Data / Form D filings / Week of Nov 6
Form D filings, week of November 6, 2023: 319 companies raised $7.92 billion
319 operating companies filed a Form D in the week of November 6, 2023, reporting $7.92 billion sold. Largest: JAMESTOWN Premier Property Fund, L.P. ($3.19 billion), NHIT: Core Plus Full Discretion Trust ($769.2 million), United States Life Insurance Co in the City of New York ($695.9 million). The median filing is $2.2 million, and 404 pooled investment funds also filed that week.
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- 319Form D filings
- $7.92 billionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (44)
Most filings by state: CA 44, NY 37, TX 34, MA 21, PA 16. By industry: Other 69, Other Technology 67, Commercial 33, Other Real Estate 30.
By day: Nov 6 (70), Nov 7 (85), Nov 8 (75), Nov 9 (89).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| JAMESTOWN Premier Property Fund, L.P. (amended) | REITS and Finance | Atlanta | GA | $3,187,293,173 | Indefinite | 157 | Nov 8 | sec.gov |
| NHIT: Core Plus Full Discretion Trust (amended) | Investing | Boston | MA | $769,176,839 | Indefinite | 14 | Nov 7 | sec.gov |
| United States Life Insurance Co in the City of New York (amended) | Insurance | New York | NY | $695,905,015 | Indefinite | 242 | Nov 6 | sec.gov |
| Armadillo Litigation Funding Partners II LP | Other | Houston | TX | $250,000,000 | Indefinite | 1 | Nov 7 | sec.gov |
| PEAK PARTNERS L.P. (amended) | Other | Newtown | PA | $217,593,905 | $500,000,000 | 138 | Nov 6 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $197,141,878 | $209,327,056 | 357 | Nov 9 | sec.gov |
| Kyverna Therapeutics, Inc. | Biotechnology | Emeryville | CA | $151,999,981 | $151,999,981 | 24 | Nov 7 | sec.gov |
| Otay Village 8 Lender, LLC (amended) | Residential | Carlsbad | CA | $148,800,908 | $171,000,000 | 243 | Nov 8 | sec.gov |
| GYNESONICS, INC (amended) | Other Health Care | Redwood City | CA | $92,184,203 | $92,184,203 | 13 | Nov 6 | sec.gov |
| Aligos Therapeutics, Inc. | Biotechnology | South San Francisco | CA | $92,150,000 | $92,150,000 | 11 | Nov 7 | sec.gov |
| Hartford Funds Management Group, Inc. (amended) | Other Banking and Financial Services | Wayne | PA | $88,976,529 | $226,600,000 | 227 | Nov 7 | sec.gov |
| JVM Multi-Family Premier Fund 5, LLC (amended) | Other Real Estate | Oak Brook | IL | $88,639,131 | $150,000,000 | 123 | Nov 7 | sec.gov |
| Bowery Farming Inc. | Other Technology | New York | NY | $85,406,508 | $220,496,798 | 38 | Nov 9 | sec.gov |
| Osceola Fund II, LP (amended) | Other | Tampa | FL | $77,500,000 | Indefinite | 6 | Nov 6 | sec.gov |
| Capra Project, Inc. | Other | Santa Monica | CA | $75,269,399 | $75,269,399 | 37 | Nov 6 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $66,065,705 | $70,344,106 | 210 | Nov 8 | sec.gov |
| Rand Management Holdco, LLC | Other | Purchase | NY | $61,439,588 | Indefinite | 79 | Nov 9 | sec.gov |
| Mediar Therapeutics, Inc. (amended) | Biotechnology | Boston | MA | $60,602,620 | $85,034,867 | 17 | Nov 9 | sec.gov |
| Woodvale Opportunity Fund 1 Ltd Partners, LLC | Commercial | Atlanta | GA | $60,140,000 | $100,000,000 | 77 | Nov 9 | sec.gov |
| Litera Holdco LP | Other | Wilmington | DE | $58,979,356 | Indefinite | 1 | Nov 9 | sec.gov |
| Paradromics, Inc. (amended) | Other Health Care | Austin | TX | $50,141,276 | $51,012,815 | 53 | Nov 7 | sec.gov |
| Lumeris Group Holdings Corp | Other Technology | Maryland Heights | MO | $50,000,000 | $50,000,000 | 4 | Nov 6 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $45,587,179 | $46,208,179 | 113 | Nov 9 | sec.gov |
| JAMESTOWN Premier Property Fund (OP Feeder), L.P. (amended) | REITS and Finance | Atlanta | GA | $44,478,346 | Indefinite | 2 | Nov 8 | sec.gov |
| LSC-Towson MD, DST (amended) | Residential | Radnor | PA | $39,500,000 | $39,500,000 | 123 | Nov 9 | sec.gov |
| Millennium Infrastructure Fund, LLC (amended) | Other | Delavan | WI | $39,417,729 | $75,000,000 | 70 | Nov 8 | sec.gov |
| Essential AI Labs, Inc. | Other Technology | San Francisco | CA | $36,499,975 | $51,499,954 | 8 | Nov 6 | sec.gov |
| CCG PROPERTY FUND III LLC (amended) | Other Real Estate | Bellevue | WA | $36,225,000 | $40,000,000 | 210 | Nov 6 | sec.gov |
| CAST AI Group, Inc. | Other Technology | Miami | FL | $35,049,894 | $35,049,894 | 7 | Nov 9 | sec.gov |
