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Data / Form D filings / Week of Oct 30

Form D filings, week of October 30, 2023: 345 companies raised $2.58 billion

345 operating companies filed a Form D in the week of October 30, 2023, reporting $2.58 billion sold. Largest: FreshRealm, Inc. ($200 million), Producer Owned Beef, LLC ($123.1 million), MapLight Therapeutics, Inc. ($105 million). The median filing is $1.5 million, and 660 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 345Form D filings
  • $2.58 billionreported sold
  • $1.5 millionmedian amount sold
  • CAmost filings (48)

Most filings by state: CA 48, TX 41, NY 40, FL 18, NC 15. By industry: Other 85, Other Technology 70, Commercial 33, Other Health Care 23.

By day: Oct 30 (75), Oct 31 (64), Nov 1 (51), Nov 2 (67), Nov 3 (88).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
FreshRealm, Inc. (amended)OtherSan ClementeCA$200,000,000$205,100,0001Nov 3sec.gov
Producer Owned Beef, LLC (amended)CommercialAmarilloTX$123,073,354$257,340,12595Nov 3sec.gov
MapLight Therapeutics, Inc. (amended)BiotechnologyRedwood CityCA$104,999,994$224,999,98012Nov 3sec.gov
Harpoon Therapeutics, Inc.BiotechnologySouth San FranciscoCA$100,162,467$100,162,46718Oct 31sec.gov
STRATEGIC WIRELESS INFRASTRUCTURE FUND II, INC. (amended)REITS and FinanceGreenwichCT$92,286,694Indefinite1493Nov 3sec.gov
JusBrasil, Ltd.Other TechnologyGrand Cayman$86,100,826$86,100,8261Oct 30sec.gov
Pair Eyewear, Inc. (amended)Other TechnologyBrooklynNY$74,999,976$74,999,97634Nov 2sec.gov
HIG Holdings, LLCInsuranceFort WorthTX$64,910,310$64,910,31019Nov 3sec.gov
Peregrine Land Investments I, LPOtherAustinTX$63,085,000$120,000,00049Nov 1sec.gov
Intenseye, Inc.Other TechnologyNew YorkNY$60,903,974$60,903,97412Oct 30sec.gov
Calyxo, Inc.Other Health CarePleasantonCA$50,000,000$50,000,00016Nov 3sec.gov
Exline Industrial Fund III, LP (amended)CommercialFort WorthTX$46,345,000$150,000,000124Nov 3sec.gov
Prove Identity, Inc.Other TechnologyNew YorkNY$43,910,360$43,910,36021Oct 30sec.gov
Hootsuite Inc. (amended)Other TechnologyVancouver$38,402,136$38,402,13618Nov 3sec.gov
Bando Fund LLCInvestingGuaynaboPR$35,000,000$150,000,0001Nov 3sec.gov
Centerline Biomedical, Inc.BiotechnologyClevelandOH$34,675,000$34,675,00022Nov 3sec.gov
ESI Legacy Holdco, Inc.OtherGreenwichCT$34,174,806$34,174,8061Nov 3sec.gov
Bamboo Health Holding Company, Inc.OtherLouisvilleKY$33,710,923Indefinite74Nov 2sec.gov
Instylla, Inc. (amended)BiotechnologyBedfordMA$30,278,002$30,278,00232Nov 3sec.gov
Instylla, Inc.BiotechnologyBedfordMA$30,278,002$30,278,00232Nov 3sec.gov
Blue Ridge Repair Holdings, LLCConstructionWalnut CreekCA$30,081,304$30,081,3043Nov 3sec.gov
Albedo Space Corp.Other TechnologyBroomfieldCO$29,363,260$40,000,00020Nov 1sec.gov
Calibrate Health NewCo, LLCOther Health CareNew YorkNY$29,050,000$29,050,000145Nov 1sec.gov
A-1 Holdco, Inc.OtherGreenwichCT$28,295,000$28,295,0001Nov 3sec.gov
Elevator Service Holdings, LLCOtherGreenwichCT$28,295,000$28,295,0004Nov 3sec.gov
300 Pressler Street Investment, LLCOther Real EstateAustinTX$27,220,667$27,220,66726Oct 31sec.gov
Self-Storage Portfolio XX DST (amended)Other Real EstateOak BrookIL$26,819,736$26,819,73667Nov 1sec.gov
Palladius Real Estate Fund II, LP (amended)CommercialAustinTX$26,685,000$500,000,000231Nov 2sec.gov
Hootsuite Inc. (amended)Other TechnologyVancouver$25,711,130$25,711,1302Nov 3sec.gov
FCP Euro, LLCRetailingMilfordCT$25,600,006$34,999,9863Nov 2sec.gov
CX Station at Clift Farm, DST (amended)Other Real EstateTampaFL$25,015,658$69,424,16657Nov 1sec.gov
