Data / Form D filings / Week of Nov 20
Form D filings, week of November 20, 2023: 285 companies raised $2.72 billion
285 operating companies filed a Form D in the week of November 20, 2023, reporting $2.72 billion sold. Largest: Neuralink Corp. ($323.2 million), Diversified Residential Portfolio III DST ($204.8 million), Infinitum Electric Inc. ($185 million). The median filing is $1.8 million, and 338 pooled investment funds also filed that week.
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- 285Form D filings
- $2.72 billionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (45)
Most filings by state: CA 45, TX 34, NY 22, MA 13, FL 13. By industry: Other Technology 64, Other 60, Other Real Estate 32, Residential 29.
By day: Nov 20 (85), Nov 21 (88), Nov 22 (91), Nov 24 (21).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Neuralink Corp. (amended) | Biotechnology | Fremont | CA | $323,241,676 | $323,241,676 | 32 | Nov 22 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $204,807,964 | $209,327,056 | 372 | Nov 22 | sec.gov |
| Infinitum Electric Inc. | Other Technology | Round Rock | TX | $185,000,014 | $202,047,379 | 19 | Nov 20 | sec.gov |
| MDS 2023-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $127,337,625 | $300,000,000 | 976 | Nov 21 | sec.gov |
| RefleXion Medical, Inc. | Other Health Care | Hayward | CA | $106,712,002 | $201,410,999 | 43 | Nov 22 | sec.gov |
| Grey Orange International Inc. | Other Technology | Roswell | GA | $103,319,447 | $138,319,436 | 18 | Nov 24 | sec.gov |
| Prana Realty Co I (amended) | REITS and Finance | San Francisco | CA | $86,477,048 | Indefinite | 253 | Nov 22 | sec.gov |
| Dura Software, Inc. (amended) | Other Technology | San Antonio | TX | $83,187,030 | $84,927,038 | 64 | Nov 21 | sec.gov |
| Idaho Central Credit Union | Other Banking and Financial Services | Chubbuck | ID | $80,000,000 | $80,000,000 | 17 | Nov 21 | sec.gov |
| Elucid Bioimaging Inc. | Biotechnology | Boston | MA | $78,950,836 | $78,950,836 | 13 | Nov 22 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $67,055,364 | Indefinite | 3 | Nov 24 | sec.gov |
| Boss HOG Resources LLC | Oil and Gas | Dallas | TX | $52,957,024 | Indefinite | 31 | Nov 20 | sec.gov |
| GITAI USA Inc. | Other Technology | Torrance | CA | $47,566,412 | $47,566,412 | 4 | Nov 24 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $46,146,134 | $46,208,179 | 114 | Nov 22 | sec.gov |
| Nature's Toolbox, Inc. | Biotechnology | Rio Rancho | NM | $44,394,325 | $48,292,097 | 19 | Nov 22 | sec.gov |
| MCI PREFERRED INCOME FUND VI, LLC (amended) | Other Real Estate | Dallas | TX | $43,034,608 | $500,000,000 | 212 | Nov 21 | sec.gov |
| North Tempe QOZ Business, LLC | Other Real Estate | Indianapolis | IN | $38,784,915 | $40,000,000 | 5 | Nov 22 | sec.gov |
| Octave Bioscience Inc | Other Health Care | Menlo Park | CA | $32,500,070 | $37,505,524 | 20 | Nov 24 | sec.gov |
| RVP Group LP | Residential | Sacramento | CA | $31,962,000 | $31,962,000 | 1 | Nov 20 | sec.gov |
| Air Co Holdings, Inc. | Other | Brooklyn | NY | $30,390,326 | $30,390,326 | 20 | Nov 22 | sec.gov |
| KKR Comet, LLC | Other | Menlo Park | CA | $30,000,000 | $30,000,000 | 14 | Nov 22 | sec.gov |
| Skyloom Global Corp. | Telecommunications | Broomfield | CO | $29,361,175 | $72,831,210 | 116 | Nov 20 | sec.gov |
| FREEWIRE TECHNOLOGIES, INC. | Other Energy | Newark | CA | $29,232,965 | $44,122,502 | 66 | Nov 21 | sec.gov |
| Upway Technologies, Inc. | Other Technology | Gennevilliers | $26,249,987 | $43,000,009 | 5 | Nov 21 | sec.gov | |
| Monarch Power Inc. | Other | Santa Cruz | CA | $25,449,404 | $25,449,404 | 0 | Nov 20 | sec.gov |
| Judo Bio Inc. (amended) | Biotechnology | Cambridge | MA | $25,000,000 | Indefinite | 2 | Nov 21 | sec.gov |
| Weavix, Inc. | Other | Wichita | KS | $23,099,990 | $23,599,990 | 8 | Nov 21 | sec.gov |
| Roaring Fork Midstream LP | Oil and Gas | Dallas | TX | $22,939,000 | $30,000,000 | 50 | Nov 21 | sec.gov |
