Data / Form D filings / US Alliance Corp
US Alliance Corp: Form D filings
US Alliance Corp, an insurance company in Topeka, KS, filed 11 Form D notices with the SEC between 2009 and 2023. The latest, on November 1, 2023, reports $1.5 million sold of a $10.5 million offering to 197 investors.
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Company details from the filing
- Address
- 1303 SW First American Place, Suite 200, Topeka, KS, 66604
- Phone
- (785) 228-0200
- Industry
- Insurance
- Entity type
- Corporation
- Incorporated in
- Kansas
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1463913
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | Amendment | $10,500,000 | $1,459,150 | $9,040,850 | 197 | Jan 9, 2018 | sec.gov |
| Nov 4, 2022 | Amendment | $10,500,000 | $1,444,450 | $9,055,550 | 195 | Jan 9, 2018 | sec.gov |
| Oct 28, 2021 | Amendment | $10,500,000 | $1,434,524 | $9,065,476 | 193 | Jan 9, 2018 | sec.gov |
| Nov 3, 2020 | Amendment | $10,500,000 | $1,407,707 | $9,092,293 | 193 | Jan 9, 2018 | sec.gov |
| Nov 22, 2019 | Amendment | $10,500,000 | $1,373,421 | $9,126,579 | 187 | Jan 9, 2018 | sec.gov |
| Oct 29, 2019 | Amendment | $10,500,000 | $1,373,421 | $9,126,579 | 187 | Jan 9, 2018 | sec.gov |
| Nov 1, 2018 | Amendment | $10,500,000 | $743,820 | $9,756,180 | 93 | Jan 9, 2018 | sec.gov |
| Nov 8, 2017 | New notice | $10,500,000 | $0 | $10,500,000 | 0 | Yet to occur | sec.gov |
| May 29, 2009 | Amendment | $750,000 | $75,000 | $675,000 | 1 | May 21, 2009 | sec.gov |
| May 29, 2009 | New notice | $750,000 | $75,000 | $675,000 | 1 | May 21, 2009 | sec.gov |
| May 19, 2009 | New notice | $240,000 | $240,000 | 22 | May 11, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Jeffrey Dean Brown | Executive Officer | |
| John R. Helms | Director | |
| Jennifer R. Schmidt | Director | |
| William P. Graves | Director | |
| Jack H. Brier | Executive Officer, Director | |
| James A. Poolman | Director |
Other insurance companies in Kansas that filed recently
- IMA Financial Group, Inc. $1.7 million · Sep 14, 2026
Every Form D from the week of Oct 30, 2023 · All recent filings in Kansas · All recent Insurance filings
Read from SEC EDGAR. Amount sold is what US Alliance Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.