Data / Form D filings / Dec 11
Form D filings, December 11, 2023: 77 companies raised $458.6 million
77 operating companies filed a Form D on December 11, 2023, reporting $458.6 million sold. Largest: BP Commercial Funding Trust, Series SPL-VIII ($101.6 million), GSA CIS CAMP SPRINGS DST ($35 million), VERMONT TRANSCO LLC ($30 million). The median filing is $2 million, and 80 pooled investment funds also filed that day.
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- 77Form D filings
- $458.6 millionreported sold
- $2 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 8, CO 4, GA 4, NY 4. By industry: Other Technology 18, Commercial 13, Other 10, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| BP Commercial Funding Trust, Series SPL-VIII | Other Banking and Financial Services | New York | NY | $101,640,000 | Indefinite | 30 | Dec 11 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $34,978,433 | $295,000,000 | 75 | Dec 11 | sec.gov |
| VERMONT TRANSCO LLC | Electric Utilities | Rutland | VT | $30,000,000 | $30,000,000 | 17 | Dec 11 | sec.gov |
| OSP Embedded Holdings, LLC | Other | New York | NY | $26,333,481 | $26,333,481 | 5 | Dec 11 | sec.gov |
| Tabular Technologies, Inc. | Other Technology | San Jose | CA | $25,999,988 | $25,999,988 | 5 | Dec 11 | sec.gov |
| Flexbase Technologies, Inc. | Other Technology | San Francisco | CA | $21,903,435 | $22,151,946 | 81 | Dec 11 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $20,181,312 | $30,000,000 | 272 | Dec 11 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $19,900,302 | $39,365,399 | 35 | Dec 11 | sec.gov |
| ThayerMahan, Inc. | Other Technology | Groton | CT | $14,499,988 | $24,339,184 | 2 | Dec 11 | sec.gov |
| Newark SS 2021, LLC | Commercial | Parsippany | NJ | $11,860,108 | $13,500,000 | 45 | Dec 11 | sec.gov |
| Tabular Technologies, Inc. | Other Technology | San Jose | CA | $11,199,997 | $11,199,997 | 25 | Dec 11 | sec.gov |
| Twelve Labs, Inc. | Other Technology | San Francisco | CA | $10,050,000 | $10,050,000 | 7 | Dec 11 | sec.gov |
| Breeze Winter Haven, LLC | Other Real Estate | St. Petersburg | FL | $9,826,000 | $12,500,000 | 6 | Dec 11 | sec.gov |
| 1000 Riverbend Investors LLC | Commercial | West Hollywood | CA | $8,750,000 | $21,000,000 | 57 | Dec 11 | sec.gov |
| Inveterate Inc. | Other Technology | Greenville | SC | $8,357,144 | $8,357,144 | 16 | Dec 11 | sec.gov |
| Arizona Nutritional Supplements, LLC | Other Health Care | Chandler | AZ | $8,000,000 | $8,330,863 | 1 | Dec 11 | sec.gov |
| Wave Digital Assets Holdings LLC (amended) | Other Banking and Financial Services | Los Angeles | CA | $7,250,000 | Indefinite | 4 | Dec 11 | sec.gov |
| Wave Digital Assets Holdings LLC | Other Banking and Financial Services | Los Angeles | CA | $7,250,000 | Indefinite | 4 | Dec 11 | sec.gov |
| SparkCharge, Inc. (amended) | Other Technology | Somerville | MA | $6,979,400 | $25,000,000 | 11 | Dec 11 | sec.gov |
| AdPipe, Inc. | Other Technology | Athens | GA | $5,999,999 | $5,999,999 | 2 | Dec 11 | sec.gov |