| Atlas Lithium Corp | Other | Boca Raton | FL | $20,000,000 | $20,000,000 | 1 | Nov 21 | sec.gov |
| Rise Skyline Partners, LLC | Residential | Scottsdale | AZ | $18,292,483 | $18,292,483 | 137 | Nov 20 | sec.gov |
| Alcyone Therapeutics, Inc. | Other Health Care | Lowell | MA | $17,257,814 | $31,608,219 | 22 | Nov 22 | sec.gov |
| Bailey Creek Energy Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $16,742,300 | $16,890,000 | 149 | Nov 22 | sec.gov |
| Leapfrog Power, Inc. (amended) | Other Energy | San Francisco | CA | $16,312,814 | $16,312,815 | 11 | Nov 24 | sec.gov |
| SMX Holdings LLC | Other | Narberth | PA | $15,651,375 | Indefinite | 6 | Nov 22 | sec.gov |
| STAline Holdings, LLC | Other | Charlotte | NC | $15,449,000 | $30,000,000 | 55 | Nov 21 | sec.gov |
| Centese, Inc. | Other Health Care | Omaha | NE | $15,101,545 | $23,101,545 | 50 | Nov 20 | sec.gov |
| SPELLCASTERS, INC. | Other | New York | NY | $15,028,011 | $15,558,606 | 5 | Nov 21 | sec.gov |
| PCB Financlal, Inc | Commercial Banking | Costa Mesa | CA | $15,000,000 | $40,000,000 | 3 | Nov 22 | sec.gov |
| PayJoy Inc. (amended) | Other Technology | San Francisco | CA | $14,789,000 | $35,000,000 | 23 | Nov 22 | sec.gov |
| Sora Revere Owner LLC | Other Real Estate | Newton | MA | $14,689,983 | Indefinite | 25 | Nov 22 | sec.gov |
| Vendelux Inc. | Other Technology | New York | NY | $14,049,995 | $14,750,000 | 8 | Nov 21 | sec.gov |
| USA Rare Earth, LLC | Other | Tampa | FL | $12,642,983 | $12,642,983 | 13 | Nov 21 | sec.gov |
| Reprieve Cardiovascular, Inc. | Other Health Care | Milford | MA | $12,050,001 | $12,050,001 | 7 | Nov 20 | sec.gov |
| Blockworks Inc. | Other | New York | NY | $12,000,006 | $12,000,006 | 1 | Nov 22 | sec.gov |
| Empire Village at Chatham Hills, LLC (amended) | Residential | Scottsdale | AZ | $11,842,950 | $25,000,000 | 255 | Nov 21 | sec.gov |
| McKinley Real Estate Income Fund, LLC (Georgia) | Residential | Peachtree Corners | GA | $11,600,000 | $50,000,000 | 3 | Nov 21 | sec.gov |
| RCI 180 Howard Holdings, LLC | Commercial | San Francisco | CA | $11,250,000 | $15,000,000 | 10 | Nov 22 | sec.gov |
| Chemart, LLC | Other | Wilton | CT | $10,916,667 | $11,250,000 | 4 | Nov 21 | sec.gov |
| Quail Run Owner LLC | Residential | Phoenix | AZ | $10,522,500 | $10,825,000 | 65 | Nov 22 | sec.gov |
| NEMO EQUIPMENT INC | Retailing | Dover | NH | $10,500,000 | $10,500,000 | 5 | Nov 22 | sec.gov |
| Milhaus QOZ Fund X, LLC | Other Real Estate | Indianapolis | IN | $10,470,000 | $35,000,000 | 6 | Nov 20 | sec.gov |
| Lingrove Inc. | Other Technology | San Rafael | CA | $10,099,998 | $12,000,000 | 6 | Nov 20 | sec.gov |
| SMX INVESTCO LLC | Other | Narberth | PA | $9,185,000 | Indefinite | 11 | Nov 22 | sec.gov |
| HKA Group Holdings Ltd | Other | Warrington | $8,999,986 | $8,999,986 | 3 | Nov 20 | sec.gov | |
| BG 20 - North Lamar LLC (amended) | Residential | Houston | TX | $8,850,000 | $8,850,000 | 70 | Nov 24 | sec.gov |
| CDI Holdings I Corp. (amended) | Other Health Care | Boston | MA | $8,775,000 | Indefinite | 21 | Nov 22 | sec.gov |
| RYTE Corp (amended) | Other Health Care | Toronto | $8,170,000 | Indefinite | 20 | Nov 21 | sec.gov | |
| 5500 El Camino Del Rey LLC (amended) | Residential | Houston | TX | $7,846,000 | $7,846,000 | 90 | Nov 24 | sec.gov |
| BG 18 - Crockett Street LLC (amended) | Residential | Houston | TX | $7,775,000 | $7,775,000 | 71 | Nov 24 | sec.gov |
| FUTURE TRENDS ENTERPRISE INC | Other Technology | Sacramento | CA | $7,500,000 | $7,500,000 | 1 | Nov 21 | sec.gov |
| JVM Realty Apartment Fund 9, LLC (amended) | Other Real Estate | Oak Brook | IL | $7,169,400 | $75,000,000 | 66 | Nov 21 | sec.gov |
| Prealize Health, Inc. | Other Technology | San Mateo | CA | $7,000,000 | $10,000,001 | 2 | Nov 21 | sec.gov |
| Octave Bioscience Inc | Other Health Care | Menlo Park | CA | $6,999,999 | $6,999,999 | 2 | Nov 24 | sec.gov |