VivoSense, Inc. (amended)Other Health CareNewport CoastCA$25,000,000$25,000,0002Oct 30sec.gov
Husk Power Systems, Inc.Other TechnologyFort CollinsCO$24,999,955$43,000,0005Nov 3sec.gov
Charlie Financial Inc.Other TechnologyLos AngelesCA$23,541,943$23,541,94319Oct 31sec.gov
Beacons AI Inc.Other TechnologySan FranciscoCA$23,000,000$23,000,00018Nov 3sec.gov
Forum Brands Holdings, Inc.RetailingNew YorkNY$22,209,787$25,000,0008Nov 3sec.gov
CF Pearland Multifamily DST (amended)ResidentialNew YorkNY$22,025,000$22,025,00048Oct 30sec.gov
Access Vascular, Inc.BiotechnologyBedfordMA$20,646,440$31,596,44019Oct 30sec.gov
Cranium Al, Inc.Other TechnologyShort HillsNJ$19,649,998$19,649,99830Oct 30sec.gov
SWIF II Operating Partnership, LP (amended)REITS and FinanceGreenwichCT$19,038,000Indefinite233Nov 3sec.gov
GSP Woof Gang Management Holdings LLC (amended)OtherNew YorkNY$17,371,128Indefinite9Nov 1sec.gov
YorLabs, Inc.Other Health CareBeavertonOR$17,330,665$20,057,20834Oct 31sec.gov
CX Mode at Hyattsville, DST (amended)Other Real EstateTampaFL$17,303,244$73,433,72751Nov 1sec.gov
CX Mode at Hyattsville, DSTOther Real EstateTampaFL$17,303,244$73,433,72751Nov 1sec.gov
Justworks, Inc.Other TechnologyNew YorkNY$16,837,671$16,837,67119Nov 1sec.gov
AKF, Inc. (amended)Other Banking and Financial ServicesNew YorkNY$16,750,000Indefinite6Oct 31sec.gov
Astrid Health Inc.OtherNew YorkNY$16,294,994$16,294,99424Oct 31sec.gov
PHOTOPHARMICS INCOther TechnologyAmerican ForkUT$16,109,791$17,884,81324Nov 1sec.gov
North Mountain Village SPE, LLCOther Real EstateIrvineCA$15,300,000$15,300,0002Nov 2sec.gov
Centerline Biomedical, Inc.BiotechnologyClevelandOH$13,650,000$13,650,00065Nov 3sec.gov
Jana Care, Inc.Other Health CareWatertownMA$13,146,564$14,359,66923Nov 2sec.gov
Centerline Biomedical, Inc.BiotechnologyClevelandOH$12,705,496$12,705,496106Nov 3sec.gov
Gaingels Holdings LP (amended)OtherDoverDE$12,514,100$16,453,00078Nov 3sec.gov
WORKSHOP SOFTWARE, INC.Other TechnologyOmahaNE$12,000,000$12,000,00011Oct 30sec.gov
Boulder Crossing TEI Equities LLCCommercialNew YorkNY$11,824,049$11,824,0493Nov 2sec.gov
Quintessent Inc. (amended)OtherGoletaCA$11,595,997$11,595,9978Nov 2sec.gov
Turion Space Corp. (amended)Other TechnologyIrvineCA$11,118,933$12,000,00087Nov 2sec.gov
Wilder Systems Inc. (amended)Other TechnologyAustinTX$11,059,080$11,059,08030Oct 30sec.gov
Aiwa Health, Inc.OtherSan FranciscoCA$10,719,968$10,719,97621Nov 1sec.gov
Patreon, Inc.OtherSan FranciscoCA$10,605,576$10,605,57688Oct 31sec.gov
MACP Trapani Member, LLCResidentialSafety HarborFL$10,330,000$11,752,96959Oct 30sec.gov
Finzly, Inc.Other TechnologyCharlotteNC$10,050,000$10,050,0005Oct 31sec.gov
Embrace Software IncOther TechnologyTampaFL$10,000,000$10,000,0003Oct 30sec.gov
Carroll Capital ESI Investment, LLCOtherGreenwichCT$9,295,000$9,295,0006Nov 3sec.gov
Amigos on Broadway Ltd Liability Co (amended)OtherNew YorkNY$9,230,000$15,500,000111Nov 3sec.gov
Novu Normandy, LLCOther Real EstateBirminghamAL$8,694,118$20,000,00066Oct 31sec.gov
MACP Fund 31, LPResidentialSafety HarborFL$8,590,000$100,000,00019Oct 30sec.gov
Good Nature Agro, Inc.AgricultureCambridgeMA$8,572,773$8,572,7734Nov 2sec.gov
Peregrine Health, Inc.Other Health CareNashvilleTN$8,514,671$8,514,6717Oct 30sec.gov
Antares Nuclear, Inc.Other TechnologyRedwood CityCA$8,116,498$8,161,49844Oct 30sec.gov
Lagunita Technologies, Inc.Other TechnologyPalo AltoCA$7,502,496$7,502,4963Nov 2sec.gov
TEMPUS PORTFOLIO 7, LLCCommercialLittle RockAR$7,409,000$14,400,00034Oct 30sec.gov