| Focus IP, Inc. | Other Technology | Boise | ID | $5,549,997 | $5,999,999 | 14 | Dec 11 | sec.gov |
| WOOD RIVER LLC | Commercial | Seattle | WA | $5,400,000 | $6,650,000 | 28 | Dec 11 | sec.gov |
| Super League Enterprise, Inc. | Other Technology | Santa Monica | CA | $5,377,000 | $30,766,000 | 77 | Dec 11 | sec.gov |
| Mile Auto, Inc. | Other | Atlanta | GA | $4,222,331 | $20,478,837 | 19 | Dec 11 | sec.gov |
| HCRE 006 LLC | Commercial | Southlake | TX | $4,200,000 | $4,200,000 | 44 | Dec 11 | sec.gov |
| Blue Spark Technologies, Inc. | Other Technology | Westlake | OH | $3,731,340 | $5,000,000 | 15 | Dec 11 | sec.gov |
| Airtonomy, Inc. | Other Technology | Grand Forks | ND | $3,499,980 | $7,499,993 | 2 | Dec 11 | sec.gov |
| HCRE 005 LLC | Commercial | Southlake | TX | $3,450,000 | $3,500,000 | 42 | Dec 11 | sec.gov |
| BDP Lackawanna Investors III, LLC (amended) | Other Real Estate | Montclair | NJ | $2,669,901 | $13,422,234 | 19 | Dec 11 | sec.gov |
| Milhaus QOZ Business VIII, LLC | Other Real Estate | Indianapolis | IN | $2,633,000 | $35,000,000 | 5 | Dec 11 | sec.gov |
| Cowland LLC | Commercial | Pomona | CA | $2,200,000 | $2,200,000 | 14 | Dec 11 | sec.gov |
| Cerebrum Sensor Technologies Inc. | Other Technology | Van Nuys | CA | $2,000,000 | $2,500,000 | 14 | Dec 11 | sec.gov |
| Ulysses Ecosystem Engineering Inc. | Other Technology | Dublin | $1,950,000 | $2,000,000 | 3 | Dec 11 | sec.gov | |
| MCH Ventures, Inc. | Other Health Care | Los Angeles | CA | $1,839,999 | $6,250,000 | 3 | Dec 11 | sec.gov |
| CENTRALIA 86, LLC (amended) | Commercial | Kirkland | WA | $1,600,000 | $2,275,000 | 18 | Dec 11 | sec.gov |
| Fluint, Inc. | Other | Denver | CO | $1,595,000 | $2,095,000 | 12 | Dec 11 | sec.gov |
| Nuvau Minerals Corp | Other | Thunder Bay | $1,500,000 | Indefinite | 1 | Dec 11 | sec.gov | |
| INANOVATE INC | Biotechnology | Sioux Falls | SD | $1,500,000 | $3,000,000 | 3 | Dec 11 | sec.gov |
| Greenleaf Investment Partners L114, LLC | Commercial | Norcross | GA | $1,390,000 | $1,540,000 | 25 | Dec 11 | sec.gov |
| 12john LLC | Commercial | Concord | MA | $1,375,000 | $1,375,000 | 16 | Dec 11 | sec.gov |
| Agricultural Land Corp (amended) | Agriculture | Santiago Rm | $1,301,388 | Indefinite | 38 | Dec 11 | sec.gov | |
| AnomalyFi, Inc. | Computers | Ames | IA | $1,257,000 | $1,257,000 | 13 | Dec 11 | sec.gov |
| 251 Edward Teach Ext Owner, LLC | Other Real Estate | Raleigh | NC | $1,000,000 | $1,000,000 | 18 | Dec 11 | sec.gov |
| Trugenomix Health, Inc. | Other Health Care | Gaithersburg | MD | $1,000,000 | $1,000,000 | 1 | Dec 11 | sec.gov |
| RS Boulder Investor, LLC | Other | Salt Lake City | UT | $985,000 | $7,900,000 | 8 | Dec 11 | sec.gov |
| ENA INVESTMENTS LLC | Manufacturing | Lake Oswego | OR | $955,000 | $1,250,000 | 7 | Dec 11 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $655,860 | $735,537 | 16 | Dec 11 | sec.gov |
| ELEMENTAL AGRONOMY, INC. | Agriculture | Wilmington | DE | $565,000 | Indefinite | 8 | Dec 11 | sec.gov |
