Data / Form D filings / Nov 2
Form D filings, November 2, 2023: 67 companies raised $338.9 million
67 operating companies filed a Form D on November 2, 2023, reporting $338.9 million sold. Largest: Pair Eyewear, Inc. ($75 million), Bamboo Health Holding Company, Inc. ($33.7 million), Palladius Real Estate Fund II, LP ($26.7 million). The median filing is $3.2 million, and 84 pooled investment funds also filed that day.
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- 67Form D filings
- $338.9 millionreported sold
- $3.2 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 7, GA 5, TX 5, IL 5. By industry: Other 13, Other Technology 12, Commercial 9, Other Health Care 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Pair Eyewear, Inc. (amended) | Other Technology | Brooklyn | NY | $74,999,976 | $74,999,976 | 34 | Nov 2 | sec.gov |
| Bamboo Health Holding Company, Inc. | Other | Louisville | KY | $33,710,923 | Indefinite | 74 | Nov 2 | sec.gov |
| Palladius Real Estate Fund II, LP (amended) | Commercial | Austin | TX | $26,685,000 | $500,000,000 | 231 | Nov 2 | sec.gov |
| FCP Euro, LLC | Retailing | Milford | CT | $25,600,006 | $34,999,986 | 3 | Nov 2 | sec.gov |
| North Mountain Village SPE, LLC | Other Real Estate | Irvine | CA | $15,300,000 | $15,300,000 | 2 | Nov 2 | sec.gov |
| Jana Care, Inc. | Other Health Care | Watertown | MA | $13,146,564 | $14,359,669 | 23 | Nov 2 | sec.gov |
| Boulder Crossing TEI Equities LLC | Commercial | New York | NY | $11,824,049 | $11,824,049 | 3 | Nov 2 | sec.gov |
| Quintessent Inc. (amended) | Other | Goleta | CA | $11,595,997 | $11,595,997 | 8 | Nov 2 | sec.gov |
| Turion Space Corp. (amended) | Other Technology | Irvine | CA | $11,118,933 | $12,000,000 | 87 | Nov 2 | sec.gov |
| Good Nature Agro, Inc. | Agriculture | Cambridge | MA | $8,572,773 | $8,572,773 | 4 | Nov 2 | sec.gov |
| Lagunita Technologies, Inc. | Other Technology | Palo Alto | CA | $7,502,496 | $7,502,496 | 3 | Nov 2 | sec.gov |
| Newport Tidewater3 LLC | Residential | Cumming | GA | $7,200,000 | $7,200,000 | 46 | Nov 2 | sec.gov |
| JVM Realty Apartment Fund 9, LLC (amended) | Other Real Estate | Oak Brook | IL | $6,669,400 | $75,000,000 | 61 | Nov 2 | sec.gov |
| Gold Leaf Holdings, Inc. | Retailing | Mount Dora | FL | $5,500,000 | $15,000,000 | 65 | Nov 2 | sec.gov |
| ECE Growth Fund II, LLC | Commercial | Brentwood | TN | $5,159,000 | $30,000,000 | 45 | Nov 2 | sec.gov |
| Incubex, Inc. | Other | Chicago | IL | $5,125,023 | $15,000,000 | 4 | Nov 2 | sec.gov |
| Silna Health, Inc. | Other Health Care | New York | NY | $4,990,935 | $5,000,000 | 25 | Nov 2 | sec.gov |
| Social Capital Fund (amended) | Other | Providence | RI | $4,679,000 | $5,000,000 | 65 | Nov 2 | sec.gov |
| Reprise Biomedical, Inc. | Biotechnology | Plymouth | MN | $4,550,000 | $10,000,000 | 17 | Nov 2 | sec.gov |
| Parallax Labs, Inc. | Other Technology | San Francisco | CA | $4,350,000 | $4,500,000 | 12 | Nov 2 | sec.gov |
| Flash UpdatePromise Holdings, LLC | Business Services | Chino | CA | $4,054,515 | $4,054,515 | 3 | Nov 2 | sec.gov |
| BE MEZZ FUND, LLC | Other Real Estate | Phoenix | AZ | $4,003,000 | $75,000,000 | 5 | Nov 2 | sec.gov |
| Zephr.xyz Inc. | Other Technology | Louisville | CO | $3,500,000 | $3,500,000 | 2 | Nov 2 | sec.gov |
| SG KY Debt Fund 2023, LLC | Commercial | Dallas | TX | $3,360,000 | $3,360,000 | 16 | Nov 2 | sec.gov |
| PHOENIX MOTOR INC. | Other | Anaheim | CA | $3,350,000 | $3,350,000 | 1 | Nov 2 | sec.gov |
| HyperSphere Technologies, Inc. | Other Technology | Milton | GA | $3,319,995 | $3,819,991 | 9 | Nov 2 | sec.gov |
| Canworks, Inc. | Other Technology | Austin | TX | $3,319,961 | $3,499,999 | 29 | Nov 2 | sec.gov |
| Maude Group, Inc. | Retailing | Brooklyn | NY | $3,240,984 | $3,240,984 | 19 | Nov 2 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $3,224,667 | $3,224,667 | 12 | Nov 2 | sec.gov |
| M&P Gastronomy Inc. (amended) | Restaurants | Menlo Park | CA | $3,175,000 | Indefinite | 5 | Nov 2 | sec.gov |