Leap Services, Inc.RetailingChicagoIL$7,272,121$15,000,0007Oct 30sec.gov
Newport Tidewater3 LLCResidentialCummingGA$7,200,000$7,200,00046Nov 2sec.gov
Q30 Sports Science, LLCOtherNorwalkCT$7,171,500$7,171,50049Nov 1sec.gov
Carroll Capital ESI Investors, LLCOtherGreenwichCT$7,000,000$7,000,0004Nov 3sec.gov
Local Locker IncOther Real EstateBrooklynNY$6,744,996$6,744,99615Nov 3sec.gov
JVM Realty Apartment Fund 9, LLC (amended)Other Real EstateOak BrookIL$6,669,400$75,000,00061Nov 2sec.gov
Harmonic Security, Inc.OtherSan FranciscoCA$6,369,984$6,499,99717Oct 30sec.gov
AHEAD Parent Holdings, LPOtherChicagoIL$5,770,000Indefinite65Nov 3sec.gov
Affinaquest Holdings, Inc.Other TechnologyRestonVA$5,594,519$6,134,7256Oct 31sec.gov
Gold Leaf Holdings, Inc.RetailingMount DoraFL$5,500,000$15,000,00065Nov 2sec.gov
PURPLE BIOTECH LTD.BiotechnologyRehovot$5,434,784$5,434,7841Oct 31sec.gov
Cruisebound, Inc.Other TravelNew YorkNY$5,259,017$10,000,00019Oct 31sec.gov
ECE Growth Fund II, LLCCommercialBrentwoodTN$5,159,000$30,000,00045Nov 2sec.gov
Incubex, Inc.OtherChicagoIL$5,125,023$15,000,0004Nov 2sec.gov
Lucid Diagnostics Inc.BiotechnologyNew YorkNY$5,000,000$5,000,0002Nov 1sec.gov
Silna Health, Inc.Other Health CareNew YorkNY$4,990,935$5,000,00025Nov 2sec.gov
CoVenture Holding Company, LLCOther Banking and Financial ServicesMiamiFL$4,910,777$4,910,7773Nov 1sec.gov
Elastrin Therapeutics, Inc.BiotechnologyGreenvilleSC$4,750,000$4,750,0003Nov 3sec.gov
SOLITARIO RESOURCES CORP.OtherWheat RidgeCO$4,747,500$4,747,5004Oct 30sec.gov
MUSTANG BIO, INC.BiotechnologyWorcesterMA$4,742,942$4,742,9421Nov 3sec.gov
Social Capital Fund (amended)OtherProvidenceRI$4,679,000$5,000,00065Nov 2sec.gov
PRESERVE AT NOLAN CREEK LLCResidentialKellerTX$4,640,000$4,640,0006Oct 30sec.gov
Reprise Biomedical, Inc.BiotechnologyPlymouthMN$4,550,000$10,000,00017Nov 2sec.gov
Oakmont Dallas Inline, LLCResidentialChesterfieldMO$4,400,000$4,400,00016Nov 1sec.gov
FIESTA ACQUISITION, LLCOtherCold Spring HarborNY$4,400,000$4,400,000128Oct 30sec.gov
Gregor Diagnostics, Inc.BiotechnologyMadisonWI$4,397,000$6,000,0004Oct 31sec.gov
Parallax Labs, Inc.Other TechnologySan FranciscoCA$4,350,000$4,500,00012Nov 2sec.gov
IREX Industrial Portfolio I DST (amended)CommercialDallasTX$4,169,006$36,881,7207Nov 3sec.gov
Blue Bridge Financial, Inc. (amended)Other Banking and Financial ServicesRestonVA$4,160,000$25,000,00032Nov 1sec.gov
Flash UpdatePromise Holdings, LLCBusiness ServicesChinoCA$4,054,515$4,054,5153Nov 2sec.gov
BE MEZZ FUND, LLCOther Real EstatePhoenixAZ$4,003,000$75,000,0005Nov 2sec.gov
Hedgehog Community, Inc.Other TechnologyHendersonNV$4,000,000$5,000,0001Oct 30sec.gov
Tidal McMullen LPOil and GasSchertzTX$3,816,250$18,705,00023Oct 31sec.gov
Long Bridge Medical, Inc.BiotechnologySouth San FranciscoCA$3,614,963$4,924,97633Nov 3sec.gov
BLDG Cedar LLCResidentialBeverly HillsCA$3,564,500$3,564,50050Nov 1sec.gov
Zephr.xyz Inc.Other TechnologyLouisvilleCO$3,500,000$3,500,0002Nov 2sec.gov
SG KY Debt Fund 2023, LLCCommercialDallasTX$3,360,000$3,360,00016Nov 2sec.gov
PHOENIX MOTOR INC.OtherAnaheimCA$3,350,000$3,350,0001Nov 2sec.gov
HyperSphere Technologies, Inc.Other TechnologyMiltonGA$3,319,995$3,819,9919Nov 2sec.gov
Canworks, Inc.Other TechnologyAustinTX$3,319,961$3,499,99929Nov 2sec.gov
Exceptional, Inc.Other TechnologyWilmingtonDE$3,249,998$3,249,9988Nov 3sec.gov
Maude Group, Inc.RetailingBrooklynNY$3,240,984$3,240,98419Nov 2sec.gov
Creative Planning Employee Investment, LLCInvestingOverland ParkKS$3,224,667$3,224,66712Nov 2sec.gov
M&P Gastronomy Inc. (amended)RestaurantsMenlo ParkCA$3,175,000Indefinite5Nov 2sec.gov
