Form D filings, week of November 13, 2023: 487 companies raised $33.29 billion

Name: Form D filings, week of November 13, 2023: 487 companies raised $33.29 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

487 operating companies filed a Form D in the week of November 13, 2023, reporting $33.29 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.73 billion), DELAWARE LIFE VARIABLE ACCOUNT H ($7.36 billion), Nationwide BOLI Private Placement Variable Account ($5.08 billion). The median filing is $2 million, and 603 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

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487Form D filings
$33.29 billionreported sold
$2 millionmedian amount sold
CAmost filings (91)

Most filings by state: CA 91, TX 48, NY 31, MA 31, FL 26. By industry: Other 117, Other Technology 91, Other Real Estate 48, Commercial 38.

By day: Nov 13 (119), Nov 14 (87), Nov 15 (104), Nov 16 (89), Nov 17 (88).

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)	Insurance	Columbus	OH	$9,725,349,217	Indefinite	442	Nov 16	sec.gov
DELAWARE LIFE VARIABLE ACCOUNT H (amended)	Other	Waltham	MA	$7,355,251,120	Indefinite	267	Nov 14	sec.gov
Nationwide BOLI Private Placement Variable Account (amended)	Insurance	Columbus	OH	$5,083,216,752	Indefinite	28	Nov 16	sec.gov
Nationwide PPVUL Separate Account - 4 (amended)	Insurance	Columbus	OH	$2,721,000,000	Indefinite	7	Nov 16	sec.gov
JUUL Labs, Inc.	Other	Washington, D.C.	DC	$1,269,999,997	$1,600,000,000	4	Nov 13	sec.gov
Databricks, Inc. (amended)	Other Technology	San Francisco	CA	$684,559,082	$999,999,987	91	Nov 13	sec.gov
Empower Annuity Insurance Co (amended)	Insurance	Hartford	CT	$659,171,601	Indefinite	39	Nov 16	sec.gov
Keyport Life Ins Co Separate Account P (amended)	Other	Waltham	MA	$568,165,750	Indefinite	227	Nov 14	sec.gov
Nationwide PPVUL Separate Account - 3 (amended)	Insurance	Columbus	OH	$541,299,490	Indefinite	95	Nov 16	sec.gov
DL Private Variable Account A (amended)	Other	Waltham	MA	$255,773,057	Indefinite	1	Nov 14	sec.gov
DELAWARE LIFE SEPARATE ACCOUNT S (amended)	Other	Waltham	MA	$248,672,902	Indefinite	83	Nov 14	sec.gov
Next Insurance, Inc.	Insurance	Palo Alto	CA	$224,999,998	$349,999,994	2	Nov 14	sec.gov
Crosswind Mortgage REIT, L.P. (amended)	REITS and Finance	Los Angeles	CA	$189,754,134	Indefinite	148	Nov 13	sec.gov
Diversified Government REIT, Inc. (amended)	REITS and Finance	Chicago	IL	$183,646,503	Indefinite	35	Nov 16	sec.gov
PATHFINDER PARTNERS INCOME FUND, L.P. (amended)	Residential	San Diego	CA	$175,683,132	$175,683,132	691	Nov 13	sec.gov
Receivables Funding, LLC (amended)	Other Banking and Financial Services	New York	NY	$160,391,559	Indefinite	82	Nov 16	sec.gov
Enterprise Housing Partners XLII Limited Partnership	Other Real Estate	Columbia	MD	$158,770,000	$158,770,000	9	Nov 16	sec.gov
Nationwide Private Placement Variable Account - E (amended)	Insurance	Columbus	OH	$133,364,197	Indefinite	4	Nov 16	sec.gov
Cognito Therapeutics Ltd. (amended)	Other Health Care	Cambridge	MA	$108,765,300	$126,175,917	13	Nov 15	sec.gov
Elevate Care International Topco LP	Other Health Care	Washington	DC	$98,434,970	$98,434,970	16	Nov 14	sec.gov
VYNE Therapeutics Inc.	Biotechnology	Bridgewater	NJ	$88,151,508	$88,151,508	19	Nov 16	sec.gov
WhiteHawk Income Corp (amended)	Oil and Gas	Philadelphia	PA	$85,203,333	$150,000,000	767	Nov 16	sec.gov
OrsoBio, Inc.	Biotechnology	Palo Alto	CA	$84,629,383	$84,629,383	6	Nov 13	sec.gov
JLLX Louisville Logistics Center, DST (amended)	Other Real Estate	Chicago	IL	$75,277,921	$88,172,058	68	Nov 13	sec.gov
NantBio, Inc.	Biotechnology	El Segundo	CA	$75,073,925	$75,073,925	6	Nov 13	sec.gov
Delaware Life Variable Account M (amended)	Insurance	Waltham	MA	$72,805,103	Indefinite	1	Nov 14	sec.gov
Delaware Life NY Separate Account M (amended)	Other	Hartford	CT	$68,305,103	Indefinite	36	Nov 14	sec.gov
Madison Retail Box Conversion REIT, Inc. (amended)	REITS and Finance	Charlotte	NC	$62,104,355	$75,000,000	285	Nov 17	sec.gov
Litera Holdco LP (amended)	Other	Wilmington	DE	$61,764,186	Indefinite	2	Nov 15	sec.gov
ALC 083 L.P.	Other	Irvine	CA	$56,000,000	$56,000,000	70	Nov 17	sec.gov
Independence Pet Holdings, Inc.	Insurance	Raleigh	NC	$55,589,884	Indefinite	27	Nov 16	sec.gov
Ghost Autonomy Inc. (amended)	Other Technology	Mountain View	CA	$55,000,000	$55,000,000	31	Nov 13	sec.gov
JLLX Ardenwood II, DST (amended)	Other Real Estate	Chicago	IL	$52,535,631	$56,724,512	85	Nov 13	sec.gov
AmplifyBio, LLC	Biotechnology	West Jefferson	OH	$49,750,000	$100,000,000	4	Nov 15	sec.gov
CRE8 CAPITAL FUND I, LLC (amended)	REITS and Finance	Seattle	WA	$47,961,447	$50,000,000	93	Nov 14	sec.gov
Nationwide PPVUL Separate Account 7 (amended)	Insurance	Columbus	OH	$47,169,536	Indefinite	2	Nov 16	sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)	Insurance	Columbus	OH	$45,819,879	Indefinite	14	Nov 16	sec.gov
EvolveImmune Therapeutics Holding Company, LLC	Biotechnology	Branford	CT	$37,398,371	$57,398,375	9	Nov 16	sec.gov
Xpansiv Ltd (amended)	Other	San Francisco	CA	$36,265,845	$36,265,845	29	Nov 13	sec.gov
KYNDI, INC. (amended)	Other Technology	San Mateo	CA	$34,650,772	$37,060,092	11	Nov 13	sec.gov
AMPHP, INC.	Biotechnology	Park City	UT	$32,114,924	$32,499,999	2	Nov 16	sec.gov
ICG Deer Valley, DST (amended)	Residential	Clovis	CA	$31,482,097	$47,200,000	78	Nov 14	sec.gov
Amwins Holding Company, LLC	Insurance	Charlotte	NC	$30,764,250	$30,764,250	183	Nov 17	sec.gov
JLLX Ardenwood I, DST (amended)	Other Real Estate	Chicago	IL	$30,380,892	$32,754,881	85	Nov 13	sec.gov
Enterprise Housing Partners XLII Cathay Subfund Limited Partnership	Other Real Estate	Columbia	MD	$28,400,000	$28,400,000	2	Nov 15	sec.gov
