Data / Form D filings / Week of Dec 11
Form D filings, week of December 11, 2023: 462 companies raised $22.64 billion
462 operating companies filed a Form D in the week of December 11, 2023, reporting $22.64 billion sold. Largest: METROPOLITAN LIFE INSURANCE CO ($8.73 billion), METROPOLITAN LIFE INSURANCE CO ($3.36 billion), METROPOLITAN TOWER LIFE INSURANCE CO ($2.77 billion). The median filing is $1.8 million, and 702 pooled investment funds also filed that week.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 462Form D filings
- $22.64 billionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (84)
Most filings by state: CA 84, TX 46, NY 38, FL 31, NC 29. By industry: Other 98, Other Technology 87, Commercial 41, Other Real Estate 39.
By day: Dec 11 (77), Dec 12 (76), Dec 13 (104), Dec 14 (100), Dec 15 (105).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $8,729,322,718 | Indefinite | 78 | Dec 13 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $3,362,344,611 | Indefinite | 16 | Dec 13 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $2,766,528,797 | Indefinite | 116 | Dec 13 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $1,650,000,000 | Indefinite | 4 | Dec 13 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $1,445,455,884 | Indefinite | 12 | Dec 13 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $487,132,486 | $500,000,000 | 815 | Dec 12 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $415,000,000 | Indefinite | 7 | Dec 13 | sec.gov |
| Ramp Business Corp | Other Technology | New York | NY | $339,000,000 | $339,000,000 | 21 | Dec 14 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $202,423,597 | Indefinite | 1 | Dec 13 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $200,000,000 | Indefinite | 2 | Dec 12 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $178,601,584 | Indefinite | 1 | Dec 12 | sec.gov |
| WWEC Holdings LP (amended) | Manufacturing | New York | NY | $157,421,000 | Indefinite | 31 | Dec 12 | sec.gov |
| Banner Apex Holdings, LLC | Manufacturing | Westport | CT | $141,000,000 | Indefinite | 21 | Dec 15 | sec.gov |
| BP Commercial Funding Trust, Series SPL-VIII (amended) | Other Banking and Financial Services | New York | NY | $101,640,000 | Indefinite | 30 | Dec 12 | sec.gov |
| BP Commercial Funding Trust, Series SPL-VIII | Other Banking and Financial Services | New York | NY | $101,640,000 | Indefinite | 30 | Dec 11 | sec.gov |
| Odyssey Therapeutics, Inc. | Biotechnology | Boston | MA | $97,130,000 | $106,000,000 | 39 | Dec 15 | sec.gov |
| Fountain Life, LLC | Other Health Care | Orlando | FL | $87,120,522 | $87,120,522 | 61 | Dec 14 | sec.gov |
| BP Commercial Funding Trust, Series SPL-II (amended) | Other Banking and Financial Services | New York | NY | $75,281,135 | Indefinite | 48 | Dec 12 | sec.gov |
| SYNNOVATION THERAPEUTICS, INC. | Biotechnology | Wilmington | DE | $69,874,993 | $102,499,995 | 7 | Dec 14 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $67,890,813 | Indefinite | 4 | Dec 15 | sec.gov |
| Bancar Technologies Ltd | Other Technology | Manchester | $65,299,000 | $65,299,000 | 14 | Dec 12 | sec.gov | |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $64,025,023 | Indefinite | 1 | Dec 12 | sec.gov |
| BP Commercial Funding Trust, Series SPL-XI (amended) | Other Banking and Financial Services | New York | NY | $60,915,743 | Indefinite | 18 | Dec 12 | sec.gov |
| PT&C Group, LLC | Other | Salt Lake City | UT | $57,365,758 | $87,365,758 | 3 | Dec 15 | sec.gov |
| Bitfarms Ltd | Other | Toronto | $43,806,002 | $43,806,002 | 2 | Dec 13 | sec.gov | |
| NexPoint Storage Partners, Inc. | REITS and Finance | Dallas | TX | $43,223,385 | Indefinite | 242 | Dec 15 | sec.gov |
| MetOx International, Inc. | Other | Houston | TX | $42,977,071 | $45,000,000 | 66 | Dec 13 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO | Insurance | New York | NY | $40,000,000 | Indefinite | 1 | Dec 12 | sec.gov |
| Bell Olmsted Park HNW, LLC (amended) | Residential | Greensboro | NC | $39,175,000 | $39,175,000 | 85 | Dec 15 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $34,978,433 | $295,000,000 | 75 | Dec 11 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $34,312,917 | $145,000,000 | 218 | Dec 12 | sec.gov |
| BP Commercial Funding Trust, Series SPL-XIV (amended) | Other Banking and Financial Services | New York | NY | $33,394,500 | Indefinite | 22 | Dec 12 | sec.gov |
| Oleria Corp | Other Technology | Seattle | WA | $30,799,980 | $35,000,000 | 8 | Dec 14 | sec.gov |
| VERMONT TRANSCO LLC | Electric Utilities | Rutland | VT | $30,000,000 | $30,000,000 | 17 | Dec 11 | sec.gov |
| Mangata Networks, Inc. (amended) | Other Technology | Gold Canyon | AZ | $28,026,384 | $40,000,000 | 20 | Dec 14 | sec.gov |
| Deloache Capital Fund II LP (amended) | Other Real Estate | Dallas | TX | $26,729,375 | $26,729,375 | 64 | Dec 14 | sec.gov |
| OSP Embedded Holdings, LLC | Other | New York | NY | $26,333,481 | $26,333,481 | 5 | Dec 11 | sec.gov |
| Tabular Technologies, Inc. | Other Technology | San Jose | CA | $25,999,988 | $25,999,988 | 5 | Dec 11 | sec.gov |
| Wingspan Networks, Inc. (amended) | Other Technology | New York | NY | $25,911,353 | $26,997,034 | 16 | Dec 15 | sec.gov |
| Laza Medical, Inc. | Biotechnology | Campbell | CA | $25,463,112 | $38,255,533 | 45 | Dec 13 | sec.gov |
| Dynamic Labs, Inc. | Other | Miami | FL | $22,299,984 | $22,299,984 | 87 | Dec 13 | sec.gov |
| Coelacanth Energy Inc. | Other | Calgary | $22,109,764 | $22,109,764 | 9 | Dec 14 | sec.gov | |
| Flexbase Technologies, Inc. | Other Technology | San Francisco | CA | $21,903,435 | $22,151,946 | 81 | Dec 11 | sec.gov |
| Hancock Timberland & Farmland Fund LP | Other Real Estate | Boston | MA | $20,425,000 | Indefinite | 4 | Dec 15 | sec.gov |
| Uni Express Inc. | Other | Richmond | $20,220,000 | $54,999,992 | 10 | Dec 15 | sec.gov | |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $20,181,312 | $30,000,000 | 272 | Dec 11 | sec.gov |
| SPI Main Street Lofts Equity DE, LLC | Commercial | Dallas | TX | $20,000,000 | $20,000,000 | 27 | Dec 15 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $19,900,302 | $39,365,399 | 35 | Dec 11 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $19,600,000 | Indefinite | 6 | Dec 12 | sec.gov |