Alabama Storage Investors LPCommercialMissouri CityTX$3,000,000$3,000,00055Nov 3sec.gov
WF Riley's Pointe, LLCCommercialRaleighNC$2,814,584$2,814,5847Nov 1sec.gov
8th Avenue Apartments San Diego LPResidentialNewport BeachCA$2,805,000$2,805,00043Oct 31sec.gov
Anada, Inc.ManufacturingMadisonWI$2,735,750$5,000,00012Oct 30sec.gov
83Bar, Inc.Other Health CareAustinTX$2,518,435$3,500,0001Oct 31sec.gov
Ostra Cybersecurity, Inc.Other TechnologyMinnetonkaMN$2,500,000$2,500,0004Oct 31sec.gov
Cloudrig, Inc.Other TechnologyWashingtonDC$2,499,999$3,499,9991Nov 3sec.gov
8605 SHOAL CREEK BLVD Investors, LLC,CommercialAustinTX$2,472,000$2,722,00026Nov 2sec.gov
Charron Favreau, SPC (amended)ManufacturingCamarilloCA$2,326,872Indefinite8Nov 3sec.gov
GS Bilt Co-Investors I, LLCOther Banking and Financial ServicesCharlestonSC$2,315,000$2,315,00030Oct 31sec.gov
LANNS CAPITAL MYRLIN APARTMENTS LLCCommercialNew YorkNY$2,285,255$2,700,0009Nov 3sec.gov
DMHJV001 INC. (amended)Other TechnologySalt Lake CityUT$2,112,000$3,000,00019Nov 2sec.gov
Prescribe FIT, Inc. (amended)Other Health CareColumbusOH$2,050,685$4,425,68513Oct 30sec.gov
REEFWORKS LLC (amended)Oil and GasTraverse CityMI$2,027,000Indefinite26Oct 31sec.gov
BW NUECO1 A SERIES OF BECKLEY WAVES SPV LLCOtherNew YorkNY$2,009,000$2,009,0002Oct 31sec.gov
Elastrin Therapeutics, Inc. (amended)BiotechnologyGreenvilleSC$2,000,000$2,000,0002Nov 3sec.gov
Coeptis Therapeutics Holdings, Inc.PharmaceuticalsWexfordPA$2,000,000$2,000,0001Nov 3sec.gov
Element451, Inc.Other TechnologyRaleighNC$2,000,000$2,000,0001Oct 30sec.gov
OneHubPOS Solutions IncOther TechnologyFolsomCA$1,999,999$3,000,0001Nov 2sec.gov
GET COMPLETE LTDOther TechnologyLondon$1,999,024$1,999,02428Oct 30sec.gov
Ordaos, Inc.BiotechnologyNew YorkNY$1,800,000$5,000,0004Nov 3sec.gov
Realized Holdings, Inc.OtherAustinTX$1,800,000$2,000,00010Oct 30sec.gov
United Multi-Op #5, LPOil and GasRoanokeTX$1,755,000$1,800,00032Nov 1sec.gov
Polymer Solutions, Inc.Other TechnologyNew YorkNY$1,686,993$3,000,0009Nov 1sec.gov
NewStar 6 Tranquil Gardens BTR, DSTResidentialAtlantaGA$1,680,222$19,104,8056Nov 2sec.gov
Gemist, Inc.Other TechnologyLos AngelesCA$1,650,000$3,000,00011Oct 30sec.gov
1409 West Pioneer Holdings LLCResidentialBedfordMA$1,585,000$2,250,00025Nov 2sec.gov
PREP IDD Wolverine 1 LLCInvestingMinneapolisMN$1,552,000$1,552,00010Nov 3sec.gov
Big Game Sport, Inc. (amended)OtherPaysonAZ$1,500,000$2,000,00025Oct 31sec.gov
CREI Multifamily 5701 Owner, LPResidentialBryanTX$1,500,000$1,500,00032Oct 31sec.gov
APJeT, Inc.OtherMorrisvilleNC$1,498,681$3,000,0003Oct 31sec.gov
Elm St Villa, LLCCommercialGreensboroNC$1,495,000$1,495,00022Oct 31sec.gov
Cosmic Coffee & Beer Garden, LLCRestaurantsAustinTX$1,475,000$1,500,00014Nov 1sec.gov
US Alliance Corp (amended)InsuranceTopekaKS$1,459,150$10,500,000197Nov 1sec.gov
CEDARst GP Opportunity Zone Fund 1, LPOther Real EstateChicagoIL$1,449,600$25,000,0002Nov 3sec.gov
Omnigres Corp. (amended)Other TechnologySan FranciscoCA$1,405,000$1,700,00012Nov 3sec.gov
Cains RV & MHP LLCCommercialAtlantaGA$1,400,000$1,400,0000Oct 31sec.gov
Maximalto Ventures IV LLCInvestingNew YorkNY$1,370,200$1,370,20016Oct 30sec.gov
Maximalto Ventures IV LLC (amended)InvestingNew YorkNY$1,370,100$1,370,10015Oct 30sec.gov
BoolSi, Inc.Other TechnologyBostonMA$1,350,000$1,849,9994Nov 3sec.gov
Planet Wealth, Inc. (amended)Other Banking and Financial ServicesBentonvilleAR$1,350,000$1,350,00018Nov 2sec.gov
San Marcos Partnership, LPResidentialAustinTX$1,300,000$2,500,00012Nov 3sec.gov