Pinteon Therapeutics, Inc. (amended)	Biotechnology	Newton Centre	MA	$28,085,713	$70,085,725	2	Nov 15	sec.gov
Notarize, Inc. (amended)	Other Technology	Boston	MA	$27,900,000	$27,900,000	10	Nov 17	sec.gov
Keyport Life Ins Co Separate Account Q (amended)	Other	Waltham	MA	$27,731,313	Indefinite	76	Nov 14	sec.gov
Global Opportunity Pennsylvania Fund II, L.P.	Other	Philadelphia	PA	$27,575,000	$100,000,000	32	Nov 13	sec.gov
Basking Biosciences, Inc.	Biotechnology	Research Triangle Park	NC	$27,500,017	$55,000,000	11	Nov 15	sec.gov
Standpoint Holdings, Inc.	Other	Dallas	TX	$27,000,000	$27,000,000	1	Nov 16	sec.gov
KB Chicago Logistics, DST	Other Real Estate	Las Vegas	NV	$24,547,317	$24,765,000	12	Nov 13	sec.gov
Ashland Greene at Valley Ranch, LLC	Residential	Dallas	TX	$22,500,000	$23,000,000	187	Nov 14	sec.gov
EMBER TECHNOLOGIES, INC.	Other Technology	Westlake Village	CA	$19,611,889	$21,000,000	99	Nov 17	sec.gov
Melt Pharmaceuticals, Inc. (amended)	Pharmaceuticals	Brentwood	TN	$19,551,717	$30,000,000	264	Nov 13	sec.gov
AILERON THERAPEUTICS INC	Biotechnology	Waltham	MA	$18,254,247	$18,254,247	15	Nov 16	sec.gov
RC Largo Apartments LLC (amended)	Commercial	Plymouth	MN	$18,002,920	$18,002,920	121	Nov 13	sec.gov
Cambium Biomaterials, Inc.	Other Technology	Mojave	CA	$17,364,116	$19,978,890	16	Nov 14	sec.gov
Greenhorse MN, LLC	Other Real Estate	Minneapolis	MN	$17,105,000	$17,500,000	28	Nov 13	sec.gov
AristaMD, Inc.	Other Health Care	San Diego	CA	$17,052,789	$20,181,375	27	Nov 17	sec.gov
NexPoint Small Bay I DST (amended)	Other Real Estate	Dallas	TX	$16,638,469	$59,505,817	50	Nov 15	sec.gov
EOS Aircraft Inc.	Manufacturing	Bend	OR	$16,250,047	$26,000,078	4	Nov 15	sec.gov
ZEVX, Inc.	Other Technology	Gilbert	AZ	$15,925,123	$22,425,123	2	Nov 14	sec.gov
TCD 257 SNJ Industrial Investment LP	Commercial	Boston	MA	$15,275,000	$27,300,000	36	Nov 15	sec.gov
Collier Avenue Associates LP	Residential	Ukiah	CA	$15,241,673	$15,241,673	1	Nov 17	sec.gov
Surround Care, LLC	Other Health Care	St. Louis	MO	$15,016,065	$15,016,065	24	Nov 13	sec.gov
LEGALMATION, INC.	Other Technology	Los Angeles	CA	$14,999,998	$14,999,998	6	Nov 14	sec.gov
ARZEDA Corp.	Other	Seattle	WA	$14,935,945	$20,000,000	15	Nov 13	sec.gov
Artful Asheville, LLC (amended)	Commercial	Asheville	NC	$14,680,000	$20,000,000	41	Nov 13	sec.gov
Kyron Learning, PBC	Other	Vienna	VA	$14,604,971	$15,000,000	10	Nov 15	sec.gov
Bellevue Opportunity Fund, LLC	REITS and Finance	Issaquah	WA	$14,200,000	$14,200,000	40	Nov 16	sec.gov
PDC South Austin Commerce Center, Ltd	Commercial	Houston	TX	$14,105,000	$14,500,000	52	Nov 13	sec.gov
PSOF LO FMR Side Car, LLC	Other Real Estate	Atlanta	GA	$14,100,540	$16,500,000	65	Nov 13	sec.gov
Hockey Parent Holdings, L.P.	Other	Chicago	IL	$13,024,000	$13,024,000	9	Nov 13	sec.gov
ALC 082 L.P.	Other	Irvine	CA	$12,800,000	$12,800,000	16	Nov 17	sec.gov
Adentro, Inc.	Other	San Francisco	CA	$12,715,021	$14,618,586	7	Nov 13	sec.gov
Epica International, Inc.	Other Health Care	Landrum,	SC	$12,664,973	$13,999,993	200	Nov 17	sec.gov
RADICL Defense, Inc.	Other Technology	Boulder	CO	$12,249,977	$12,249,977	44	Nov 15	sec.gov
RunBuggy OMI, Inc.	Business Services	Phoenix	AZ	$12,000,000	$12,000,000	19	Nov 17	sec.gov
HHC Worldwide, Inc.	Restaurants	Las Vegas	NV	$12,000,000	$12,000,000	2	Nov 15	sec.gov
IINK, CORP	Other Technology	Tampa	FL	$11,999,992	$11,999,992	10	Nov 16	sec.gov
Serimmune Inc. (amended)	Biotechnology	Goleta	CA	$11,512,176	$16,500,000	2	Nov 15	sec.gov
Roers Farmers Branch Apartments LLC (amended)	Commercial	Plymouth	MN	$11,344,093	$11,344,093	77	Nov 13	sec.gov
Transformer TX Holdings, LLC	Hospitals and Physicians	Dallas	TX	$11,272,500	$11,272,500	97	Nov 17	sec.gov
Nationwide PPVUL Separate Account - 5 (amended)	Insurance	Columbus	OH	$11,082,135	Indefinite	7	Nov 16	sec.gov
PMF-BD Housing I LLC	Residential	Winter Park	FL	$10,750,000	$30,000,000	3	Nov 14	sec.gov
Project Samri Inc.	Biotechnology	Boston	MA	$10,500,001	$10,500,001	18	Nov 13	sec.gov
Acoustic Wave Cell Therapy, Inc.	Other Health Care	Van Nuys	CA	$10,426,093	$15,000,000	17	Nov 13	sec.gov
Virdee, Inc.	Other Technology	Austin	TX	$10,324,998	$12,350,000	16	Nov 17	sec.gov
Dryden Lenders LLC	Commercial	Pittsford	NY	$10,000,000	$10,000,000	14	Nov 15	sec.gov
NexPoint Life Sciences II DST (amended)	Other Real Estate	Dallas	TX	$9,731,859	$40,489,695	32	Nov 15	sec.gov
CircuitHub, Inc.	Other	South Deerfield	MA	$9,697,702	$9,697,702	8	Nov 15	sec.gov
Hang Media Inc.	Other Technology	Mt. Kisco	NY	$9,207,541	$9,207,541	0	Nov 17	sec.gov
TILLMAN LODGING LLC	Commercial	Sanford	FL	$9,200,000	$9,200,000	38	Nov 13	sec.gov
Bezi, Inc.	Other Technology	Oakland	CA	$9,084,310	$9,084,310	7	Nov 17	sec.gov
Getz Road Holdings, LLC	Other Real Estate	Carmel	IN	$9,050,000	$9,050,000	78	Nov 15	sec.gov
Oncoheroes Biosciences Inc.	Other	Brookline	MA	$8,851,908	$8,851,908	40	Nov 14	sec.gov
Chattanooga Hotel HoldCo, LLC	Commercial	Milwaukee	WI	$8,850,000	$11,000,000	31	Nov 14	sec.gov
LP ASQ Investors LLC	Commercial	Boston	MA	$8,695,000	$8,695,000	141	Nov 15	sec.gov
Mercury Fan, Inc.	Other	Boston	MA	$8,617,000	Indefinite	14	Nov 17	sec.gov
Redbud Rock Partners, LLC	Other Real Estate	Marietta	GA	$8,471,550	$8,480,000	134	Nov 16	sec.gov
Intento, Inc. (amended)	Other Technology	Berkeley	CA	$8,310,000	$8,310,000	16	Nov 16	sec.gov
Ventricle Health, Inc.	Other Health Care	Greensboro		$7,999,995	$8,000,000	16	Nov 13	sec.gov
2420 Berryhill, LLC	Other Real Estate	Charlotte	NC	$7,842,000	$16,000,000	33	Nov 13	sec.gov
Fooda, Inc.	Business Services	Chicago	IL	$7,754,657	$10,000,003	12	Nov 15	sec.gov