| FEMASYS INC | Biotechnology | Suwanee | GA | $6,850,000 | $6,850,000 | 4 | Nov 22 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $6,043,900 | $100,000,000 | 36 | Nov 22 | sec.gov |
| Hyperion Surgical, Inc. | Other Technology | Fort Lauderdale | FL | $6,018,311 | $9,018,302 | 48 | Nov 20 | sec.gov |
| AMBER SEMICONDUCTOR, INC. (amended) | Other | Dublin | CA | $5,888,000 | $10,000,000 | 16 | Nov 21 | sec.gov |
| Branch Care Corp. | Other Technology | New York | NY | $5,692,999 | $5,692,999 | 5 | Nov 21 | sec.gov |
| Subtl Beauty, Inc. | Retailing | Pittsburgh | PA | $5,387,476 | $5,387,476 | 4 | Nov 22 | sec.gov |
| GTE Holdings LLC | Environmental Services | Jacksonville Beach | FL | $5,326,463 | $5,326,463 | 4 | Nov 20 | sec.gov |
| Panorama Artificial Intelligence Corp. | Other Technology | Seattle | WA | $5,259,996 | $5,259,996 | 8 | Nov 20 | sec.gov |
| Kanin Energy, Inc. | Other Technology | Houston | TX | $5,200,000 | $5,450,000 | 10 | Nov 20 | sec.gov |
| Atraverse Medical, Inc. (amended) | Other Health Care | Chicago | IL | $5,000,000 | $5,000,000 | 32 | Nov 22 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $4,624,251 | $54,462,042 | 18 | Nov 22 | sec.gov |
| Compass Apartments II, LLC | Other Real Estate | West Fargo | ND | $4,468,977 | $4,468,977 | 12 | Nov 21 | sec.gov |
| West County Investment Properties, LLC | Hospitals and Physicians | Provo | UT | $4,300,000 | $6,000,000 | 36 | Nov 21 | sec.gov |
| BROWN, BROWN & BROWN, INC. (amended) | Other | Brooklyn | NY | $4,164,960 | $5,500,000 | 18 | Nov 21 | sec.gov |
| PF Block 5 Fund - Hotel/Residential/Retail (OZ), A Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $4,138,744 | Indefinite | 20 | Nov 22 | sec.gov |
| Bunsen Investors, LLC (amended) | Other Real Estate | Louisville | KY | $4,123,000 | $4,123,000 | 34 | Nov 20 | sec.gov |
| BIOHARVEST SCIENCES INC. | Other | Vancouver | $4,076,879 | $4,076,879 | 4 | Nov 21 | sec.gov | |
| PF Block 6 Fund - Residential/Retail, a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $4,008,976 | Indefinite | 18 | Nov 22 | sec.gov |
| Peerlogic Technologies, Inc. | Other | Scottsdale | AZ | $4,000,002 | $5,650,000 | 6 | Nov 22 | sec.gov |
| Tango Technology, Inc. | Other Technology | San Francisco | CA | $4,000,000 | $4,000,000 | 4 | Nov 21 | sec.gov |
| Roadra, Inc. | Other Technology | Mercer Island | WA | $4,000,000 | $4,000,000 | 1 | Nov 20 | sec.gov |
| Codified, Inc. | Other Technology | Seattle | WA | $3,999,998 | $4,000,000 | 7 | Nov 22 | sec.gov |
| Chptr, Inc. | Other | Ny | NY | $3,804,008 | $4,669,492 | 52 | Nov 21 | sec.gov |
| Reglagene, Inc. (amended) | Biotechnology | Tucson | AZ | $3,794,000 | $3,800,000 | 22 | Nov 21 | sec.gov |
| Point of Beginning, Ltd. | Other | Biltmore Forest | CA | $3,550,000 | $4,300,000 | 3 | Nov 24 | sec.gov |
| Strands Technologies Ltd. (amended) | Other | Chicago | IL | $3,500,000 | Indefinite | 29 | Nov 21 | sec.gov |
| ROSE CAMPGROUNDS HOLDINGS, LLC | Commercial | Sheridan | WY | $3,500,000 | $3,500,000 | 66 | Nov 20 | sec.gov |
| Osiris Exchange, Inc. | Other Technology | New York | NY | $3,324,870 | $6,050,000 | 34 | Nov 22 | sec.gov |
| Faradyne Power System Corp. | Other Technology | Miami | FL | $3,265,000 | $3,265,000 | 26 | Nov 20 | sec.gov |
| Vista Del Norte Owner LLC | Residential | Phoenix | AZ | $3,228,500 | $3,500,000 | 30 | Nov 22 | sec.gov |
| Vopero Inc. | Other | Dover, County Of Kent | DE | $3,211,172 | $3,211,172 | 5 | Nov 24 | sec.gov |
| Mesh Labs Inc. | Other | City Of Wilmington | DE | $3,120,000 | $3,120,000 | 14 | Nov 21 | sec.gov |
| Verility, Inc. (amended) | Agriculture | Greenfield | IN | $3,049,998 | $4,000,000 | 2 | Nov 22 | sec.gov |
| Trailhead Biosystems Inc. | Biotechnology | Beachwood | OH | $3,000,000 | $3,000,000 | 2 | Nov 20 | sec.gov |
| BAM Fund IV Feeder LLC | Other Real Estate | Carmel | IN | $2,950,000 | Indefinite | 12 | Nov 21 | sec.gov |
