Data / Form D filings / Nov 21
Form D filings, November 21, 2023: 88 companies raised $683.5 million
88 operating companies filed a Form D on November 21, 2023, reporting $683.5 million sold. Largest: MDS 2023-Shale Development, LP ($127.3 million), Dura Software, Inc. ($83.2 million), Idaho Central Credit Union ($80 million). The median filing is $2.4 million, and 128 pooled investment funds also filed that day.
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- 88Form D filings
- $683.5 millionreported sold
- $2.4 millionmedian amount sold
- TXmost filings (13)
Most filings by state: TX 13, CA 13, NY 10, PA 4, FL 4. By industry: Other Technology 22, Other 22, Residential 9, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| MDS 2023-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $127,337,625 | $300,000,000 | 976 | Nov 21 | sec.gov |
| Dura Software, Inc. (amended) | Other Technology | San Antonio | TX | $83,187,030 | $84,927,038 | 64 | Nov 21 | sec.gov |
| Idaho Central Credit Union | Other Banking and Financial Services | Chubbuck | ID | $80,000,000 | $80,000,000 | 17 | Nov 21 | sec.gov |
| MCI PREFERRED INCOME FUND VI, LLC (amended) | Other Real Estate | Dallas | TX | $43,034,608 | $500,000,000 | 212 | Nov 21 | sec.gov |
| FREEWIRE TECHNOLOGIES, INC. | Other Energy | Newark | CA | $29,232,965 | $44,122,502 | 66 | Nov 21 | sec.gov |
| Upway Technologies, Inc. | Other Technology | Gennevilliers | $26,249,987 | $43,000,009 | 5 | Nov 21 | sec.gov | |
| Judo Bio Inc. (amended) | Biotechnology | Cambridge | MA | $25,000,000 | Indefinite | 2 | Nov 21 | sec.gov |
| Weavix, Inc. | Other | Wichita | KS | $23,099,990 | $23,599,990 | 8 | Nov 21 | sec.gov |
| Roaring Fork Midstream LP | Oil and Gas | Dallas | TX | $22,939,000 | $30,000,000 | 50 | Nov 21 | sec.gov |
| Atlas Lithium Corp | Other | Boca Raton | FL | $20,000,000 | $20,000,000 | 1 | Nov 21 | sec.gov |
| STAline Holdings, LLC | Other | Charlotte | NC | $15,449,000 | $30,000,000 | 55 | Nov 21 | sec.gov |
| SPELLCASTERS, INC. | Other | New York | NY | $15,028,011 | $15,558,606 | 5 | Nov 21 | sec.gov |
| Vendelux Inc. | Other Technology | New York | NY | $14,049,995 | $14,750,000 | 8 | Nov 21 | sec.gov |
| USA Rare Earth, LLC | Other | Tampa | FL | $12,642,983 | $12,642,983 | 13 | Nov 21 | sec.gov |
| Empire Village at Chatham Hills, LLC (amended) | Residential | Scottsdale | AZ | $11,842,950 | $25,000,000 | 255 | Nov 21 | sec.gov |
| McKinley Real Estate Income Fund, LLC (Georgia) | Residential | Peachtree Corners | GA | $11,600,000 | $50,000,000 | 3 | Nov 21 | sec.gov |
| Chemart, LLC | Other | Wilton | CT | $10,916,667 | $11,250,000 | 4 | Nov 21 | sec.gov |
| RYTE Corp (amended) | Other Health Care | Toronto | $8,170,000 | Indefinite | 20 | Nov 21 | sec.gov | |
| FUTURE TRENDS ENTERPRISE INC | Other Technology | Sacramento | CA | $7,500,000 | $7,500,000 | 1 | Nov 21 | sec.gov |
| JVM Realty Apartment Fund 9, LLC (amended) | Other Real Estate | Oak Brook | IL | $7,169,400 | $75,000,000 | 66 | Nov 21 | sec.gov |