z.Pax Holdco, Inc. (amended)Other TechnologyManalapanNJ$1,275,000$3,000,00012Nov 3sec.gov
Multiverse Media Inc (amended)OtherDenverCO$1,272,800$1,272,8009Oct 31sec.gov
BKAI ForgeNow Preferred Equity LLC (amended)InvestingRockwallTX$1,253,750$3,253,75030Oct 31sec.gov
CCRM Management Co Holdings, LPHospitals and PhysiciansTampaFL$1,251,805$1,251,80512Nov 1sec.gov
GAIA REIT Feeder 1 LPOther Real EstateNew YorkNY$1,250,000Indefinite1Nov 2sec.gov
HumanCore, LLCOther TechnologyNorthbrookIL$1,250,000$1,250,0001Oct 31sec.gov
SPLASH BEVERAGE GROUP, INC.OtherFort LauderdaleFL$1,250,000$1,250,0003Oct 31sec.gov
Brentwood Developers, LLCCommercialEdmondsWA$1,200,000$1,400,00016Nov 1sec.gov
MANIAC ENTERPRISES, INC.OtherAustinTX$1,200,000$1,200,0008Oct 31sec.gov
Nelson Innovations, LLC (amended)Other Health CareBrunswickOH$1,197,000$3,000,0004Oct 30sec.gov
Fiducioso Advisors, Inc. (amended)Other TechnologyLiberty CornerNJ$1,167,000$2,000,00020Nov 3sec.gov
Gaingels Shield AI 2023 LLCOtherBurlingtonVT$1,107,446$1,107,44653Oct 30sec.gov
APjeT Venture LLCOtherStamfordCT$1,104,581$3,000,0008Oct 31sec.gov
Trolley Technologies Inc. (amended)Other TechnologyToronto$1,100,000$1,100,0001Nov 3sec.gov
SEQL Inc.Other TechnologyRichmondVA$1,100,000$1,500,00025Nov 3sec.gov
Chai Pani Holdings, Inc. (amended)RestaurantsAshevilleNC$1,100,000$4,000,0004Oct 30sec.gov
Battle Interactive Networks, Inc.OtherRedmondWA$1,093,800$1,093,80019Oct 30sec.gov
Oregon Opportunity Fund II, LLCREITS and FinanceIssaquahWA$1,050,000$1,050,0006Nov 3sec.gov
Food Nerd Inc.OtherBuffaloNY$1,035,000$2,000,0009Oct 31sec.gov
Aslan Property Group I LLCResidentialPlanoTX$1,012,000$1,500,00031Nov 1sec.gov
TPEG KNOXVILLE 3 INVESTORS LLCOther Real EstateSouthlakeTX$1,011,500$10,000,00047Nov 3sec.gov
Vurvey Labs, Inc.Other TechnologyCincinnatiOH$1,000,000Indefinite1Nov 3sec.gov
Elite Harness, LLCManufacturingWichitaKS$1,000,000$5,000,0002Oct 30sec.gov
MACP Fund 31 GP, LLCResidentialSafety HarborFL$850,000$850,0004Oct 30sec.gov
ACREWISE NC PITTS34-001 LLCAgricultureHolly SpringsNC$849,963$1,600,00023Nov 1sec.gov
Southern Student Housing LLCCommercialAtlantaGA$800,000$32,000,0001Nov 2sec.gov
AutoSquared LLCOther Banking and Financial ServicesPhoenixAZ$800,000$5,500,0004Oct 31sec.gov
Tupelo Storage Investors LPCommercialMissouri CityTX$750,000$750,00014Nov 3sec.gov
LW-BFR II, LLCResidentialWoodburyMN$750,000$4,400,0002Nov 3sec.gov
Longeviti Neuro Solutions, LLCOther TechnologyHunt ValleyMD$750,000$2,900,0001Nov 1sec.gov
Sora Neuroscience, Inc.Other Health CareMinneapolisMN$737,500$2,000,00017Oct 31sec.gov
2724 11th Investor LLCResidentialWashingtonDC$700,000$700,00010Nov 1sec.gov
SANTA FE FARMS, Inc.AgricultureBoulderCO$700,000$1,000,0008Oct 31sec.gov
MIDSOUTH LAND OPPORTUNITY 1 LLCCommercialBrentwoodTN$650,000$700,0002Oct 30sec.gov
Baldwyn Investors LPCommercialMissouri CityTX$600,000$600,00011Nov 3sec.gov
Airship AI Holdings Inc.OtherRedmondWA$600,000$600,0002Nov 3sec.gov
Trak Outdoors Ltd. (amended)OtherNanaimo$578,922$578,9223Nov 3sec.gov
Balu4Lyfe LLC (amended)OtherSpringTX$575,000$700,0008Nov 1sec.gov
Balu4Lyfe LLCOtherSpringTX$575,000$700,0008Oct 30sec.gov
Aro Technology, Inc.Other TechnologyKnoxvilleTN$575,000$1,300,0007Oct 30sec.gov
Latin Metals Inc. (amended)OtherVancouver$563,860$2,362,6916Nov 3sec.gov
Boatwright Digital Strategies LLCOtherWashingtonDC$533,016$20,000,00017Nov 3sec.gov
Holdenville Storage Investors LPCommercialMissouri CityTX$500,000$500,00011Nov 3sec.gov
Salve, Inc.Other TechnologyMiamiFL$500,000$3,000,0001Nov 3sec.gov
Submersive, Inc.Other TravelSanta FeNM$500,000$1,000,0003Nov 1sec.gov
