Data / Form D filings / Nov 1
Form D filings, November 1, 2023: 51 companies raised $316 million
51 operating companies filed a Form D on November 1, 2023, reporting $316 million sold. Largest: Peregrine Land Investments I, LP ($63.1 million), Albedo Space Corp. ($29.4 million), Calibrate Health NewCo, LLC ($29.1 million). The median filing is $1.7 million, and 77 pooled investment funds also filed that day.
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- 51Form D filings
- $316 millionreported sold
- $1.7 millionmedian amount sold
- TXmost filings (9)
Most filings by state: TX 9, NY 7, FL 7, NC 5, WA 2. By industry: Other 11, Other Technology 8, Commercial 6, Residential 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Peregrine Land Investments I, LP | Other | Austin | TX | $63,085,000 | $120,000,000 | 49 | Nov 1 | sec.gov |
| Albedo Space Corp. | Other Technology | Broomfield | CO | $29,363,260 | $40,000,000 | 20 | Nov 1 | sec.gov |
| Calibrate Health NewCo, LLC | Other Health Care | New York | NY | $29,050,000 | $29,050,000 | 145 | Nov 1 | sec.gov |
| Self-Storage Portfolio XX DST (amended) | Other Real Estate | Oak Brook | IL | $26,819,736 | $26,819,736 | 67 | Nov 1 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $25,015,658 | $69,424,166 | 57 | Nov 1 | sec.gov |
| GSP Woof Gang Management Holdings LLC (amended) | Other | New York | NY | $17,371,128 | Indefinite | 9 | Nov 1 | sec.gov |
| CX Mode at Hyattsville, DST (amended) | Other Real Estate | Tampa | FL | $17,303,244 | $73,433,727 | 51 | Nov 1 | sec.gov |
| CX Mode at Hyattsville, DST | Other Real Estate | Tampa | FL | $17,303,244 | $73,433,727 | 51 | Nov 1 | sec.gov |
| Justworks, Inc. | Other Technology | New York | NY | $16,837,671 | $16,837,671 | 19 | Nov 1 | sec.gov |
| PHOTOPHARMICS INC | Other Technology | American Fork | UT | $16,109,791 | $17,884,813 | 24 | Nov 1 | sec.gov |
| Aiwa Health, Inc. | Other | San Francisco | CA | $10,719,968 | $10,719,976 | 21 | Nov 1 | sec.gov |
| Q30 Sports Science, LLC | Other | Norwalk | CT | $7,171,500 | $7,171,500 | 49 | Nov 1 | sec.gov |
| Lucid Diagnostics Inc. | Biotechnology | New York | NY | $5,000,000 | $5,000,000 | 2 | Nov 1 | sec.gov |
| CoVenture Holding Company, LLC | Other Banking and Financial Services | Miami | FL | $4,910,777 | $4,910,777 | 3 | Nov 1 | sec.gov |
| Oakmont Dallas Inline, LLC | Residential | Chesterfield | MO | $4,400,000 | $4,400,000 | 16 | Nov 1 | sec.gov |
| Blue Bridge Financial, Inc. (amended) | Other Banking and Financial Services | Reston | VA | $4,160,000 | $25,000,000 | 32 | Nov 1 | sec.gov |
| BLDG Cedar LLC | Residential | Beverly Hills | CA | $3,564,500 | $3,564,500 | 50 | Nov 1 | sec.gov |
| WF Riley's Pointe, LLC | Commercial | Raleigh | NC | $2,814,584 | $2,814,584 | 7 | Nov 1 | sec.gov |
| United Multi-Op #5, LP | Oil and Gas | Roanoke | TX | $1,755,000 | $1,800,000 | 32 | Nov 1 | sec.gov |
| Polymer Solutions, Inc. | Other Technology | New York | NY | $1,686,993 | $3,000,000 | 9 | Nov 1 | sec.gov |
| Cosmic Coffee & Beer Garden, LLC | Restaurants | Austin | TX | $1,475,000 | $1,500,000 | 14 | Nov 1 | sec.gov |