| YR Capital I, LLC | Other | Lewes | DE | $2,844,403 | Indefinite | 16 | Nov 20 | sec.gov |
| IC-SB Kelley Villas, L.P. | Residential | Dallas | TX | $2,828,750 | $11,315,000 | 1 | Nov 21 | sec.gov |
| Sow Good Inc. | Manufacturing | Irving | TX | $2,770,872 | $2,770,872 | 16 | Nov 22 | sec.gov |
| Callpod, Inc. (amended) | Other Technology | Chicago | IL | $2,671,463 | Indefinite | 5 | Nov 22 | sec.gov |
| Sycamore Highland Co-GP Fund, L.P. (amended) | Other Real Estate | Century City | CA | $2,663,500 | $50,000,000 | 12 | Nov 20 | sec.gov |
| Precise Systems Holdings, LLC | Other | Mclean | VA | $2,500,000 | $2,500,000 | 2 | Nov 22 | sec.gov |
| Revir Technologies, Inc. | Other Technology | Austin | TX | $2,385,997 | $3,885,997 | 9 | Nov 21 | sec.gov |
| 3PH Alliance, Inc. (amended) | Other Health Care | Birmingham | AL | $2,370,135 | $3,000,000 | 14 | Nov 21 | sec.gov |
| Windgap Medical, Inc. | Pharmaceuticals | Watertown | MA | $2,300,000 | $22,425,000 | 2 | Nov 20 | sec.gov |
| C3 Metals Inc. | Other | Toronto | $2,223,152 | $2,223,152 | 3 | Nov 22 | sec.gov | |
| MANAGEMENT EQUITY HOLDINGS LLC (amended) | Other | San Francisco | CA | $2,188,014 | $2,188,014 | 36 | Nov 21 | sec.gov |
| 4800 Atlantic Blvd Jax , LLC | Residential | Jacksonville | FL | $2,140,500 | $8,000,000 | 17 | Nov 20 | sec.gov |
| BG16 - Bishop Arts LLC | Residential | Houston | TX | $2,100,000 | $2,100,000 | 115 | Nov 24 | sec.gov |
| Picklebet SPV I, LP | Other | Los Angeles | CA | $2,100,000 | $2,100,000 | 4 | Nov 22 | sec.gov |
| Reservoir Neuroscience, Inc. | Biotechnology | Emeryville | CA | $2,099,999 | $4,099,998 | 7 | Nov 22 | sec.gov |
| Ambit RD, Inc. | Other Technology | Morristown | NJ | $2,040,000 | $2,040,000 | 2 | Nov 22 | sec.gov |
| Unite Genomics, Inc. | Other Technology | San Mateo | CA | $2,000,905 | $2,000,905 | 4 | Nov 21 | sec.gov |
| Rockstep Solutions, Inc. | Other Technology | Portland | ME | $2,000,000 | $3,000,000 | 5 | Nov 22 | sec.gov |
| EquityMultiple 198, LLC | REITS and Finance | New York | NY | $2,000,000 | $2,000,000 | 10 | Nov 20 | sec.gov |
| View Digital Infrastructure Fund, LP | Telecommunications | Dallas | TX | $2,000,000 | $40,000,000 | 8 | Nov 20 | sec.gov |
| tldraw, Inc. | Other Technology | London | $2,000,000 | $2,000,000 | 4 | Nov 20 | sec.gov | |
| ENCOMPASS TECHNOLOGIES, INC. | Other Technology | Carson City | NV | $2,000,000 | $10,000,000 | 1 | Nov 20 | sec.gov |
| Gyrodyne, LLC | Other Real Estate | St. James | NY | $1,979,165 | $1,979,165 | 4 | Nov 21 | sec.gov |
| MARAVILLA ON COMMUNITY LLC | Residential | Dallas | TX | $1,930,000 | $18,000,000 | 11 | Nov 20 | sec.gov |
| Sift Media, Inc. (amended) | Other Technology | Durham | NC | $1,847,659 | $2,006,365 | 20 | Nov 21 | sec.gov |
| Honeycomb Holdings, LLC | Other Health Care | Memphis | TN | $1,800,000 | $2,700,000 | 2 | Nov 21 | sec.gov |
| NEO RE INVESTMENT II, LLC | Commercial | Medina | OH | $1,800,000 | $1,800,000 | 0 | Nov 20 | sec.gov |
| BLACK CREEK RV PARK HOLDINGS, LLC | Commercial | Freeport | FL | $1,750,000 | $1,750,000 | 22 | Nov 20 | sec.gov |
| Avantia Labs Inc. | Biotechnology | Ambler | PA | $1,700,000 | $1,700,000 | 7 | Nov 21 | sec.gov |
| JJVI Hall Imperial Valley Acquisition, LLC | Commercial | Houston | TX | $1,630,000 | $5,642,807 | 13 | Nov 20 | sec.gov |
| MyToolbox Technologies, Inc. | Other Technology | New York | NY | $1,595,000 | $1,595,000 | 4 | Nov 20 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $1,536,855 | $1,536,855 | 13 | Nov 20 | sec.gov |
| MIMG CCXXXII Silver Lake Hills, LLC | Commercial | Franktown | CO | $1,534,288 | $2,653,016 | 38 | Nov 20 | sec.gov |
| MLK & OTHELLO QOF, LLC (amended) | Other Real Estate | Seattle | WA | $1,525,000 | $2,500,000 | 7 | Nov 22 | sec.gov |
| Sware, Inc. | Other Technology | Chelsea | MA | $1,500,000 | $3,500,000 | 5 | Nov 21 | sec.gov |
| Capsule Ventures Inc (amended) | Computers | Frisco | TX | $1,492,000 | $1,750,000 | 30 | Nov 22 | sec.gov |