CIZZLE BRANDS INC.RetailingToronto, Ontario$500,000$500,0001Oct 30sec.gov
AmpSport, Inc.BiotechnologyDecaturGA$500,000$500,0003Oct 30sec.gov
Vartega Inc.ManufacturingDenverCO$470,490$500,00011Nov 3sec.gov
Pura East Coast LLCOtherCortlandt ManorNY$465,000$15,000,0003Nov 3sec.gov
Pharmazz, Inc.PharmaceuticalsWillowbrookIL$450,000$15,000,0003Nov 2sec.gov
ONE OHANA CORP. (amended)OtherHonoluluHI$450,000$450,00011Nov 1sec.gov
Ayala Pharmaceuticals, Inc.BiotechnologyMonmouth JunctionNJ$433,825$433,8253Nov 2sec.gov
Rendyr, Inc.Other TechnologyBlacksburgVA$430,000$1,000,0009Nov 3sec.gov
Atraverse Medical, Inc.Other Health CareChicagoIL$400,000$3,000,0001Nov 2sec.gov
CLEAN AI Technologies, Inc.Other TechnologySeattleWA$400,000$400,0001Nov 1sec.gov
Vuja De Sciences, Inc.OtherHobokenNJ$391,060$400,0007Oct 30sec.gov
SRRT Fire Station DSTOtherMinneapolisMN$376,528$2,000,0001Nov 3sec.gov
3288 Polk LLCResidentialDallasTX$375,000$2,500,0004Oct 30sec.gov
Workforce Hope, Inc. (amended)OtherWest FargoND$370,000$4,000,0006Nov 2sec.gov
Union Grove Farm Distillery, Inc.OtherChapel HillNC$367,000$1,000,0006Nov 1sec.gov
Station A, Inc.Other TechnologySan FranciscoCA$350,000$3,700,0003Oct 31sec.gov
Innovega Inc.Other TechnologyBellevueWA$350,000$1,000,0006Oct 30sec.gov
Greene Lyon Group IncOther TechnologyBeverlyMA$331,950$500,0007Nov 3sec.gov
Agate Stone Management LLCOtherNew YorkNY$330,000$330,00027Oct 30sec.gov
Venture Lane Studio Cohort 4 Syndicate, LLCInvestingBoiseID$316,500$350,00011Nov 3sec.gov
Infamous Whiskey Inc.OtherGreensboroGA$305,000$1,350,0001Nov 2sec.gov
Humble Imports Inc.OtherKissimmeeFL$300,000$300,0001Oct 31sec.gov
OWB Holdings Inc (amended)ManufacturingSan FranciscoCA$300,000$500,0001Oct 31sec.gov
Opus KSD, Inc.BiotechnologyPembrokeMA$300,000$1,000,0003Oct 31sec.gov
NINE COUNTY BRANDS, INC.OtherSan MateoCA$255,000$3,000,0005Oct 31sec.gov
SwitchFrame, Inc.Other TechnologyCharlotteNC$255,000$500,0004Oct 31sec.gov
BeNaborly, Inc.Other TechnologyMiddletownDE$250,000$5,000,0001Nov 3sec.gov
TUYA TECHNOLOGIES, LLCOtherHoustonTX$250,000$2,500,0001Nov 2sec.gov
Loot Financial Services CorpOther Banking and Financial ServicesHinghamMA$250,000$800,0003Oct 30sec.gov
QYOU Media Inc.OtherToronto$237,313$2,427,8933Nov 3sec.gov
Connector Musical LLCOtherNyackNY$175,000$2,500,0001Nov 2sec.gov
Saguaro Care LLCOther Health CarePhoenixAZ$155,000$155,0004Oct 31sec.gov
Spoke Bridges Apartments, LLCResidentialColumbusOH$150,000$7,250,0002Nov 3sec.gov
AssetMule, Inc.Other TechnologyMill ValleyCA$150,000$200,0001Nov 3sec.gov
e11tec, Inc.OtherNewport BeachCA$150,000$150,0001Nov 3sec.gov
Truss Software, Inc.Other TechnologyAtlantaGA$150,000$1,500,0001Nov 1sec.gov
Veridian Industries, Inc.Other TechnologyViennaVA$150,000$15,000,0003Oct 30sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$146,245Indefinite1Oct 30sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$140,617Indefinite19Oct 30sec.gov
Ainthoven, Inc.Other TechnologyCocoa BeachFL$140,000$300,0007Oct 31sec.gov
ASV Investments II LLCInvestingChadds FordPA$130,000$130,00017Nov 1sec.gov
Belt Power Co-Investor Holdings, LLCOtherDenverCO$125,000$125,0001Nov 3sec.gov
SuperWarm IncOtherNew YorkNY$122,500$122,5008Nov 1sec.gov
EMERGE DIAGNOSTICS, INCOther Health CareCarlsbadCA$105,000Indefinite3Nov 2sec.gov
Levelution Sports Agency, LLCOtherLubbockTX$100,000$1,250,0003Nov 3sec.gov
JWCM Republic Alamo Heights, DSTOther Real EstateNew YorkNY$100,000$32,185,2451Nov 3sec.gov
Floyd River Flats, LLCResidentialSioux FallsSD$100,000$3,500,0001Nov 2sec.gov
