Data / Form D filings / Nov 20
Form D filings, November 20, 2023: 85 companies raised $489 million
85 operating companies filed a Form D on November 20, 2023, reporting $489 million sold. Largest: Infinitum Electric Inc. ($185 million), Boss HOG Resources LLC ($53 million), RVP Group LP ($32 million). The median filing is $1.2 million, and 58 pooled investment funds also filed that day.
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- 85Form D filings
- $489 millionreported sold
- $1.2 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, TX 10, FL 6, AZ 6, NY 5. By industry: Other Technology 24, Other 13, Residential 9, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Infinitum Electric Inc. | Other Technology | Round Rock | TX | $185,000,014 | $202,047,379 | 19 | Nov 20 | sec.gov |
| Boss HOG Resources LLC | Oil and Gas | Dallas | TX | $52,957,024 | Indefinite | 31 | Nov 20 | sec.gov |
| RVP Group LP | Residential | Sacramento | CA | $31,962,000 | $31,962,000 | 1 | Nov 20 | sec.gov |
| Skyloom Global Corp. | Telecommunications | Broomfield | CO | $29,361,175 | $72,831,210 | 116 | Nov 20 | sec.gov |
| Monarch Power Inc. | Other | Santa Cruz | CA | $25,449,404 | $25,449,404 | 0 | Nov 20 | sec.gov |
| Rise Skyline Partners, LLC | Residential | Scottsdale | AZ | $18,292,483 | $18,292,483 | 137 | Nov 20 | sec.gov |
| Centese, Inc. | Other Health Care | Omaha | NE | $15,101,545 | $23,101,545 | 50 | Nov 20 | sec.gov |
| Reprieve Cardiovascular, Inc. | Other Health Care | Milford | MA | $12,050,001 | $12,050,001 | 7 | Nov 20 | sec.gov |
| Milhaus QOZ Fund X, LLC | Other Real Estate | Indianapolis | IN | $10,470,000 | $35,000,000 | 6 | Nov 20 | sec.gov |
| Lingrove Inc. | Other Technology | San Rafael | CA | $10,099,998 | $12,000,000 | 6 | Nov 20 | sec.gov |
| HKA Group Holdings Ltd | Other | Warrington | $8,999,986 | $8,999,986 | 3 | Nov 20 | sec.gov | |
| Hyperion Surgical, Inc. | Other Technology | Fort Lauderdale | FL | $6,018,311 | $9,018,302 | 48 | Nov 20 | sec.gov |
| GTE Holdings LLC | Environmental Services | Jacksonville Beach | FL | $5,326,463 | $5,326,463 | 4 | Nov 20 | sec.gov |
| Panorama Artificial Intelligence Corp. | Other Technology | Seattle | WA | $5,259,996 | $5,259,996 | 8 | Nov 20 | sec.gov |
| Kanin Energy, Inc. | Other Technology | Houston | TX | $5,200,000 | $5,450,000 | 10 | Nov 20 | sec.gov |
| Bunsen Investors, LLC (amended) | Other Real Estate | Louisville | KY | $4,123,000 | $4,123,000 | 34 | Nov 20 | sec.gov |
| Roadra, Inc. | Other Technology | Mercer Island | WA | $4,000,000 | $4,000,000 | 1 | Nov 20 | sec.gov |
| ROSE CAMPGROUNDS HOLDINGS, LLC | Commercial | Sheridan | WY | $3,500,000 | $3,500,000 | 66 | Nov 20 | sec.gov |
| Faradyne Power System Corp. | Other Technology | Miami | FL | $3,265,000 | $3,265,000 | 26 | Nov 20 | sec.gov |
| Trailhead Biosystems Inc. | Biotechnology | Beachwood | OH | $3,000,000 | $3,000,000 | 2 | Nov 20 | sec.gov |
| YR Capital I, LLC | Other | Lewes | DE | $2,844,403 | Indefinite | 16 | Nov 20 | sec.gov |
| Sycamore Highland Co-GP Fund, L.P. (amended) | Other Real Estate | Century City | CA | $2,663,500 | $50,000,000 | 12 | Nov 20 | sec.gov |
| Windgap Medical, Inc. | Pharmaceuticals | Watertown | MA | $2,300,000 | $22,425,000 | 2 | Nov 20 | sec.gov |
