Data / Form D filings / Dec 14
Form D filings, December 14, 2023: 100 companies raised $766.7 million
100 operating companies filed a Form D on December 14, 2023, reporting $766.7 million sold. Largest: Ramp Business Corp ($339 million), Fountain Life, LLC ($87.1 million), SYNNOVATION THERAPEUTICS, INC. ($69.9 million). The median filing is $637,493, and 161 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 100Form D filings
- $766.7 millionreported sold
- $637,493median amount sold
- CAmost filings (19)
Most filings by state: CA 19, NC 15, TX 8, FL 8, AZ 8. By industry: Other 17, REITS and Finance 17, Other Technology 16, Manufacturing 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Ramp Business Corp | Other Technology | New York | NY | $339,000,000 | $339,000,000 | 21 | Dec 14 | sec.gov |
| Fountain Life, LLC | Other Health Care | Orlando | FL | $87,120,522 | $87,120,522 | 61 | Dec 14 | sec.gov |
| SYNNOVATION THERAPEUTICS, INC. | Biotechnology | Wilmington | DE | $69,874,993 | $102,499,995 | 7 | Dec 14 | sec.gov |
| Oleria Corp | Other Technology | Seattle | WA | $30,799,980 | $35,000,000 | 8 | Dec 14 | sec.gov |
| Mangata Networks, Inc. (amended) | Other Technology | Gold Canyon | AZ | $28,026,384 | $40,000,000 | 20 | Dec 14 | sec.gov |
| Deloache Capital Fund II LP (amended) | Other Real Estate | Dallas | TX | $26,729,375 | $26,729,375 | 64 | Dec 14 | sec.gov |
| Coelacanth Energy Inc. | Other | Calgary | $22,109,764 | $22,109,764 | 9 | Dec 14 | sec.gov | |
| Claros Technologies, Inc. | Other | Saint Paul | MN | $14,200,000 | $14,200,000 | 12 | Dec 14 | sec.gov |
| Encellin, Inc. | Other | Palo Alto | CA | $9,939,999 | $9,939,999 | 26 | Dec 14 | sec.gov |
| SRI Investors Fourteen LLC | Commercial | San Francisco | CA | $8,758,333 | $17,816,327 | 36 | Dec 14 | sec.gov |
| Cove Tractor Net Lease 60 DST (amended) | Commercial | Torrance | CA | $8,698,890 | $11,100,440 | 37 | Dec 14 | sec.gov |
| GOPASS Holdings Ltd | Other Technology | Bogota | $8,289,835 | $15,289,835 | 20 | Dec 14 | sec.gov | |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $8,238,780 | $8,238,780 | 7 | Dec 14 | sec.gov |
| Fluid Power Employee Holdings, LLC | Other | Denver | CO | $7,946,674 | $7,946,674 | 5 | Dec 14 | sec.gov |
| Agora Atlas Corp | Other Technology | Jersey City | NJ | $7,659,994 | $12,000,000 | 10 | Dec 14 | sec.gov |
| Phraxis Inc. | Other Health Care | Minneapolis | MN | $6,674,045 | $7,700,000 | 12 | Dec 14 | sec.gov |
| Seacoast Service Partners, LLC | Other | Miami | FL | $6,000,000 | $6,000,000 | 6 | Dec 14 | sec.gov |
| Rubi Laboratories, Inc. | Manufacturing | Alameda | CA | $5,149,997 | $15,000,000 | 3 | Dec 14 | sec.gov |
| Loyal Foundry Holdings, Inc. (amended) | Other Technology | Cardjff-By-The-Sea | CA | $5,098,791 | $6,874,000 | 31 | Dec 14 | sec.gov |
| Hollywood Diplomat Landing Pref Partners LLC | Residential | Boca Raton | FL | $5,000,000 | $5,000,000 | 13 | Dec 14 | sec.gov |
| Cove Net Lease Distribution 69 DST (amended) | Commercial | Torrance | CA | $4,334,193 | $12,443,403 | 7 | Dec 14 | sec.gov |
| PhotoniCare, Inc. | Other Health Care | Durham | NC | $4,030,987 | $5,780,988 | 17 | Dec 14 | sec.gov |
| MPV 2023 LLC | Residential | Raleigh | NC | $3,570,910 | $3,570,910 | 56 | Dec 14 | sec.gov |
| IP Copperleaf, LLC | Residential | Greenville | SC | $3,300,000 | $3,300,000 | 13 | Dec 14 | sec.gov |
| PremiumMedia360, Inc. | Other Technology | Camas | WA | $3,000,000 | $3,000,000 | 10 | Dec 14 | sec.gov |
| WWC GEM Investment Fund II, LP | Other | Miami | FL | $3,000,000 | Indefinite | 2 | Dec 14 | sec.gov |
