Data / Form D filings / Oct 31
Form D filings, October 31, 2023: 64 companies raised $289.8 million
64 operating companies filed a Form D on October 31, 2023, reporting $289.8 million sold. Largest: Harpoon Therapeutics, Inc. ($100.2 million), 300 Pressler Street Investment, LLC ($27.2 million), Charlie Financial Inc. ($23.5 million). The median filing is $1.3 million, and 171 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 64Form D filings
- $289.8 millionreported sold
- $1.3 millionmedian amount sold
- NYmost filings (9)
Most filings by state: NY 9, CA 9, TX 8, NC 6, CO 4. By industry: Other 20, Other Technology 11, Other Health Care 7, Other Real Estate 4.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Harpoon Therapeutics, Inc. | Biotechnology | South San Francisco | CA | $100,162,467 | $100,162,467 | 18 | Oct 31 | sec.gov |
| 300 Pressler Street Investment, LLC | Other Real Estate | Austin | TX | $27,220,667 | $27,220,667 | 26 | Oct 31 | sec.gov |
| Charlie Financial Inc. | Other Technology | Los Angeles | CA | $23,541,943 | $23,541,943 | 19 | Oct 31 | sec.gov |
| YorLabs, Inc. | Other Health Care | Beaverton | OR | $17,330,665 | $20,057,208 | 34 | Oct 31 | sec.gov |
| AKF, Inc. (amended) | Other Banking and Financial Services | New York | NY | $16,750,000 | Indefinite | 6 | Oct 31 | sec.gov |
| Astrid Health Inc. | Other | New York | NY | $16,294,994 | $16,294,994 | 24 | Oct 31 | sec.gov |
| Patreon, Inc. | Other | San Francisco | CA | $10,605,576 | $10,605,576 | 88 | Oct 31 | sec.gov |
| Finzly, Inc. | Other Technology | Charlotte | NC | $10,050,000 | $10,050,000 | 5 | Oct 31 | sec.gov |
| Novu Normandy, LLC | Other Real Estate | Birmingham | AL | $8,694,118 | $20,000,000 | 66 | Oct 31 | sec.gov |
| Affinaquest Holdings, Inc. | Other Technology | Reston | VA | $5,594,519 | $6,134,725 | 6 | Oct 31 | sec.gov |
| PURPLE BIOTECH LTD. | Biotechnology | Rehovot | $5,434,784 | $5,434,784 | 1 | Oct 31 | sec.gov | |
| Cruisebound, Inc. | Other Travel | New York | NY | $5,259,017 | $10,000,000 | 19 | Oct 31 | sec.gov |
| Gregor Diagnostics, Inc. | Biotechnology | Madison | WI | $4,397,000 | $6,000,000 | 4 | Oct 31 | sec.gov |
| Tidal McMullen LP | Oil and Gas | Schertz | TX | $3,816,250 | $18,705,000 | 23 | Oct 31 | sec.gov |
| 8th Avenue Apartments San Diego LP | Residential | Newport Beach | CA | $2,805,000 | $2,805,000 | 43 | Oct 31 | sec.gov |
| 83Bar, Inc. | Other Health Care | Austin | TX | $2,518,435 | $3,500,000 | 1 | Oct 31 | sec.gov |
| Ostra Cybersecurity, Inc. | Other Technology | Minnetonka | MN | $2,500,000 | $2,500,000 | 4 | Oct 31 | sec.gov |
| GS Bilt Co-Investors I, LLC | Other Banking and Financial Services | Charleston | SC | $2,315,000 | $2,315,000 | 30 | Oct 31 | sec.gov |
| REEFWORKS LLC (amended) | Oil and Gas | Traverse City | MI | $2,027,000 | Indefinite | 26 | Oct 31 | sec.gov |
| BW NUECO1 A SERIES OF BECKLEY WAVES SPV LLC | Other | New York | NY | $2,009,000 | $2,009,000 | 2 | Oct 31 | sec.gov |
| Big Game Sport, Inc. (amended) | Other | Payson | AZ | $1,500,000 | $2,000,000 | 25 | Oct 31 | sec.gov |
| CREI Multifamily 5701 Owner, LP | Residential | Bryan | TX | $1,500,000 | $1,500,000 | 32 | Oct 31 | sec.gov |
| APJeT, Inc. | Other | Morrisville | NC | $1,498,681 | $3,000,000 | 3 | Oct 31 | sec.gov |
| Elm St Villa, LLC | Commercial | Greensboro | NC | $1,495,000 | $1,495,000 | 22 | Oct 31 | sec.gov |
| Cains RV & MHP LLC | Commercial | Atlanta | GA | $1,400,000 | $1,400,000 | 0 | Oct 31 | sec.gov |
| Multiverse Media Inc (amended) | Other | Denver | CO | $1,272,800 | $1,272,800 | 9 | Oct 31 | sec.gov |
| BKAI ForgeNow Preferred Equity LLC (amended) | Investing | Rockwall | TX | $1,253,750 | $3,253,750 | 30 | Oct 31 | sec.gov |