Suneco Technologies Inc.Other TechnologyMadisonMS$100,000$500,0001Oct 31sec.gov
Greater New Haven ASC, LLC (amended)Other Health CareHamdenCT$100,000$115,00018Oct 30sec.gov
ENSAFE INC.Environmental ServicesMemphisTN$97,044$250,00038Oct 31sec.gov
Gaingels Granata Bio LLCOtherBurlingtonVT$96,667$96,66713Oct 30sec.gov
TOWNHALL PRO, INC. (amended)Other TechnologySouthern ShoresNC$95,000Indefinite4Oct 30sec.gov
INSURAGUEST TECHNOLOGIES INC.OtherVancouver$83,946$83,9461Nov 1sec.gov
Laurenzo's Management Company, LLCRestaurantsHoustonTX$80,000$3,000,0003Oct 31sec.gov
Adamera Minerals Corp.OtherVancouver$72,828$145,6562Oct 30sec.gov
COMMERCE RESOURCES CORP.OtherVancouver$72,290$72,2902Oct 31sec.gov
Thynk Health, LLCOther TechnologyLexingtonKY$70,000$1,750,0001Oct 30sec.gov
Citizen Mint Renewable Infrastructure Fund I, LPInvestingLos AngelesCA$60,000$35,000,0001Nov 2sec.gov
NLO Mezzanine Borrower LLCREITS and FinanceNew YorkNY$58,500$62,500117Oct 30sec.gov
EpiWatch, Inc.Other Health CareBaltimoreMD$55,000$400,0002Nov 2sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$53,213Indefinite14Nov 2sec.gov
Desert Stone Center, LLCOther Health CareAustinTX$53,000$53,0001Nov 1sec.gov
HomeTeam Live Technologies Inc. (previous name Tape 2 Tape Productions Inc.)Other TechnologyEmerald Park$50,009$50,0094Oct 30sec.gov
z.Pax Holdco, Inc.Other TechnologyManalapanNJ$50,000$5,000,0001Nov 3sec.gov
Yummy Bazaar, Inc.OtherGlassboroNJ$50,000$1,000,0001Nov 3sec.gov
Huzbee, LLCOther TechnologyAnnandaleVA$50,000$50,0002Nov 2sec.gov
Xheme Inc.Other TechnologyNewtonMA$50,000Indefinite1Oct 31sec.gov
Buji Brown Butter. LLCOtherPortlandOR$50,000$200,0001Oct 30sec.gov
Collapse Survivor SimWarn LLCOtherGustineTX$50,000$250,0006Oct 30sec.gov
TOWNHALL PRO, INC.Other TechnologySouthern ShoresNC$45,000Indefinite2Oct 30sec.gov
Propanc Biopharma, Inc.PharmaceuticalsCamberwell, Vic$40,000$40,0001Nov 3sec.gov
Healwell AI Inc.Other Health CareToronto$30,400$30,4001Oct 31sec.gov
Screw City Productions LLCOtherAlgonquinIL$30,000$30,0001Nov 2sec.gov
Arya Worldwide Entertainment LLCOtherLos AngelesCA$30,000$100,0002Oct 30sec.gov
Dextego Inc.Other TechnologyNew York CityNY$25,000$300,0001Oct 30sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$22,570Indefinite3Oct 30sec.gov
Polyverse CorpOther TechnologyKirklandWA$20,000$1,000,0001Oct 31sec.gov
Material Instinct LLCOther TechnologyBrooklynNY$17,000Indefinite1Nov 1sec.gov
Flashgas.com Inc.Other TechnologyDoverDE$9,460$100,000181Nov 2sec.gov
Heartland Partners Home & Auto LLCInsuranceNewtown SquarePA$9,000$225,0001Nov 3sec.gov
Coppernico Metals Inc.OtherVancouver$8,168$24,5791Nov 2sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$5,111Indefinite2Nov 2sec.gov
Thinkable Holdings, Inc.Other TechnologyMiddletownDE$5,000$5,000,0001Nov 2sec.gov
PERSOWN Analytics, Inc.Other Health CareJacksonvilleFL$5,000$600,0001Nov 2sec.gov
Sumenzuo IncOtherBoulderCO$5,000$5,0001Oct 31sec.gov
Troy Minerals Inc.OtherVancouver$3,859$3,8591Oct 30sec.gov
Mangrove Delaware Insurance Solutions, Inc.InsuranceColchesterVT$1,000$1,000,0001Nov 2sec.gov
839049 Alberta LTDOtherLethbridge$200$2002Oct 31sec.gov
839056 Alberta LTDOtherLethbridge$200$2002Oct 30sec.gov
Intelerad Holdings ULCOtherVancouver$49$491Oct 31sec.gov
Socha Capital Energy Fund 2023, LPOil and GasAustinTX$0Indefinite0Nov 3sec.gov
Soulpower International CorpInsuranceMiddletownDE$0Indefinite0Nov 3sec.gov
Rhino Taunton B2B Investors LLCCommercialBostonMA$0$15,000,0000Nov 3sec.gov
Lite Run IncOther Health CareSt. PaulMN$0$3,000,0000Nov 3sec.gov