| SuperTrader, Inc. | Other Banking and Financial Services | Los Angeles | CA | $2,940,719 | $3,500,000 | 39 | Dec 14 | sec.gov |
| M1 Bancshares, Inc. | Commercial Banking | Clayton | MO | $2,626,800 | $2,626,800 | 8 | Dec 14 | sec.gov |
| Irazu Oncology, LLC | Biotechnology | Baltimore | MD | $2,601,180 | $3,900,000 | 6 | Dec 14 | sec.gov |
| 1221 Greenwich Apartments, LLC | Residential | San Francisco | CA | $2,500,000 | $2,500,000 | 25 | Dec 14 | sec.gov |
| Simparo, Inc. | Other Health Care | Mobile | AL | $2,350,000 | $3,700,000 | 5 | Dec 14 | sec.gov |
| Ftiz Roy MC1, LLC | Investing | Lincoln | NE | $2,000,000 | $2,000,000 | 9 | Dec 14 | sec.gov |
| WWC KRIP Investment Fund I, LP | Other | Miami | FL | $1,775,000 | Indefinite | 1 | Dec 14 | sec.gov |
| CCOM CAPITAL NETWORK LLC | Residential | Springville, | MO | $1,597,000 | $1,597,000 | 5 | Dec 14 | sec.gov |
| SANTA FE POINTE PARTNERS, LLC | Residential | Newport Beach | CA | $1,530,000 | $5,000,000 | 5 | Dec 14 | sec.gov |
| Flagship Biosciences, Inc. | Biotechnology | Broomfield | CO | $1,500,000 | $1,500,000 | 3 | Dec 14 | sec.gov |
| JLLX Diversified III, DST | Other Real Estate | Chicago | IL | $1,437,223 | $95,916,712 | 3 | Dec 14 | sec.gov |
| Conserv Solutions Inc | Other Technology | Birmingham | AL | $1,138,000 | $1,500,000 | 13 | Dec 14 | sec.gov |
| Smart Response Technologies, Inc. (amended) | Other Technology | Lebanon | OH | $1,100,000 | $1,800,000 | 9 | Dec 14 | sec.gov |
| Streamline Investment Group II, LLC | Commercial | Mesa | AZ | $1,050,000 | $1,050,000 | 16 | Dec 14 | sec.gov |
| Ventis Medical, Inc. | Other Health Care | Princeton | NJ | $1,012,512 | $1,999,999 | 7 | Dec 14 | sec.gov |
| Roo Inc. | Other Technology | New York | NY | $1,000,000 | $1,000,000 | 1 | Dec 14 | sec.gov |
| 630 & 640 NE 80 ST, LLC | Commercial | Hollywood | FL | $941,985 | Indefinite | 7 | Dec 14 | sec.gov |
| DMG Mechanical Reinsurance SCC (amended) | Insurance | Hastings, Christ Church | $907,500 | $7,500,000 | 175 | Dec 14 | sec.gov | |
| OS Therapies Inc | Biotechnology | Rockville | MD | $700,000 | $2,000,000 | 3 | Dec 14 | sec.gov |
| Storlytics LLC | Other Technology | Charlotte | NC | $574,986 | $802,420 | 8 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $567,000 | $2,000,000 | 11 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $544,650 | $2,000,000 | 17 | Dec 14 | sec.gov |
| Cognitive Space, Inc. | Other Technology | Houston | TX | $500,000 | $1,000,000 | 1 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $485,000 | $2,000,000 | 14 | Dec 14 | sec.gov |
| Intrepid Metals Corp. | Other | Vancouver | $474,950 | $474,950 | 1 | Dec 14 | sec.gov | |
| LUCID INSURANCE GROUP, LLC | Insurance | Omaha | NE | $400,000 | $2,066,460 | 2 | Dec 14 | sec.gov |
| Series 3-1, a series of StartEngine Private LLC | Other Technology | Burbank | CA | $391,875 | $1,496,820 | 22 | Dec 14 | sec.gov |
| PL VARECO Fund 3, LLC | Commercial | Denver | CO | $375,000 | $10,000,000 | 5 | Dec 14 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $320,604 | $381,856 | 2 | Dec 14 | sec.gov |
| Unleashed Pets LLC | Other | Waukee | IA | $270,000 | $270,000 | 4 | Dec 14 | sec.gov |
| BlackRidge Berea Partners 2023, Ltd. | Oil and Gas | Lexington | KY | $270,000 | $3,775,000 | 1 | Dec 14 | sec.gov |
| NORTHSTAR VC SERIES 27 A SERIES OF NORTHSTAR VENTURE CAPITAL LLC | Other | Austin | TX | $269,963 | $269,963 | 4 | Dec 14 | sec.gov |
| Bison World, Inc. | Other Travel | Jamestown | ND | $250,000 | $20,000,000 | 1 | Dec 14 | sec.gov |