JSIP Courthouse Green Investors, LLC	Residential	Boston	MA	$7,750,000	$9,180,000	24	Nov 13	sec.gov
SLAM BioTherapeutics, Inc.	Biotechnology	Thousand Oaks	CA	$7,705,000	$20,000,000	38	Nov 13	sec.gov
Denholtz CO GP Fund I LLC	Commercial	Red Bank	NJ	$7,635,000	$15,270,000	53	Nov 17	sec.gov
RxFunction, Inc. (amended)	Manufacturing	Eden Prairie	MN	$7,500,007	$8,087,507	48	Nov 15	sec.gov
Atommap Corp	Biotechnology	New York	NY	$7,084,989	$7,084,989	31	Nov 16	sec.gov
Anoki Inc.	Other Technology	San Carlos	CA	$7,022,499	$8,522,500	22	Nov 17	sec.gov
Surely Health, Inc.	Other	Irving	TX	$7,000,000	$12,000,000	3	Nov 16	sec.gov
Apollo Agriculture, Inc. (amended)	Other	Oakland	CA	$6,949,988	$9,149,990	6	Nov 17	sec.gov
Prosperity Group Holdings, LP (amended)	Other	Hamilton		$6,910,000	Indefinite	9	Nov 14	sec.gov
Sag Harbor CBC LLC	Other Real Estate	Boulder	CO	$6,905,000	$6,905,000	10	Nov 13	sec.gov
Apollo Agriculture, Inc.	Other	Oakland	CA	$6,899,992	$9,149,990	4	Nov 17	sec.gov
JenZ Inc.	Other Technology	Santa Monica	CA	$6,872,253	$7,611,346	24	Nov 15	sec.gov
Avertix Medical, Inc.	Other Health Care	Eatontown	NJ	$6,788,763	$9,400,000	39	Nov 13	sec.gov
n3xt inc	Other Technology	Charlotte	NC	$6,500,000	$6,500,000	23	Nov 17	sec.gov
Trillium H2 Power, LLC	Other Energy	Columbus	TX	$6,340,000	Indefinite	32	Nov 17	sec.gov
Astra Space, Inc.	Other	Alameda	CA	$6,324,545	$6,324,545	2	Nov 17	sec.gov
Myna Swap, Inc.	Other Technology	Cheyenne	WY	$6,199,993	$6,200,000	27	Nov 14	sec.gov
Current33 Apartments Two, LLC (amended)	Other Real Estate	West Fargo	ND	$6,088,500	$6,088,500	11	Nov 14	sec.gov
Georgia Oak Blue Holdings, LLC	Other	Atlanta	GA	$6,075,000	$6,075,000	20	Nov 16	sec.gov
AT AVIATION BLVD, LP	Commercial	Spokane Valley	WA	$6,050,000	$6,050,000	23	Nov 14	sec.gov
Valid8 Financial, Inc.	Other Technology	Seattle	WA	$6,000,000	$6,000,000	7	Nov 13	sec.gov
Swarm Holdings, Inc.	Other Technology	San Francisco	CA	$5,905,403	$6,000,000	41	Nov 17	sec.gov
Argentina Lithium & Energy Corp. (amended)	Other Energy	Vancouver		$5,807,687	$16,613,798	6	Nov 13	sec.gov
TP Bear Investments LLC	Other	Daufuskie Island	SC	$5,802,500	Indefinite	36	Nov 14	sec.gov
Switchboard Health, Inc.	Other Technology	Alexandria	VA	$5,479,993	$6,529,999	13	Nov 13	sec.gov
r4 Technologies, Inc.	Other Technology	Ridgefield	CT	$5,250,000	Indefinite	3	Nov 15	sec.gov
Handraise Inc.	Other Technology	Austin	TX	$5,104,993	$5,105,083	23	Nov 16	sec.gov
JSIP Pleasant View Investors, LLC	Residential	Boston	MA	$5,100,000	$5,100,000	4	Nov 15	sec.gov
Iris&Romeo, Inc.	Other	San Francisco	CA	$5,087,182	$5,087,182	16	Nov 13	sec.gov
Obviously AI, Inc.	Other Technology	San Francisco	CA	$5,054,994	$5,054,994	10	Nov 15	sec.gov
HealthArc Worldwide Inc.	Other Technology	Hackensack	NJ	$5,000,000	$5,000,000	7	Nov 15	sec.gov
GYRE THERAPEUTICS, INC.	Pharmaceuticals	San Diego	CA	$5,000,000	$5,000,000	1	Nov 13	sec.gov
LEGENCE PARENT LLC	Other Energy	San Jose	CA	$4,851,584	Indefinite	10	Nov 14	sec.gov
RWA Credit Fund I LLC	REITS and Finance	Westlake	CA	$4,763,740	$140,000,000	18	Nov 14	sec.gov
GT Metabolic Solutions Inc	Other	San Jose	CA	$4,748,209	$25,428,000	31	Nov 14	sec.gov
Zuplo, Inc.	Other Technology	Redmond	WA	$4,689,995	$4,689,995	5	Nov 15	sec.gov
Diamond Estates Investors I LLC	Other Real Estate	Bloomfield Hills	MI	$4,650,000	$4,650,000	6	Nov 17	sec.gov
Diamond Estates Investors II LLC	Other Real Estate	Bloomfield Hills	MI	$4,650,000	$4,650,000	7	Nov 17	sec.gov
Diamond Estates Investors III LLC	Other Real Estate	Bloomfield Hills	MI	$4,650,000	$4,650,000	31	Nov 17	sec.gov
WEBUILD GLOBAL LLC	Construction	Las Vegas	NV	$4,645,000	$5,070,000	9	Nov 15	sec.gov
Hafele Edgewood Senior Living Fund, LLC	Investing	Louisville	KY	$4,625,000	$4,625,000	34	Nov 14	sec.gov
Benevolent Investor Group BIKE III, LLC (amended)	Investing	Pacific Palisades	CA	$4,520,000	$4,520,000	47	Nov 15	sec.gov
Benevolent Investor Group BIKE III, LLC	Investing	Pacific Palisades	CA	$4,520,000	$4,520,000	47	Nov 13	sec.gov
Photon Effect, LLC	Other Health Care	Ardmore	PA	$4,300,000	Indefinite	2	Nov 13	sec.gov
RxFunction, Inc. (amended)	Manufacturing	Eden Prairie	MN	$4,014,614	$4,290,592	41	Nov 15	sec.gov
edify.ai, Inc	Other Technology	Sandy	UT	$3,999,981	$4,999,976	5	Nov 15	sec.gov
Satoshi Energy Corp (amended)	Other Technology	Houston	TX	$3,954,964	$4,130,232	19	Nov 14	sec.gov
Drone Express, Inc. (amended)	Other Technology	Dayton	OH	$3,886,033	$4,201,500	14	Nov 15	sec.gov
Atreon Orthopedics LLC (amended)	Other Health Care	Dublin	OH	$3,826,368	$4,500,000	36	Nov 16	sec.gov
T2Earth Holdings LLC (amended)	Manufacturing	Jericho	NY	$3,812,724	$5,000,000	22	Nov 14	sec.gov
SE Swim School - Capital Investors, LLC	Other	Atlanta	GA	$3,775,000	$7,500,000	9	Nov 16	sec.gov
LENDSMART, INC.	Other Technology	Hoboken	NJ	$3,770,454	$3,770,454	20	Nov 13	sec.gov
300 Sixth Avenue RM Investors LLC	Residential	New York	NY	$3,660,000	$7,000,000	64	Nov 17	sec.gov
Certis Oncology Solutions, Inc.	Biotechnology	San Diego	CA	$3,653,090	$10,000,000	24	Nov 17	sec.gov
HEMOSHEAR THERAPEUTICS, INC.	Biotechnology	Charlottesville	VA	$3,500,000	$8,000,000	4	Nov 14	sec.gov
MAYFAIR GOLD CORP.	Other	Vancouver		$3,490,000	$3,490,000	3	Nov 15	sec.gov
Keygen Labs, Inc.	Other Technology	New York	NY	$3,475,000	$3,635,000	16	Nov 14	sec.gov
Miyoko's, PBC	Other	Petaluma	CA	$3,393,534	$12,000,000	8	Nov 17	sec.gov
Gatemore Hydrogen Partners, LP (amended)	Investing	New York	NY	$3,385,000	$3,385,000	258	Nov 16	sec.gov
Cancer IQ Inc.	Other Technology	Chicago	IL	$3,350,000	$6,000,000	9	Nov 13	sec.gov
Panbela Therapeutics, Inc.	Pharmaceuticals	Waconia	MN	$3,322,800	Indefinite	3	Nov 17	sec.gov