| Edves, Inc. | Other | Ebute Metta, Lagos | $1,395,000 | $1,395,000 | 11 | Nov 24 | sec.gov | |
| Agricultural Land Corp | Agriculture | Santiago Rm | $1,301,388 | Indefinite | 38 | Nov 22 | sec.gov | |
| PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $1,285,000 | Indefinite | 11 | Nov 22 | sec.gov |
| Phinite Inc. | Other Technology | Raleigh | NC | $1,285,000 | $3,000,000 | 21 | Nov 22 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $1,265,000 | $1,265,000 | 12 | Nov 20 | sec.gov |
| Lighthouse Portfolio LLC | Residential | Erie | PA | $1,256,071 | $5,500,000 | 7 | Nov 22 | sec.gov |
| Ambit RD, Inc. | Other Technology | Morristown | NJ | $1,250,010 | $1,500,012 | 3 | Nov 22 | sec.gov |
| 1st Avenue Apartments San Diego LP | Residential | Newport Beach | CA | $1,245,083 | $1,245,083 | 43 | Nov 20 | sec.gov |
| PF Block 5 Fund - Hotel/Residential/Retail, A Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $1,241,256 | Indefinite | 3 | Nov 22 | sec.gov |
| Kitty & Vibe Inc. | Retailing | Austin | TX | $1,217,000 | $1,967,000 | 16 | Nov 20 | sec.gov |
| Promethient, Inc. (amended) | Manufacturing | Traverse City | MI | $1,179,418 | Indefinite | 13 | Nov 20 | sec.gov |
| Exodus Legacy, LLC | Commercial | Kansas City | MO | $1,160,000 | $10,000,000 | 14 | Nov 20 | sec.gov |
| Faradyne Power System Corp. | Other Technology | Miami | FL | $1,150,000 | $1,150,000 | 9 | Nov 20 | sec.gov |
| Itiliti Health, Inc. | Other Technology | Eden Prairie | MN | $1,107,683 | $1,755,273 | 9 | Nov 21 | sec.gov |
| AscentX Medical, Inc. (amended) | Other Health Care | San Diego | CA | $1,093,466 | $2,999,931 | 40 | Nov 22 | sec.gov |
| Aerami Therapeutics Holdings, Inc. | Other Health Care | Durham | NC | $1,016,000 | $20,000,000 | 30 | Nov 22 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Frisco | TX | $1,009,999 | $1,721,588 | 13 | Nov 20 | sec.gov |
| Ikonik Media, Inc. | Other Technology | Colorado Springs | CO | $1,000,000 | $1,000,000 | 1 | Nov 22 | sec.gov |
| Sabavi Home LLC | Retailing | Hackensack | NJ | $1,000,000 | $1,500,000 | 15 | Nov 22 | sec.gov |
| Helios Alsym Partners II, LLC | Investing | Denver | CO | $1,000,000 | $1,000,000 | 4 | Nov 21 | sec.gov |
| Blue Meteor, Inc. | Other Technology | Naperville | IL | $999,998 | $999,998 | 1 | Nov 21 | sec.gov |
| 34-36 East 4th Street Realty Holdings LLC | Commercial | New York | NY | $965,962 | $965,962 | 17 | Nov 20 | sec.gov |
| GULP DATA, INC. | Other Technology | San Juan | PR | $933,445 | $3,059,000 | 7 | Nov 22 | sec.gov |
| Gi Property 67 LLC | Other Real Estate | Beverly Hills | CA | $909,804 | $909,804 | 24 | Nov 20 | sec.gov |
| TIXOLOGI, INC. | Other | Gloucester | MA | $886,300 | $1,000,000 | 4 | Nov 22 | sec.gov |
| OVC Fund 2 LLC | Residential | Lake Oswego | OR | $800,000 | $1,000,000 | 9 | Nov 24 | sec.gov |
| Reszi Aptly II, LP | Computers | Dallas | TX | $790,000 | $2,050,000 | 15 | Nov 21 | sec.gov |
| Doctivity, Inc. | Other Technology | Bloomsburg | PA | $775,000 | $1,525,000 | 4 | Nov 21 | sec.gov |
| Players' Lounge Holdings, Inc. | Other Technology | Atlanta | GA | $750,000 | $3,500,000 | 2 | Nov 21 | sec.gov |
| Cashability, LLC | Other Real Estate | Minneapolis | MN | $750,000 | Indefinite | 4 | Nov 20 | sec.gov |
| THRUGREEN, LLC (amended) | Other | Manassas | VA | $725,000 | $2,500,000 | 12 | Nov 21 | sec.gov |
| S3 Skyline Investments LLC | Residential | Chapel Hill | NC | $723,000 | $723,000 | 13 | Nov 21 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $710,000 | $710,000 | 8 | Nov 20 | sec.gov |
| Cantai Therapeutics, Inc. (amended) | Biotechnology | Philadelpia | PA | $700,000 | $3,000,000 | 3 | Nov 20 | sec.gov |
| Cantai Therapeutics, Inc. | Biotechnology | Philadelpia | PA | $700,000 | $30,000,000 | 3 | Nov 20 | sec.gov |
| Ambit RD, Inc. | Other Technology | Morristown | NJ | $692,000 | $692,000 | 3 | Nov 22 | sec.gov |
| TGC Lithia, LLC | Other Real Estate | Wichita | KS | $675,000 | $5,350,000 | 4 | Nov 20 | sec.gov |