| MedRhythms, Inc. | Other Technology | Portland | ME | $18,981,782 | $26,296,326 | 15 | Dec 12 | sec.gov |
| ALMA CAPITAL PARTNERS LLC | Other | Miami | FL | $18,375,500 | $18,375,500 | 32 | Dec 13 | sec.gov |
| Eos Advisory LLP | Other Technology | St. Andrews | $16,506,165 | $16,506,165 | 34 | Dec 15 | sec.gov | |
| Workgraph, Inc. | Other | Miami | FL | $15,000,000 | $15,000,000 | 54 | Dec 15 | sec.gov |
| POSTMEDIA NETWORK INC. | Other | Toronto | $14,906,000 | $14,906,000 | 6 | Dec 15 | sec.gov | |
| Allstar Gaming, Inc. | Other Technology | New York | NY | $14,732,118 | $14,732,119 | 77 | Dec 12 | sec.gov |
| Puzzl Group Inc. | Other Technology | San Francisco | CA | $14,499,994 | $14,999,993 | 7 | Dec 13 | sec.gov |
| ThayerMahan, Inc. | Other Technology | Groton | CT | $14,499,988 | $24,339,184 | 2 | Dec 11 | sec.gov |
| Claros Technologies, Inc. | Other | Saint Paul | MN | $14,200,000 | $14,200,000 | 12 | Dec 14 | sec.gov |
| TCG Mid America II LP | Commercial | Boston | MA | $13,585,000 | $14,300,000 | 55 | Dec 15 | sec.gov |
| Quaise Energy, Inc. | Other Energy | Cambridge | MA | $13,079,903 | $25,000,000 | 9 | Dec 12 | sec.gov |
| AA RiverBlue P3 CCP Investors, LLC | Residential | Charlotte | NC | $13,000,807 | $13,000,807 | 38 | Dec 15 | sec.gov |
| Black Oak Investors, LLC | Other Real Estate | Marietta | GA | $11,939,570 | $12,100,000 | 196 | Dec 13 | sec.gov |
| Newark SS 2021, LLC | Commercial | Parsippany | NJ | $11,860,108 | $13,500,000 | 45 | Dec 11 | sec.gov |
| Terrapin Parent Holdings, L.P. | Other Technology | Columbia | MD | $11,661,054 | $11,661,054 | 5 | Dec 15 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $11,282,417 | $40,489,695 | 37 | Dec 13 | sec.gov |
| Tabular Technologies, Inc. | Other Technology | San Jose | CA | $11,199,997 | $11,199,997 | 25 | Dec 11 | sec.gov |
| SI Vantage Industrial, LP | Investing | Dallas | TX | $10,970,000 | $10,970,000 | 89 | Dec 13 | sec.gov |
| BEACON TECH INC. | Other | Boston | MA | $10,889,994 | $10,889,994 | 20 | Dec 13 | sec.gov |
| ST GA Fund XXIII, LLC | Other Real Estate | Atlanta | GA | $10,650,220 | $10,693,720 | 22 | Dec 15 | sec.gov |
| Pactio Holding Inc. | Other Technology | Dover | DE | $10,624,998 | $12,500,000 | 1 | Dec 15 | sec.gov |
| Twelve Labs, Inc. | Other Technology | San Francisco | CA | $10,050,000 | $10,050,000 | 7 | Dec 11 | sec.gov |
| CallMiner, Inc. | Other Technology | Waltham | MA | $9,999,999 | $11,134,035 | 11 | Dec 15 | sec.gov |
| Encellin, Inc. | Other | Palo Alto | CA | $9,939,999 | $9,939,999 | 26 | Dec 14 | sec.gov |
| A-Game Beverages, Inc. (amended) | Other | Clermont | FL | $9,856,623 | Indefinite | 261 | Dec 15 | sec.gov |
| Breeze Winter Haven, LLC | Other Real Estate | St. Petersburg | FL | $9,826,000 | $12,500,000 | 6 | Dec 11 | sec.gov |
| SRI Investors Fourteen LLC | Commercial | San Francisco | CA | $8,758,333 | $17,816,327 | 36 | Dec 14 | sec.gov |
| REE Automotive Ltd. | Other Technology | Kibbutz Glil-Yam | $8,750,000 | $8,750,000 | 3 | Dec 12 | sec.gov | |
| 1000 Riverbend Investors LLC | Commercial | West Hollywood | CA | $8,750,000 | $21,000,000 | 57 | Dec 11 | sec.gov |
| Rock Basin Investments LLC | Other Real Estate | Fayetteville | GA | $8,712,321 | $9,350,000 | 136 | Dec 15 | sec.gov |
| Cove Tractor Net Lease 60 DST (amended) | Commercial | Torrance | CA | $8,698,890 | $11,100,440 | 37 | Dec 14 | sec.gov |
| Absolute Health & Performance, Inc. | Other Technology | Austin | TX | $8,613,995 | $9,113,995 | 11 | Dec 13 | sec.gov |
| Desirelist, Inc. | Other | Atlanta | GA | $8,357,666 | $8,357,666 | 11 | Dec 15 | sec.gov |
| Inveterate Inc. | Other Technology | Greenville | SC | $8,357,144 | $8,357,144 | 16 | Dec 11 | sec.gov |
| GOPASS Holdings Ltd | Other Technology | Bogota | $8,289,835 | $15,289,835 | 20 | Dec 14 | sec.gov | |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $8,238,780 | $8,238,780 | 7 | Dec 14 | sec.gov |
| Melodi Health, Inc. | Other | Minneapolis | MN | $8,004,818 | $14,754,811 | 24 | Dec 15 | sec.gov |
| Arizona Nutritional Supplements, LLC | Other Health Care | Chandler | AZ | $8,000,000 | $8,330,863 | 1 | Dec 11 | sec.gov |
| Reprise Biomedical, Inc. (amended) | Biotechnology | Plymouth | MN | $7,982,500 | $12,500,000 | 77 | Dec 13 | sec.gov |
| Fluid Power Employee Holdings, LLC | Other | Denver | CO | $7,946,674 | $7,946,674 | 5 | Dec 14 | sec.gov |
| Agora Atlas Corp | Other Technology | Jersey City | NJ | $7,659,994 | $12,000,000 | 10 | Dec 14 | sec.gov |
| Droplet Biosciences, Inc. | Biotechnology | Cambridge | MA | $7,613,974 | $14,113,973 | 21 | Dec 13 | sec.gov |
| Water & Power Community Credit Union | Other Banking and Financial Services | Los Angeles | CA | $7,500,000 | $10,000,000 | 2 | Dec 13 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $7,500,000 | Indefinite | 10 | Dec 12 | sec.gov |
| Uranium Royalty Corp. (amended) | Other | Vancouver | $7,495,942 | $16,840,524 | 218 | Dec 15 | sec.gov | |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $7,482,302 | $7,482,302 | 1 | Dec 12 | sec.gov |
| ARC Hunters Run, LLC | Residential | Irvine | CA | $7,415,000 | $10,000,000 | 51 | Dec 15 | sec.gov |
| Youtopia Marketplace, LLC (amended) | Other | Lakewood | CO | $7,277,653 | $11,000,000 | 4 | Dec 13 | sec.gov |
| Wave Digital Assets Holdings LLC (amended) | Other Banking and Financial Services | Los Angeles | CA | $7,250,000 | Indefinite | 4 | Dec 11 | sec.gov |
| Wave Digital Assets Holdings LLC | Other Banking and Financial Services | Los Angeles | CA | $7,250,000 | Indefinite | 4 | Dec 11 | sec.gov |
| Mirabel 86 DE, LLC | Residential | Los Angeles | CA | $7,000,000 | $7,000,000 | 42 | Dec 13 | sec.gov |
| EQUILIBRE TECHNOLOGIES, INC. | Other Technology | Dover | DE | $6,999,997 | $6,999,997 | 1 | Dec 15 | sec.gov |
| SparkCharge, Inc. (amended) | Other Technology | Somerville | MA | $6,979,400 | $25,000,000 | 11 | Dec 11 | sec.gov |
| Chicago Atlantic Digital Mining Fund, LLC (amended) | Other Technology | Chicago | IL | $6,690,000 | Indefinite | 33 | Dec 12 | sec.gov |
| Phraxis Inc. | Other Health Care | Minneapolis | MN | $6,674,045 | $7,700,000 | 12 | Dec 14 | sec.gov |