Climatecrete Inc.	Other Technology	San Jose	CA	$3,300,000	$3,300,000	2	Nov 13	sec.gov
Mid-West Mini Storage P1, LLC (amended)	Commercial	Schofield	WI	$3,130,000	$3,500,000	21	Nov 14	sec.gov
Knab, Inc. (amended)	Other Technology	Pacifica	CA	$3,118,476	$3,118,476	18	Nov 15	sec.gov
BIG DAY 2, LLC (amended)	Investing	Pacific Palisades	CA	$3,110,000	$3,110,000	39	Nov 15	sec.gov
BIG DAY 2, LLC	Investing	Pacific Palisades	CA	$3,110,000	$3,110,000	39	Nov 13	sec.gov
dealcloser inc. (amended)	Other Technology	Edmonton		$3,101,612	Indefinite	36	Nov 15	sec.gov
dealcloser inc.	Other Technology	Edmonton		$3,101,612	Indefinite	36	Nov 15	sec.gov
Trove Health Tech, Inc.	Other Health Care	Needham	MA	$3,082,140	$3,982,140	19	Nov 13	sec.gov
MySimplePetLab Inc.	Other	Centennial	CO	$3,000,010	$3,000,010	3	Nov 15	sec.gov
JSIP Pleasant View Investors II, LLC	Residential	Boston	MA	$3,000,000	$3,000,000	1	Nov 15	sec.gov
Tocaro Blue, LLC (amended)	Other Technology	Pensacola	FL	$3,000,000	$3,000,000	25	Nov 15	sec.gov
Iris&Romeo, Inc. (amended)	Other	San Francisco	CA	$2,999,998	$2,999,998	3	Nov 13	sec.gov
Motive Health, Inc.	Other	Scottsdale	AZ	$2,934,159	$7,500,000	1	Nov 16	sec.gov
CTOS Software, Inc.	Other Technology	Indianapolis	IN	$2,930,890	$3,000,000	17	Nov 13	sec.gov
Red Creek & Associates LLC	Other	New York	NY	$2,896,000	$2,896,000	4	Nov 15	sec.gov
HCI Filtration Inc.	Other	Sherwood Park		$2,878,879	$2,878,879	4	Nov 14	sec.gov
Acesis, Inc	Other Health Care	Los Gatos	CA	$2,795,098	$3,070,099	7	Nov 16	sec.gov
BinStar Inc.	Retailing	Boston	MA	$2,791,000	$2,791,000	25	Nov 14	sec.gov
MD Bridge Haven Investors LLC	Commercial	Coppell	TX	$2,700,000	$12,000,000	20	Nov 16	sec.gov
iCross Fund 3 LLC	Other Real Estate	Queens	NY	$2,644,500	$7,820,000	45	Nov 13	sec.gov
Trinity Hickory Ridge Investors LLC	Other Real Estate	Southlake	TX	$2,616,250	$15,000,000	128	Nov 14	sec.gov
SIGNUM GROWTH FUND - S LLC	Other	Dover	DE	$2,561,047	$2,561,047	24	Nov 15	sec.gov
ARC Fund I, LLC (amended)	Other Real Estate	Nashville	TN	$2,511,000	$100,000,000	15	Nov 16	sec.gov
PCIH Series 12 a series of Piedmont Capital Investment Holdings, LLC	Investing	Raleigh	NC	$2,500,000	$2,500,000	10	Nov 17	sec.gov
DUOS TECHNOLOGIES GROUP, INC.	Other Technology	Jacksonville	FL	$2,500,000	$2,500,000	2	Nov 16	sec.gov
SS 2 CLERMONT LLC	Restaurants	Tampa	FL	$2,432,250	$2,700,000	18	Nov 14	sec.gov
AeroShield Materials, Inc.	Manufacturing	Hyde Park	MA	$2,350,000	$5,000,000	2	Nov 14	sec.gov
Midloch Fund III Manager, LLC	Other Real Estate	Eden Prairie	MN	$2,325,000	$5,000,000	17	Nov 15	sec.gov
Taelor, Inc. (amended)	Other	Hayward	CA	$2,325,000	$3,000,000	40	Nov 15	sec.gov
KinoTek Inc (amended)	Other Technology	Portland	ME	$2,315,000	$2,315,000	12	Nov 16	sec.gov
Access Afya Inc.	Other	Vienna	VA	$2,216,480	$2,216,480	11	Nov 16	sec.gov
Bancreek Capital Advisors, LLC	Other	Santa Monica	CA	$2,200,000	$2,200,000	2	Nov 13	sec.gov
Molecular Labs Inc.	Other	Philadelphia	PA	$2,149,000	$2,149,000	48	Nov 14	sec.gov
NORTHSTAR VC SERIES 26 A SERIES OF NORTHSTAR VENTURE CAPITAL LLC	Other	Austin	TX	$2,148,300	$2,148,300	5	Nov 14	sec.gov
Gatemore Cement Partners, LLC (amended)	Investing	New York	NY	$2,145,000	$2,145,000	17	Nov 16	sec.gov
RKI APPS INC. (amended)	Other Technology	Philadelphia	PA	$2,112,800	$3,000,000	3	Nov 13	sec.gov
Fenworks, Inc. (amended)	Other Technology	Grand Forks	ND	$2,109,808	$2,600,000	34	Nov 17	sec.gov
TPEG ATL-CLT 2 Investors LLC	Other Real Estate	Southlake	TX	$2,086,625	$15,000,000	67	Nov 15	sec.gov
POLK PARTNERS FIBER, LLC (amended)	Other Technology	Des Moines	IA	$2,085,000	$2,300,000	16	Nov 15	sec.gov
North Campus Office Associates, L.P.	Other Health Care	Indianapolis	IN	$2,076,375	$3,616,000	31	Nov 16	sec.gov
Duh Corp	Other Technology	Beaverton	OR	$2,075,000	$2,075,000	8	Nov 17	sec.gov
GMI-Property Improvement Plan, LP (amended)	Other Real Estate	Westlake	TX	$2,000,000	$3,765,021	20	Nov 14	sec.gov
Merit Medicine, Inc.	Other Technology	Austin	TX	$2,000,000	$2,500,000	1	Nov 13	sec.gov
JSIP Courthouse Green Investors II, LLC	Residential	Boston	MA	$2,000,000	$2,000,000	1	Nov 13	sec.gov
EKAMOR Resource Corp	Other	Cookeville	TN	$1,999,999	$4,000,000	2	Nov 13	sec.gov
Odele LLC	Other	Mound	MN	$1,999,732	$1,999,732	1	Nov 15	sec.gov
Atman Labs, Inc.	Other Technology	Monroe Township	NJ	$1,941,500	$1,941,500	12	Nov 17	sec.gov
Cloud Dentistry, Inc. (amended)	Other Health Care	Wellesley	MA	$1,930,385	$4,499,999	20	Nov 15	sec.gov
RCP Laguna Niguel Residential, LLC	Other Real Estate	Dallas	TX	$1,850,000	$4,500,000	61	Nov 14	sec.gov
Cognixion Corp (amended)	Other	Santa Barbara	CA	$1,822,097	$5,000,000	12	Nov 14	sec.gov
Racing & Performance Holdings, LLC	Manufacturing	Cold Spring Harbor	NY	$1,750,000	$1,750,000	83	Nov 13	sec.gov
Gi Property 78 LLC	Other Real Estate	Beverly Hills	CA	$1,691,060	$1,691,060	0	Nov 13	sec.gov
Trinity Ivy Flats Investors LLC	Other Real Estate	Southlake	TX	$1,686,750	$15,000,000	48	Nov 14	sec.gov
Elteve, Inc.	Other	Norwalk	CT	$1,681,406	$1,912,500	13	Nov 14	sec.gov
Stratosphere Technology Inc	Other	Oakville		$1,679,999	$1,679,999	3	Nov 14	sec.gov
Kaid Health Inc	Other Health Care	Boston	MA	$1,678,971	$2,500,000	12	Nov 17	sec.gov
5353 Belt Line, LLC	Commercial	Dallas	TX	$1,612,500	Indefinite	23	Nov 13	sec.gov
BEKHealth Corp	Other Technology	Branford	CT	$1,609,060	$3,000,000	5	Nov 13	sec.gov
Series II, a series of B & O Ventures LLC	Investing	Vineyard	UT	$1,575,750	$5,000,000	32	Nov 15	sec.gov
ApolloMD Partners, Inc.	Hospitals and Physicians	Atlanta	GA	$1,543,411	$4,999,999	28	Nov 13	sec.gov
Acretrader 232, LLP	Other Real Estate	Fayetteville	AR	$1,515,000	$1,515,000	69	Nov 16	sec.gov