| USA Rare Earth, LLC | Other | Tampa | FL | $659,376 | $659,376 | 5 | Nov 22 | sec.gov |
| Quail Hollow II, LLC | Investing | Boise | ID | $628,000 | $3,100,000 | 9 | Nov 21 | sec.gov |
| Rabbu, Inc. | Other Technology | Charlotte | NC | $610,930 | $625,071 | 22 | Nov 20 | sec.gov |
| Burbank Apts, LLC | Commercial | Long Beach | NY | $600,000 | $600,000 | 0 | Nov 21 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $600,000 | $600,000 | 8 | Nov 20 | sec.gov |
| Trifecta Capital Group - Rise Skyline LLC | Residential | Monterey Park | CA | $515,000 | $515,000 | 16 | Nov 21 | sec.gov |
| HSV WADE SPE LLC | Commercial | Brentwood | TN | $500,000 | $1,180,000 | 1 | Nov 22 | sec.gov |
| PF Block 4 Fund - Parking/Residential/Retail, a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $500,000 | Indefinite | 1 | Nov 22 | sec.gov |
| Crown 7 Equity LLC | Residential | Mesquite | TX | $500,000 | $500,000 | 6 | Nov 21 | sec.gov |
| Seventh Street Entrants, LLC | Other | Beldevere | CA | $500,000 | Indefinite | 4 | Nov 20 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $481,203 | $481,203 | 8 | Nov 20 | sec.gov |
| NexPoint Semiconductor Manufacturing DST | Other Real Estate | Dallas | TX | $466,321 | $136,944,633 | 1 | Nov 22 | sec.gov |
| PF Block 2 Fund - Historic (OZ), a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $454,853 | Indefinite | 8 | Nov 22 | sec.gov |
| Rise Gold Corp. | Other | Vancouver | $446,400 | $768,799 | 8 | Nov 20 | sec.gov | |
| DAYTA - A SERIES OF VUVP FUND LLC | Other | Austin | TX | $432,375 | $432,375 | 20 | Nov 21 | sec.gov |
| SharpRank, Inc. | Other | Timonium | MD | $408,660 | $2,000,000 | 13 | Nov 21 | sec.gov |
| Project Bloom, LLC | Other | Houma | LA | $400,000 | $500,000 | 2 | Nov 20 | sec.gov |
| CORE ASSETS CORP. | Other | Vancouver | $372,163 | $372,163 | 5 | Nov 22 | sec.gov | |
| SCHEMEFLOW LTD | Other Technology | London | $366,766 | $366,766 | 14 | Nov 20 | sec.gov | |
| Nextech3D.AI Corp. | Other | Toronto | $303,912 | $734,454 | 1 | Nov 22 | sec.gov | |
| SuperMem Inc. | Other Technology | San Diego | CA | $300,000 | $1,000,000 | 1 | Nov 20 | sec.gov |
| Talisker Resources Ltd. | Other | Toronto | $292,240 | $535,543 | 3 | Nov 20 | sec.gov | |
| BVC Growth Fund 2023, LLC | Investing | Boise | ID | $265,000 | $300,000 | 25 | Nov 21 | sec.gov |
| Foundt Capital Fund LP | Other Technology | Dallas | TX | $250,000 | $50,000,000 | 1 | Nov 24 | sec.gov |
| KMX Technologies, Inc. | Other | Sharon | CT | $250,000 | $250,000 | 1 | Nov 22 | sec.gov |
| FinTron, Inc. | Other Technology | Stamford | CT | $250,000 | $3,500,000 | 1 | Nov 21 | sec.gov |
| Kenosha Retirement, LLC | Other Health Care | Aberdeen | SD | $250,000 | $5,800,000 | 3 | Nov 20 | sec.gov |
| BRICKYARD BRANDS LLC | Retailing | Portland | ME | $250,000 | $250,000 | 1 | Nov 20 | sec.gov |
| LGX Energy Corp. | Oil and Gas | Walla Walla | WA | $250,000 | Indefinite | 2 | Nov 20 | sec.gov |
| West Rock Equity Skyline LLC | Residential | Gold Canyon | AZ | $209,100 | $518,500 | 6 | Nov 22 | sec.gov |
| INTELLIGENT SCIENCE GROUP INC. | Other | Newton | MA | $205,000 | $1,000,000 | 5 | Nov 20 | sec.gov |
| Round River Research Corp | Other Technology | Edina | MN | $200,000 | $3,500,000 | 5 | Nov 22 | sec.gov |
| Pet Notify, Inc. | Other Technology | Bellevue | WA | $200,000 | Indefinite | 1 | Nov 22 | sec.gov |
| OLS Hatch LLC | Investing | Austin | TX | $200,000 | Indefinite | 25 | Nov 21 | sec.gov |
| Tera-Rise Skyline, LLC | Residential | Anaheim | CA | $200,000 | $500,000 | 7 | Nov 21 | sec.gov |
| AST Genetics LLC | Agriculture | Topeka | KS | $200,000 | $1,500,000 | 1 | Nov 20 | sec.gov |
| North Campus Office Associates, L.P. | Other Health Care | Indianapolis | IN | $192,000 | $192,000 | 28 | Nov 21 | sec.gov |
| Pay-i Inc | Other Technology | Redmond | WA | $175,000 | $600,000 | 3 | Nov 22 | sec.gov |
