Data / Form D filings / Dec 12
Form D filings, December 12, 2023: 76 companies raised $1.67 billion
76 operating companies filed a Form D on December 12, 2023, reporting $1.67 billion sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($487.1 million), METROPOLITAN LIFE INSURANCE CO ($200 million), METROPOLITAN TOWER LIFE INSURANCE CO ($178.6 million). The median filing is $2.6 million, and 145 pooled investment funds also filed that day.
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- 76Form D filings
- $1.67 billionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (19)
Most filings by state: CA 19, NY 16, FL 6, TX 5, MA 4. By industry: Other Technology 23, Other Real Estate 10, Other 9, Insurance 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $487,132,486 | $500,000,000 | 815 | Dec 12 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $200,000,000 | Indefinite | 2 | Dec 12 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $178,601,584 | Indefinite | 1 | Dec 12 | sec.gov |
| WWEC Holdings LP (amended) | Manufacturing | New York | NY | $157,421,000 | Indefinite | 31 | Dec 12 | sec.gov |
| BP Commercial Funding Trust, Series SPL-VIII (amended) | Other Banking and Financial Services | New York | NY | $101,640,000 | Indefinite | 30 | Dec 12 | sec.gov |
| BP Commercial Funding Trust, Series SPL-II (amended) | Other Banking and Financial Services | New York | NY | $75,281,135 | Indefinite | 48 | Dec 12 | sec.gov |
| Bancar Technologies Ltd | Other Technology | Manchester | $65,299,000 | $65,299,000 | 14 | Dec 12 | sec.gov | |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $64,025,023 | Indefinite | 1 | Dec 12 | sec.gov |
| BP Commercial Funding Trust, Series SPL-XI (amended) | Other Banking and Financial Services | New York | NY | $60,915,743 | Indefinite | 18 | Dec 12 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO | Insurance | New York | NY | $40,000,000 | Indefinite | 1 | Dec 12 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $34,312,917 | $145,000,000 | 218 | Dec 12 | sec.gov |
| BP Commercial Funding Trust, Series SPL-XIV (amended) | Other Banking and Financial Services | New York | NY | $33,394,500 | Indefinite | 22 | Dec 12 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $19,600,000 | Indefinite | 6 | Dec 12 | sec.gov |
| MedRhythms, Inc. | Other Technology | Portland | ME | $18,981,782 | $26,296,326 | 15 | Dec 12 | sec.gov |
| Allstar Gaming, Inc. | Other Technology | New York | NY | $14,732,118 | $14,732,119 | 77 | Dec 12 | sec.gov |
| Quaise Energy, Inc. | Other Energy | Cambridge | MA | $13,079,903 | $25,000,000 | 9 | Dec 12 | sec.gov |
| REE Automotive Ltd. | Other Technology | Kibbutz Glil-Yam | $8,750,000 | $8,750,000 | 3 | Dec 12 | sec.gov | |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $7,500,000 | Indefinite | 10 | Dec 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $7,482,302 | $7,482,302 | 1 | Dec 12 | sec.gov |
| Chicago Atlantic Digital Mining Fund, LLC (amended) | Other Technology | Chicago | IL | $6,690,000 | Indefinite | 33 | Dec 12 | sec.gov |
| JVM P5 REIT Holdco, LLC (amended) | Other Real Estate | Oak Brook | IL | $6,290,600 | $150,000,000 | 48 | Dec 12 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $6,280,400 | $100,000,000 | 40 | Dec 12 | sec.gov |
| PDX Advisors LLC (amended) | Other Technology | New York | NY | $5,212,704 | Indefinite | 56 | Dec 12 | sec.gov |
| MONARCH HEDGE FUND LP (amended) | Other Banking and Financial Services | Morganville | NJ | $5,111,468 | Indefinite | 27 | Dec 12 | sec.gov |
| Krista Software Inc. | Other Technology | Dallas | TX | $4,589,881 | $5,000,000 | 10 | Dec 12 | sec.gov |
| Audicus, Inc. | Other Technology | New York | NY | $4,097,033 | $6,578,127 | 26 | Dec 12 | sec.gov |
| Catio, Inc. | Other Technology | Palo Alto | CA | $4,052,681 | $4,052,900 | 19 | Dec 12 | sec.gov |
| CH CMR Partners LLC | Other Real Estate | Boston | MA | $3,750,000 | $3,750,000 | 1 | Dec 12 | sec.gov |
| Capra Biosciences, Inc. | Other Technology | Manassas | VA | $3,400,000 | $5,000,000 | 9 | Dec 12 | sec.gov |
| Flitch, Inc. | Other Technology | Altadena | CA | $3,159,999 | $3,500,000 | 9 | Dec 12 | sec.gov |
| Clean Core Thorium Energy, Inc. | Other Energy | Oak Brook | IL | $2,550,000 | $10,000,000 | 3 | Dec 12 | sec.gov |
| Neroshield, Inc. (amended) | Other Technology | Bradenton | FL | $2,515,000 | $2,515,000 | 21 | Dec 12 | sec.gov |