TCD 257 SNJ Industrial Investment II LP	Commercial	Boston	MA	$1,500,000	$1,500,000	1	Nov 15	sec.gov
Anghami Inc	Other Technology	Abu Dhabi		$1,435,000	$1,435,000	8	Nov 14	sec.gov
One Webster's Landing LP, LLC	Commercial	Syracuse	NY	$1,400,000	$1,400,000	17	Nov 14	sec.gov
bSide Acquisition & Development Fund III, LLC	Other Real Estate	Johns Creek	GA	$1,390,000	$5,000,000	8	Nov 16	sec.gov
Infinite Conferencing Partners, LLC	Telecommunications	Pompano Beach	FL	$1,350,000	$3,000,000	10	Nov 14	sec.gov
Limar AI Inc.	Other Technology	San Diego	CA	$1,299,999	$3,349,998	3	Nov 14	sec.gov
First Launch Dallas, LLC	Other	Louisville	KY	$1,235,000	$10,000,000	11	Nov 13	sec.gov
H2 Clipper, Inc. (amended)	Other	Santa Barbara	CA	$1,225,000	$2,000,000	13	Nov 14	sec.gov
WCP Arch Rollup LLC	Business Services	Vienna	VA	$1,200,000	$8,500,000	0	Nov 16	sec.gov
ollin ventures series 1 LLC	Investing	Vineyard	UT	$1,198,713	$2,000,000	24	Nov 15	sec.gov
Greybrook Atlanta Value-Add I US Limited Partnership	Other	Toronto		$1,118,800	$1,118,800	13	Nov 15	sec.gov
WWC LXIX US, LP (amended)	Residential	Phoenix	AZ	$1,106,063	$1,970,000	146	Nov 16	sec.gov
JWCM Republic Alamo Heights, DST (amended)	Other Real Estate	New York	NY	$1,100,000	$32,185,245	2	Nov 17	sec.gov
Biowise Capital II, LLC (amended)	Biotechnology	Dallas	TX	$1,100,000	$10,000,000	14	Nov 15	sec.gov
Las Verse LLC (amended)	Commercial	San Francisco	CA	$1,100,000	Indefinite	1	Nov 13	sec.gov
Aufbau Holdings Ltd	Biotechnology	Dublin 2		$1,087,980	$8,000,000	29	Nov 15	sec.gov
Zeta Surgical Inc.	Other Technology	Boston	MA	$1,081,301	$2,000,000	14	Nov 13	sec.gov
Culturewell, Co.	Other Health Care	Ann Arbor	MI	$1,080,969	$3,069,816	17	Nov 16	sec.gov
Natural Intelligence Systems, Inc. (amended)	Other Technology	Boise	ID	$1,065,000	$6,065,000	24	Nov 14	sec.gov
Pan Global Resources Inc.	Other	Vancouver		$1,052,918	$1,052,918	28	Nov 16	sec.gov
Weaver Flex LLC	Other Real Estate	Westerville	OH	$1,050,000	$1,250,000	12	Nov 14	sec.gov
Gatemore Fiber Partners, LLC (amended)	Investing	New York	NY	$1,030,000	$1,030,000	5	Nov 16	sec.gov
40grid, Inc.	Other Technology	Yarmouth Port	MA	$1,000,000	$2,000,000	5	Nov 17	sec.gov
MEDPhlow, LLC	Pharmaceuticals	Richmond	VA	$1,000,000	$1,500,000	2	Nov 17	sec.gov
NOVODX Corp	Other Health Care	Tequesta	FL	$1,000,000	$1,000,000	10	Nov 15	sec.gov
Carbon Reform Inc.	Other	Philadelphia	PA	$1,000,000	$1,000,000	5	Nov 15	sec.gov
CS Renewables, Inc.	Other Energy	Fort Lee	NJ	$1,000,000	$1,000,000	2	Nov 14	sec.gov
Stage Diver INC.	Other Technology	Santa Monica	CA	$1,000,000	$3,500,000	1	Nov 14	sec.gov
CS Renewables, Inc.	Other Energy	Fort Lee	NJ	$1,000,000	$1,000,000	2	Nov 13	sec.gov
INVEST BEYOND MULTIFAMILY LLC (amended)	Commercial	Loveland	OH	$1,000,000	$1,000,000	6	Nov 13	sec.gov
1202 Greenville Hwy, LLC	Residential	Washington	DC	$990,000	$6,700,000	11	Nov 13	sec.gov
Passco One Riverwalk DST	Residential	Irvine	CA	$916,001	$74,700,000	3	Nov 14	sec.gov
Gaingels Databricks 2023 LLC	Other	Burlington	VT	$912,717	$912,717	46	Nov 14	sec.gov
PMA Holdings Group, LLC	Other Real Estate	Dallas	TX	$900,000	$1,000,000	9	Nov 14	sec.gov
Subject Well 2023 Series of Geekdom Fund Sidecar Series LLC	Investing	San Antonio	TX	$890,000	$890,000	14	Nov 16	sec.gov
Drop-in Gaming LLC (amended)	Other Technology	West Linn	OR	$875,004	$3,000,000	11	Nov 16	sec.gov
Komas Group II, LLC	Investing	Chicago	IL	$866,000	$2,000,000	8	Nov 17	sec.gov
Aro Technology, Inc. (amended)	Other Technology	Knoxville	TN	$835,000	$1,300,000	9	Nov 13	sec.gov
Stripe Milton LLC	Other	New York	NY	$800,000	$800,000	4	Nov 17	sec.gov
Alpine Frederick, LLC	Other Real Estate	Phoenix	AZ	$800,000	$800,000	7	Nov 13	sec.gov
MCM - CPH, LLC	Restaurants	Charlotte	NC	$770,000	$1,050,000	19	Nov 15	sec.gov
OptzzChain, Inc.	Other Technology	Los Angeles	CA	$767,386	$1,000,000	14	Nov 13	sec.gov
Brockhurst & Buchanan, LLC	Investing	Dover	DE	$750,000	Indefinite	1	Nov 15	sec.gov
CoPeace PBC (amended)	Other	Littleton	CO	$750,000	$3,000,000	12	Nov 14	sec.gov
Pickle & Hops LLC	Other	Riverwood	KY	$672,693	$700,000	13	Nov 13	sec.gov
111 CC Rosa, LLC	Commercial	Santa Barbara	CA	$650,000	$2,500,000	4	Nov 16	sec.gov
VSBLTY GROUPE TECHNOLOGIES CORP.	Other Technology	Vancouver		$632,900	$632,900	3	Nov 15	sec.gov
ARC OUTDOOR GT LLC	Other Real Estate	Scottsdale	AZ	$625,000	$9,944,444	9	Nov 16	sec.gov
Pura East Coast LLC (amended)	Other	Cortlandt Manor	NY	$615,000	$15,000,000	5	Nov 16	sec.gov
TS-NANO, INC.	Other Technology	Albuquerque	NM	$610,943	$1,000,000	16	Nov 13	sec.gov
Nemo Digital Holdings Corp.	Other Banking and Financial Services	Sheridan	WY	$603,000	$689,600	2	Nov 13	sec.gov
Rosby Capital, LLC (amended)	Commercial	Sacramento	CA	$597,000	$765,000	47	Nov 17	sec.gov
3D-15, LLC	Other	Litchfield	MN	$585,000	$10,000,000	3	Nov 15	sec.gov
Proven Investors, LLC	Business Services	Provo	UT	$576,464	$576,464	13	Nov 17	sec.gov
SMK ATM Fund 4 LLC (amended)	Commercial	Bend	OR	$572,000	$10,000,000	8	Nov 15	sec.gov
12 Lyman Street Realty, LLC	Residential	Winthrop	ME	$550,000	$550,000	13	Nov 14	sec.gov
Summit Coffee Charlotte, LLC	Restaurants	Davidson	NC	$500,000	Indefinite	9	Nov 16	sec.gov
Kariba Labs Inc.	Other Technology	San Francisco	CA	$500,000	$500,000	1	Nov 15	sec.gov
1809 on Cox LLC	Investing	Lehi	UT	$500,000	$500,000	14	Nov 15	sec.gov
1809 Real Estate Investment, LLC	Investing	Lehi	UT	$500,000	$500,000	10	Nov 15	sec.gov
Upbound.ai, Inc.	Other Technology	San Francisco	CA	$500,000	$500,000	2	Nov 14	sec.gov
NimbleBox, Inc.	Other Technology	San Francisco	CA	$500,000	$500,000	1	Nov 14	sec.gov
Lantern Laboratory, Inc.	Other Health Care	Cortlandt Manor	NY	$500,000	$2,500,000	9	Nov 13	sec.gov