| Violet AI, Inc. | Other Technology | Austin | TX | $175,000 | $3,000,000 | 4 | Nov 20 | sec.gov |
| Gaingels Trojan Bio LLC | Other | Burlilngton | VT | $162,766 | $162,766 | 7 | Nov 20 | sec.gov |
| ISFS AG | Other Technology | Geneva | $159,993 | $11,000,000 | 1 | Nov 20 | sec.gov | |
| Front Row Mezzanine Fund, LLC | Other | Birmingham | AL | $150,000 | $15,000,000 | 1 | Nov 22 | sec.gov |
| Doce Mezcal, Inc. | Other | New York | NY | $150,000 | $1,500,000 | 1 | Nov 22 | sec.gov |
| Let's Burble, Inc. | Other Health Care | San Juan | PR | $150,000 | $1,500,000 | 4 | Nov 21 | sec.gov |
| Psudo Inc. | Other | Hermosa Beach | CA | $150,000 | $6,000,000 | 2 | Nov 21 | sec.gov |
| Stockbridge Fund III Catalina II Investment, LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Nov 22 | sec.gov |
| LWREP VII REIT, Inc. | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 22 | sec.gov |
| NP Industrial VI REIT, LP | REITS and Finance | Kansas City | MO | $125,000 | $125,000 | 125 | Nov 21 | sec.gov |
| Kennedy Lewis Residential Property Income Co LLC | REITS and Finance | New York | NY | $123,000 | $125,000 | 123 | Nov 24 | sec.gov |
| Remray Equity Skyline LLC | Residential | Costa Mesa | CA | $120,000 | $500,000 | 3 | Nov 22 | sec.gov |
| Remray Equity Skyline LLC | Residential | Costa Mesa | CA | $120,000 | $500,000 | 3 | Nov 21 | sec.gov |
| PF Block 3 Fund - Office/Retail/Residential (OZ), a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $110,000 | Indefinite | 2 | Nov 22 | sec.gov |
| PF Block 1 Fund -Office/Retail (OZ), a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $110,000 | Indefinite | 2 | Nov 22 | sec.gov |
| BUYANDSHIP A SERIES OF VUVP FUND LLC | Other | Austin | TX | $102,485 | $102,485 | 10 | Nov 22 | sec.gov |
| AFTERSCALE, INC. | Other Technology | Middletown | DE | $100,500 | $100,500 | 1 | Nov 20 | sec.gov |
| Insight Voting, Inc. | Other Technology | Bryan | TX | $100,000 | Indefinite | 1 | Nov 22 | sec.gov |
| PF Block 2 Fund - Historic, a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $100,000 | Indefinite | 1 | Nov 22 | sec.gov |
| Gaingels Sepion 2023 LLC | Other | Burlington | VT | $100,000 | $100,000 | 22 | Nov 20 | sec.gov |
| MyndTec Inc. | Biotechnology | Mississauga | $100,000 | $220,000 | 1 | Nov 20 | sec.gov | |
| PINON HILL CAPITAL LLC (amended) | Other | Denver | CO | $91,000 | $100,000,000 | 3 | Nov 22 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $73,376 | Indefinite | 21 | Nov 20 | sec.gov |
| Far Out Initiative Inc. | Other | Dover | DE | $55,000 | $1,000,000 | 7 | Nov 24 | sec.gov |
| OCUFII, INC. | Other Technology | Huntersville | NC | $55,000 | $500,000 | 4 | Nov 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $50,400 | Indefinite | 9 | Nov 24 | sec.gov |
| Shift Group Holdings, Inc. | Other | Brookline | MA | $50,000 | $2,000,000 | 1 | Nov 22 | sec.gov |
| Clever Guerrilla Inc. | Other Technology | Wilmington | DE | $50,000 | $150,000 | 2 | Nov 20 | sec.gov |
| Birdies Corp. | Other | Santa Monica | CA | $50,000 | $300,000 | 1 | Nov 20 | sec.gov |
| Wild Bay LLC | Other | Baltimore | MD | $25,000 | $500,000 | 1 | Nov 21 | sec.gov |
| Bison Hill, LLC | Residential | Jackson Hole | WY | $25,000 | $3,000,000 | 1 | Nov 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $17,507 | Indefinite | 4 | Nov 24 | sec.gov |
| Liquid Wire Inc. | Other Technology | Portland | OR | $16,500 | $16,500 | 3 | Nov 21 | sec.gov |
| Jacobus hubert hermogenes | Other | Nuuk | $15,000 | Indefinite | 20 | Nov 21 | sec.gov | |
| Curtiss Motorcycle Company, Inc. | Other | Leeds | AL | $15,000 | $2,250,000 | 1 | Nov 21 | sec.gov |
| ExoTech Ltd | Computers | Hamilton | $10,000 | $6,000,000 | 1 | Nov 20 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $2,512 | Indefinite | 1 | Nov 20 | sec.gov |
| ALC 096 L.P. | Other | Irvine | CA | $0 | $8,000,000 | 10 | Nov 24 | sec.gov |
| MHR Acquisitions, Inc. | Biotechnology | New York | NY | $0 | $300,000 | 0 | Nov 24 | sec.gov |