| Water Automation, LLC | Manufacturing | Point Pleasant | NJ | $467,499 | $2,000,000 | 4 | Dec 11 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $295,927 | $300,000 | 17 | Dec 11 | sec.gov |
| Evergreen Real Estate Fund VI LLC | Residential | Wexford | PA | $269,000 | $1,100,000 | 6 | Dec 11 | sec.gov |
| Gentian Technologies, Inc. | Other | Evanston | IL | $250,000 | $250,000 | 3 | Dec 11 | sec.gov |
| Firethorn Valencia 3 LLC | Residential | Sugar Land | TX | $230,000 | $500,000 | 6 | Dec 11 | sec.gov |
| FistBump Sports, Inc. | Other Technology | Huntington Beach | CA | $159,500 | $500,000 | 5 | Dec 11 | sec.gov |
| SMV Barbers, LLC | Retailing | Grapevine | TX | $126,000 | $126,000 | 5 | Dec 11 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Dec 11 | sec.gov |
| Circuit City Holdings Inc. | Retailing | New York | NY | $100,000 | $25,000,000 | 1 | Dec 11 | sec.gov |
| Lendvent Income Fund I LLC (amended) | Other | Bay Habor Islands | FL | $57,450 | $50,000,000 | 2 | Dec 11 | sec.gov |
| Synvivia, Inc. | Biotechnology | Berkeley | CA | $54,096 | $54,096 | 1 | Dec 11 | sec.gov |
| NeuraMedica Inc. (amended) | Biotechnology | Oregon City | OR | $50,000 | $1,000,000 | 1 | Dec 11 | sec.gov |
| Steel House REIT LLC | REITS and Finance | Boston | MA | $34,000 | $125,000 | 34 | Dec 11 | sec.gov |
| Bardin Greene Holdings LLC | REITS and Finance | Manhattan Beach | CA | $34,000 | $125,000 | 34 | Dec 11 | sec.gov |
| Alset Capital Inc. | Other Technology | Vancouver | $11,000 | $29,500 | 1 | Dec 11 | sec.gov | |
| Dunya Analytics, PBC | Other Technology | Wilmington | DE | $10,000 | $100,000 | 1 | Dec 11 | sec.gov |
| HF Town East LLC | Other Real Estate | Indianapolis | IN | $0 | $487,500 | 0 | Dec 11 | sec.gov |
| Kalispell Investor Fund, LLC | Other Real Estate | Boise | ID | $0 | Indefinite | 0 | Dec 11 | sec.gov |
| ATL Wealth Wave Fund LLC | Commercial | Marietta | GA | $0 | $10,000,000 | 0 | Dec 11 | sec.gov |
| CCM-MMF-The Henry Fund 1 LLC (amended) | Commercial | Houston | TX | $0 | $1,000,000 | 0 | Dec 11 | sec.gov |
| HUGZ-MMF-The Henry Fund 1 LLC (amended) | Commercial | Apopka | FL | $0 | $1,000,000 | 0 | Dec 11 | sec.gov |
| CHCC Grand Rapids LLC (amended) | Other Health Care | Phoenix | AZ | $0 | $1,470,000 | 0 | Dec 11 | sec.gov |
| SMP Greensboro, LLC | Commercial | Morrisville, | NC | $0 | $6,500,000 | 0 | Dec 11 | sec.gov |
| SSG OZ Fund LLC | Other Real Estate | Roanoke | TX | $0 | $20,000,000 | 0 | Dec 11 | sec.gov |
| VISION AI INC. | Other Technology | Mclean | VA | $0 | $250,000 | 0 | Dec 11 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. | REITS and Finance | New York | NY | $0 | $500,000,000 | 0 | Dec 11 | sec.gov |
| NPL Houston LLC | Other | Houston | TX | $0 | $600,000 | 0 | Dec 11 | sec.gov |
| Orthodontic Details, LLC | Other | Indianapolis | IN | $0 | $1,800,000 | 0 | Dec 11 | sec.gov |
| LikeRE.com, Inc. | Other | Greenwood Village | CO | $0 | Indefinite | 0 | Dec 11 | sec.gov |
December 12, 2023 · December 8, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.