PRIVATE JET ONE WAYS, INC. (amended)	Airlines and Airports	Henderson	NV	$500,000	$1,000,000	9	Nov 13	sec.gov
HARVEST INVEST-067, LLC	Investing	Fort Worth	TX	$485,000	$540,000	37	Nov 17	sec.gov
Bondwell Technologies LP	Biotechnology	College Station	TX	$450,756	$450,756	19	Nov 16	sec.gov
B2C2 Securities, LLC (amended)	Other Banking and Financial Services	Jersey City	NJ	$450,000	Indefinite	4	Nov 13	sec.gov
Parrot.MD Inc.	Other Technology	Woodbury	MN	$450,000	$1,500,000	1	Nov 13	sec.gov
InfraSight Software Corp	Other Technology	Huntersville	NC	$432,989	$1,000,000	5	Nov 16	sec.gov
GCFII INVESTORS A SERIES OF GOOD CAPITAL PARTNERS 2023 MASTER LLC	Other	Austin	TX	$427,500	$427,500	9	Nov 15	sec.gov
JCFI 9250 Keough Acquisition, LLC	Commercial	Houston	TX	$408,215	$417,627	11	Nov 17	sec.gov
OBS CC, LLC	Residential	Dallas	TX	$400,000	$2,430,000	3	Nov 16	sec.gov
AFFINITY BIOSENSORS LLC	Other	Santa Barbara	CA	$400,000	$3,000,000	3	Nov 14	sec.gov
In-Person Donations, Inc.	Other Technology	Denver	CO	$400,000	Indefinite	16	Nov 13	sec.gov
ClickView Corp	Other Technology	San Francisco	CA	$399,000	$830,000	7	Nov 16	sec.gov
Willowind Holdings, LLC	Commercial	Kansas City	MO	$350,000	$4,000,000	8	Nov 17	sec.gov
e11tec, Inc.	Other	Newport Beach	CA	$350,000	$950,000	1	Nov 17	sec.gov
St. James Therapeutics Inc.	Other Health Care	Akron	OH	$350,000	$850,000	7	Nov 14	sec.gov
Homebase Automation, LLC	Other Technology	Miami	FL	$350,000	$1,000,000	2	Nov 14	sec.gov
Grand Little Pink House LLC (amended)	Other	New York	NY	$350,000	$27,000,000	5	Nov 14	sec.gov
Galen Data, Inc.	Other Technology	Houston	TX	$346,500	$1,250,000	8	Nov 14	sec.gov
Del Lago Capital, LLC	Other	Risaralda		$315,000	$315,000	0	Nov 13	sec.gov
New Game Plus, Inc.	Other Technology	Seattle	WA	$310,000	$310,000	10	Nov 13	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$303,954	Indefinite	27	Nov 13	sec.gov
Broodjes & Bier Restaurant Group LLC	Retailing	Washington	DC	$300,000	$1,500,000	3	Nov 15	sec.gov
Pursuit Hospitality - Jefferson City, LLC	Commercial	Springfield	MO	$300,000	$300,000	3	Nov 13	sec.gov
MR3 Health, Inc. (amended)	Other Health Care	San Antonio	TX	$300,000	$6,000,000	3	Nov 13	sec.gov
Alliance Capital Investors LLC	Commercial	Springfield	MO	$284,000	Indefinite	3	Nov 16	sec.gov
Legible Inc.	Other	Vancouver		$275,066	$275,066	3	Nov 16	sec.gov
Tankless365, Inc.	Other Technology	Scottsdale	AZ	$275,000	$500,000	2	Nov 17	sec.gov
NEWDEA INC	Other	Parker	CO	$275,000	$25,000,000	6	Nov 16	sec.gov
Arthroba, Inc. (amended)	Other Health Care	Smyrna	GA	$275,000	$500,000	3	Nov 15	sec.gov
HARVEST INVEST-065, LLC	Investing	Fort Worth	TX	$265,000	$750,000	21	Nov 16	sec.gov
Commune RESOP REIT, LLC	REITS and Finance	Westlake Village	CA	$253,200	$50,000,000	1	Nov 16	sec.gov
Chattanooga Realty, LLC	Residential	Chattanooga	TN	$253,000	$253,000	1	Nov 13	sec.gov
Rwhalen LLC	Other	Branford	CT	$250,042	$250,042	1	Nov 15	sec.gov
Cottonsie Inc	Manufacturing	Wilmington	DE	$250,000	$1,250,000	2	Nov 17	sec.gov
M3D, Inc.	Other Health Care	Ann Arbor	MI	$250,000	$375,000	1	Nov 16	sec.gov
Sirris Inc.	Manufacturing	Bedford	NH	$250,000	$2,500,000	2	Nov 13	sec.gov
CropFiQ, Inc.	Agriculture	Hernando	MS	$250,000	$250,000	2	Nov 13	sec.gov
Altamira Gold Corp.	Other	Vancouver		$246,780	$641,628	3	Nov 15	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$233,152	Indefinite	8	Nov 17	sec.gov
4420 SATURN ROAD LLC	Residential	Foster City	CA	$230,000	$11,000,000	3	Nov 16	sec.gov
Charlotte Equity Fund I LLC	Other Real Estate	Charlotte	NC	$225,000	$1,000,000	4	Nov 16	sec.gov
Tea Dating Advice Inc. (amended)	Other	San Francisco	CA	$220,000	Indefinite	2	Nov 13	sec.gov
Tea Dating Advice Inc.	Other Technology	San Francisco	CA	$220,000	Indefinite	2	Nov 13	sec.gov
Viva Equity Fund	Other Technology	Edinburg	TX	$212,000	$212,000	4	Nov 15	sec.gov
KMX Technologies, Inc.	Other	Sharon	CT	$205,511	$500,000	8	Nov 13	sec.gov
HighRewards Inc.	Other Technology	Parkland	FL	$200,000	Indefinite	2	Nov 16	sec.gov
NECTAR 12 PERCENT UNLEVERED INCOME REOC, LLC	Other Banking and Financial Services	Atlanta	GA	$200,000	$100,000,000	1	Nov 13	sec.gov
Monovo PR LLC	Investing	Lehi	UT	$199,900	$1,000,000	20	Nov 15	sec.gov
RIVERSIDE ICE CREAM LLC	Restaurants	Ridgefield	CT	$185,000	$360,000	4	Nov 13	sec.gov
OneBridge Benefits Inc.	Other Technology	Buffalo	NY	$169,957	$2,000,000	7	Nov 14	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$153,623	Indefinite	35	Nov 16	sec.gov
Delaware Life NY Separate Account L (amended)	Other	Hartford	CT	$150,108	Indefinite	4	Nov 14	sec.gov
Homegrown Growth LLC - Series Switchyards 1	Other	Decatur	GA	$150,000	$150,000	8	Nov 16	sec.gov
Dividenz 13, LP	Other Real Estate	Aventura	FL	$150,000	$4,177,000	6	Nov 13	sec.gov
Gaingels Enterprise I LLC	Other	Burlington	VT	$142,500	$142,500	15	Nov 13	sec.gov
Gaingels Nanotronics 2023 LLC	Other	Burlington	VT	$142,500	$142,500	16	Nov 13	sec.gov
Ollin Investments LLC	Investing	Lehi	UT	$135,500	$150,000	10	Nov 15	sec.gov
Yes Inc	Other Technology	Sheridan	WY	$135,000	$500,000	3	Nov 13	sec.gov
Gaingels Ripcord LLC	Other	Burlington	VT	$133,889	$133,889	11	Nov 14	sec.gov
Flux Power Holdings, Inc.	Other	Vista	CA	$133,476	Indefinite	1	Nov 14	sec.gov
BVC Impact Fund 2023, LLC	Investing	Boise	ID	$131,000	$150,000	9	Nov 13	sec.gov
GRADUATE HOTELS FUND IV REIT LLC	REITS and Finance	Nashville	TN	$125,000	$125,000	125	Nov 17	sec.gov
GRADUATE HOTELS FUND IV REIT 2 LLC	REITS and Finance	Nashville	TN	$125,000	$125,000	125	Nov 17	sec.gov
Yellowstone Elected REIT LP	REITS and Finance	New York	NY	$125,000	$125,000	125	Nov 16	sec.gov
Safehold GL Venture REIT I LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Nov 15	sec.gov
CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC.	Other Technology	Hiram	GA	$125,000	$200,000	2	Nov 14	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$121,181	Indefinite	35	Nov 13	sec.gov
Invesco Commercial Real Estate Finance Trust, Inc.	REITS and Finance	Dallas	TX	$119,928	$128,128	117	Nov 15	sec.gov
Chakana Copper Corp.	Other	Vancouver		$119,438	$298,594	6	Nov 17	sec.gov
Retriever Medical, Inc.	Other Health Care	Las Vegas	NV	$118,950	$5,000,000	1	Nov 16	sec.gov
Artemis Opportunistic Debt & Equity REIT II, LLC	REITS and Finance	Phoenix	AZ	$110,000	$110,000	110	Nov 16	sec.gov
LITHIUM SOUTH DEVELOPMENT Corp (amended)	Other	Vancouver		$105,366	$7,935,036	3	Nov 13	sec.gov
Nuka Enterprises, LLC	Other	Henderson	CO	$100,000	$5,000,000	1	Nov 17	sec.gov
SKYX Platforms Corp.	Other Technology	Pompano Beach	FL	$100,000	$100,000	1	Nov 17	sec.gov
USEDC 2023 Auxiliary Fund LP (amended)	Oil and Gas	Arlington	TX	$100,000	$150,000,000	0	Nov 16	sec.gov
USEDC Opportunity Zone Fund II LP (amended)	Oil and Gas	Arlington	TX	$100,000	$150,000,000	0	Nov 16	sec.gov
HOLO Footwear, Inc.	Other	Grand Rapids	MI	$100,000	$6,000,000	1	Nov 16	sec.gov
GARM Holdings Inc	Other	Dover	DE	$100,000	Indefinite	1	Nov 15	sec.gov
Viva Equity Fund	Other Technology	Edinburg	TX	$100,000	$100,000	1	Nov 15	sec.gov
Gaingels Magic 2023 LLC	Other	Burlington	VT	$100,000	$100,000	18	Nov 14	sec.gov
Shipal International, Inc.	Business Services	Wilmington	DE	$100,000	$1,000,000	1	Nov 13	sec.gov
Harmonic Resonance Technologies, Inc.	Other Technology	Ashland	OR	$100,000	$2,000,000	1	Nov 13	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$96,578	Indefinite	35	Nov 13	sec.gov
White Wolf Private Fund Partners LLC	Other	Miami	FL	$96,000	Indefinite	6	Nov 15	sec.gov
Catch GPT, Inc.	Other Technology	Mountain View, California	CA	$95,850	$95,850	8	Nov 15	sec.gov
iAccess Innovations Inc.	Other Technology	Atlanta	GA	$85,000	$85,000	4	Nov 14	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$75,972	Indefinite	26	Nov 17	sec.gov
Gaingels Nanotronics 2023 LLC (amended)	Other	Burlington	VT	$68,000	$68,000	17	Nov 13	sec.gov
White Wolf Private Credit Partners LLC	Other	Miami	FL	$67,000	Indefinite	7	Nov 15	sec.gov
CareTech Human Inc.	Other Technology	Ithaca	NY	$65,000	$750,000	4	Nov 17	sec.gov
Viva Equity Fund	Other Technology	Edinburg	TX	$60,000	$60,000	8	Nov 15	sec.gov
Sunnie, Inc.	Other	Encino	CA	$60,000	$800,000	2	Nov 15	sec.gov
Gaingels Kenzen 2023 LLC	Other	Burlington	VT	$58,000	$58,000	13	Nov 14	sec.gov
Soiree Group LLC	Restaurants	New Rochelle	NY	$55,000	$400,000	5	Nov 14	sec.gov
BARCELONA NMC LLC	Other Real Estate	San Diego	CA	$50,000	$550,000	1	Nov 16	sec.gov
Hoopslink LLC	Other	Chicago	IL	$50,000	$500,000	1	Nov 16	sec.gov
Parscape, Inc.	Other Technology	Wheaton	IL	$45,500	Indefinite	7	Nov 17	sec.gov
Homeroom Fund 2023 LLC (amended)	Investing	Princeton	NJ	$40,000	Indefinite	3	Nov 13	sec.gov
Greybrook Atlanta Value-Add I US Limited Partnership	Other	Toronto		$36,515	$36,515	1	Nov 15	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$35,025	Indefinite	11	Nov 13	sec.gov
REVA Buckeye REIT, LLC	REITS and Finance	New York	NY	$35,000	$125,000	35	Nov 16	sec.gov
Old Dowd REIT, LLC	REITS and Finance	New York	NY	$35,000	$125,000	35	Nov 16	sec.gov
NuLegacy Gold Corp	Other	Vancouver		$30,772	$30,772	1	Nov 17	sec.gov
Manning Ventures Inc.	Other Energy	Vancouver		$30,067	$70,156	2	Nov 17	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$30,020	Indefinite	10	Nov 13	sec.gov
Voyage Comics & Publishing LLC	Other	Wisconsin Rapids	WI	$30,000	Indefinite	1	Nov 17	sec.gov
Greybrook Atlanta Value-Add I US Limited Partnership	Other	Toronto		$30,000	$30,000	1	Nov 15	sec.gov
Filter Folder, LLC	Computers	Dover	DE	$27,265	$250,000	2	Nov 17	sec.gov
Habelo Beauty, LLC	Other	Sherborn	MA	$25,000	$600,000	1	Nov 17	sec.gov
USEDC 2023 Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$25,000	$300,000,000	0	Nov 13	sec.gov
StackHawk, Inc.	Other	Denver	CO	$22,586	$22,586	1	Nov 17	sec.gov
Real Title Elite Solutions LLC	Other	Miami	FL	$20,600	$58,500	21	Nov 16	sec.gov
Surgical Center of the Treasure Coast, L.L.C.	Other Health Care	Port Saint Lucie	FL	$20,000	$20,000	1	Nov 14	sec.gov
Dream Management, Inc.	Business Services	Los Angeles	CA	$20,000	$20,000	2	Nov 13	sec.gov
Greybrook Atlanta Value-Add Limited Partnership	Other	Toronto		$18,258	$18,258	1	Nov 15	sec.gov
Greybrook Atlanta Value-Add Trust	Other	Toronto		$18,258	$18,258	1	Nov 15	sec.gov
North Shore Energy Metals Ltd.	Other	White Rock		$18,167	$18,167	2	Nov 16	sec.gov
Minaurum Gold Inc.	Other	Vancouver		$17,964	$32,661	1	Nov 17	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$15,008	Indefinite	6	Nov 13	sec.gov
Dunya Analytics, PBC	Other Technology	Wilmington	DE	$10,000	$850,000	1	Nov 16	sec.gov
Premier Clinical Research, Inc.	Other Health Care	Springboro	OH	$10,000	$5,200,000	1	Nov 15	sec.gov
Viva Equity Fund	Other Technology	Edinburg	TX	$10,000	$10,000	1	Nov 15	sec.gov
Sweetlove Farm Pastured Foods LLC	Agriculture	Oskaloosa	KS	$10,000	$490,000	1	Nov 15	sec.gov
Aeris Evolution, Inc.	Other	Seattle	WA	$10,000	$1,000,000	1	Nov 15	sec.gov
Real Title Agency, LLC	Other	Oakland Park	FL	$6,200	$58,500	12	Nov 16	sec.gov
KORTUC INC.	Pharmaceuticals	Menlo Park	CA	$2,783	$2,783	1	Nov 13	sec.gov
Stonegate Title Agency LLC	Insurance	Canton	OH	$2,560	$60,000	2	Nov 15	sec.gov
MEDX BACK PAIN CLINICS INC.	Other Health Care	North Palm Beach	FL	$1,000	$100,000	1	Nov 16	sec.gov
Catch GPT, Inc.	Other Technology	Mountain View	CA	$19	$19	9	Nov 15	sec.gov
TB Equity Holdings a series of a Delaware LLC	Other	Boston	MA	$0	Indefinite	1	Nov 17	sec.gov