| TRAM Services Holdings, LLC | Other | New York | NY | $30,968,179 | Indefinite | 10 | Nov 6 | sec.gov |
| LSC BHM, LP | Residential | New York | NY | $29,577,720 | $33,801,000 | 280 | Nov 9 | sec.gov |
| PPG Utica 2022, L.P. (amended) | Oil and Gas | State College | PA | $28,500,000 | $160,000,000 | 74 | Nov 8 | sec.gov |
| Iron Bridge Mortgage Fund, LLC (amended) | REITS and Finance | Portland | OR | $28,478,377 | Indefinite | 44 | Nov 9 | sec.gov |
| Milhaus QOZ Business X, LLC | Other Real Estate | Indianapolis | IN | $27,116,087 | $35,000,000 | 8 | Nov 6 | sec.gov |
| AM Batteries, Inc. | Other Technology | Chelmsford | MA | $26,942,952 | $29,942,949 | 15 | Nov 9 | sec.gov |
| Princeton Nuenergy Inc. | Other Technology | Bordentown | NJ | $23,997,611 | Indefinite | 34 | Nov 9 | sec.gov |
| Blue Ridge Repair Aggregator, LLC | Construction | Walnut Creek | CA | $22,631,304 | $22,631,304 | 10 | Nov 6 | sec.gov |
| LSC-Reno NV, DST (amended) | Residential | Radnor | PA | $21,670,000 | $21,670,000 | 76 | Nov 6 | sec.gov |
| Nugreen Holdings LLC | Other | San Antonio | TX | $20,957,000 | $25,000,000 | 19 | Nov 9 | sec.gov |
| Spandrel Sponsors Fund II, LP (amended) | Other Real Estate | New York | NY | $19,910,000 | Indefinite | 37 | Nov 7 | sec.gov |
| EPH 46, LLC | Commercial | Little Rock | AR | $19,475,000 | $35,000,000 | 98 | Nov 8 | sec.gov |
| AKF, Inc. (amended) | Other Banking and Financial Services | New York | NY | $18,250,000 | Indefinite | 6 | Nov 6 | sec.gov |
| ZRP Wando Crossing LLC | Commercial | Mount Pleasant | SC | $17,110,000 | $17,110,000 | 79 | Nov 8 | sec.gov |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $16,078,398 | $30,000,000 | 215 | Nov 9 | sec.gov |
| IngeniousIO, Inc. | Other Technology | Nashville | TN | $15,999,992 | $15,999,992 | 6 | Nov 8 | sec.gov |
| Eavor Technologies Inc. (amended) | Other Technology | Calgary | $15,980,818 | $27,739,895 | 1 | Nov 9 | sec.gov | |
| Xage Security, Inc. | Other | Palo Alto | CA | $15,439,991 | $25,000,000 | 13 | Nov 9 | sec.gov |
| Anima Group Inc. | Other | Wilmington | DE | $14,485,002 | $14,550,003 | 12 | Nov 8 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XI | Other Banking and Financial Services | New York | NY | $14,000,000 | Indefinite | 2 | Nov 6 | sec.gov |
| ERP 1031 Industrial Portfolio DST (amended) | Other Real Estate | Midland | TX | $13,772,134 | $44,241,222 | 49 | Nov 9 | sec.gov |
| Govly Inc. | Other Technology | Denver | CO | $13,134,527 | $13,134,527 | 23 | Nov 7 | sec.gov |
| Funnel Leasing, Inc. | Other | Odessa | FL | $11,999,997 | $27,500,000 | 6 | Nov 9 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $11,879,159 | $81,157,487 | 45 | Nov 9 | sec.gov |
| Cytonus Therapeutics, Inc. | Biotechnology | Carlsbad | CA | $11,703,095 | $21,603,089 | 19 | Nov 6 | sec.gov |
| TF Oak Park & Stephenson Holdings LLC & TF Oak Park & Stephenson Preferred LLC (amended) | Other Real Estate | Winter Park | FL | $11,550,000 | $12,000,000 | 60 | Nov 8 | sec.gov |
| Hemanext Inc. | Other Health Care | Lexington | MA | $11,285,000 | $11,285,000 | 20 | Nov 8 | sec.gov |
| Sustainable Forest Futures, Inc. (amended) | Other | Concord | NH | $10,407,000 | $20,000,000 | 38 | Nov 8 | sec.gov |
| Olivette BREP QOF LLC | Residential | San Francisco | CA | $10,250,000 | $15,000,000 | 14 | Nov 7 | sec.gov |
| GRANATA BIO Corp | Biotechnology | Duxbury | MA | $10,094,226 | $13,999,999 | 10 | Nov 6 | sec.gov |
| OAK COURT PARTNERS, LLC | Commercial | Memphis | TN | $9,800,000 | $19,635,000 | 30 | Nov 7 | sec.gov |
| SONALASENSE, INC. | Biotechnology | Oakland | CA | $9,765,000 | $15,000,000 | 30 | Nov 6 | sec.gov |
| Whaleshead MHP Limited Partnership (amended) | Investing | Brookings | OR | $9,600,000 | $9,600,000 | 25 | Nov 7 | sec.gov |
| Whaleshead MHP Limited Partnership | Residential | Brookings | OR | $9,600,000 | $9,600,000 | 25 | Nov 7 | sec.gov |
| Javara Inc. | Other Health Care | Winston-Salem | NC | $9,430,000 | $9,430,000 | 5 | Nov 9 | sec.gov |
| Pipedream Laboratories, Inc. | Other | Austin | TX | $9,427,169 | $9,427,169 | 33 | Nov 7 | sec.gov |
| First Stop Holdings, LLC | Other Health Care | Chicago | IL | $9,106,440 | $9,106,440 | 42 | Nov 9 | sec.gov |
| QualiaOS, Inc | Other Technology | Philadelphia | PA | $8,806,713 | $12,936,213 | 69 | Nov 7 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $8,685,934 | $8,685,934 | 1 | Nov 9 | sec.gov |
