Data / Form D filings / Nov 3
Form D filings, November 3, 2023: 88 companies raised $1.22 billion
88 operating companies filed a Form D on November 3, 2023, reporting $1.22 billion sold. Largest: FreshRealm, Inc. ($200 million), Producer Owned Beef, LLC ($123.1 million), MapLight Therapeutics, Inc. ($105 million). The median filing is $1.9 million, and 150 pooled investment funds also filed that day.
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- 88Form D filings
- $1.22 billionreported sold
- $1.9 millionmedian amount sold
- TXmost filings (12)
Most filings by state: TX 12, CA 10, CT 7, NY 7, OH 6. By industry: Other 23, Other Technology 19, Biotechnology 11, Commercial 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| FreshRealm, Inc. (amended) | Other | San Clemente | CA | $200,000,000 | $205,100,000 | 1 | Nov 3 | sec.gov |
| Producer Owned Beef, LLC (amended) | Commercial | Amarillo | TX | $123,073,354 | $257,340,125 | 95 | Nov 3 | sec.gov |
| MapLight Therapeutics, Inc. (amended) | Biotechnology | Redwood City | CA | $104,999,994 | $224,999,980 | 12 | Nov 3 | sec.gov |
| STRATEGIC WIRELESS INFRASTRUCTURE FUND II, INC. (amended) | REITS and Finance | Greenwich | CT | $92,286,694 | Indefinite | 1493 | Nov 3 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $64,910,310 | $64,910,310 | 19 | Nov 3 | sec.gov |
| Calyxo, Inc. | Other Health Care | Pleasanton | CA | $50,000,000 | $50,000,000 | 16 | Nov 3 | sec.gov |
| Exline Industrial Fund III, LP (amended) | Commercial | Fort Worth | TX | $46,345,000 | $150,000,000 | 124 | Nov 3 | sec.gov |
| Hootsuite Inc. (amended) | Other Technology | Vancouver | $38,402,136 | $38,402,136 | 18 | Nov 3 | sec.gov | |
| Bando Fund LLC | Investing | Guaynabo | PR | $35,000,000 | $150,000,000 | 1 | Nov 3 | sec.gov |
| Centerline Biomedical, Inc. | Biotechnology | Cleveland | OH | $34,675,000 | $34,675,000 | 22 | Nov 3 | sec.gov |
| ESI Legacy Holdco, Inc. | Other | Greenwich | CT | $34,174,806 | $34,174,806 | 1 | Nov 3 | sec.gov |
| Instylla, Inc. (amended) | Biotechnology | Bedford | MA | $30,278,002 | $30,278,002 | 32 | Nov 3 | sec.gov |
| Instylla, Inc. | Biotechnology | Bedford | MA | $30,278,002 | $30,278,002 | 32 | Nov 3 | sec.gov |
| Blue Ridge Repair Holdings, LLC | Construction | Walnut Creek | CA | $30,081,304 | $30,081,304 | 3 | Nov 3 | sec.gov |
| A-1 Holdco, Inc. | Other | Greenwich | CT | $28,295,000 | $28,295,000 | 1 | Nov 3 | sec.gov |
| Elevator Service Holdings, LLC | Other | Greenwich | CT | $28,295,000 | $28,295,000 | 4 | Nov 3 | sec.gov |
| Hootsuite Inc. (amended) | Other Technology | Vancouver | $25,711,130 | $25,711,130 | 2 | Nov 3 | sec.gov | |
| Husk Power Systems, Inc. | Other Technology | Fort Collins | CO | $24,999,955 | $43,000,000 | 5 | Nov 3 | sec.gov |
| Beacons AI Inc. | Other Technology | San Francisco | CA | $23,000,000 | $23,000,000 | 18 | Nov 3 | sec.gov |
| Forum Brands Holdings, Inc. | Retailing | New York | NY | $22,209,787 | $25,000,000 | 8 | Nov 3 | sec.gov |
| SWIF II Operating Partnership, LP (amended) | REITS and Finance | Greenwich | CT | $19,038,000 | Indefinite | 233 | Nov 3 | sec.gov |
| Centerline Biomedical, Inc. | Biotechnology | Cleveland | OH | $13,650,000 | $13,650,000 | 65 | Nov 3 | sec.gov |
| Centerline Biomedical, Inc. | Biotechnology | Cleveland | OH | $12,705,496 | $12,705,496 | 106 | Nov 3 | sec.gov |
| Gaingels Holdings LP (amended) | Other | Dover | DE | $12,514,100 | $16,453,000 | 78 | Nov 3 | sec.gov |