| JVM P5 REIT Holdco, LLC (amended) | Other Real Estate | Oak Brook | IL | $6,290,600 | $150,000,000 | 48 | Dec 12 | sec.gov |
| Geo Land Solutions, Inc. | Other Technology | Durham | NC | $6,289,500 | $7,789,500 | 15 | Dec 13 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $6,280,400 | $100,000,000 | 40 | Dec 12 | sec.gov |
| MD Health RX Solutions, LLC | Other Health Care | Tampa | FL | $6,100,412 | $10,000,000 | 9 | Dec 13 | sec.gov |
| KoKo Medical, Inc. | Other Health Care | Malvern | PA | $6,000,009 | $11,999,912 | 33 | Dec 15 | sec.gov |
| EXIUM INC. | Other Technology | Allen | TX | $6,000,000 | $6,250,000 | 0 | Dec 15 | sec.gov |
| Seacoast Service Partners, LLC | Other | Miami | FL | $6,000,000 | $6,000,000 | 6 | Dec 14 | sec.gov |
| AdPipe, Inc. | Other Technology | Athens | GA | $5,999,999 | $5,999,999 | 2 | Dec 11 | sec.gov |
| Bouldin Creek Holdings, Inc. | Other | Austin | TX | $5,615,219 | $44,999,947 | 41 | Dec 13 | sec.gov |
| Focus IP, Inc. | Other Technology | Boise | ID | $5,549,997 | $5,999,999 | 14 | Dec 11 | sec.gov |
| Youtopia Marketplace, LLC (amended) | Other | Lakewood | CO | $5,401,800 | $11,000,000 | 3 | Dec 13 | sec.gov |
| WOOD RIVER LLC | Commercial | Seattle | WA | $5,400,000 | $6,650,000 | 28 | Dec 11 | sec.gov |
| Super League Enterprise, Inc. | Other Technology | Santa Monica | CA | $5,377,000 | $30,766,000 | 77 | Dec 11 | sec.gov |
| PDX Advisors LLC (amended) | Other Technology | New York | NY | $5,212,704 | Indefinite | 56 | Dec 12 | sec.gov |
| HG Linc Investment Company, LLC | Commercial | Carmel | IN | $5,193,486 | $5,193,486 | 14 | Dec 13 | sec.gov |
| Rubi Laboratories, Inc. | Manufacturing | Alameda | CA | $5,149,997 | $15,000,000 | 3 | Dec 14 | sec.gov |
| MONARCH HEDGE FUND LP (amended) | Other Banking and Financial Services | Morganville | NJ | $5,111,468 | Indefinite | 27 | Dec 12 | sec.gov |
| Loyal Foundry Holdings, Inc. (amended) | Other Technology | Cardjff-By-The-Sea | CA | $5,098,791 | $6,874,000 | 31 | Dec 14 | sec.gov |
| Bell Olmsted Park Senior Management, LLC (amended) | Residential | Greensboro | NC | $5,075,000 | $5,075,000 | 7 | Dec 15 | sec.gov |
| 128 South Laflin LLC | Commercial | Chicago | IL | $5,000,000 | $5,000,000 | 0 | Dec 15 | sec.gov |
| Stuffed Puffs, LLC | Other | Bethlehem | PA | $5,000,000 | $5,000,000 | 1 | Dec 15 | sec.gov |
| Hollywood Diplomat Landing Pref Partners LLC | Residential | Boca Raton | FL | $5,000,000 | $5,000,000 | 13 | Dec 14 | sec.gov |
| GoVyrl, Inc. | Other Technology | Irvine | CA | $4,919,892 | $10,209,065 | 43 | Dec 13 | sec.gov |
| Tompkins Robotics, Inc. | Other | Raleigh | NC | $4,600,000 | $7,500,000 | 13 | Dec 15 | sec.gov |
| Krista Software Inc. | Other Technology | Dallas | TX | $4,589,881 | $5,000,000 | 10 | Dec 12 | sec.gov |
| RAY FITNESS SYSTEMS INC | Computers | Lexington | MA | $4,520,000 | $4,520,000 | 9 | Dec 15 | sec.gov |
| Cove Net Lease Distribution 69 DST (amended) | Commercial | Torrance | CA | $4,334,193 | $12,443,403 | 7 | Dec 14 | sec.gov |
| SI Infill Industrial, LP | Investing | Dallas | TX | $4,315,000 | $4,315,000 | 89 | Dec 13 | sec.gov |
| Mile Auto, Inc. | Other | Atlanta | GA | $4,222,331 | $20,478,837 | 19 | Dec 11 | sec.gov |
| Plaza One 89 Investors LLC | Other Real Estate | Greer | SC | $4,200,000 | $4,200,000 | 69 | Dec 13 | sec.gov |
| HCRE 006 LLC | Commercial | Southlake | TX | $4,200,000 | $4,200,000 | 44 | Dec 11 | sec.gov |
| Audicus, Inc. | Other Technology | New York | NY | $4,097,033 | $6,578,127 | 26 | Dec 12 | sec.gov |
| Catio, Inc. | Other Technology | Palo Alto | CA | $4,052,681 | $4,052,900 | 19 | Dec 12 | sec.gov |
| Ohai.ai, Inc. | Other | Pembroke | MA | $4,033,843 | $6,000,000 | 12 | Dec 15 | sec.gov |
| PhotoniCare, Inc. | Other Health Care | Durham | NC | $4,030,987 | $5,780,988 | 17 | Dec 14 | sec.gov |
| Nevada Technology Corp | Other | Carson City | NV | $4,000,000 | $4,000,000 | 1 | Dec 15 | sec.gov |
| FC Partners US, LLC | Other | Charlotte | NC | $3,945,125 | $3,945,125 | 60 | Dec 15 | sec.gov |
| Alphathena Inc. | Other Technology | Willowbrook | IL | $3,899,995 | $4,499,993 | 6 | Dec 15 | sec.gov |
| CH CMR Partners LLC | Other Real Estate | Boston | MA | $3,750,000 | $3,750,000 | 1 | Dec 12 | sec.gov |
| Hook Media, Inc. (amended) | Other Technology | New York | NY | $3,744,994 | $3,895,000 | 23 | Dec 15 | sec.gov |
| Blue Spark Technologies, Inc. | Other Technology | Westlake | OH | $3,731,340 | $5,000,000 | 15 | Dec 11 | sec.gov |
| ATLAS Leghorn Industrial, LP | Commercial | Dallas | TX | $3,725,000 | $3,725,000 | 17 | Dec 13 | sec.gov |
| Bobyard, Inc. | Other | Cupertino | CA | $3,634,001 | $3,634,999 | 5 | Dec 13 | sec.gov |
| MPV 2023 LLC | Residential | Raleigh | NC | $3,570,910 | $3,570,910 | 56 | Dec 14 | sec.gov |
| Seacoast Service Partners, LLC | Other | Miami | FL | $3,550,000 | $3,550,000 | 6 | Dec 15 | sec.gov |
| PredictAP, Inc. | Other Technology | Boston | MA | $3,530,000 | $4,135,000 | 3 | Dec 15 | sec.gov |
| Traction Ag, Inc. (amended) | Other Technology | Auburn | IN | $3,513,331 | $3,726,331 | 5 | Dec 13 | sec.gov |
| Airtonomy, Inc. | Other Technology | Grand Forks | ND | $3,499,980 | $7,499,993 | 2 | Dec 11 | sec.gov |
| HCRE 005 LLC | Commercial | Southlake | TX | $3,450,000 | $3,500,000 | 42 | Dec 11 | sec.gov |
| Capra Biosciences, Inc. | Other Technology | Manassas | VA | $3,400,000 | $5,000,000 | 9 | Dec 12 | sec.gov |
| MatrixD IO, Inc. (amended) | Other Technology | Campbell | CA | $3,300,000 | Indefinite | 17 | Dec 15 | sec.gov |
| Creative Finance & Investments, LLC | Investing | Missoula | MT | $3,300,000 | Indefinite | 15 | Dec 15 | sec.gov |
| IP Copperleaf, LLC | Residential | Greenville | SC | $3,300,000 | $3,300,000 | 13 | Dec 14 | sec.gov |
| Sunny Benefits, Inc. | Business Services | Daniel Island | SC | $3,268,000 | $7,000,000 | 11 | Dec 15 | sec.gov |
| Flitch, Inc. | Other Technology | Altadena | CA | $3,159,999 | $3,500,000 | 9 | Dec 12 | sec.gov |
| Scout Discoveries Corp. (amended) | Other | Coeur D'Alene | ID | $3,027,500 | $3,027,500 | 15 | Dec 15 | sec.gov |
| PremiumMedia360, Inc. | Other Technology | Camas | WA | $3,000,000 | $3,000,000 | 10 | Dec 14 | sec.gov |
| WWC GEM Investment Fund II, LP | Other | Miami | FL | $3,000,000 | Indefinite | 2 | Dec 14 | sec.gov |