| HumanCore, LLC | Other Technology | Northbrook | IL | $1,250,000 | $1,250,000 | 1 | Oct 31 | sec.gov |
| SPLASH BEVERAGE GROUP, INC. | Other | Fort Lauderdale | FL | $1,250,000 | $1,250,000 | 3 | Oct 31 | sec.gov |
| MANIAC ENTERPRISES, INC. | Other | Austin | TX | $1,200,000 | $1,200,000 | 8 | Oct 31 | sec.gov |
| APjeT Venture LLC | Other | Stamford | CT | $1,104,581 | $3,000,000 | 8 | Oct 31 | sec.gov |
| Food Nerd Inc. | Other | Buffalo | NY | $1,035,000 | $2,000,000 | 9 | Oct 31 | sec.gov |
| AutoSquared LLC | Other Banking and Financial Services | Phoenix | AZ | $800,000 | $5,500,000 | 4 | Oct 31 | sec.gov |
| Sora Neuroscience, Inc. | Other Health Care | Minneapolis | MN | $737,500 | $2,000,000 | 17 | Oct 31 | sec.gov |
| SANTA FE FARMS, Inc. | Agriculture | Boulder | CO | $700,000 | $1,000,000 | 8 | Oct 31 | sec.gov |
| Station A, Inc. | Other Technology | San Francisco | CA | $350,000 | $3,700,000 | 3 | Oct 31 | sec.gov |
| Humble Imports Inc. | Other | Kissimmee | FL | $300,000 | $300,000 | 1 | Oct 31 | sec.gov |
| OWB Holdings Inc (amended) | Manufacturing | San Francisco | CA | $300,000 | $500,000 | 1 | Oct 31 | sec.gov |
| Opus KSD, Inc. | Biotechnology | Pembroke | MA | $300,000 | $1,000,000 | 3 | Oct 31 | sec.gov |
| NINE COUNTY BRANDS, INC. | Other | San Mateo | CA | $255,000 | $3,000,000 | 5 | Oct 31 | sec.gov |
| SwitchFrame, Inc. | Other Technology | Charlotte | NC | $255,000 | $500,000 | 4 | Oct 31 | sec.gov |
| Saguaro Care LLC | Other Health Care | Phoenix | AZ | $155,000 | $155,000 | 4 | Oct 31 | sec.gov |
| Ainthoven, Inc. | Other Technology | Cocoa Beach | FL | $140,000 | $300,000 | 7 | Oct 31 | sec.gov |
| Suneco Technologies Inc. | Other Technology | Madison | MS | $100,000 | $500,000 | 1 | Oct 31 | sec.gov |
| ENSAFE INC. | Environmental Services | Memphis | TN | $97,044 | $250,000 | 38 | Oct 31 | sec.gov |
| Laurenzo's Management Company, LLC | Restaurants | Houston | TX | $80,000 | $3,000,000 | 3 | Oct 31 | sec.gov |
| COMMERCE RESOURCES CORP. | Other | Vancouver | $72,290 | $72,290 | 2 | Oct 31 | sec.gov | |
| Xheme Inc. | Other Technology | Newton | MA | $50,000 | Indefinite | 1 | Oct 31 | sec.gov |
| Healwell AI Inc. | Other Health Care | Toronto | $30,400 | $30,400 | 1 | Oct 31 | sec.gov | |
| Polyverse Corp | Other Technology | Kirkland | WA | $20,000 | $1,000,000 | 1 | Oct 31 | sec.gov |
| Sumenzuo Inc | Other | Boulder | CO | $5,000 | $5,000 | 1 | Oct 31 | sec.gov |
| 839049 Alberta LTD | Other | Lethbridge | $200 | $200 | 2 | Oct 31 | sec.gov | |
| Intelerad Holdings ULC | Other | Vancouver | $49 | $49 | 1 | Oct 31 | sec.gov | |
| NRS II CAPITAL, LLC | Other Real Estate | Yonkers | NY | $0 | $150,000,000 | 0 | Oct 31 | sec.gov |
| Madison Capital GP, LLC | Residential | Charlotte | NC | $0 | $30,000,000 | 0 | Oct 31 | sec.gov |
| One Seville Note Fund I, LLC | Other Real Estate | Long Beach | CA | $0 | $5,000,000 | 0 | Oct 31 | sec.gov |
| 2302 East Fort Lowell Holdings, LLC | Commercial | Newport Beach | CA | $0 | $3,600,000 | 0 | Oct 31 | sec.gov |
| EBIEN Inc. | Other Health Care | Mcallen | TX | $0 | $1,000,000 | 5 | Oct 31 | sec.gov |
| Go Store It Orlando DST | Commercial | Charlotte | NC | $0 | $18,508,380 | 0 | Oct 31 | sec.gov |
| Multiverse Media Inc | Other | Denver | CO | $0 | $2,500,000 | 0 | Oct 31 | sec.gov |
| Apollo Infrastructure Co LLC | Other | New York | NY | $0 | Indefinite | 0 | Oct 31 | sec.gov |
| Cosmetic Physician Partners, LLC | Other Health Care | Edina | MN | $0 | $60,000,000 | 0 | Oct 31 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Oct 31 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Oct 31 | sec.gov |
November 1, 2023 · October 30, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.