| 4800 Atlantic Blvd Jax , LLC | Residential | Jacksonville | FL | $2,140,500 | $8,000,000 | 17 | Nov 20 | sec.gov |
| EquityMultiple 198, LLC | REITS and Finance | New York | NY | $2,000,000 | $2,000,000 | 10 | Nov 20 | sec.gov |
| View Digital Infrastructure Fund, LP | Telecommunications | Dallas | TX | $2,000,000 | $40,000,000 | 8 | Nov 20 | sec.gov |
| tldraw, Inc. | Other Technology | London | $2,000,000 | $2,000,000 | 4 | Nov 20 | sec.gov | |
| ENCOMPASS TECHNOLOGIES, INC. | Other Technology | Carson City | NV | $2,000,000 | $10,000,000 | 1 | Nov 20 | sec.gov |
| MARAVILLA ON COMMUNITY LLC | Residential | Dallas | TX | $1,930,000 | $18,000,000 | 11 | Nov 20 | sec.gov |
| NEO RE INVESTMENT II, LLC | Commercial | Medina | OH | $1,800,000 | $1,800,000 | 0 | Nov 20 | sec.gov |
| BLACK CREEK RV PARK HOLDINGS, LLC | Commercial | Freeport | FL | $1,750,000 | $1,750,000 | 22 | Nov 20 | sec.gov |
| JJVI Hall Imperial Valley Acquisition, LLC | Commercial | Houston | TX | $1,630,000 | $5,642,807 | 13 | Nov 20 | sec.gov |
| MyToolbox Technologies, Inc. | Other Technology | New York | NY | $1,595,000 | $1,595,000 | 4 | Nov 20 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $1,536,855 | $1,536,855 | 13 | Nov 20 | sec.gov |
| MIMG CCXXXII Silver Lake Hills, LLC | Commercial | Franktown | CO | $1,534,288 | $2,653,016 | 38 | Nov 20 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $1,265,000 | $1,265,000 | 12 | Nov 20 | sec.gov |
| 1st Avenue Apartments San Diego LP | Residential | Newport Beach | CA | $1,245,083 | $1,245,083 | 43 | Nov 20 | sec.gov |
| Kitty & Vibe Inc. | Retailing | Austin | TX | $1,217,000 | $1,967,000 | 16 | Nov 20 | sec.gov |
| Promethient, Inc. (amended) | Manufacturing | Traverse City | MI | $1,179,418 | Indefinite | 13 | Nov 20 | sec.gov |
| Exodus Legacy, LLC | Commercial | Kansas City | MO | $1,160,000 | $10,000,000 | 14 | Nov 20 | sec.gov |
| Faradyne Power System Corp. | Other Technology | Miami | FL | $1,150,000 | $1,150,000 | 9 | Nov 20 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Frisco | TX | $1,009,999 | $1,721,588 | 13 | Nov 20 | sec.gov |
| 34-36 East 4th Street Realty Holdings LLC | Commercial | New York | NY | $965,962 | $965,962 | 17 | Nov 20 | sec.gov |
| Gi Property 67 LLC | Other Real Estate | Beverly Hills | CA | $909,804 | $909,804 | 24 | Nov 20 | sec.gov |
| Cashability, LLC | Other Real Estate | Minneapolis | MN | $750,000 | Indefinite | 4 | Nov 20 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $710,000 | $710,000 | 8 | Nov 20 | sec.gov |
| Cantai Therapeutics, Inc. (amended) | Biotechnology | Philadelpia | PA | $700,000 | $3,000,000 | 3 | Nov 20 | sec.gov |
| Cantai Therapeutics, Inc. | Biotechnology | Philadelpia | PA | $700,000 | $30,000,000 | 3 | Nov 20 | sec.gov |
| TGC Lithia, LLC | Other Real Estate | Wichita | KS | $675,000 | $5,350,000 | 4 | Nov 20 | sec.gov |
| Rabbu, Inc. | Other Technology | Charlotte | NC | $610,930 | $625,071 | 22 | Nov 20 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $600,000 | $600,000 | 8 | Nov 20 | sec.gov |
| Seventh Street Entrants, LLC | Other | Beldevere | CA | $500,000 | Indefinite | 4 | Nov 20 | sec.gov |
| Mindset Medical LLC | Other Technology | Phoenix | AZ | $481,203 | $481,203 | 8 | Nov 20 | sec.gov |