| Prealize Health, Inc. | Other Technology | San Mateo | CA | $7,000,000 | $10,000,001 | 2 | Nov 21 | sec.gov |
| AMBER SEMICONDUCTOR, INC. (amended) | Other | Dublin | CA | $5,888,000 | $10,000,000 | 16 | Nov 21 | sec.gov |
| Branch Care Corp. | Other Technology | New York | NY | $5,692,999 | $5,692,999 | 5 | Nov 21 | sec.gov |
| Compass Apartments II, LLC | Other Real Estate | West Fargo | ND | $4,468,977 | $4,468,977 | 12 | Nov 21 | sec.gov |
| West County Investment Properties, LLC | Hospitals and Physicians | Provo | UT | $4,300,000 | $6,000,000 | 36 | Nov 21 | sec.gov |
| BROWN, BROWN & BROWN, INC. (amended) | Other | Brooklyn | NY | $4,164,960 | $5,500,000 | 18 | Nov 21 | sec.gov |
| BIOHARVEST SCIENCES INC. | Other | Vancouver | $4,076,879 | $4,076,879 | 4 | Nov 21 | sec.gov | |
| Tango Technology, Inc. | Other Technology | San Francisco | CA | $4,000,000 | $4,000,000 | 4 | Nov 21 | sec.gov |
| Chptr, Inc. | Other | Ny | NY | $3,804,008 | $4,669,492 | 52 | Nov 21 | sec.gov |
| Reglagene, Inc. (amended) | Biotechnology | Tucson | AZ | $3,794,000 | $3,800,000 | 22 | Nov 21 | sec.gov |
| Strands Technologies Ltd. (amended) | Other | Chicago | IL | $3,500,000 | Indefinite | 29 | Nov 21 | sec.gov |
| Mesh Labs Inc. | Other | City Of Wilmington | DE | $3,120,000 | $3,120,000 | 14 | Nov 21 | sec.gov |
| BAM Fund IV Feeder LLC | Other Real Estate | Carmel | IN | $2,950,000 | Indefinite | 12 | Nov 21 | sec.gov |
| IC-SB Kelley Villas, L.P. | Residential | Dallas | TX | $2,828,750 | $11,315,000 | 1 | Nov 21 | sec.gov |
| Revir Technologies, Inc. | Other Technology | Austin | TX | $2,385,997 | $3,885,997 | 9 | Nov 21 | sec.gov |
| 3PH Alliance, Inc. (amended) | Other Health Care | Birmingham | AL | $2,370,135 | $3,000,000 | 14 | Nov 21 | sec.gov |
| MANAGEMENT EQUITY HOLDINGS LLC (amended) | Other | San Francisco | CA | $2,188,014 | $2,188,014 | 36 | Nov 21 | sec.gov |
| Unite Genomics, Inc. | Other Technology | San Mateo | CA | $2,000,905 | $2,000,905 | 4 | Nov 21 | sec.gov |
| Gyrodyne, LLC | Other Real Estate | St. James | NY | $1,979,165 | $1,979,165 | 4 | Nov 21 | sec.gov |
| Sift Media, Inc. (amended) | Other Technology | Durham | NC | $1,847,659 | $2,006,365 | 20 | Nov 21 | sec.gov |
| Honeycomb Holdings, LLC | Other Health Care | Memphis | TN | $1,800,000 | $2,700,000 | 2 | Nov 21 | sec.gov |
| Avantia Labs Inc. | Biotechnology | Ambler | PA | $1,700,000 | $1,700,000 | 7 | Nov 21 | sec.gov |
| Sware, Inc. | Other Technology | Chelsea | MA | $1,500,000 | $3,500,000 | 5 | Nov 21 | sec.gov |
| Itiliti Health, Inc. | Other Technology | Eden Prairie | MN | $1,107,683 | $1,755,273 | 9 | Nov 21 | sec.gov |
| Helios Alsym Partners II, LLC | Investing | Denver | CO | $1,000,000 | $1,000,000 | 4 | Nov 21 | sec.gov |
| Blue Meteor, Inc. | Other Technology | Naperville | IL | $999,998 | $999,998 | 1 | Nov 21 | sec.gov |
| Reszi Aptly II, LP | Computers | Dallas | TX | $790,000 | $2,050,000 | 15 | Nov 21 | sec.gov |
| Doctivity, Inc. | Other Technology | Bloomsburg | PA | $775,000 | $1,525,000 | 4 | Nov 21 | sec.gov |
| Players' Lounge Holdings, Inc. | Other Technology | Atlanta | GA | $750,000 | $3,500,000 | 2 | Nov 21 | sec.gov |