Partners Equity Income Fund, LLCOtherTroyMI$0$5,000,0000Nov 3sec.gov
Ohana Group NW, LLCCommercialHillsboroOR$0$2,500,0000Nov 3sec.gov
BOXO Fund LPOtherLewesDE$0$50,000,0000Nov 3sec.gov
SEA LTDOtherColumbusOH$0$2,805,2300Nov 3sec.gov
Grove at Hickman, LLCOtherWest Des MoinesIA$0$7,800,0000Nov 2sec.gov
PASSIVE INCOME PARTNERS, LLCCommercialScottsdaleAZ$0$20,000,0000Nov 2sec.gov
PFC-REF1, LLCCommercialSheridanWY$0$20,000,0000Nov 2sec.gov
DOPE Venture Studio Inc.OtherVeniceCA$0$1,000,0000Nov 2sec.gov
Water Steet Fund III, LLCOther Real EstateExcelsiorMN$0$30,000,0000Nov 2sec.gov
Homebase Title, LLCInsuranceIndianapolisIN$0$45,0000Nov 2sec.gov
BAROTSO LLC (amended)CommercialGlen AllenVA$0$10,000,0000Nov 2sec.gov
Sarson Funds IncBusiness ServicesCarmelIN$0$3,000,0000Nov 2sec.gov
Quadrant Biosciences IncBiotechnologySyracuseNY$0$25,425,0000Nov 2sec.gov
HREX Multifamily II, DSTResidentialHoustonTX$0$138,736,8100Nov 1sec.gov
Calypso Court LLCCommercialPlanoTX$0$2,400,0000Nov 1sec.gov
Third Room LLCOtherAshevilleNC$0$500,0000Nov 1sec.gov
North Davis, LLCOtherWilmingtonNC$0$1,300,0000Nov 1sec.gov
Dayton 72 LLCCommercialDaytonOH$0$1,500,0000Nov 1sec.gov
BAROTSO LLCCommercialGlen AllenVA$0$10,000,0000Nov 1sec.gov
Woburn Dentistry PCHospitals and PhysiciansWoburnMA$0$5,000,0000Nov 1sec.gov
HPI Storage Fund IV, LPCommercialAustinTX$0$100,000,0000Nov 1sec.gov
Evren Technologies, Inc. (amended)Other Health CareNewberryFL$0Indefinite0Nov 1sec.gov
Emergent Cold LatAm Holdings LLCBusiness ServicesMiami BeachFL$0Indefinite0Nov 1sec.gov
Aspire BioPharma, Inc.PharmaceuticalsHumacaoPR$0$10,000,0000Nov 1sec.gov
Settlement in Advance Inc.Other Banking and Financial ServicesLas VegasNV$0Indefinite0Nov 1sec.gov
NRS II CAPITAL, LLCOther Real EstateYonkersNY$0$150,000,0000Oct 31sec.gov
Madison Capital GP, LLCResidentialCharlotteNC$0$30,000,0000Oct 31sec.gov
One Seville Note Fund I, LLCOther Real EstateLong BeachCA$0$5,000,0000Oct 31sec.gov
2302 East Fort Lowell Holdings, LLCCommercialNewport BeachCA$0$3,600,0000Oct 31sec.gov
EBIEN Inc.Other Health CareMcallenTX$0$1,000,0005Oct 31sec.gov
Go Store It Orlando DSTCommercialCharlotteNC$0$18,508,3800Oct 31sec.gov
Multiverse Media IncOtherDenverCO$0$2,500,0000Oct 31sec.gov
Apollo Infrastructure Co LLCOtherNew YorkNY$0Indefinite0Oct 31sec.gov
Cosmetic Physician Partners, LLCOther Health CareEdinaMN$0$60,000,0000Oct 31sec.gov
AQ Sunshine Parent, LLCOtherNew YorkNY$0Indefinite0Oct 31sec.gov
AQ Sunshine Parent, LLCOtherNew YorkNY$0Indefinite0Oct 31sec.gov
Waypoint Multifamily Fund XII, LLCOther Real EstateSan DiegoCA$0$5,000,0000Oct 30sec.gov
Larson Capital Pleasant Grove, LLCResidentialChesterfieldMO$0$30,000,0000Oct 30sec.gov
Houyi Digital Internet Industry Technology Co., Ltd.RetailingShenzhen$0$100,000,0000Oct 30sec.gov
Ecomadera Forest Conservation LLCManufacturingMilfordPA$0Indefinite0Oct 30sec.gov
Foss Lion HTC Fund, LLCInvestingSan FranciscoCA$0Indefinite0Oct 30sec.gov
GoodPeak Holdings, LLCOtherEncinitasCA$0Indefinite0Oct 30sec.gov
ExchangeRight Net-Leased Portfolio 65 DSTCommercialPasadenaCA$0$49,180,0000Oct 30sec.gov
Hadestown West End Ltd Liability CoOtherNew YorkNY$0$4,800,0000Oct 30sec.gov
CMF West & Central US IV, LLCOther Real EstateTampaFL$0$125,0000Oct 30sec.gov
River Queen Holdings LLC (amended)CommercialBishopCA$0$10,000,0000Oct 30sec.gov
Capital Engine Inc.Other Banking and Financial ServicesStamfordCT$0$5,000,0000Oct 30sec.gov
PB Non-op Drilling LPOil and GasFort WorthTX$0$10,000,0000Oct 30sec.gov

Week of Nov 6 · Week of Oct 23 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.