| Scitara Corp | Other Technology | Marlborough | MA | $8,500,000 | $15,000,000 | 6 | Nov 6 | sec.gov |
| Trolley Apartments Opportunity Fund LLC (amended) | Residential | Columbus | OH | $8,100,000 | $9,400,000 | 59 | Nov 6 | sec.gov |
| Tex Flex Biz Park, LLC | Commercial | Georgetown | TX | $8,000,000 | $12,000,000 | 9 | Nov 8 | sec.gov |
| PSOF LO Mesa Side Car, LLC (amended) | Other Real Estate | Atlanta | GA | $7,949,000 | $13,485,000 | 18 | Nov 9 | sec.gov |
| BRAINBOX SOLUTIONS, INC. | Biotechnology | Richmond | VA | $7,089,159 | $18,499,976 | 32 | Nov 7 | sec.gov |
| Foldax, Inc. | Biotechnology | Salt Lake City | UT | $7,000,000 | Indefinite | 10 | Nov 7 | sec.gov |
| Vimcal Inc. | Other Technology | San Diego | CA | $6,850,663 | $6,850,663 | 49 | Nov 9 | sec.gov |
| Form Health, Inc. | Other Technology | Boston | MA | $6,700,000 | $8,000,000 | 3 | Nov 6 | sec.gov |
| DIG09 Duluth Pavilion, LLC | Commercial | Atlanta | GA | $6,310,000 | $6,310,000 | 87 | Nov 6 | sec.gov |
| OpsLab, Inc. | Other Technology | Austin | TX | $6,274,997 | $6,275,000 | 11 | Nov 9 | sec.gov |
| AGP Apartment Holdings LLC | Commercial | Troy | MI | $6,200,000 | $8,005,000 | 96 | Nov 8 | sec.gov |
| MCP Holdings II LLC | Commercial | Uniontown | PA | $6,185,000 | $6,185,000 | 22 | Nov 7 | sec.gov |
| inquirED, Inc. | Other Technology | Chicago | IL | $6,163,877 | $6,163,877 | 4 | Nov 7 | sec.gov |
| Wecover Platforms, Inc. | Other Technology | Cambridge | MA | $6,024,998 | $6,125,000 | 6 | Nov 9 | sec.gov |
| Foundation LLM Technologies, Inc. | Other Technology | Los Altos | CA | $5,999,996 | $7,499,995 | 3 | Nov 8 | sec.gov |
| ViuHealth, Inc. | Other Technology | New York | NY | $5,766,915 | $6,466,916 | 9 | Nov 7 | sec.gov |
| Engaged MD, Inc. | Other Health Care | Washington | DC | $5,499,996 | $5,500,000 | 2 | Nov 9 | sec.gov |
| OP Highland Park, LLC | Residential | Denver | CO | $5,400,000 | $12,653,315 | 33 | Nov 8 | sec.gov |
| Argilla, Inc. | Other Technology | Carpesa, Valencia | $5,354,995 | $5,500,000 | 10 | Nov 7 | sec.gov | |
| 201 Triple Diamond Buligo LP | Commercial | Wilmington | DE | $5,244,700 | $5,244,700 | 30 | Nov 8 | sec.gov |
| K7 Multifamily Fund III LP | Residential | Austin | TX | $5,135,000 | $30,000,000 | 14 | Nov 7 | sec.gov |
| Okami Medical, Inc. | Other Technology | Aliso Viejo | CA | $5,000,000 | $6,131,309 | 5 | Nov 9 | sec.gov |
| Richardson Promenade Retail, LLC | Commercial | Grapevine | TX | $4,860,000 | $8,100,000 | 26 | Nov 9 | sec.gov |
| GameDriver, Inc. | Other | Martinez | CA | $4,805,201 | $5,805,197 | 14 | Nov 9 | sec.gov |
| APCW 2023 Parent I LLC | Commercial | New York | NY | $4,705,000 | $6,010,000 | 33 | Nov 9 | sec.gov |
| Ascellus Health, Inc. | Other Health Care | St. Petersburg | FL | $4,600,000 | $7,600,000 | 3 | Nov 9 | sec.gov |
| Method Security, Inc. | Other Technology | Mound | MN | $4,500,000 | $5,499,999 | 1 | Nov 7 | sec.gov |
| SWKS Indianapolis, LLC | Commercial | Birmingham | AL | $4,483,000 | $4,483,000 | 35 | Nov 8 | sec.gov |
| Sterling Office & Industrial Trust | REITS and Finance | Fargo | ND | $4,374,132 | $22,000,000 | 30 | Nov 7 | sec.gov |
| Synaptec Health Inc. | Other Health Care | Los Angeles | CA | $4,209,997 | $5,209,996 | 6 | Nov 7 | sec.gov |
| Paulson Capital Holding Company, LLC (amended) | Investment Banking | Portland | OR | $4,175,000 | $5,000,000 | 13 | Nov 8 | sec.gov |
| Raise Robotics, Inc. | Other | San Francisco | CA | $4,112,539 | $4,587,540 | 18 | Nov 7 | sec.gov |
| Zellerfeld Shoe Co | Other | San Francisco | CA | $4,079,920 | $5,529,874 | 10 | Nov 8 | sec.gov |
| CPD to SPD, LLC (amended) | Other | Grand Rapids | MI | $4,050,000 | $6,750,000 | 33 | Nov 8 | sec.gov |
| LaserMotive, Inc. (amended) | Other | Kent | WA | $4,030,000 | $5,000,000 | 58 | Nov 9 | sec.gov |
| Shenandoah Village Drive Investment Partners LLC | Commercial | Newtown Square | PA | $4,025,000 | $4,025,000 | 2 | Nov 8 | sec.gov |
| Boston Pickle Club, Inc. | Other | Wayland | MA | $4,000,000 | $4,500,000 | 42 | Nov 8 | sec.gov |
| Battle Road Digital, Inc. | Other Technology | Garden City | ID | $4,000,000 | $5,000,000 | 1 | Nov 6 | sec.gov |
| LSC Beckley Highland, LP | Residential | New York | NY | $3,939,800 | $10,000,000 | 29 | Nov 9 | sec.gov |
| Begin Mack LP | Other | Dallas | TX | $3,850,000 | $3,850,000 | 17 | Nov 7 | sec.gov |
| Minnetonka Marsh, LLC | Residential | Blue Bell | PA | $3,737,500 | $13,850,000 | 55 | Nov 7 | sec.gov |