| SuperTrader, Inc. | Other Banking and Financial Services | Los Angeles | CA | $2,940,719 | $3,500,000 | 39 | Dec 14 | sec.gov |
| Trinity Nuclein Rd III QP Investors LLC | Biotechnology | Southlake | TX | $2,901,272 | $15,000,000 | 36 | Dec 15 | sec.gov |
| Legitimate, Inc. | Other Technology | New York | NY | $2,828,000 | $3,000,000 | 3 | Dec 13 | sec.gov |
| QUALITI, INC. | Other Technology | Lehi | UT | $2,700,000 | $2,700,000 | 3 | Dec 13 | sec.gov |
| BDP Lackawanna Investors III, LLC (amended) | Other Real Estate | Montclair | NJ | $2,669,901 | $13,422,234 | 19 | Dec 11 | sec.gov |
| Milhaus QOZ Business VIII, LLC | Other Real Estate | Indianapolis | IN | $2,633,000 | $35,000,000 | 5 | Dec 11 | sec.gov |
| M1 Bancshares, Inc. | Commercial Banking | Clayton | MO | $2,626,800 | $2,626,800 | 8 | Dec 14 | sec.gov |
| EEA - Highland Terrace V, LLC | Residential | Greensboro | NC | $2,625,000 | $8,400,000 | 15 | Dec 15 | sec.gov |
| LOS CAMINOS FM PROPERTY LTD | Restaurants | Irving | TX | $2,606,394 | $2,650,000 | 46 | Dec 13 | sec.gov |
| Irazu Oncology, LLC | Biotechnology | Baltimore | MD | $2,601,180 | $3,900,000 | 6 | Dec 14 | sec.gov |
| Clean Core Thorium Energy, Inc. | Other Energy | Oak Brook | IL | $2,550,000 | $10,000,000 | 3 | Dec 12 | sec.gov |
| Neroshield, Inc. (amended) | Other Technology | Bradenton | FL | $2,515,000 | $2,515,000 | 21 | Dec 12 | sec.gov |
| 1221 Greenwich Apartments, LLC | Residential | San Francisco | CA | $2,500,000 | $2,500,000 | 25 | Dec 14 | sec.gov |
| Badger Bevs, LLC | Manufacturing | Ridgefield | CT | $2,500,000 | $2,500,000 | 10 | Dec 12 | sec.gov |
| neoCorp, Inc. | Other Technology | San Francisco | CA | $2,399,999 | $3,000,000 | 3 | Dec 13 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $2,384,380 | Indefinite | 1 | Dec 12 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $2,376,180 | $145,000,000 | 24 | Dec 12 | sec.gov |
| Simparo, Inc. | Other Health Care | Mobile | AL | $2,350,000 | $3,700,000 | 5 | Dec 14 | sec.gov |
| Tacoma QOZ Fund I, LLC | Other Real Estate | Tacoma | WA | $2,347,000 | Indefinite | 1 | Dec 13 | sec.gov |
| S4W Multifamily Housing Fund LP (amended) | Residential | Southlake | TX | $2,260,000 | $10,000,000 | 15 | Dec 15 | sec.gov |
| 22 Holdings, LLC | Other | Richmond | VA | $2,250,000 | $6,000,000 | 6 | Dec 15 | sec.gov |
| Cowland LLC | Commercial | Pomona | CA | $2,200,000 | $2,200,000 | 14 | Dec 11 | sec.gov |
| Ember Network, Inc. (amended) | Other Technology | Phoenix | AZ | $2,145,418 | $16,600,001 | 2 | Dec 12 | sec.gov |
| KAZIA THERAPEUTICS LTD | Biotechnology | Sydney Nsw | $2,000,000 | $2,000,000 | 1 | Dec 15 | sec.gov | |
| FlexDex, Inc. | Other Health Care | Brighton | MI | $2,000,000 | $4,000,000 | 17 | Dec 15 | sec.gov |
| Ftiz Roy MC1, LLC | Investing | Lincoln | NE | $2,000,000 | $2,000,000 | 9 | Dec 14 | sec.gov |
| Ricovr Healthcare Inc. | Other Health Care | Princeton | NJ | $2,000,000 | $4,000,000 | 1 | Dec 13 | sec.gov |
| Cerebrum Sensor Technologies Inc. | Other Technology | Van Nuys | CA | $2,000,000 | $2,500,000 | 14 | Dec 11 | sec.gov |
| Alpine Ranch Minerals LLC | Oil and Gas | Midland | TX | $1,998,632 | $15,021,052 | 10 | Dec 13 | sec.gov |
| Ulysses Ecosystem Engineering Inc. | Other Technology | Dublin | $1,950,000 | $2,000,000 | 3 | Dec 11 | sec.gov | |
| Hempacco Co., Inc. | Manufacturing | San Diego | CA | $1,947,778 | $3,000,000 | 2 | Dec 15 | sec.gov |
| WWC Seacoast Investors, LLC | Other | Miami | FL | $1,875,000 | $1,875,000 | 15 | Dec 15 | sec.gov |
| MCH Ventures, Inc. | Other Health Care | Los Angeles | CA | $1,839,999 | $6,250,000 | 3 | Dec 11 | sec.gov |
| Sunset at Broken Arrow LLC | Other Real Estate | Colorado Springs | CO | $1,825,000 | $86,900,000 | 4 | Dec 12 | sec.gov |
| WWC KRIP Investment Fund I, LP | Other | Miami | FL | $1,775,000 | Indefinite | 1 | Dec 14 | sec.gov |
| Spectrum Effect, Inc. | Other Technology | Bellevue | WA | $1,750,000 | $1,750,000 | 2 | Dec 15 | sec.gov |
| KO Storage of Amherst, LLC | Other Real Estate | Minnetonka | MN | $1,600,000 | $1,900,000 | 10 | Dec 13 | sec.gov |
| CENTRALIA 86, LLC (amended) | Commercial | Kirkland | WA | $1,600,000 | $2,275,000 | 18 | Dec 11 | sec.gov |
| Case Status, Inc. | Other Technology | North Charleston | SC | $1,599,999 | $2,500,000 | 3 | Dec 12 | sec.gov |
| CCOM CAPITAL NETWORK LLC | Residential | Springville, | MO | $1,597,000 | $1,597,000 | 5 | Dec 14 | sec.gov |
| Fluint, Inc. | Other | Denver | CO | $1,595,000 | $2,095,000 | 12 | Dec 11 | sec.gov |
| DIG Management QOF, LLC | Other Real Estate | Lake Oswego | OR | $1,550,000 | $10,000,000 | 4 | Dec 15 | sec.gov |
| SANTA FE POINTE PARTNERS, LLC | Residential | Newport Beach | CA | $1,530,000 | $5,000,000 | 5 | Dec 14 | sec.gov |
| Flagship Biosciences, Inc. | Biotechnology | Broomfield | CO | $1,500,000 | $1,500,000 | 3 | Dec 14 | sec.gov |
| Nuvau Minerals Corp | Other | Thunder Bay | $1,500,000 | Indefinite | 1 | Dec 11 | sec.gov | |
| INANOVATE INC | Biotechnology | Sioux Falls | SD | $1,500,000 | $3,000,000 | 3 | Dec 11 | sec.gov |
| Tom Graham Field Cook #1, L.P. | Commercial | Sarasota | FL | $1,485,000 | $5,000,000 | 21 | Dec 12 | sec.gov |
| 1784 Reserve Bond #11, LLC | Commercial | Scottsdale | AZ | $1,475,000 | $12,000,000 | 10 | Dec 13 | sec.gov |
| Slaine Holdings LLC | Other | Jersey City | NJ | $1,446,102 | $1,446,102 | 3 | Dec 12 | sec.gov |
| JLLX Diversified III, DST | Other Real Estate | Chicago | IL | $1,437,223 | $95,916,712 | 3 | Dec 14 | sec.gov |
| Trinity Nuclein Rd III Investors LLC | Biotechnology | Southlake | TX | $1,394,728 | $15,000,000 | 25 | Dec 15 | sec.gov |
| Greenleaf Investment Partners L114, LLC | Commercial | Norcross | GA | $1,390,000 | $1,540,000 | 25 | Dec 11 | sec.gov |
| 12john LLC | Commercial | Concord | MA | $1,375,000 | $1,375,000 | 16 | Dec 11 | sec.gov |
| Agricultural Land Corp (amended) | Agriculture | Santiago Rm | $1,301,388 | Indefinite | 38 | Dec 11 | sec.gov | |
| AnomalyFi, Inc. | Computers | Ames | IA | $1,257,000 | $1,257,000 | 13 | Dec 11 | sec.gov |
| Farmland Capital SPV VIII, L.P. | Agriculture | San Carlos | CA | $1,222,000 | $1,222,000 | 33 | Dec 12 | sec.gov |
