Indefinite | 2 | Dec 15 | sec.gov |
| Sindi, Inc. | Other Technology | Seattle | WA | $545,000 | $650,000 | 20 | Dec 15 | sec.gov |
| A-Game Beverages, Inc. (amended) | Other | Clermont | FL | $535,000 | Indefinite | 9 | Dec 15 | sec.gov |
| Zero to Sixty Royalties, LP | Oil and Gas | Southlake | TX | $530,000 | $7,500,000 | 3 | Dec 15 | sec.gov |
| Commonwealth Security Resources, LLC | Other | Exton | PA | $500,000 | $500,000 | 7 | Dec 15 | sec.gov |
| Rise Gold Corp. | Other | Vancouver | $368,600 | $634,811 | 5 | Dec 15 | sec.gov | |
| Neptune Management Topco Holdings, LLC | Other | North Richland Hills | TX | $275,000 | $315,000 | 3 | Dec 15 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $275,000 | $315,000 | 3 | Dec 15 | sec.gov |
| Steward Holdings (US), Inc. | Other Banking and Financial Services | Pendleton | OR | $250,000 | $250,000 | 1 | Dec 15 | sec.gov |
| LithiumBank Resources Corp. | Other | Vancouver | $226,021 | $396,193 | 2 | Dec 15 | sec.gov | |
| WWC KRIP Investment Fund I, LP | Other | Miami | FL | $225,000 | Indefinite | 1 | Dec 15 | sec.gov |
| GURU Pet Company, Inc. | Other | Golden | CO | $175,000 | $1,000,000 | 2 | Dec 15 | sec.gov |
| SportsCaster Media LLC | Other | Birmingham | MI | $160,000 | $500,000 | 4 | Dec 15 | sec.gov |
| Cristie Kerr Wines LLC | Other | Napa | CA | $150,000 | $3,500,000 | 3 | Dec 15 | sec.gov |
| LaTerra SS Investors III, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Dec 15 | sec.gov |
| Bell Fund VII Cadence Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 15 | sec.gov |
| Celly Beverages, Inc. | Other | Woburn | MA | $100,000 | $100,000 | 1 | Dec 15 | sec.gov |
| DasiSimulations LLC | Other | Dublin | OH | $100,000 | $5,000,000 | 1 | Dec 15 | sec.gov |
| Helios Dyrt Partners III, LLC | Investing | Denver | CO | $82,400 | $82,400 | 17 | Dec 15 | sec.gov |
| MachineTrader.io Inc. | Other Banking and Financial Services | Buffalo | NY | $80,000 | $500,000 | 3 | Dec 15 | sec.gov |
| Shoonya Digital, Inc. | Other | Santa Barbara | CA | $50,000 | $500,000 | 1 | Dec 15 | sec.gov |
| KENILWORTH SYSTEMS CORP | Tourism and Travel Services | Daytona Beach | FL | $50,000 | $3,000,000 | 3 | Dec 15 | sec.gov |
| Crown Minerals Corp. | Other | Vancouver | $49,400 | $49,400 | 1 | Dec 15 | sec.gov | |
| Neptune Management Holdings, LLC | Other | North Richland Hills | TX | $45,604 | $66,856 | 4 | Dec 15 | sec.gov |
| TLE MFG LLC | Business Services | Clifton | NJ | $20,000 | $10,000,000 | 1 | Dec 15 | sec.gov |
| TLEHL Inc. | Manufacturing | Clifton | NJ | $20,000 | $10,000,000 | 1 | Dec 15 | sec.gov |
| Apothewell, Inc. | Biotechnology | Little Rock | AR | $11,000 | $200,000 | 1 | Dec 15 | sec.gov |
| LA Brasada S Lender II, LLC | Other | Pasadena | CA | $0 | $60,000,000 | 0 | Dec 15 | sec.gov |
| West Bloomfield PickleRage Holding LLC | Retailing | Miami Beach | FL | $0 | $1,325,000 | 0 | Dec 15 | sec.gov |
| PFG FUND VI, LLC | REITS and Finance | Wheat Ridge | CO | $0 | $100,000,000 | 0 | Dec 15 | sec.gov |
| HAWTHORNE VILLAGE, LLC | Commercial | La Mesa | CA | $0 | $2,750,000 | 0 | Dec 15 | sec.gov |
| United Legacy Income Fund LP | Other Real Estate | San Diego | CA | $0 | $100,000,000 | 0 | Dec 15 | sec.gov |
| STORAGE CENTER ROSE CITY LLC | Commercial | Columbia | SC | $0 | $2,500,000 | 0 | Dec 15 | sec.gov |
| Covenant Senior Housing REIT, Inc. | REITS and Finance | Irvine | CA | $0 | $25,000,000 | 0 | Dec 15 | sec.gov |
| BG Lineage Holdings, LLC | Commercial | San Francisco | CA | $0 | Indefinite | 0 | Dec 15 | sec.gov |
| Lombardi Topco LP | Other Technology | New York | NY | $0 | Indefinite | 0 | Dec 15 | sec.gov |
| knownwell, inc. | Other Health Care | Needham | MA | $0 | $19,999,998 | 2 | Dec 15 | sec.gov |
December 18, 2023 · December 14, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.