Sonus Equity LLC	Other	Laconia	NH	$0	$300,000	0	Nov 17	sec.gov
ALC 095 L.P. (amended)	Other	Irvine	CA	$0	$8,000,000	0	Nov 17	sec.gov
Bidwell Capital Oil Fund IV, LP	Oil and Gas	Chico	CA	$0	$3,000,000	0	Nov 17	sec.gov
ALC 095 L.P.	Other	Irvine	CA	$0	$7,200,000	0	Nov 17	sec.gov
Makaan-Grocap-NBTX-Fund LLC	Commercial	Cary	NC	$0	$1,232,000	0	Nov 17	sec.gov
Avista Fund Madison Overland Park LLC	Commercial	Encino	CA	$0	$500,000	0	Nov 17	sec.gov
BCP-Aspen-Madison Overland Fund 1 LLC	Commercial	Kansas City	MO	$0	$500,000	0	Nov 17	sec.gov
Exp Eq-LX-Ozark Ranch Fund 1 LLC	Other Real Estate	Woodstock	GA	$0	$625,000	0	Nov 17	sec.gov
Zapotal Club, LLC	Other Real Estate	Scottsdale	AZ	$0	Indefinite	0	Nov 17	sec.gov
Keystone Energy Fund 2023 LP	Oil and Gas	Pittsburgh	PA	$0	$150,000,000	0	Nov 17	sec.gov
Korah Funds I, LLC	Commercial	Kansas City	MO	$0	$10,000,000	0	Nov 17	sec.gov
CH Tennyson LLC	Commercial	Denver	CO	$0	$1,150,000	0	Nov 17	sec.gov
LCP Bayou Redeux 2A LP	Other	Sheridan	WY	$0	$3,000,000	0	Nov 17	sec.gov
Atop Fund LLC	Commercial	Dallas	TX	$0	$5,000,000	0	Nov 17	sec.gov
Stumptown Capital Fund LLC	Other Real Estate	Lake Oswego	OR	$0	$10,000,000	0	Nov 17	sec.gov
GENIE Therapeutics, Inc. (amended)	Biotechnology	Wilmington	DE	$0	Indefinite	0	Nov 17	sec.gov
Shopoff Fund VIII, LP (amended)	Other Real Estate	Irvine	CA	$0	$50,000,000	0	Nov 17	sec.gov
DigitalSelf, Inc.	Other Technology	Nashville	TN	$0	$300,000,000	0	Nov 17	sec.gov
CLINICOM HEALTHCARE INC	Other Health Care	Dothan	AL	$0	$5,000,000	0	Nov 17	sec.gov
Nuclein, LLC	Biotechnology	Austin	TX	$0	$10,000,000	0	Nov 17	sec.gov
HIRU Corp	Other	West Palm Beach	FL	$0	Indefinite	0	Nov 17	sec.gov
SALT LAKE CITY DISTILLERY, LLC	Manufacturing	South Salt Lake	UT	$0	$6,672,500	102	Nov 17	sec.gov
QualityTech, LP	Commercial	Overland Park	KS	$0	Indefinite	0	Nov 17	sec.gov
Mount Bay, LLC	Construction	Deer Harbor	WA	$0	$35,000,000	0	Nov 16	sec.gov
WANGDIQIYUAN INTERNATIONAL HOLDINGS LTD	Business Services	London		$0	$100,000,000	0	Nov 16	sec.gov
Five Buffalo Growth Fund LLC	Commercial	Houston	TX	$0	$25,000,000	0	Nov 16	sec.gov
PUMP UP THE VOLUME DEVELOPMENT Ltd LIABILITY Co	Other	Brooklyn	NY	$0	$3,500,000	0	Nov 16	sec.gov
Happily Broadway Ltd Liability Co (amended)	Other	New York	NY	$0	$18,000,000	0	Nov 16	sec.gov
Martin/Martin, Inc.	Other	Lakewood	CO	$0	$4,845,862	101	Nov 16	sec.gov
Rand Topco, LLC	Other	Purchase	NY	$0	Indefinite	0	Nov 16	sec.gov
CMB INGRASTRUCTURE INVESTMENT GROUP 88, LP	Commercial	Dallas	TX	$0	$24,000,000	0	Nov 15	sec.gov
BLV Fund 1 LLC	Other	Jackson	WY	$0	$25,000,000	0	Nov 15	sec.gov
WTOCOIN LTD.	Investing	New York	NY	$0	Indefinite	0	Nov 15	sec.gov
PROJECT RENDON LLC	Residential	Aventura	FL	$0	$14,950,000	0	Nov 15	sec.gov
Overmoon 721 Fund, LP	Residential	San Rafael	CA	$0	$100,000,000	0	Nov 15	sec.gov
Monarch MSS GA 2024 ICF 1, LLC	Other Real Estate	Atlanta	GA	$0	Indefinite	0	Nov 15	sec.gov
SEP LBV Holdings, LLC	Commercial	Skokie	IL	$0	$5,350,000	0	Nov 15	sec.gov
Paradyme Storage II LLC	Construction	Nashville	TN	$0	$3,000,000	0	Nov 15	sec.gov
W&F Trading Enterprises, LLC	Residential	Clearwater	FL	$0	Indefinite	0	Nov 15	sec.gov
ROOSTER EQUITY, LLC	Other Real Estate	Austin	TX	$0	$10,000,000	0	Nov 15	sec.gov
Mad Capital Perennial Fund II, LLC	Other Banking and Financial Services	Boulder	CO	$0	$25,000,000	0	Nov 15	sec.gov
Truvion Holdings	Other	Irvine	CA	$0	$5,000,000	0	Nov 15	sec.gov
iPosi, Inc. (amended)	Other Technology	Denver	CO	$0	$87,500	1	Nov 15	sec.gov
Catch GPT, Inc.	Other Technology	Mountain View	CA	$0	$250,000	13	Nov 15	sec.gov
CES PROPERTIES FUND XXXVI (VINEYARD LOAN) LLC	Other Real Estate	Bellevue	WA	$0	$650,000	0	Nov 14	sec.gov
TB Fund 2 LLC	Business Services	Aventura	FL	$0	$10,000,000	0	Nov 14	sec.gov
Archstone OP Investors I LLC	Other	Dallas	TX	$0	$5,000,000	0	Nov 14	sec.gov
LNC Knoxville, LLC	Commercial	Friendswood	TX	$0	$6,500,000	0	Nov 14	sec.gov
Vint Rare Whisky II LLC	Other	Richmond	VA	$0	Indefinite	0	Nov 14	sec.gov
Vint Diversified Offering II LLC	Other	Richmond	VA	$0	$15,000,000	0	Nov 14	sec.gov
SRP BTR FUND, LLC	Commercial	Austin	TX	$0	$1,000,000	0	Nov 14	sec.gov
Magnolia City Prospect Joint Venture	Oil and Gas	Prosper	TX	$0	$905,391	0	Nov 14	sec.gov
SCA-Bonita Springs, LLC	Other Health Care	Birmingham	AL	$0	$311,610	0	Nov 14	sec.gov
Trails Edge Surgery Center, LLC	Other Health Care	Bonita Springs	FL	$0	$294,710	0	Nov 14	sec.gov
Advanced Magnet Lab Inc	Other Technology	Melbourne	FL	$0	$5,000,000	0	Nov 14	sec.gov
Maria Equity Partners LLC	Other	St. Paul	MN	$0	$1,400,000	0	Nov 13	sec.gov
Crowne at Hickory Grove, Limited Partnership	Other Real Estate	Birmingham	AL	$0	$23,295,543	0	Nov 13	sec.gov
Protocol Pool Operations Bravo LLC	Other Banking and Financial Services	Miami Beach	FL	$0	$50,000,000	0	Nov 13	sec.gov
FOCUS TECHNOLOGY HOLDINGS, LLC	Other Technology	Boston	MA	$0	$1,000,000	0	Nov 13	sec.gov
CX Texas Industrial II Depositor, LLC	Other Real Estate	Tampa	FL	$0	$3,000,000	0	Nov 13	sec.gov
Main Street Investment Fund LLC	Other Real Estate	Boise	ID	$0	$10,000,000	0	Nov 13	sec.gov
CCRC Arcadian LLC	Investing	Greenwood Village	CO	$0	$4,000,000	0	Nov 13	sec.gov
F2 Equity LLC	Commercial	Greensboro	NC	$0	$5,000,000	0	Nov 13	sec.gov
Mandrake Capital Real Estate Fund II, LP	Other Real Estate	New York	NY	$0	Indefinite	0	Nov 13	sec.gov
CropFiQ, Inc.	Agriculture	Hernando	MS	$0	$2,675,000	0	Nov 13	sec.gov
SweetBio, Inc.	Other Health Care	Memphis	TN	$0	$6,000,000	0	Nov 13	sec.gov
Cranial Devices Inc.	Other Health Care	Hummelstown	PA	$0	$4,000,000	0	Nov 13	sec.gov

Week of Nov 20 · Week of Nov 6 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.