| Hopkins Palermo LLC | Other Real Estate | Meridian | ID | $3,700,000 | $3,700,000 | 14 | Nov 8 | sec.gov |
| MCM Woodland LP | Residential | Mill Valley | CA | $3,619,750 | $6,683,250 | 20 | Nov 9 | sec.gov |
| GLC Kendale LLC | Residential | Columbia | MD | $3,550,000 | $5,500,000 | 17 | Nov 7 | sec.gov |
| MOMENTUM LAKE HOUSTON LLC | Residential | Humble | TX | $3,400,000 | $17,000,000 | 35 | Nov 9 | sec.gov |
| Barnyard Games, Inc. | Other Technology | Encinitas | CA | $3,380,000 | $3,380,000 | 13 | Nov 6 | sec.gov |
| Mon Ami, Inc. | Other Technology | Palo Alto | CA | $3,366,113 | $7,999,998 | 5 | Nov 6 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $3,313,705 | $54,462,042 | 12 | Nov 9 | sec.gov |
| PIC Alliance Fund, LLC (amended) | Other Real Estate | Irmo | SC | $3,279,000 | $50,000,000 | 31 | Nov 9 | sec.gov |
| r.World, PBC (amended) | Other | Minneapolis | MN | $3,265,000 | $5,000,000 | 30 | Nov 9 | sec.gov |
| 250 UNITY FUNDING L.P. | Other Real Estate | New York | NY | $3,250,000 | $3,250,000 | 29 | Nov 7 | sec.gov |
| Voltron Therapeutics, Inc. (amended) | Biotechnology | New York | NY | $3,210,680 | Indefinite | 63 | Nov 9 | sec.gov |
| Tidal Cyber Inc. | Other Technology | Clifton | VA | $3,000,000 | $5,200,000 | 2 | Nov 8 | sec.gov |
| Smile Technology Group, Inc. | Other Technology | Seal Beach | CA | $2,942,999 | $14,900,000 | 6 | Nov 7 | sec.gov |
| Fresenius Medical Care Madison Home, LLC | Other Health Care | Waltham | MA | $2,888,436 | $2,888,436 | 3 | Nov 8 | sec.gov |
| Kobiton, Inc. | Other Technology | Atlanta | GA | $2,858,391 | $5,999,999 | 3 | Nov 7 | sec.gov |
| Busy Beauty, Inc. | Other Health Care | Manchester | MA | $2,807,762 | $4,057,762 | 1 | Nov 9 | sec.gov |
| OSP Rita Holdings LLC | Other | New York | NY | $2,784,010 | $2,784,010 | 1 | Nov 8 | sec.gov |
| Novu Normandy Partners, LLC | Other Real Estate | Birmingham | AL | $2,750,000 | $10,000,000 | 44 | Nov 6 | sec.gov |
| Healionics CORP | Other | Seattle | WA | $2,684,000 | $3,000,000 | 34 | Nov 7 | sec.gov |
| MANDALAY RETAIL OPPORTUNITY FUND II, LP | Commercial | Pasadena | CA | $2,602,000 | $100,000,000 | 15 | Nov 7 | sec.gov |
| Hucu.ai, LLC | Other Technology | Chicago | IL | $2,511,101 | $3,511,101 | 7 | Nov 9 | sec.gov |
| BPC AL Martin Huntsville Phase 1, LLC | Residential | Alexandria | VA | $2,500,000 | $22,000,000 | 8 | Nov 8 | sec.gov |
| K-Island Resources, LLC | Coal Mining | Brevard | NC | $2,500,000 | $2,500,000 | 1 | Nov 8 | sec.gov |
| Studson, Inc. (amended) | Manufacturing | Tigard | OR | $2,478,903 | $2,478,903 | 11 | Nov 7 | sec.gov |
| POLAR CAPITAL FUNDS PUBLIC LTD CO (amended) | Other Banking and Financial Services | Dublin | $2,441,007 | Indefinite | 5 | Nov 9 | sec.gov | |
| FCAP Muddy Creek LLC | Other Real Estate | Avon | CO | $2,200,000 | $2,750,000 | 23 | Nov 7 | sec.gov |
| K7 Multifamily Fund II LP | Residential | Austin | TX | $2,157,000 | $30,000,000 | 14 | Nov 7 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $2,130,000 | $2,130,000 | 2 | Nov 9 | sec.gov |
| GameDriver, Inc. (amended) | Other | Martinez | CA | $2,005,200 | $3,005,199 | 2 | Nov 9 | sec.gov |
| Galtec Holdings Inc. | Other | Dover | DE | $2,000,000 | $2,000,000 | 2 | Nov 7 | sec.gov |
| Audience Town, Inc. | Other Technology | Newark | NJ | $2,000,000 | $2,000,000 | 1 | Nov 7 | sec.gov |
| LIPELLA PHARMACEUTICALS INC. | Pharmaceuticals | Pittsburgh | PA | $2,000,000 | $2,000,000 | 1 | Nov 7 | sec.gov |
| FRC, INC. (amended) | Other | Bandon | OR | $1,851,263 | $2,000,000 | 2 | Nov 8 | sec.gov |
| Three Peaks Capital LLC (amended) | Commercial | Seattle | WA | $1,845,000 | $10,000,000 | 21 | Nov 6 | sec.gov |
| Flaunt Software, Inc. | Other Technology | Indianapolis | IN | $1,825,000 | $2,000,000 | 11 | Nov 8 | sec.gov |
| MATIUM INC. | Other Technology | Baltimore | MD | $1,780,000 | $1,780,000 | 17 | Nov 7 | sec.gov |
| finderco Holdings, LLC | Other | Austin | TX | $1,609,997 | $5,000,000 | 5 | Nov 6 | sec.gov |
| GreenSpense USA LLC | Other | Dover | DE | $1,600,000 | $5,000,000 | 6 | Nov 6 | sec.gov |
| Variant 4 Warehouse, LLC | Other Real Estate | West Fargo | ND | $1,513,500 | $1,513,500 | 6 | Nov 7 | sec.gov |
| LaFollette Sustainable Housing, LLC | Other Real Estate | Lafollette | TN | $1,500,000 | $1,500,000 | 18 | Nov 7 | sec.gov |