| US Alliance Corp (amended) | Insurance | Topeka | KS | $1,459,150 | $10,500,000 | 197 | Nov 1 | sec.gov |
| CCRM Management Co Holdings, LP | Hospitals and Physicians | Tampa | FL | $1,251,805 | $1,251,805 | 12 | Nov 1 | sec.gov |
| Brentwood Developers, LLC | Commercial | Edmonds | WA | $1,200,000 | $1,400,000 | 16 | Nov 1 | sec.gov |
| Aslan Property Group I LLC | Residential | Plano | TX | $1,012,000 | $1,500,000 | 31 | Nov 1 | sec.gov |
| ACREWISE NC PITTS34-001 LLC | Agriculture | Holly Springs | NC | $849,963 | $1,600,000 | 23 | Nov 1 | sec.gov |
| Longeviti Neuro Solutions, LLC | Other Technology | Hunt Valley | MD | $750,000 | $2,900,000 | 1 | Nov 1 | sec.gov |
| 2724 11th Investor LLC | Residential | Washington | DC | $700,000 | $700,000 | 10 | Nov 1 | sec.gov |
| Balu4Lyfe LLC (amended) | Other | Spring | TX | $575,000 | $700,000 | 8 | Nov 1 | sec.gov |
| Submersive, Inc. | Other Travel | Santa Fe | NM | $500,000 | $1,000,000 | 3 | Nov 1 | sec.gov |
| ONE OHANA CORP. (amended) | Other | Honolulu | HI | $450,000 | $450,000 | 11 | Nov 1 | sec.gov |
| CLEAN AI Technologies, Inc. | Other Technology | Seattle | WA | $400,000 | $400,000 | 1 | Nov 1 | sec.gov |
| Union Grove Farm Distillery, Inc. | Other | Chapel Hill | NC | $367,000 | $1,000,000 | 6 | Nov 1 | sec.gov |
| Truss Software, Inc. | Other Technology | Atlanta | GA | $150,000 | $1,500,000 | 1 | Nov 1 | sec.gov |
| ASV Investments II LLC | Investing | Chadds Ford | PA | $130,000 | $130,000 | 17 | Nov 1 | sec.gov |
| SuperWarm Inc | Other | New York | NY | $122,500 | $122,500 | 8 | Nov 1 | sec.gov |
| INSURAGUEST TECHNOLOGIES INC. | Other | Vancouver | $83,946 | $83,946 | 1 | Nov 1 | sec.gov | |
| Desert Stone Center, LLC | Other Health Care | Austin | TX | $53,000 | $53,000 | 1 | Nov 1 | sec.gov |
| Material Instinct LLC | Other Technology | Brooklyn | NY | $17,000 | Indefinite | 1 | Nov 1 | sec.gov |
| HREX Multifamily II, DST | Residential | Houston | TX | $0 | $138,736,810 | 0 | Nov 1 | sec.gov |
| Calypso Court LLC | Commercial | Plano | TX | $0 | $2,400,000 | 0 | Nov 1 | sec.gov |
| Third Room LLC | Other | Asheville | NC | $0 | $500,000 | 0 | Nov 1 | sec.gov |
| North Davis, LLC | Other | Wilmington | NC | $0 | $1,300,000 | 0 | Nov 1 | sec.gov |
| Dayton 72 LLC | Commercial | Dayton | OH | $0 | $1,500,000 | 0 | Nov 1 | sec.gov |
| BAROTSO LLC | Commercial | Glen Allen | VA | $0 | $10,000,000 | 0 | Nov 1 | sec.gov |
| Woburn Dentistry PC | Hospitals and Physicians | Woburn | MA | $0 | $5,000,000 | 0 | Nov 1 | sec.gov |
| HPI Storage Fund IV, LP | Commercial | Austin | TX | $0 | $100,000,000 | 0 | Nov 1 | sec.gov |
| Evren Technologies, Inc. (amended) | Other Health Care | Newberry | FL | $0 | Indefinite | 0 | Nov 1 | sec.gov |
| Emergent Cold LatAm Holdings LLC | Business Services | Miami Beach | FL | $0 | Indefinite | 0 | Nov 1 | sec.gov |
| Aspire BioPharma, Inc. | Pharmaceuticals | Humacao | PR | $0 | $10,000,000 | 0 | Nov 1 | sec.gov |
| Settlement in Advance Inc. | Other Banking and Financial Services | Las Vegas | NV | $0 | Indefinite | 0 | Nov 1 | sec.gov |
November 2, 2023 · October 31, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.