| Mirage Papago LLC | Residential | Phoenix | AZ | $1,175,000 | $1,500,000 | 14 | Dec 15 | sec.gov |
| Garland Opportunity Fund, LLC | REITS and Finance | Issaquah | WA | $1,170,000 | $1,170,000 | 8 | Dec 15 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $1,162,936 | $1,502,936 | 6 | Dec 15 | sec.gov |
| Conserv Solutions Inc | Other Technology | Birmingham | AL | $1,138,000 | $1,500,000 | 13 | Dec 14 | sec.gov |
| Diametryx Inc. | Other Technology | Cambridge | MA | $1,100,000 | $1,100,000 | 5 | Dec 15 | sec.gov |
| Smart Response Technologies, Inc. (amended) | Other Technology | Lebanon | OH | $1,100,000 | $1,800,000 | 9 | Dec 14 | sec.gov |
| 1784 Development Bond #11, LLC | Commercial | Scottsdale | AZ | $1,100,000 | $16,000,000 | 3 | Dec 13 | sec.gov |
| GENERATIONAL EQUITY LABS, INC. | Other | Washington | DC | $1,100,000 | $1,100,000 | 2 | Dec 12 | sec.gov |
| Streamline Investment Group II, LLC | Commercial | Mesa | AZ | $1,050,000 | $1,050,000 | 16 | Dec 14 | sec.gov |
| Ventis Medical, Inc. | Other Health Care | Princeton | NJ | $1,012,512 | $1,999,999 | 7 | Dec 14 | sec.gov |
| StoryUP, Inc. | Other Technology | Columbia | MO | $1,007,851 | $2,500,000 | 7 | Dec 12 | sec.gov |
| Roo Inc. | Other Technology | New York | NY | $1,000,000 | $1,000,000 | 1 | Dec 14 | sec.gov |
| Masienda, Inc. | Other | Los Angeles | CA | $1,000,000 | $1,000,000 | 1 | Dec 12 | sec.gov |
| 251 Edward Teach Ext Owner, LLC | Other Real Estate | Raleigh | NC | $1,000,000 | $1,000,000 | 18 | Dec 11 | sec.gov |
| Trugenomix Health, Inc. | Other Health Care | Gaithersburg | MD | $1,000,000 | $1,000,000 | 1 | Dec 11 | sec.gov |
| SAXON CAPITAL GROUP INC (amended) | Other | Scottsdale | AZ | $997,500 | $1,000,000 | 11 | Dec 15 | sec.gov |
| RS Boulder Investor, LLC | Other | Salt Lake City | UT | $985,000 | $7,900,000 | 8 | Dec 11 | sec.gov |
| CLS Holdings USA, Inc. | Other | Las Vegas | NV | $960,000 | $960,000 | 4 | Dec 15 | sec.gov |
| Gaucho Group Holdings, Inc. | Other Real Estate | Miami | FL | $957,066 | $4,000,000 | 7 | Dec 15 | sec.gov |
| ENA INVESTMENTS LLC | Manufacturing | Lake Oswego | OR | $955,000 | $1,250,000 | 7 | Dec 11 | sec.gov |
| 630 & 640 NE 80 ST, LLC | Commercial | Hollywood | FL | $941,985 | Indefinite | 7 | Dec 14 | sec.gov |
| DMG Mechanical Reinsurance SCC (amended) | Insurance | Hastings, Christ Church | $907,500 | $7,500,000 | 175 | Dec 14 | sec.gov | |
| Opio Connect, Inc. | Computers | Kalispell | MT | $900,000 | $3,000,000 | 1 | Dec 13 | sec.gov |
| Diamond Kinetics, Inc. | Other Technology | Pittsburgh | PA | $900,000 | $1,000,000 | 3 | Dec 13 | sec.gov |
| Diamond Kinetics, Inc. (amended) | Other Technology | Pittsburgh | PA | $900,000 | $1,000,000 | 3 | Dec 12 | sec.gov |
| Elements Horsham SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $885,000 | $12,921,285 | 14 | Dec 15 | sec.gov |
| Tractus Corp | Biotechnology | Austin | TX | $865,000 | $1,000,000 | 15 | Dec 13 | sec.gov |
| A-Game Beverages, Inc. (amended) | Other | Clermont | FL | $831,000 | Indefinite | 26 | Dec 15 | sec.gov |
| BLUE SKY URANIUM CORP. (amended) | Other | Vancouver | $830,076 | $5,309,584 | 5 | Dec 15 | sec.gov | |
| GIADZY, INC. | Other | Los Angeles | CA | $800,000 | $800,000 | 4 | Dec 12 | sec.gov |
| Helios Dyrt Partners II, LLC (amended) | Investing | Denver | CO | $773,980 | $773,980 | 16 | Dec 15 | sec.gov |
| Da Hill State Group LLC | Other Real Estate | Chandler | AZ | $700,000 | $3,900,000 | 5 | Dec 15 | sec.gov |
| OS Therapies Inc | Biotechnology | Rockville | MD | $700,000 | $2,000,000 | 3 | Dec 14 | sec.gov |
| Safe & Green Development Corp | Other Real Estate | Miami | FL | $700,000 | $1,200,000 | 1 | Dec 12 | sec.gov |
| PIMEE ENERGY INC. (amended) | Oil and Gas | Calgary | $699,014 | $699,014 | 15 | Dec 13 | sec.gov | |
| WaveTamer Partners LLC | Other Technology | Greenville | NC | $675,000 | $3,000,000 | 9 | Dec 12 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $655,860 | $735,537 | 16 | Dec 11 | sec.gov |
| Dietz Crossings Holdings LLC | Commercial | Troy | MI | $650,000 | $4,325,000 | 6 | Dec 13 | sec.gov |
| LHB INC | Other | Duluth | MN | $647,700 | $1,246,600 | 26 | Dec 13 | sec.gov |
| Digit Technologies Inc. (amended) | Other Technology | Rocky Face | GA | $638,146 | $968,146 | 11 | Dec 13 | sec.gov |
| Original Syndicate Partners, LLC | Other | Los Angeles | CA | $637,500 | $637,500 | 4 | Dec 15 | sec.gov |
| Northern Westchester Facility Project LLC | Other Health Care | Yorktown Heights | NY | $627,622 | $627,622 | 10 | Dec 13 | sec.gov |
| Nexus Ventures XVIII Duluth Pavilion LLC | Investing | Matthews | NC | $606,000 | $606,000 | 10 | Dec 13 | sec.gov |
| Alertgy Inc. | Other Health Care | Melbourne | FL | $600,000 | Indefinite | 2 | Dec 15 | sec.gov |
| 1784 Development Bond #12, LLC | Commercial | Scottsdale | AZ | $600,000 | $8,000,000 | 3 | Dec 13 | sec.gov |
| Corral Holdings, Inc. | Agriculture | Atkinson | NE | $600,000 | $1,000,000 | 1 | Dec 12 | sec.gov |
| 415 Clarendon LLC | Other Real Estate | Beverly Hills | CA | $592,000 | $592,000 | 9 | Dec 13 | sec.gov |
| Storlytics LLC | Other Technology | Charlotte | NC | $574,986 | $802,420 | 8 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $567,000 | $2,000,000 | 11 | Dec 14 | sec.gov |
| ELEMENTAL AGRONOMY, INC. | Agriculture | Wilmington | DE | $565,000 | Indefinite | 8 | Dec 11 | sec.gov |
| Grove at Hickman, LLC (amended) | Other | West Des Moines | IA | $550,000 | $3,000,000 | 4 | Dec 13 | sec.gov |
| Sindi, Inc. | Other Technology | Seattle | WA | $545,000 | $650,000 | 20 | Dec 15 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $544,650 | $2,000,000 | 17 | Dec 14 | sec.gov |
| A-Game Beverages, Inc. (amended) | Other | Clermont | FL | $535,000 | Indefinite | 9 | Dec 15 | sec.gov |
| Nexus Ventures XIX Traydstream Series B | Investing | Matthews | NC | $530,250 | $530,250 | 10 | Dec 13 | sec.gov |
| Zero to Sixty Royalties, LP | Oil and Gas | Southlake | TX | $530,000 | $7,500,000 | 3 | Dec 15 | sec.gov |
| Nexus Ventures XVII Marietta Pavilion LLC | Investing | Matthews | NC | $505,000 | $505,000 | 10 | Dec 13 | sec.gov |
| Commonwealth Security Resources, LLC | Other | Exton | PA | $500,000 | $500,000 | 7 | Dec 15 | sec.gov |