| Senscio Systems, Inc. | Other Technology | Harvard | MA | $1,500,000 | $3,000,000 | 3 | Nov 7 | sec.gov |
| SALUS FINANCIAL TECHNOLOGY, INC. | Other Technology | Charlotte | NC | $1,450,000 | $2,000,000 | 9 | Nov 9 | sec.gov |
| Outbound Technologies, Inc. | Other Technology | Wilmington | DE | $1,430,000 | $1,430,000 | 11 | Nov 9 | sec.gov |
| 6550 Interstate, LLC (amended) | Commercial | Hernando | MS | $1,400,000 | $1,400,000 | 12 | Nov 9 | sec.gov |
| ChemX Materials Ltd. | Other | O'Connor | $1,391,698 | $1,391,698 | 1 | Nov 8 | sec.gov | |
| Greenleaf Investment Partners L111, LLC | Commercial | Norcross | GA | $1,390,000 | $1,500,000 | 25 | Nov 8 | sec.gov |
| Khor Holdings, Inc. | Manufacturing | Groveport | OH | $1,370,200 | $2,200,000 | 22 | Nov 6 | sec.gov |
| Fitz Roy SKA, LLC | Investing | Lincoln | NE | $1,360,000 | $1,360,000 | 9 | Nov 8 | sec.gov |
| 7 MERIBETH FUNDING L.P. | Other Real Estate | New York | NY | $1,350,000 | $1,350,000 | 19 | Nov 7 | sec.gov |
| Trinity Casa Mirella Investors LLC | Other Real Estate | Southlake | TX | $1,343,250 | $15,000,000 | 48 | Nov 8 | sec.gov |
| Cocke Sustainable Housing, LLC | Other Real Estate | Newport | TN | $1,300,000 | $1,300,000 | 18 | Nov 7 | sec.gov |
| FanBlitz, Inc. | Business Services | Alexandria | VA | $1,300,000 | $1,300,000 | 1 | Nov 6 | sec.gov |
| CARY STREET PARTNERS FINANCIAL LLC (amended) | Other Banking and Financial Services | Richmond | VA | $1,250,000 | $1,525,000 | 3 | Nov 8 | sec.gov |
| Advantage Insurance Inc. | Insurance | San Juan | PR | $1,240,280 | $1,240,280 | 7 | Nov 8 | sec.gov |
| MANIAC ENTERPRISES, INC. (amended) | Other | Austin | TX | $1,200,000 | $1,200,000 | 7 | Nov 8 | sec.gov |
| Hope Global Investments, LLC | Other | Lancaster | PA | $1,200,000 | $2,300,000 | 6 | Nov 8 | sec.gov |
| Focused Cryo, Inc | Other Health Care | Marietta | GA | $1,200,000 | $1,500,000 | 10 | Nov 8 | sec.gov |
| OSP Rita Management Aggregator LLC | Other | New York | NY | $1,177,345 | $1,177,345 | 4 | Nov 8 | sec.gov |
| WWC LXVI US, LP (amended) | Residential | Phoenix | AZ | $1,160,561 | $1,705,000 | 67 | Nov 7 | sec.gov |
| VARCODE INC. (amended) | Other Technology | Chicago | IL | $1,100,000 | $2,500,000 | 7 | Nov 6 | sec.gov |
| VARCODE INC. | Other Technology | Chicago | IL | $1,100,000 | $2,500,000 | 7 | Nov 6 | sec.gov |
| WWC LXIX US, LP (amended) | Residential | Phoenix | AZ | $1,098,717 | $1,970,000 | 144 | Nov 6 | sec.gov |
| Hypothetic Inc | Other | Bermuda Dunes | CA | $1,075,000 | $3,500,000 | 3 | Nov 9 | sec.gov |
| PREIT Des Plaines Vintage 2023, LLC | REITS and Finance | Birmingham | MI | $1,070,000 | $1,500,000 | 14 | Nov 8 | sec.gov |
| TPEG PACES RIVER INVESTORS LLC | Other Real Estate | Southlake | TX | $1,055,750 | $10,000,000 | 37 | Nov 6 | sec.gov |
| LifeLine Torch Sail LLC | Other | Beverly Hills | CA | $1,032,575 | $1,032,575 | 8 | Nov 9 | sec.gov |
| Aghanim Inc. (amended) | Other Technology | Westlake Village | CA | $1,025,000 | $3,000,000 | 3 | Nov 7 | sec.gov |
| KEYSTONE TWO APARTMENTS, LLC (amended) | Residential | Seattle | WA | $1,000,000 | $8,500,000 | 1 | Nov 7 | sec.gov |
| Purinomia Biotech, Inc. | Biotechnology | Woburn | MA | $1,000,000 | $1,000,000 | 1 | Nov 7 | sec.gov |
| BRP 112th Ave Side Car LLC | Commercial | Dallas | TX | $1,000,000 | $7,000,000 | 5 | Nov 6 | sec.gov |
| BRP Belmont Side Car LLC | Commercial | Dallas | TX | $1,000,000 | $7,000,000 | 5 | Nov 6 | sec.gov |
| Trinity Almand Creek Investors LLC | Other Real Estate | Southlake | TX | $933,250 | $10,000,000 | 40 | Nov 8 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $925,895 | $925,895 | 1 | Nov 6 | sec.gov |
| CRE Capital P004, LLC | Commercial | Atlanta | GA | $865,000 | $865,000 | 21 | Nov 9 | sec.gov |
| Hopara, Inc. | Other Technology | Boston | MA | $842,247 | $1,015,000 | 8 | Nov 7 | sec.gov |
| United States Property Inc. | Other Real Estate | Newport Beach | CA | $760,000 | $50,000,000 | 15 | Nov 9 | sec.gov |
| Primary Record Inc. | Other Technology | Mccordsville | IN | $755,000 | $1,000,000 | 6 | Nov 6 | sec.gov |
| Belt Power Co-Investor Holdings, LLC (amended) | Other | Denver | CO | $750,000 | $750,000 | 2 | Nov 7 | sec.gov |
| WWC LXVIII US, LP (amended) | Residential | Phoenix | AZ | $747,358 | $1,600,000 | 115 | Nov 7 | sec.gov |
| MedVector Corp | Biotechnology | El Segundo | CA | $700,000 | $1,290,000 | 7 | Nov 7 | sec.gov |