| Carroll Capital ESI Investment, LLC | Other | Greenwich | CT | $9,295,000 | $9,295,000 | 6 | Nov 3 | sec.gov |
| Amigos on Broadway Ltd Liability Co (amended) | Other | New York | NY | $9,230,000 | $15,500,000 | 111 | Nov 3 | sec.gov |
| Carroll Capital ESI Investors, LLC | Other | Greenwich | CT | $7,000,000 | $7,000,000 | 4 | Nov 3 | sec.gov |
| Local Locker Inc | Other Real Estate | Brooklyn | NY | $6,744,996 | $6,744,996 | 15 | Nov 3 | sec.gov |
| AHEAD Parent Holdings, LP | Other | Chicago | IL | $5,770,000 | Indefinite | 65 | Nov 3 | sec.gov |
| Elastrin Therapeutics, Inc. | Biotechnology | Greenville | SC | $4,750,000 | $4,750,000 | 3 | Nov 3 | sec.gov |
| MUSTANG BIO, INC. | Biotechnology | Worcester | MA | $4,742,942 | $4,742,942 | 1 | Nov 3 | sec.gov |
| IREX Industrial Portfolio I DST (amended) | Commercial | Dallas | TX | $4,169,006 | $36,881,720 | 7 | Nov 3 | sec.gov |
| Long Bridge Medical, Inc. | Biotechnology | South San Francisco | CA | $3,614,963 | $4,924,976 | 33 | Nov 3 | sec.gov |
| Exceptional, Inc. | Other Technology | Wilmington | DE | $3,249,998 | $3,249,998 | 8 | Nov 3 | sec.gov |
| Alabama Storage Investors LP | Commercial | Missouri City | TX | $3,000,000 | $3,000,000 | 55 | Nov 3 | sec.gov |
| Cloudrig, Inc. | Other Technology | Washington | DC | $2,499,999 | $3,499,999 | 1 | Nov 3 | sec.gov |
| Charron Favreau, SPC (amended) | Manufacturing | Camarillo | CA | $2,326,872 | Indefinite | 8 | Nov 3 | sec.gov |
| LANNS CAPITAL MYRLIN APARTMENTS LLC | Commercial | New York | NY | $2,285,255 | $2,700,000 | 9 | Nov 3 | sec.gov |
| Elastrin Therapeutics, Inc. (amended) | Biotechnology | Greenville | SC | $2,000,000 | $2,000,000 | 2 | Nov 3 | sec.gov |
| Coeptis Therapeutics Holdings, Inc. | Pharmaceuticals | Wexford | PA | $2,000,000 | $2,000,000 | 1 | Nov 3 | sec.gov |
| Ordaos, Inc. | Biotechnology | New York | NY | $1,800,000 | $5,000,000 | 4 | Nov 3 | sec.gov |
| PREP IDD Wolverine 1 LLC | Investing | Minneapolis | MN | $1,552,000 | $1,552,000 | 10 | Nov 3 | sec.gov |
| CEDARst GP Opportunity Zone Fund 1, LP | Other Real Estate | Chicago | IL | $1,449,600 | $25,000,000 | 2 | Nov 3 | sec.gov |
| Omnigres Corp. (amended) | Other Technology | San Francisco | CA | $1,405,000 | $1,700,000 | 12 | Nov 3 | sec.gov |
| BoolSi, Inc. | Other Technology | Boston | MA | $1,350,000 | $1,849,999 | 4 | Nov 3 | sec.gov |
| San Marcos Partnership, LP | Residential | Austin | TX | $1,300,000 | $2,500,000 | 12 | Nov 3 | sec.gov |
| z.Pax Holdco, Inc. (amended) | Other Technology | Manalapan | NJ | $1,275,000 | $3,000,000 | 12 | Nov 3 | sec.gov |
| Fiducioso Advisors, Inc. (amended) | Other Technology | Liberty Corner | NJ | $1,167,000 | $2,000,000 | 20 | Nov 3 | sec.gov |
| Trolley Technologies Inc. (amended) | Other Technology | Toronto | $1,100,000 | $1,100,000 | 1 | Nov 3 | sec.gov | |
| SEQL Inc. | Other Technology | Richmond | VA | $1,100,000 | $1,500,000 | 25 | Nov 3 | sec.gov |
| Oregon Opportunity Fund II, LLC | REITS and Finance | Issaquah | WA | $1,050,000 | $1,050,000 | 6 | Nov 3 | sec.gov |
| TPEG KNOXVILLE 3 INVESTORS LLC | Other Real Estate | Southlake | TX | $1,011,500 | $10,000,000 | 47 | Nov 3 | sec.gov |
| Vurvey Labs, Inc. | Other Technology | Cincinnati | OH | $1,000,000 | Indefinite | 1 | Nov 3 | sec.gov |
| Tupelo Storage Investors LP | Commercial | Missouri City | TX | $750,000 | $750,000 | 14 | Nov 3 | sec.gov |
| LW-BFR II, LLC | Residential | Woodbury | MN | $750,000 | $4,400,000 | 2 | Nov 3 | sec.gov |