| Verifi Media, Inc. | Other Technology | New York | NY | $250,000 | $1,000,000 | 1 | Dec 14 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $249,999 | $249,999 | 1 | Dec 14 | sec.gov |
| NATILUS III A SERIES OF VUVP FUND LLC | Other | Austin | TX | $226,982 | $226,982 | 28 | Dec 14 | sec.gov |
| Eco-Shelter Inc. | Manufacturing | Tacoma | WA | $220,000 | $1,075,000 | 4 | Dec 14 | sec.gov |
| PD Theranostics, Inc. | Biotechnology | New York | NY | $150,000 | $1,000,000 | 2 | Dec 14 | sec.gov |
| Liberty Bell-H REIT, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Institutional Subsidiary VII, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Institutional Subsidiary VI, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Westford Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Charlotte Uptown Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Avalon Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Four Pack Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Flatirons REIT, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| BCF JV REIT I-A, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| BCF JV REIT I, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| BCF JV REIT I, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII South Shore District Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| SFR V Tranche 5 Trust, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| P2 Sub REIT 3, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| SFR Fund VI REIT, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| P2 Sub REIT 2, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| P2 Sub REIT 1, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $115,000 | $500,000 | 7 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $110,000 | $2,000,000 | 3 | Dec 14 | sec.gov |
| White Wolf Capital Partners, LLC | Other | Miami | FL | $100,000 | Indefinite | 1 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $55,000 | $2,000,000 | 4 | Dec 14 | sec.gov |
| DW WYOMING #4 LP | Oil and Gas | Irving | TX | $50,000 | $600,000 | 1 | Dec 14 | sec.gov |
| Dickinson Corp (amended) | Other Technology | Novato | CA | $50,000 | $600,000 | 2 | Dec 14 | sec.gov |
| Peloria, P.B.C. | Other Technology | Washington | DC | $44,110 | $44,110 | 1 | Dec 14 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $300,000,000 | 0 | Dec 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $7,561 | Indefinite | 2 | Dec 14 | sec.gov |
| Forest Park Reedsport Apartments LLC | Other | Salem | OR | $0 | $1,600,000 | 0 | Dec 14 | sec.gov |
| Guyton Capital Equity Fund, LLC | Other Real Estate | Fort Lauderdale | FL | $0 | $5,000,000 | 0 | Dec 14 | sec.gov |
| Gong Sheng Yuan Biotechnology Corp | Biotechnology | Hangzhou | $0 | $10,000,000 | 200 | Dec 14 | sec.gov | |
| P&R Solar Power Fund 2023, LP | Other Energy | Newton | MA | $0 | $15,000,000 | 0 | Dec 14 | sec.gov |
| BLUESTONE RENEWABLES HOLDING LLC | Other Energy | Nevada | IA | $0 | $12,000,000 | 0 | Dec 14 | sec.gov |
| G2 REVERSE LOGISTICS INC. | Other | Pittsburgh | PA | $0 | $15,000,000 | 0 | Dec 14 | sec.gov |
| Onpoint Generators, Inc | Other | Pleasanton | CA | $0 | $7,000,000 | 0 | Dec 14 | sec.gov |
| TRP Minerals III LLC | Oil and Gas | Houston | TX | $0 | $30,000,000 | 0 | Dec 14 | sec.gov |
| Sagax Equity Partners LLC | Commercial | Sheridan | WY | $0 | $30,000,000 | 0 | Dec 14 | sec.gov |
| 1010 Church Preferred Ltd Partner Fund, LLC | Residential | Nashville | TN | $0 | $101,890,000 | 0 | Dec 14 | sec.gov |
December 15, 2023 · December 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.