| Badger Bevs, LLC | Manufacturing | Ridgefield | CT | $2,500,000 | $2,500,000 | 10 | Dec 12 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $2,384,380 | Indefinite | 1 | Dec 12 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $2,376,180 | $145,000,000 | 24 | Dec 12 | sec.gov |
| Ember Network, Inc. (amended) | Other Technology | Phoenix | AZ | $2,145,418 | $16,600,001 | 2 | Dec 12 | sec.gov |
| Sunset at Broken Arrow LLC | Other Real Estate | Colorado Springs | CO | $1,825,000 | $86,900,000 | 4 | Dec 12 | sec.gov |
| Case Status, Inc. | Other Technology | North Charleston | SC | $1,599,999 | $2,500,000 | 3 | Dec 12 | sec.gov |
| Tom Graham Field Cook #1, L.P. | Commercial | Sarasota | FL | $1,485,000 | $5,000,000 | 21 | Dec 12 | sec.gov |
| Slaine Holdings LLC | Other | Jersey City | NJ | $1,446,102 | $1,446,102 | 3 | Dec 12 | sec.gov |
| Farmland Capital SPV VIII, L.P. | Agriculture | San Carlos | CA | $1,222,000 | $1,222,000 | 33 | Dec 12 | sec.gov |
| GENERATIONAL EQUITY LABS, INC. | Other | Washington | DC | $1,100,000 | $1,100,000 | 2 | Dec 12 | sec.gov |
| StoryUP, Inc. | Other Technology | Columbia | MO | $1,007,851 | $2,500,000 | 7 | Dec 12 | sec.gov |
| Masienda, Inc. | Other | Los Angeles | CA | $1,000,000 | $1,000,000 | 1 | Dec 12 | sec.gov |
| Diamond Kinetics, Inc. (amended) | Other Technology | Pittsburgh | PA | $900,000 | $1,000,000 | 3 | Dec 12 | sec.gov |
| GIADZY, INC. | Other | Los Angeles | CA | $800,000 | $800,000 | 4 | Dec 12 | sec.gov |
| Safe & Green Development Corp | Other Real Estate | Miami | FL | $700,000 | $1,200,000 | 1 | Dec 12 | sec.gov |
| WaveTamer Partners LLC | Other Technology | Greenville | NC | $675,000 | $3,000,000 | 9 | Dec 12 | sec.gov |
| Corral Holdings, Inc. | Agriculture | Atkinson | NE | $600,000 | $1,000,000 | 1 | Dec 12 | sec.gov |
| SafeGuard Privacy, Inc. | Other Technology | Pound Ridge | NY | $500,000 | $2,500,000 | 1 | Dec 12 | sec.gov |
| IMMUNOPROFILE, LLC (amended) | Biotechnology | Marco Island | FL | $500,000 | $900,000 | 3 | Dec 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $499,104 | $499,104 | 1 | Dec 12 | sec.gov |
| 7734 SM LLC | Other | Los Angeles | CA | $150,000 | $1,500,000 | 1 | Dec 12 | sec.gov |
| Zunou AI, Inc. | Other Technology | Smyrna | DE | $150,000 | Indefinite | 2 | Dec 12 | sec.gov |
| Ames Street RT LLC | REITS and Finance | Boston | MA | $55,000 | $125,000 | 55 | Dec 12 | sec.gov |
| Tulip Hotels REIT LLC | REITS and Finance | New York | NY | $53,000 | $125,000 | 53 | Dec 12 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $52,500 | $52,500 | 1 | Dec 12 | sec.gov |
| Dickinson Corp | Other Technology | Novato | CA | $50,000 | $500,000 | 2 | Dec 12 | sec.gov |
| Connected Things Inc. | Other Technology | Leesburg | VA | $40,000 | $500,000 | 3 | Dec 12 | sec.gov |
| indipop LLC | Health Insurance | Phoenix | AZ | $25,000 | $250,000 | 1 | Dec 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,005 | Indefinite | 1 | Dec 12 | sec.gov |
| Osage Manka Energy Fund I, LLC | Oil and Gas | Denver | CO | $0 | $500,000 | 0 | Dec 12 | sec.gov |
| Atlas Career Guide, Inc | Other Technology | Deerfield Beach | FL | $0 | $400,000 | 0 | Dec 12 | sec.gov |
| 1322 June Holdings 23, LLC | Residential | Ontario | CA | $0 | $340,000 | 0 | Dec 12 | sec.gov |
| CROWDFUNZ 842 LLC | Other Real Estate | New York | NY | $0 | $3,000,000 | 0 | Dec 12 | sec.gov |
| HWY 160 PS Partners LLC | Other | Boulder | CO | $0 | $6,900,000 | 0 | Dec 12 | sec.gov |
| ALC 088 L.P. | Other | Irvine | CA | $0 | $31,200,000 | 0 | Dec 12 | sec.gov |
| PSG HoldCo, Inc. | Other | San Diego | CA | $0 | $425,408,000 | 0 | Dec 12 | sec.gov |
| Locus Enterprises, Inc. | Other | Round Rock | TX | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| American Financial Center, Inc. | Other Banking and Financial Services | Sherman Oaks | CA | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| TFG Sterling Drive REIT, LLC | REITS and Finance | Boston | MA | $0 | $6,000,000 | 0 | Dec 12 | sec.gov |
| GenBanc, Inc. | Commercial Banking | Genoa | OH | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| Financial Gravity Companies, Inc. | Investing | Lakeway | TX | $0 | Indefinite | 1 | Dec 12 | sec.gov |
| Craigmont Capital Multifamily Fund, LLC | Residential | San Antonio | TX | $0 | $15,000,000 | 0 | Dec 12 | sec.gov |
| ECO SCIENCE SOLUTIONS, INC. | Retailing | San Clemente | CA | $0 | Indefinite | 0 | Dec 12 | sec.gov |
| Safe & Green Development Corp | Other Real Estate | Miami | FL | $0 | $10,000,000 | 1 | Dec 12 | sec.gov |
December 13, 2023 · December 11, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.