| 8605 SHOAL CREEK BLVD Investors, LLC, | Commercial | Austin | TX | $2,472,000 | $2,722,000 | 26 | Nov 2 | sec.gov |
| DMHJV001 INC. (amended) | Other Technology | Salt Lake City | UT | $2,112,000 | $3,000,000 | 19 | Nov 2 | sec.gov |
| OneHubPOS Solutions Inc | Other Technology | Folsom | CA | $1,999,999 | $3,000,000 | 1 | Nov 2 | sec.gov |
| NewStar 6 Tranquil Gardens BTR, DST | Residential | Atlanta | GA | $1,680,222 | $19,104,805 | 6 | Nov 2 | sec.gov |
| 1409 West Pioneer Holdings LLC | Residential | Bedford | MA | $1,585,000 | $2,250,000 | 25 | Nov 2 | sec.gov |
| Planet Wealth, Inc. (amended) | Other Banking and Financial Services | Bentonville | AR | $1,350,000 | $1,350,000 | 18 | Nov 2 | sec.gov |
| GAIA REIT Feeder 1 LP | Other Real Estate | New York | NY | $1,250,000 | Indefinite | 1 | Nov 2 | sec.gov |
| Southern Student Housing LLC | Commercial | Atlanta | GA | $800,000 | $32,000,000 | 1 | Nov 2 | sec.gov |
| Pharmazz, Inc. | Pharmaceuticals | Willowbrook | IL | $450,000 | $15,000,000 | 3 | Nov 2 | sec.gov |
| Ayala Pharmaceuticals, Inc. | Biotechnology | Monmouth Junction | NJ | $433,825 | $433,825 | 3 | Nov 2 | sec.gov |
| Atraverse Medical, Inc. | Other Health Care | Chicago | IL | $400,000 | $3,000,000 | 1 | Nov 2 | sec.gov |
| Workforce Hope, Inc. (amended) | Other | West Fargo | ND | $370,000 | $4,000,000 | 6 | Nov 2 | sec.gov |
| Infamous Whiskey Inc. | Other | Greensboro | GA | $305,000 | $1,350,000 | 1 | Nov 2 | sec.gov |
| TUYA TECHNOLOGIES, LLC | Other | Houston | TX | $250,000 | $2,500,000 | 1 | Nov 2 | sec.gov |
| Connector Musical LLC | Other | Nyack | NY | $175,000 | $2,500,000 | 1 | Nov 2 | sec.gov |
| EMERGE DIAGNOSTICS, INC | Other Health Care | Carlsbad | CA | $105,000 | Indefinite | 3 | Nov 2 | sec.gov |
| Floyd River Flats, LLC | Residential | Sioux Falls | SD | $100,000 | $3,500,000 | 1 | Nov 2 | sec.gov |
| Citizen Mint Renewable Infrastructure Fund I, LP | Investing | Los Angeles | CA | $60,000 | $35,000,000 | 1 | Nov 2 | sec.gov |
| EpiWatch, Inc. | Other Health Care | Baltimore | MD | $55,000 | $400,000 | 2 | Nov 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $53,213 | Indefinite | 14 | Nov 2 | sec.gov |
| Huzbee, LLC | Other Technology | Annandale | VA | $50,000 | $50,000 | 2 | Nov 2 | sec.gov |
| Screw City Productions LLC | Other | Algonquin | IL | $30,000 | $30,000 | 1 | Nov 2 | sec.gov |
| Flashgas.com Inc. | Other Technology | Dover | DE | $9,460 | $100,000 | 181 | Nov 2 | sec.gov |
| Coppernico Metals Inc. | Other | Vancouver | $8,168 | $24,579 | 1 | Nov 2 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,111 | Indefinite | 2 | Nov 2 | sec.gov |
| Thinkable Holdings, Inc. | Other Technology | Middletown | DE | $5,000 | $5,000,000 | 1 | Nov 2 | sec.gov |
| PERSOWN Analytics, Inc. | Other Health Care | Jacksonville | FL | $5,000 | $600,000 | 1 | Nov 2 | sec.gov |
| Mangrove Delaware Insurance Solutions, Inc. | Insurance | Colchester | VT | $1,000 | $1,000,000 | 1 | Nov 2 | sec.gov |
| Grove at Hickman, LLC | Other | West Des Moines | IA | $0 | $7,800,000 | 0 | Nov 2 | sec.gov |
| PASSIVE INCOME PARTNERS, LLC | Commercial | Scottsdale | AZ | $0 | $20,000,000 | 0 | Nov 2 | sec.gov |
| PFC-REF1, LLC | Commercial | Sheridan | WY | $0 | $20,000,000 | 0 | Nov 2 | sec.gov |
| DOPE Venture Studio Inc. | Other | Venice | CA | $0 | $1,000,000 | 0 | Nov 2 | sec.gov |
| Water Steet Fund III, LLC | Other Real Estate | Excelsior | MN | $0 | $30,000,000 | 0 | Nov 2 | sec.gov |
| Homebase Title, LLC | Insurance | Indianapolis | IN | $0 | $45,000 | 0 | Nov 2 | sec.gov |
| BAROTSO LLC (amended) | Commercial | Glen Allen | VA | $0 | $10,000,000 | 0 | Nov 2 | sec.gov |
| Sarson Funds Inc | Business Services | Carmel | IN | $0 | $3,000,000 | 0 | Nov 2 | sec.gov |
| Quadrant Biosciences Inc | Biotechnology | Syracuse | NY | $0 | $25,425,000 | 0 | Nov 2 | sec.gov |
November 3, 2023 · November 1, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.