| Lendsafe Capital Partners LP | Other Real Estate | Los Angeles | CA | $0 | $100,000,000 | 0 | Nov 22 | sec.gov |
| Fidelis FC LLC | Investing | Brentwood | TN | $0 | $7,000,000 | 0 | Nov 22 | sec.gov |
| MESA ACCESS FUND LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Nov 22 | sec.gov |
| CLIVE CAPITAL FUND 1B LLC | Commercial | New York | NY | $0 | $10,000,000 | 0 | Nov 22 | sec.gov |
| Panex Choctaw Development #3, LP | Oil and Gas | Bowling Green | KY | $0 | $3,700,000 | 0 | Nov 22 | sec.gov |
| Atlant-X Holding Corp | Other Energy | Sheridan | WY | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| 4800 Atlantic Blvd Jax , LLC | Residential | Jacksonville | FL | $0 | $8,000,000 | 0 | Nov 22 | sec.gov |
| PF Block 3 Fund - Office/Retail/Residential, a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| PF Block 1 Fund -Office/Retail, a Series of PF Capital Fund, LP (amended) | Other Real Estate | Portland | ME | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| FMR LLC | Other Banking and Financial Services | Boston | MA | $0 | Indefinite | 862 | Nov 22 | sec.gov |
| CF Westchester Multifamily DST | Residential | New York | NY | $0 | $65,310,000 | 0 | Nov 21 | sec.gov |
| Neurolearning, SPC | Other Technology | Edmonds | WA | $0 | $500,000 | 0 | Nov 21 | sec.gov |
| mCube Investment Inc | Investing | New Castle | DE | $0 | $2,000,000 | 0 | Nov 21 | sec.gov |
| Arch BioEnergy Holdings I, LLC | Other Energy | St. Louis | MO | $0 | $3,500,000 | 0 | Nov 21 | sec.gov |
| ISP SS Series 1 Discovery | Other Technology | Dallas | TX | $0 | $1,500,000 | 0 | Nov 21 | sec.gov |
| SGSC Fund, LLC | Commercial | Dallas | TX | $0 | $4,600,000 | 0 | Nov 21 | sec.gov |
| HK Theatrical Ltd Liability Co | Other | New York | NY | $0 | $22,000,000 | 0 | Nov 21 | sec.gov |
| PARADYME FUND A II, LLC | Commercial | Nashville | TN | $0 | $15,000,000 | 0 | Nov 21 | sec.gov |
| Frontline Alliance Fund LLC | Commercial | San Francisco | CA | $0 | $5,000,000 | 0 | Nov 21 | sec.gov |
| Schertz Station, Ltd. | Commercial | San Antonio | TX | $0 | $15,000,000 | 0 | Nov 21 | sec.gov |
| USEDC 2023 B Drilling Fund LP | Oil and Gas | Arlington | TX | $0 | $100,000,000 | 0 | Nov 21 | sec.gov |
| KWAN2 Holdings, LLC | Other | Pinecrest | FL | $0 | $25,000,000 | 2 | Nov 21 | sec.gov |
| DMD ASC, LLC | Commercial | Harrisburg | PA | $0 | $1,700,000 | 0 | Nov 21 | sec.gov |
| Tau Lotus, Inc. | Other Technology | Cerritos | CA | $0 | $1,000,000 | 0 | Nov 21 | sec.gov |
| Catalyst Topco, LP | Other Energy | New York | NY | $0 | Indefinite | 0 | Nov 21 | sec.gov |
| Spark Topco Inc. | Other Technology | Chicago | IL | $0 | Indefinite | 0 | Nov 21 | sec.gov |
| Signature Technology Holdings, Inc. | Other Technology | Port St. Lucie | FL | $0 | $5,000,000 | 0 | Nov 21 | sec.gov |
| State Investments L.L.C. | Commercial | Salem | OR | $0 | $10,000,000 | 0 | Nov 21 | sec.gov |
| Historic Augustine Shores LLC | Residential | Great Falls | VA | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| D & S Holdings One LLC | Residential | Independence | OH | $0 | $20,000,000 | 0 | Nov 20 | sec.gov |
| Stonington HE Industrial LLC | Commercial | Glen Ellyn | IL | $0 | $680,000 | 0 | Nov 20 | sec.gov |
| RHP Partners III REIT, LLC | REITS and Finance | Farmington Hills | MI | $0 | $125,000 | 125 | Nov 20 | sec.gov |
| SAW THE MUSICAL PARODY Ltd LIABILITY Co (amended) | Other | New York | NY | $0 | $1,500,000 | 0 | Nov 20 | sec.gov |
| Lazurite Holdings LLC | Other Health Care | Cleveland | OH | $0 | $5,000,000 | 0 | Nov 20 | sec.gov |
| Dubose Model Home Investors #207, LP | Residential | Spring | TX | $0 | $5,000,000 | 0 | Nov 20 | sec.gov |
| First Liberty Holdings LLC | Commercial Banking | Oklahoma City | OK | $0 | $20,250,000 | 0 | Nov 20 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $500,000 | 0 | Nov 20 | sec.gov |
Week of Nov 27 · Week of Nov 13 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.