| Cognitive Space, Inc. | Other Technology | Houston | TX | $500,000 | $1,000,000 | 1 | Dec 14 | sec.gov |
| Crush Capital Inc. | Other Banking and Financial Services | Beverly Hills | CA | $500,000 | $2,500,000 | 8 | Dec 13 | sec.gov |
| SafeGuard Privacy, Inc. | Other Technology | Pound Ridge | NY | $500,000 | $2,500,000 | 1 | Dec 12 | sec.gov |
| IMMUNOPROFILE, LLC (amended) | Biotechnology | Marco Island | FL | $500,000 | $900,000 | 3 | Dec 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $499,104 | $499,104 | 1 | Dec 12 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $485,000 | $2,000,000 | 14 | Dec 14 | sec.gov |
| Intrepid Metals Corp. | Other | Vancouver | $474,950 | $474,950 | 1 | Dec 14 | sec.gov | |
| Water Automation, LLC | Manufacturing | Point Pleasant | NJ | $467,499 | $2,000,000 | 4 | Dec 11 | sec.gov |
| LUCID INSURANCE GROUP, LLC | Insurance | Omaha | NE | $400,000 | $2,066,460 | 2 | Dec 14 | sec.gov |
| Series 3-1, a series of StartEngine Private LLC | Other Technology | Burbank | CA | $391,875 | $1,496,820 | 22 | Dec 14 | sec.gov |
| OROCO RESOURCE CORP | Other | Vancouver Bc | $382,564 | $1,004,230 | 14 | Dec 13 | sec.gov | |
| PL VARECO Fund 3, LLC | Commercial | Denver | CO | $375,000 | $10,000,000 | 5 | Dec 14 | sec.gov |
| Coastal Capital Lending LLC | Other Real Estate | Glendale | AZ | $375,000 | $2,000,000 | 5 | Dec 13 | sec.gov |
| Pyran, Inc. | Manufacturing | Madison | WI | $374,999 | $374,999 | 1 | Dec 13 | sec.gov |
| Rise Gold Corp. | Other | Vancouver | $368,600 | $634,811 | 5 | Dec 15 | sec.gov | |
| HOTREI Town East LLC | Residential | Scottsdale | AZ | $360,000 | $360,000 | 5 | Dec 13 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $320,604 | $381,856 | 2 | Dec 14 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $295,927 | $300,000 | 17 | Dec 11 | sec.gov |
| Northern Westchester Facility Project LLC | Other Health Care | Yorktown Heights | NY | $290,093 | $290,093 | 2 | Dec 13 | sec.gov |
| Neptune Management Topco Holdings, LLC | Other | North Richland Hills | TX | $275,000 | $315,000 | 3 | Dec 15 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $275,000 | $315,000 | 3 | Dec 15 | sec.gov |
| Unleashed Pets LLC | Other | Waukee | IA | $270,000 | $270,000 | 4 | Dec 14 | sec.gov |
| BlackRidge Berea Partners 2023, Ltd. | Oil and Gas | Lexington | KY | $270,000 | $3,775,000 | 1 | Dec 14 | sec.gov |
| NORTHSTAR VC SERIES 27 A SERIES OF NORTHSTAR VENTURE CAPITAL LLC | Other | Austin | TX | $269,963 | $269,963 | 4 | Dec 14 | sec.gov |
| Evergreen Real Estate Fund VI LLC | Residential | Wexford | PA | $269,000 | $1,100,000 | 6 | Dec 11 | sec.gov |
| Steward Holdings (US), Inc. | Other Banking and Financial Services | Pendleton | OR | $250,000 | $250,000 | 1 | Dec 15 | sec.gov |
| Bison World, Inc. | Other Travel | Jamestown | ND | $250,000 | $20,000,000 | 1 | Dec 14 | sec.gov |
| Verifi Media, Inc. | Other Technology | New York | NY | $250,000 | $1,000,000 | 1 | Dec 14 | sec.gov |
| O-X Investments LLC | Other Real Estate | New York | NY | $250,000 | $30,000,000 | 1 | Dec 13 | sec.gov |
| Gentian Technologies, Inc. | Other | Evanston | IL | $250,000 | $250,000 | 3 | Dec 11 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $249,999 | $249,999 | 1 | Dec 14 | sec.gov |
| NATILUS - A SERIES OF VUVP FUND LLC | Other | San Francisco | CA | $244,530 | $244,530 | 19 | Dec 13 | sec.gov |
| Pragli, Inc. | Other | San Francisco | CA | $240,000 | $240,000 | 14 | Dec 13 | sec.gov |
| Firethorn Valencia 3 LLC | Residential | Sugar Land | TX | $230,000 | $500,000 | 6 | Dec 11 | sec.gov |
| NATILUS III A SERIES OF VUVP FUND LLC | Other | Austin | TX | $226,982 | $226,982 | 28 | Dec 14 | sec.gov |
| LithiumBank Resources Corp. | Other | Vancouver | $226,021 | $396,193 | 2 | Dec 15 | sec.gov | |
| WWC KRIP Investment Fund I, LP | Other | Miami | FL | $225,000 | Indefinite | 1 | Dec 15 | sec.gov |
| Eco-Shelter Inc. | Manufacturing | Tacoma | WA | $220,000 | $1,075,000 | 4 | Dec 14 | sec.gov |
| Technology Holdings North America Inc. | Telecommunications | Santa Monica | CA | $210,000 | $5,000,000 | 7 | Dec 13 | sec.gov |
| Verses AI Inc. | Other Technology | Los Angeles | CA | $198,588 | $198,588 | 1 | Dec 13 | sec.gov |
| Tractus Corp | Biotechnology | Austin | TX | $177,500 | $1,000,000 | 6 | Dec 13 | sec.gov |
| GURU Pet Company, Inc. | Other | Golden | CO | $175,000 | $1,000,000 | 2 | Dec 15 | sec.gov |
| SportsCaster Media LLC | Other | Birmingham | MI | $160,000 | $500,000 | 4 | Dec 15 | sec.gov |
| FistBump Sports, Inc. | Other Technology | Huntington Beach | CA | $159,500 | $500,000 | 5 | Dec 11 | sec.gov |
| Cristie Kerr Wines LLC | Other | Napa | CA | $150,000 | $3,500,000 | 3 | Dec 15 | sec.gov |
| PD Theranostics, Inc. | Biotechnology | New York | NY | $150,000 | $1,000,000 | 2 | Dec 14 | sec.gov |
| Toetal Solutions, Inc. | Other Health Care | Malvern | PA | $150,000 | $150,000 | 1 | Dec 13 | sec.gov |
| 7734 SM LLC | Other | Los Angeles | CA | $150,000 | $1,500,000 | 1 | Dec 12 | sec.gov |
| Zunou AI, Inc. | Other Technology | Smyrna | DE | $150,000 | Indefinite | 2 | Dec 12 | sec.gov |
| Seabound Carbon, Inc. | Other Technology | Claymont | DE | $143,948 | $143,948 | 1 | Dec 13 | sec.gov |
| Together Health, Inc. | Other Health Care | Nashville | TN | $137,000 | $1,000,000 | 3 | Dec 13 | sec.gov |
| SMV Barbers, LLC | Retailing | Grapevine | TX | $126,000 | $126,000 | 5 | Dec 11 | sec.gov |
| LaTerra SS Investors III, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Dec 15 | sec.gov |
| Bell Fund VII Cadence Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 15 | sec.gov |
| Liberty Bell-H REIT, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Institutional Subsidiary VII, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Institutional Subsidiary VI, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Westford Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Charlotte Uptown Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Avalon Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII Four Pack Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Flatirons REIT, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| BCF JV REIT I-A, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| BCF JV REIT I, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| BCF JV REIT I, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| Bell Fund VII South Shore District Holdings, LLC (amended) | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Dec 14 | sec.gov |