| Baldwyn Investors LP | Commercial | Missouri City | TX | $600,000 | $600,000 | 11 | Nov 3 | sec.gov |
| Airship AI Holdings Inc. | Other | Redmond | WA | $600,000 | $600,000 | 2 | Nov 3 | sec.gov |
| Trak Outdoors Ltd. (amended) | Other | Nanaimo | $578,922 | $578,922 | 3 | Nov 3 | sec.gov | |
| Latin Metals Inc. (amended) | Other | Vancouver | $563,860 | $2,362,691 | 6 | Nov 3 | sec.gov | |
| Boatwright Digital Strategies LLC | Other | Washington | DC | $533,016 | $20,000,000 | 17 | Nov 3 | sec.gov |
| Holdenville Storage Investors LP | Commercial | Missouri City | TX | $500,000 | $500,000 | 11 | Nov 3 | sec.gov |
| Salve, Inc. | Other Technology | Miami | FL | $500,000 | $3,000,000 | 1 | Nov 3 | sec.gov |
| Vartega Inc. | Manufacturing | Denver | CO | $470,490 | $500,000 | 11 | Nov 3 | sec.gov |
| Pura East Coast LLC | Other | Cortlandt Manor | NY | $465,000 | $15,000,000 | 3 | Nov 3 | sec.gov |
| Rendyr, Inc. | Other Technology | Blacksburg | VA | $430,000 | $1,000,000 | 9 | Nov 3 | sec.gov |
| SRRT Fire Station DST | Other | Minneapolis | MN | $376,528 | $2,000,000 | 1 | Nov 3 | sec.gov |
| Greene Lyon Group Inc | Other Technology | Beverly | MA | $331,950 | $500,000 | 7 | Nov 3 | sec.gov |
| Venture Lane Studio Cohort 4 Syndicate, LLC | Investing | Boise | ID | $316,500 | $350,000 | 11 | Nov 3 | sec.gov |
| BeNaborly, Inc. | Other Technology | Middletown | DE | $250,000 | $5,000,000 | 1 | Nov 3 | sec.gov |
| QYOU Media Inc. | Other | Toronto | $237,313 | $2,427,893 | 3 | Nov 3 | sec.gov | |
| Spoke Bridges Apartments, LLC | Residential | Columbus | OH | $150,000 | $7,250,000 | 2 | Nov 3 | sec.gov |
| AssetMule, Inc. | Other Technology | Mill Valley | CA | $150,000 | $200,000 | 1 | Nov 3 | sec.gov |
| e11tec, Inc. | Other | Newport Beach | CA | $150,000 | $150,000 | 1 | Nov 3 | sec.gov |
| Belt Power Co-Investor Holdings, LLC | Other | Denver | CO | $125,000 | $125,000 | 1 | Nov 3 | sec.gov |
| Levelution Sports Agency, LLC | Other | Lubbock | TX | $100,000 | $1,250,000 | 3 | Nov 3 | sec.gov |
| JWCM Republic Alamo Heights, DST | Other Real Estate | New York | NY | $100,000 | $32,185,245 | 1 | Nov 3 | sec.gov |
| z.Pax Holdco, Inc. | Other Technology | Manalapan | NJ | $50,000 | $5,000,000 | 1 | Nov 3 | sec.gov |
| Yummy Bazaar, Inc. | Other | Glassboro | NJ | $50,000 | $1,000,000 | 1 | Nov 3 | sec.gov |
| Propanc Biopharma, Inc. | Pharmaceuticals | Camberwell, Vic | $40,000 | $40,000 | 1 | Nov 3 | sec.gov | |
| Heartland Partners Home & Auto LLC | Insurance | Newtown Square | PA | $9,000 | $225,000 | 1 | Nov 3 | sec.gov |
| Socha Capital Energy Fund 2023, LP | Oil and Gas | Austin | TX | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| Soulpower International Corp | Insurance | Middletown | DE | $0 | Indefinite | 0 | Nov 3 | sec.gov |
| Rhino Taunton B2B Investors LLC | Commercial | Boston | MA | $0 | $15,000,000 | 0 | Nov 3 | sec.gov |
| Lite Run Inc | Other Health Care | St. Paul | MN | $0 | $3,000,000 | 0 | Nov 3 | sec.gov |
| Partners Equity Income Fund, LLC | Other | Troy | MI | $0 | $5,000,000 | 0 | Nov 3 | sec.gov |
| Ohana Group NW, LLC | Commercial | Hillsboro | OR | $0 | $2,500,000 | 0 | Nov 3 | sec.gov |
| BOXO Fund LP | Other | Lewes | DE | $0 | $50,000,000 | 0 | Nov 3 | sec.gov |
| SEA LTD | Other | Columbus | OH | $0 | $2,805,230 | 0 | Nov 3 | sec.gov |
November 6, 2023 · November 2, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.