| Ribeye Media, Inc. | Other Technology | Port Washington | NY | $680,000 | $1,000,000 | 4 | Nov 8 | sec.gov |
| RESILIENX, INC. | Other Technology | Syracuse | NY | $671,003 | $900,000 | 6 | Nov 8 | sec.gov |
| Zircon Global Technologies (amended) | Other Technology | Reno | NV | $671,000 | $1,500,000 | 12 | Nov 6 | sec.gov |
| DocJuris Inc. | Other Technology | Houston | TX | $644,000 | $644,000 | 4 | Nov 6 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $636,298 | $636,298 | 1 | Nov 6 | sec.gov |
| Bite Inc. | Other Technology | New York | NY | $624,999 | $8,648,353 | 3 | Nov 7 | sec.gov |
| General Prognostics, Inc. | Other Health Care | Cambridge | MA | $610,000 | $3,250,000 | 8 | Nov 8 | sec.gov |
| Physical Web Defense 7, Inc. | Other Technology | Bozeman | MT | $600,001 | $5,000,016 | 1 | Nov 9 | sec.gov |
| Tenayo Foods LLC | Other | Boulder | CO | $600,000 | $1,000,000 | 8 | Nov 9 | sec.gov |
| modlee inc | Other Technology | New Haven | CT | $600,000 | $600,000 | 18 | Nov 8 | sec.gov |
| Amos Power, Inc. | Other Technology | Cedar Falls | IA | $600,000 | $1,200,000 | 5 | Nov 8 | sec.gov |
| AONE PARTNERS LLC | Investing | New York | NY | $590,000 | $590,000 | 15 | Nov 8 | sec.gov |
| Tannery Bend Beerworks, Inc. | Restaurants | Napa | CA | $580,000 | $1,200,000 | 3 | Nov 8 | sec.gov |
| LITHOS ENERGY LTD. | Other | Vancouver | $550,000 | $550,000 | 4 | Nov 7 | sec.gov | |
| Deinde Medical Corp. | Other Health Care | Miramar | FL | $515,000 | $1,000,000 | 8 | Nov 9 | sec.gov |
| CModel Data, Inc. (amended) | Other Technology | Birmingham | AL | $500,000 | $1,200,000 | 1 | Nov 9 | sec.gov |
| Reperio Health, Inc. | Other Technology | Portland | OR | $500,000 | $2,000,000 | 1 | Nov 9 | sec.gov |
| MESH HEALTH SOLUTIONS, LLC | Other Technology | Newark | DE | $500,000 | $500,000 | 7 | Nov 7 | sec.gov |
| HerdDogg, Inc. (amended) | Other | Seward | NE | $500,000 | $3,000,000 | 1 | Nov 6 | sec.gov |
| Cove Acquisition Fund 5, LLC | Commercial | Torrance | CA | $450,000 | $25,000,000 | 2 | Nov 6 | sec.gov |
| Tectonic Metals Inc. | Other | Vancouver | $413,742 | $413,742 | 6 | Nov 6 | sec.gov | |
| Kalion, Inc. | Other Technology | Milton | MA | $405,869 | $2,000,000 | 21 | Nov 6 | sec.gov |
| PF 504, LLC | Residential | Knoxville | TN | $400,500 | Indefinite | 8 | Nov 9 | sec.gov |
| 6550 Interstate, LLC | Commercial | Hernando | MS | $400,000 | $1,428,000 | 4 | Nov 9 | sec.gov |
| Modelwise Technologies Inc. | Other Technology | San Francisco | CA | $361,388 | $361,388 | 5 | Nov 9 | sec.gov |
| Noma AI Inc. | Other Health Care | Pittsburgh | PA | $350,000 | $1,000,000 | 1 | Nov 9 | sec.gov |
| Nemedio, Inc. | Other Technology | New York | NY | $350,000 | $350,000 | 3 | Nov 6 | sec.gov |
| Sucro Ltd | Other | Coral Gables | FL | $348,619 | $348,619 | 3 | Nov 6 | sec.gov |
| Gaingels Holdings Core 2023 LLC | Other | Burlington | VT | $340,000 | $340,000 | 7 | Nov 7 | sec.gov |
| Green Options, PBC | Other | Portland | OR | $330,000 | $1,000,000 | 10 | Nov 8 | sec.gov |
| 3D Agility LLC | Other Technology | Elizabethtown | PA | $300,000 | $3,000,000 | 1 | Nov 9 | sec.gov |
| Fall Forward Fund I, L.P. | Other | Dresher | PA | $300,000 | $10,000,000 | 1 | Nov 7 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $280,000 | $2,605,000 | 2 | Nov 9 | sec.gov |
| Buildhub Inc. | Other | Calabasas | CA | $250,000 | Indefinite | 2 | Nov 7 | sec.gov |
| Red House Tools, LLC | Other | Milliken | CO | $240,000 | $1,015,000 | 4 | Nov 7 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $240,000 | $150,000,000 | 0 | Nov 7 | sec.gov |
| Fremont Gold Ltd. | Other | Vancouver | $230,054 | $425,600 | 7 | Nov 6 | sec.gov | |
| Phenom Resources Corp. (amended) | Other | Vancouver | $222,490 | $968,194 | 7 | Nov 6 | sec.gov | |
| NDIrwin Holdings, LLC | Business Services | Harrisonburg | VA | $200,000 | Indefinite | 3 | Nov 9 | sec.gov |
| Blackburne & Brown Equity Preservation Fund, LLC (amended) | Commercial | Sacramento | CA | $175,000 | $175,000 | 4 | Nov 8 | sec.gov |
| Flightpath Software Inc. | Other Technology | Hamilton | $165,000 | $600,000 | 3 | Nov 9 | sec.gov | |
| Meridian Real Estate Income Fund LLC (amended) | Commercial | San Diego | CA | $153,125 | $2,500,000 | 3 | Nov 6 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $150,000 | $100,000,000 | 0 | Nov 8 | sec.gov |
| Phylos Bioscience, Inc. | Other | Portland | OR | $150,000 | Indefinite | 1 | Nov 7 | sec.gov |