| SFR V Tranche 5 Trust, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| P2 Sub REIT 3, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| SFR Fund VI REIT, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| P2 Sub REIT 2, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| P2 Sub REIT 1, LLC | REITS and Finance | Scottsdale | AZ | $123,000 | $125,000 | 123 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $115,000 | $500,000 | 7 | Dec 14 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $110,000 | $2,000,000 | 3 | Dec 14 | sec.gov |
| Celly Beverages, Inc. | Other | Woburn | MA | $100,000 | $100,000 | 1 | Dec 15 | sec.gov |
| DasiSimulations LLC | Other | Dublin | OH | $100,000 | $5,000,000 | 1 | Dec 15 | sec.gov |
| White Wolf Capital Partners, LLC | Other | Miami | FL | $100,000 | Indefinite | 1 | Dec 14 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Dec 11 | sec.gov |
| Circuit City Holdings Inc. | Retailing | New York | NY | $100,000 | $25,000,000 | 1 | Dec 11 | sec.gov |
| HUME SUPERNATURAL, INC. | Other | San Diego | CA | $95,000 | $300,000 | 3 | Dec 13 | sec.gov |
| Helios Dyrt Partners III, LLC | Investing | Denver | CO | $82,400 | $82,400 | 17 | Dec 15 | sec.gov |
| MachineTrader.io Inc. | Other Banking and Financial Services | Buffalo | NY | $80,000 | $500,000 | 3 | Dec 15 | sec.gov |
| ISP Global Inc. | Other | Virginia Beach | VA | $70,000 | $1,000,000 | 2 | Dec 13 | sec.gov |
| Cross Bible, Inc. | Other Technology | Van Nuys | CA | $60,000 | $60,000 | 2 | Dec 13 | sec.gov |
| Lendvent Income Fund I LLC (amended) | Other | Bay Habor Islands | FL | $57,450 | $50,000,000 | 2 | Dec 11 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $55,000 | $2,000,000 | 4 | Dec 14 | sec.gov |
| Belveron Flagship Fund VII REIT, LLC | REITS and Finance | San Francisco | CA | $55,000 | $125,000 | 55 | Dec 13 | sec.gov |
| BPVIF VI REIT Holdings, LLC | REITS and Finance | Oakland | CA | $55,000 | $125,000 | 55 | Dec 13 | sec.gov |
| Ames Street RT LLC | REITS and Finance | Boston | MA | $55,000 | $125,000 | 55 | Dec 12 | sec.gov |
| Synvivia, Inc. | Biotechnology | Berkeley | CA | $54,096 | $54,096 | 1 | Dec 11 | sec.gov |
| Tulip Hotels REIT LLC | REITS and Finance | New York | NY | $53,000 | $125,000 | 53 | Dec 12 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $52,500 | $52,500 | 1 | Dec 12 | sec.gov |
| Shoonya Digital, Inc. | Other | Santa Barbara | CA | $50,000 | $500,000 | 1 | Dec 15 | sec.gov |
| KENILWORTH SYSTEMS CORP | Tourism and Travel Services | Daytona Beach | FL | $50,000 | $3,000,000 | 3 | Dec 15 | sec.gov |
| DW WYOMING #4 LP | Oil and Gas | Irving | TX | $50,000 | $600,000 | 1 | Dec 14 | sec.gov |
| Dickinson Corp (amended) | Other Technology | Novato | CA | $50,000 | $600,000 | 2 | Dec 14 | sec.gov |
| Legacy AF Ventures, LLC | Investing | Canton | GA | $50,000 | Indefinite | 1 | Dec 13 | sec.gov |
| Magnum Barbeque Company, LLC | Retailing | Littleton | CO | $50,000 | $50,000 | 1 | Dec 13 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $50,000 | Indefinite | 1 | Dec 13 | sec.gov |
| Dickinson Corp | Other Technology | Novato | CA | $50,000 | $500,000 | 2 | Dec 12 | sec.gov |
| NeuraMedica Inc. (amended) | Biotechnology | Oregon City | OR | $50,000 | $1,000,000 | 1 | Dec 11 | sec.gov |
| Crown Minerals Corp. | Other | Vancouver | $49,400 | $49,400 | 1 | Dec 15 | sec.gov | |
| Horsetrough Hollow Prospect Partners (amended) | Oil and Gas | Hendersonville | TN | $46,000 | $736,000 | 2 | Dec 13 | sec.gov |
| Neptune Management Holdings, LLC | Other | North Richland Hills | TX | $45,604 | $66,856 | 4 | Dec 15 | sec.gov |
| Peloria, P.B.C. | Other Technology | Washington | DC | $44,110 | $44,110 | 1 | Dec 14 | sec.gov |
| Connected Things Inc. | Other Technology | Leesburg | VA | $40,000 | $500,000 | 3 | Dec 12 | sec.gov |
| Steel House REIT LLC | REITS and Finance | Boston | MA | $34,000 | $125,000 | 34 | Dec 11 | sec.gov |
| Bardin Greene Holdings LLC | REITS and Finance | Manhattan Beach | CA | $34,000 | $125,000 | 34 | Dec 11 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $300,000,000 | 0 | Dec 14 | sec.gov |
| indipop LLC | Health Insurance | Phoenix | AZ | $25,000 | $250,000 | 1 | Dec 12 | sec.gov |
| TLE MFG LLC | Business Services | Clifton | NJ | $20,000 | $10,000,000 | 1 | Dec 15 | sec.gov |
| TLEHL Inc. | Manufacturing | Clifton | NJ | $20,000 | $10,000,000 | 1 | Dec 15 | sec.gov |
| Apothewell, Inc. | Biotechnology | Little Rock | AR | $11,000 | $200,000 | 1 | Dec 15 | sec.gov |
| Alset Capital Inc. | Other Technology | Vancouver | $11,000 | $29,500 | 1 | Dec 11 | sec.gov | |
| Dunya Analytics, PBC | Other Technology | Wilmington | DE | $10,000 | $100,000 | 1 | Dec 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $7,561 | Indefinite | 2 | Dec 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,005 | Indefinite | 1 | Dec 12 | sec.gov |
| LA Brasada S Lender II, LLC | Other | Pasadena | CA | $0 | $60,000,000 | 0 | Dec 15 | sec.gov |
| West Bloomfield PickleRage Holding LLC | Retailing | Miami Beach | FL | $0 | $1,325,000 | 0 | Dec 15 | sec.gov |
| PFG FUND VI, LLC | REITS and Finance | Wheat Ridge | CO | $0 | $100,000,000 | 0 | Dec 15 | sec.gov |
| HAWTHORNE VILLAGE, LLC | Commercial | La Mesa | CA | $0 | $2,750,000 | 0 | Dec 15 | sec.gov |
| United Legacy Income Fund LP | Other Real Estate | San Diego | CA | $0 | $100,000,000 | 0 | Dec 15 | sec.gov |
| STORAGE CENTER ROSE CITY LLC | Commercial | Columbia | SC | $0 | $2,500,000 | 0 | Dec 15 | sec.gov |
| Covenant Senior Housing REIT, Inc. | REITS and Finance | Irvine | CA | $0 | $25,000,000 | 0 | Dec 15 | sec.gov |
| BG Lineage Holdings, LLC | Commercial | San Francisco | CA | $0 | Indefinite | 0 | Dec 15 | sec.gov |
| Lombardi Topco LP | Other Technology | New York | NY | $0 | Indefinite | 0 | Dec 15 | sec.gov |
| knownwell, inc. | Other Health Care | Needham | MA | $0 | $19,999,998 | 2 | Dec 15 | sec.gov |
| Forest Park Reedsport Apartments LLC | Other | Salem | OR | $0 | $1,600,000 | 0 | Dec 14 | sec.gov |