| Rise Gold Corp. | Other | Vancouver | $446,400 | $768,799 | 8 | Nov 20 | sec.gov | |
| Project Bloom, LLC | Other | Houma | LA | $400,000 | $500,000 | 2 | Nov 20 | sec.gov |
| SCHEMEFLOW LTD | Other Technology | London | $366,766 | $366,766 | 14 | Nov 20 | sec.gov | |
| SuperMem Inc. | Other Technology | San Diego | CA | $300,000 | $1,000,000 | 1 | Nov 20 | sec.gov |
| Talisker Resources Ltd. | Other | Toronto | $292,240 | $535,543 | 3 | Nov 20 | sec.gov | |
| Kenosha Retirement, LLC | Other Health Care | Aberdeen | SD | $250,000 | $5,800,000 | 3 | Nov 20 | sec.gov |
| BRICKYARD BRANDS LLC | Retailing | Portland | ME | $250,000 | $250,000 | 1 | Nov 20 | sec.gov |
| LGX Energy Corp. | Oil and Gas | Walla Walla | WA | $250,000 | Indefinite | 2 | Nov 20 | sec.gov |
| INTELLIGENT SCIENCE GROUP INC. | Other | Newton | MA | $205,000 | $1,000,000 | 5 | Nov 20 | sec.gov |
| AST Genetics LLC | Agriculture | Topeka | KS | $200,000 | $1,500,000 | 1 | Nov 20 | sec.gov |
| Violet AI, Inc. | Other Technology | Austin | TX | $175,000 | $3,000,000 | 4 | Nov 20 | sec.gov |
| Gaingels Trojan Bio LLC | Other | Burlilngton | VT | $162,766 | $162,766 | 7 | Nov 20 | sec.gov |
| ISFS AG | Other Technology | Geneva | $159,993 | $11,000,000 | 1 | Nov 20 | sec.gov | |
| AFTERSCALE, INC. | Other Technology | Middletown | DE | $100,500 | $100,500 | 1 | Nov 20 | sec.gov |
| Gaingels Sepion 2023 LLC | Other | Burlington | VT | $100,000 | $100,000 | 22 | Nov 20 | sec.gov |
| MyndTec Inc. | Biotechnology | Mississauga | $100,000 | $220,000 | 1 | Nov 20 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $73,376 | Indefinite | 21 | Nov 20 | sec.gov |
| OCUFII, INC. | Other Technology | Huntersville | NC | $55,000 | $500,000 | 4 | Nov 20 | sec.gov |
| Clever Guerrilla Inc. | Other Technology | Wilmington | DE | $50,000 | $150,000 | 2 | Nov 20 | sec.gov |
| Birdies Corp. | Other | Santa Monica | CA | $50,000 | $300,000 | 1 | Nov 20 | sec.gov |
| Bison Hill, LLC | Residential | Jackson Hole | WY | $25,000 | $3,000,000 | 1 | Nov 20 | sec.gov |
| ExoTech Ltd | Computers | Hamilton | $10,000 | $6,000,000 | 1 | Nov 20 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $2,512 | Indefinite | 1 | Nov 20 | sec.gov |
| Historic Augustine Shores LLC | Residential | Great Falls | VA | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| D & S Holdings One LLC | Residential | Independence | OH | $0 | $20,000,000 | 0 | Nov 20 | sec.gov |
| Stonington HE Industrial LLC | Commercial | Glen Ellyn | IL | $0 | $680,000 | 0 | Nov 20 | sec.gov |
| RHP Partners III REIT, LLC | REITS and Finance | Farmington Hills | MI | $0 | $125,000 | 125 | Nov 20 | sec.gov |
| SAW THE MUSICAL PARODY Ltd LIABILITY Co (amended) | Other | New York | NY | $0 | $1,500,000 | 0 | Nov 20 | sec.gov |
| Lazurite Holdings LLC | Other Health Care | Cleveland | OH | $0 | $5,000,000 | 0 | Nov 20 | sec.gov |
| Dubose Model Home Investors #207, LP | Residential | Spring | TX | $0 | $5,000,000 | 0 | Nov 20 | sec.gov |
| First Liberty Holdings LLC | Commercial Banking | Oklahoma City | OK | $0 | $20,250,000 | 0 | Nov 20 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $500,000 | 0 | Nov 20 | sec.gov |
November 21, 2023 · November 17, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.