| Oncobiomix Inc. | Biotechnology | San Antonio | TX | $150,000 | $500,000 | 3 | Nov 6 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $140,571 | Indefinite | 35 | Nov 6 | sec.gov |
| Nieux Company, LLC | Other | New Orleans | LA | $130,000 | $300,000 | 3 | Nov 8 | sec.gov |
| SILVER BULL RESOURCES, INC. | Other | Vancouver | $127,592 | $127,592 | 4 | Nov 7 | sec.gov | |
| Zyppah, Inc. (amended) | Other Health Care | Carson City | NV | $125,000 | Indefinite | 13 | Nov 7 | sec.gov |
| Soundboard Inc. | Other Technology | Boston | MA | $120,000 | $900,000 | 3 | Nov 9 | sec.gov |
| Nevada Sunrise Metals Corp. | Other | Vancouver | $115,800 | $289,500 | 10 | Nov 9 | sec.gov | |
| Gaingels Vise LLC | Other | Burlington | VT | $111,111 | $111,111 | 14 | Nov 7 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $103,241 | Indefinite | 26 | Nov 6 | sec.gov |
| Gigantic Playground, LLC | Other Technology | Austin | TX | $100,000 | $100,000 | 1 | Nov 9 | sec.gov |
| COI Energy Services, Inc. | Electric Utilities | Tampa | FL | $100,000 | $5,000,000 | 1 | Nov 9 | sec.gov |
| Mezlight, LLC | Manufacturing | Madison | WI | $100,000 | $1,100,000 | 2 | Nov 9 | sec.gov |
| UBIVAC, INC. | Biotechnology | Portland | OR | $100,000 | Indefinite | 2 | Nov 8 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $100,000 | Indefinite | 3 | Nov 8 | sec.gov |
| Sapari, Inc. | Manufacturing | Draper | UT | $90,000 | $3,500,000 | 4 | Nov 9 | sec.gov |
| DSGNPerks Inc (amended) | Manufacturing | Brooklyn | NY | $80,000 | $499,000 | 4 | Nov 7 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $75,000 | $300,000,000 | 0 | Nov 8 | sec.gov |
| Lorca FundCo, LLC | Other Real Estate | Scottsdale | AZ | $73,000 | $12,000,000 | 1 | Nov 8 | sec.gov |
| GREEN MATTERS TECHNOLOGIES INC. | Manufacturing | Langley | $70,000 | $70,000 | 2 | Nov 7 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $62,529 | Indefinite | 20 | Nov 6 | sec.gov |
| Koibito Franchise, LLC | Restaurants | Phoenix | AZ | $55,000 | $1,500,000 | 1 | Nov 7 | sec.gov |
| Goodsprout Co LLC | Pharmaceuticals | Fort Worth | TX | $50,000 | Indefinite | 1 | Nov 9 | sec.gov |
| Workers First LLC | Manufacturing | Potsdam | NY | $50,000 | $300,000 | 1 | Nov 8 | sec.gov |
| TALLY IT INC. | Other Technology | Wilmington | DE | $50,000 | $50,000 | 0 | Nov 7 | sec.gov |
| Yummy Bazaar, Inc. (amended) | Other | Glassboro | NJ | $50,000 | $1,000,000 | 1 | Nov 6 | sec.gov |
| CytoViva Inc | Other Technology | Auburn | AL | $50,000 | $2,000,000 | 1 | Nov 6 | sec.gov |
| Hawaiian Bros Inc. | Restaurants | Kansas City | MO | $50,000 | $50,000 | 1 | Nov 6 | sec.gov |
| Icarus Capital Corp. | Other | Richmond | $49,961 | $49,961 | 7 | Nov 9 | sec.gov | |
| HereNow Help, Inc. | Other Technology | Honeoye | NY | $30,025 | $2,001,700 | 1 | Nov 7 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $25,124 | Indefinite | 7 | Nov 6 | sec.gov |
| Dextego Inc. (amended) | Other Technology | New York City | NY | $25,000 | $300,000 | 1 | Nov 9 | sec.gov |
| Pigeon Cove Ferments, Ltd | Manufacturing | Gloucester | MA | $25,000 | $350,000 | 1 | Nov 7 | sec.gov |
| BC's Brewing Company, LLC | Manufacturing | Mason | OH | $25,000 | $300,000 | 1 | Nov 7 | sec.gov |
| Pixi Plus Inc. | Other Technology | Alexandria | VA | $25,000 | Indefinite | 1 | Nov 6 | sec.gov |
| Stockkings Holdings Inc. | Investing | New York | NY | $12,000 | $12,000 | 1 | Nov 6 | sec.gov |
| CNG 2023 DICKSON-RINGLING, LLC | Energy Conservation | Oklahoma City | OK | $10,000 | $620,000 | 1 | Nov 7 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $5,000 | $30,000,000 | 1 | Nov 7 | sec.gov |
| PIC Alliance Fund, LLC | Other Real Estate | Irmo | SC | $0 | $50,000,000 | 0 | Nov 9 | sec.gov |
| Savii Co. | Other Technology | Elkhorn | NE | $0 | $500,000 | 0 | Nov 9 | sec.gov |
| Pinnacle Convertible Loan, LLC | Commercial | St. Petersburg | FL | $0 | $6,900,000 | 15 | Nov 9 | sec.gov |
| FLIPS-PROJECT INC | Other | Cape Coral | FL | $0 | $14,000,000,000 | 0 | Nov 9 | sec.gov |
| Apollo Mineral Investment Fund, LP | Oil and Gas | Oklahoma City | OK | $0 | $5,000,000 | 0 | Nov 9 | sec.gov |
| LandX Freedom Fund, LLC | Other Real Estate | Dover | DE | $0 | $20,000,000 | 0 | Nov 9 | sec.gov |
| Penguin CM Group, Inc. | Other Banking and Financial Services | West Palm Beach | FL | $0 | $50,000,000 | 0 | Nov 9 | sec.gov |