| Guyton Capital Equity Fund, LLC | Other Real Estate | Fort Lauderdale | FL | $0 | $5,000,000 | 0 | Dec 14 | sec.gov |
| Gong Sheng Yuan Biotechnology Corp | Biotechnology | Hangzhou | $0 | $10,000,000 | 200 | Dec 14 | sec.gov | |
| P&R Solar Power Fund 2023, LP | Other Energy | Newton | MA | $0 | $15,000,000 | 0 | Dec 14 | sec.gov |
| BLUESTONE RENEWABLES HOLDING LLC | Other Energy | Nevada | IA | $0 | $12,000,000 | 0 | Dec 14 | sec.gov |
| G2 REVERSE LOGISTICS INC. | Other | Pittsburgh | PA | $0 | $15,000,000 | 0 | Dec 14 | sec.gov |
| Onpoint Generators, Inc | Other | Pleasanton | CA | $0 | $7,000,000 | 0 | Dec 14 | sec.gov |
| TRP Minerals III LLC | Oil and Gas | Houston | TX | $0 | $30,000,000 | 0 | Dec 14 | sec.gov |
| Sagax Equity Partners LLC | Commercial | Sheridan | WY | $0 | $30,000,000 | 0 | Dec 14 | sec.gov |
| 1010 Church Preferred Ltd Partner Fund, LLC | Residential | Nashville | TN | $0 | $101,890,000 | 0 | Dec 14 | sec.gov |
| WoW Landry LLC | Commercial | Livingston | NJ | $0 | $600,000 | 0 | Dec 13 | sec.gov |
| CS1031 Summit Place BFR Housing, DST | Commercial | Glen Allen | VA | $0 | $18,420,000 | 0 | Dec 13 | sec.gov |
| SPE Spanish Trail Partners LLC | Commercial | San Tan Valley | AZ | $0 | $6,000,000 | 0 | Dec 13 | sec.gov |
| GBOH Fund I, LLC | Commercial | Fort Worth | TX | $0 | $5,000,000 | 0 | Dec 13 | sec.gov |
| 2024 Airdrie Package LLC | Business Services | Woodland Hills | CA | $0 | $199,000 | 15 | Dec 13 | sec.gov |
| Blackpink LRF LLC | Business Services | Woodland Hills | CA | $0 | $350,000 | 15 | Dec 13 | sec.gov |
| Preferred Payments, Inc | Other Technology | Westlake Village | CA | $0 | Indefinite | 0 | Dec 13 | sec.gov |
| Lonco OZ Fund LLC | Commercial | Cleveland | OH | $0 | $12,000,000 | 0 | Dec 13 | sec.gov |
| e5 NB Equinox Fund LLC | Commercial | Twin Falls | ID | $0 | $1,100,000 | 0 | Dec 13 | sec.gov |
| HERO Town East Fund I LLC | Commercial | Sugar Land | TX | $0 | $1,030,000 | 0 | Dec 13 | sec.gov |
| Onyx Self Storage of Church Hill Holdings, LLC | Commercial | Church Hill | TN | $0 | $450,000 | 0 | Dec 13 | sec.gov |
| Mediterranean Investment Partners, LLC | Lodging and Conventions | Northbrook | IL | $0 | $4,000,000 | 0 | Dec 13 | sec.gov |
| Little Doodads Ltd Liability Co | Other | New York | NY | $0 | $425,000 | 0 | Dec 13 | sec.gov |
| Penstock Fund I LLC | Other Real Estate | Seattle | WA | $0 | $100,000,000 | 0 | Dec 13 | sec.gov |
| Vacation Rental Fund I LLC | Residential | Seattle | WA | $0 | $50,000,000 | 3 | Dec 13 | sec.gov |
| Lonely Few Ltd Liability Co | Other | New York | NY | $0 | $2,000,000 | 0 | Dec 13 | sec.gov |
| Choir of Man Chicago Ltd Liability Co | Other | Chicago | IL | $0 | $1,800,000 | 0 | Dec 13 | sec.gov |
| LQD Assets, LLC (amended) | Other | Bardstown | KY | $0 | $12,000,000 | 0 | Dec 13 | sec.gov |
| 6888 Musical, LLC | Other | New York | NY | $0 | $5,000,000 | 0 | Dec 13 | sec.gov |
| CHITOGEN INC | Biotechnology | Plymouth | MN | $0 | $1,050,000 | 0 | Dec 13 | sec.gov |
| American Pride Fund LLC | REITS and Finance | Roanoke | VA | $0 | $20,000,000 | 0 | Dec 13 | sec.gov |
| American Infrastructure Group, Inc. (amended) | Other Technology | Houston | TX | $0 | $2,000,000 | 0 | Dec 13 | sec.gov |
| Osage Manka Energy Fund I, LLC | Oil and Gas | Denver | CO | $0 | $500,000 | 0 | Dec 12 | sec.gov |
| Atlas Career Guide, Inc | Other Technology | Deerfield Beach | FL | $0 | $400,000 | 0 | Dec 12 | sec.gov |
| 1322 June Holdings 23, LLC | Residential | Ontario | CA | $0 | $340,000 | 0 | Dec 12 | sec.gov |
| CROWDFUNZ 842 LLC | Other Real Estate | New York | NY | $0 | $3,000,000 | 0 | Dec 12 | sec.gov |
| HWY 160 PS Partners LLC | Other | Boulder | CO | $0 | $6,900,000 | 0 | Dec 12 | sec.gov |
| ALC 088 L.P. | Other | Irvine | CA | $0 | $31,200,000 | 0 | Dec 12 | sec.gov |
| PSG HoldCo, Inc. | Other | San Diego | CA | $0 | $425,408,000 | 0 | Dec 12 | sec.gov |
| Locus Enterprises, Inc. | Other | Round Rock | TX | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| American Financial Center, Inc. | Other Banking and Financial Services | Sherman Oaks | CA | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| TFG Sterling Drive REIT, LLC | REITS and Finance | Boston | MA | $0 | $6,000,000 | 0 | Dec 12 | sec.gov |
| GenBanc, Inc. | Commercial Banking | Genoa | OH | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| Financial Gravity Companies, Inc. | Investing | Lakeway | TX | $0 | Indefinite | 1 | Dec 12 | sec.gov |
| Craigmont Capital Multifamily Fund, LLC | Residential | San Antonio | TX | $0 | $15,000,000 | 0 | Dec 12 | sec.gov |
| ECO SCIENCE SOLUTIONS, INC. | Retailing | San Clemente | CA | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| Safe & Green Development Corp | Other Real Estate | Miami | FL | $0 | $10,000,000 | 1 | Dec 12 | sec.gov |
| HF Town East LLC | Other Real Estate | Indianapolis | IN | $0 | $487,500 | 0 | Dec 11 | sec.gov |
| Kalispell Investor Fund, LLC | Other Real Estate | Boise | ID | $0 | Indefinite | 0 | Dec 11 | sec.gov |
| ATL Wealth Wave Fund LLC | Commercial | Marietta | GA | $0 | $10,000,000 | 0 | Dec 11 | sec.gov |
| CCM-MMF-The Henry Fund 1 LLC (amended) | Commercial | Houston | TX | $0 | $1,000,000 | 0 | Dec 11 | sec.gov |
| HUGZ-MMF-The Henry Fund 1 LLC (amended) | Commercial | Apopka | FL | $0 | $1,000,000 | 0 | Dec 11 | sec.gov |
| CHCC Grand Rapids LLC (amended) | Other Health Care | Phoenix | AZ | $0 | $1,470,000 | 0 | Dec 11 | sec.gov |
| SMP Greensboro, LLC | Commercial | Morrisville, | NC | $0 | $6,500,000 | 0 | Dec 11 | sec.gov |
| SSG OZ Fund LLC | Other Real Estate | Roanoke | TX | $0 | $20,000,000 | 0 | Dec 11 | sec.gov |
| VISION AI INC. | Other Technology | Mclean | VA | $0 | $250,000 | 0 | Dec 11 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. | REITS and Finance | New York | NY | $0 | $500,000,000 | 0 | Dec 11 | sec.gov |
| NPL Houston LLC | Other | Houston | TX | $0 | $600,000 | 0 | Dec 11 | sec.gov |
| Orthodontic Details, LLC | Other | Indianapolis | IN | $0 | $1,800,000 | 0 | Dec 11 | sec.gov |
| LikeRE.com, Inc. | Other | Greenwood Village | CO | $0 | Indefinite | 0 | Dec 11 | sec.gov |
Week of Dec 18 · Week of Dec 4 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.