| Commons Hold Co LLC | Residential | Minneapolis | MN | $0 | $6,000,000 | 0 | Nov 9 | sec.gov |
| Seguridad, Inc. | Other Health Care | Hoover | AL | $0 | $500,000 | 0 | Nov 9 | sec.gov |
| GLC Vin Rogers, LLC | Commercial | Granger | IN | $0 | $14,056,000 | 0 | Nov 9 | sec.gov |
| PETROVYBE PARTNERS, LP | Oil and Gas | Plano | TX | $0 | $250,000,000 | 0 | Nov 9 | sec.gov |
| Whitlock Opportunity Income Fund Investment Partners LLC | REITS and Finance | Minneapolis | MN | $0 | $50,000,000 | 0 | Nov 9 | sec.gov |
| Blue Owl Capital Technology Holdings II LLC (amended) | Investing | New York | NY | $0 | Indefinite | 119 | Nov 9 | sec.gov |
| GreenMan Vision, Inc. | Other Technology | Fargo | ND | $0 | $1,500,000 | 0 | Nov 9 | sec.gov |
| JLLX Diversified III, DST | Other Real Estate | Chicago | IL | $0 | $95,916,712 | 0 | Nov 8 | sec.gov |
| Troy Apts TN LLC | Other | Scottsdale | AZ | $0 | $1,100,000 | 0 | Nov 8 | sec.gov |
| Invest 5S Fund One LLC | Other | San Antonio | TX | $0 | $1,500,000 | 0 | Nov 8 | sec.gov |
| Plus One Alliance Group Fund, LLC | Commercial | Los Angeles | CA | $0 | $2,500,000 | 0 | Nov 8 | sec.gov |
| Engelwood Cliffs Surgery Center, LLC | Other Health Care | Birmingham | AL | $0 | $1,323,000 | 0 | Nov 8 | sec.gov |
| TRIPWORKS, INC. | Other Technology | Morristown | NJ | $0 | $3,600,000 | 0 | Nov 8 | sec.gov |
| NAVIGATOR WEALTH FUND LLC | Commercial | De Pere | WI | $0 | $20,000,000 | 0 | Nov 8 | sec.gov |
| PPG 2023 Fund II, L.P. | Oil and Gas | State College | PA | $0 | $125,000,000 | 0 | Nov 8 | sec.gov |
| Rockstep Fund I LLC | Commercial | Houston | TX | $0 | $250,000,000 | 0 | Nov 8 | sec.gov |
| CB World Management LLC | Other | Iselin | NJ | $0 | Indefinite | 0 | Nov 8 | sec.gov |
| Citadel I, LLC | Residential | Sioux Falls | SD | $0 | $1,230,000 | 0 | Nov 8 | sec.gov |
| Madison Retail Box Conversion REIT, Inc. (amended) | REITS and Finance | Charlotte | NC | $0 | $75,000,000 | 285 | Nov 8 | sec.gov |
| Apnimed, Inc. | Pharmaceuticals | Cambridge | MA | $0 | $37,499,980 | 1 | Nov 8 | sec.gov |
| IQHQ, Inc. | REITS and Finance | Boston | MA | $0 | Indefinite | 0 | Nov 8 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $100,000 | 0 | Nov 8 | sec.gov |
| EB5 Capital - Jobs Fund 36, LLC | Residential | Bethesda | MD | $0 | $25,600,000 | 0 | Nov 7 | sec.gov |
| Burgeon Fund LLC | Commercial | Sheridan | WY | $0 | $25,000,000 | 0 | Nov 7 | sec.gov |
| LandX 6, LLC | Other Real Estate | Harrisonville | MO | $0 | $1,000,000 | 0 | Nov 7 | sec.gov |
| Senior Focus Equity, Inc | Other Health Care | Birmingham | AL | $0 | $1,000,000 | 0 | Nov 7 | sec.gov |
| ALC 097 L.P. | Other | Irvine | CA | $0 | $4,000,000 | 0 | Nov 7 | sec.gov |
| Surgery Center at South Ogden, LLC | Other Health Care | South Ogden | UT | $0 | $68,000 | 0 | Nov 7 | sec.gov |
| In Fine Co Broadway Fund Ltd Liability Co | Other | Brooklyn | NY | $0 | $10,000,000 | 0 | Nov 7 | sec.gov |
| Yuva Biosciences, Inc. | Other | Birmingham | AL | $0 | $4,500,000 | 0 | Nov 7 | sec.gov |
| REAL INCOME PROPERTIES OKLAHOMA I LLC | Residential | Plano | TX | $0 | $3,000,000 | 0 | Nov 7 | sec.gov |
| U.S. Energy Private Capital II LP | Oil and Gas | Arlington | TX | $0 | $50,000,000 | 0 | Nov 7 | sec.gov |
| BRC Partners VII LP | REITS and Finance | Danville | CA | $0 | $104,000,000 | 0 | Nov 6 | sec.gov |
| Apex Office Ventures, LLC | Commercial | Sugar Land | TX | $0 | $6,500,000 | 0 | Nov 6 | sec.gov |
| FT. MYERS MEDICAL PLAZA, LLC | Other | Huntsville | AL | $0 | $8,000,000 | 0 | Nov 6 | sec.gov |
| Mind Your Business Off-Broadway Limited Partnership | Other | New York | NY | $0 | $1,500,000 | 0 | Nov 6 | sec.gov |
| Oakley Capital-LSC-Houston HFC Portfolio Fund 1, LLC | Commercial | Birmingham | AL | $0 | $500,000 | 0 | Nov 6 | sec.gov |
| TEX-DAL PARTNERS, LLC | Residential | Dallas | TX | $0 | $12,250,000 | 0 | Nov 6 | sec.gov |
| Investcorp US Real Estate Employee Co-Investment Incentive, L.P. | Commercial | New York | NY | $0 | Indefinite | 0 | Nov 6 | sec.gov |
| Ross Bicycles LLC | Other | Las Vegas | NV | $0 | $1,800,000 | 0 | Nov 6 | sec.gov |
| NowNews Digital Media Technology Co. Ltd. (amended) | Other Technology | New York | NY | $0 | $215,000 | 0 | Nov 6 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Nov 6 | sec.gov |
Week of Nov 13 · Week of Oct 30 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.