| THRUGREEN, LLC (amended) | Other | Manassas | VA | $725,000 | $2,500,000 | 12 | Nov 21 | sec.gov |
| S3 Skyline Investments LLC | Residential | Chapel Hill | NC | $723,000 | $723,000 | 13 | Nov 21 | sec.gov |
| Quail Hollow II, LLC | Investing | Boise | ID | $628,000 | $3,100,000 | 9 | Nov 21 | sec.gov |
| Burbank Apts, LLC | Commercial | Long Beach | NY | $600,000 | $600,000 | 0 | Nov 21 | sec.gov |
| Trifecta Capital Group - Rise Skyline LLC | Residential | Monterey Park | CA | $515,000 | $515,000 | 16 | Nov 21 | sec.gov |
| Crown 7 Equity LLC | Residential | Mesquite | TX | $500,000 | $500,000 | 6 | Nov 21 | sec.gov |
| DAYTA - A SERIES OF VUVP FUND LLC | Other | Austin | TX | $432,375 | $432,375 | 20 | Nov 21 | sec.gov |
| SharpRank, Inc. | Other | Timonium | MD | $408,660 | $2,000,000 | 13 | Nov 21 | sec.gov |
| BVC Growth Fund 2023, LLC | Investing | Boise | ID | $265,000 | $300,000 | 25 | Nov 21 | sec.gov |
| FinTron, Inc. | Other Technology | Stamford | CT | $250,000 | $3,500,000 | 1 | Nov 21 | sec.gov |
| OLS Hatch LLC | Investing | Austin | TX | $200,000 | Indefinite | 25 | Nov 21 | sec.gov |
| Tera-Rise Skyline, LLC | Residential | Anaheim | CA | $200,000 | $500,000 | 7 | Nov 21 | sec.gov |
| North Campus Office Associates, L.P. | Other Health Care | Indianapolis | IN | $192,000 | $192,000 | 28 | Nov 21 | sec.gov |
| Let's Burble, Inc. | Other Health Care | San Juan | PR | $150,000 | $1,500,000 | 4 | Nov 21 | sec.gov |
| Psudo Inc. | Other | Hermosa Beach | CA | $150,000 | $6,000,000 | 2 | Nov 21 | sec.gov |
| NP Industrial VI REIT, LP | REITS and Finance | Kansas City | MO | $125,000 | $125,000 | 125 | Nov 21 | sec.gov |
| Remray Equity Skyline LLC | Residential | Costa Mesa | CA | $120,000 | $500,000 | 3 | Nov 21 | sec.gov |
| Wild Bay LLC | Other | Baltimore | MD | $25,000 | $500,000 | 1 | Nov 21 | sec.gov |
| Liquid Wire Inc. | Other Technology | Portland | OR | $16,500 | $16,500 | 3 | Nov 21 | sec.gov |
| Jacobus hubert hermogenes | Other | Nuuk | $15,000 | Indefinite | 20 | Nov 21 | sec.gov | |
| Curtiss Motorcycle Company, Inc. | Other | Leeds | AL | $15,000 | $2,250,000 | 1 | Nov 21 | sec.gov |
| CF Westchester Multifamily DST | Residential | New York | NY | $0 | $65,310,000 | 0 | Nov 21 | sec.gov |
| Neurolearning, SPC | Other Technology | Edmonds | WA | $0 | $500,000 | 0 | Nov 21 | sec.gov |
| mCube Investment Inc | Investing | New Castle | DE | $0 | $2,000,000 | 0 | Nov 21 | sec.gov |
| Arch BioEnergy Holdings I, LLC | Other Energy | St. Louis | MO | $0 | $3,500,000 | 0 | Nov 21 | sec.gov |
| ISP SS Series 1 Discovery | Other Technology | Dallas | TX | $0 | $1,500,000 | 0 | Nov 21 | sec.gov |
| SGSC Fund, LLC | Commercial | Dallas | TX | $0 | $4,600,000 | 0 | Nov 21 | sec.gov |
| HK Theatrical Ltd Liability Co | Other | New York | NY | $0 | $22,000,000 | 0 | Nov 21 | sec.gov |
| PARADYME FUND A II, LLC | Commercial | Nashville | TN | $0 | $15,000,000 | 0 | Nov 21 | sec.gov |
| Frontline Alliance Fund LLC | Commercial | San Francisco | CA | $0 | $5,000,000 | 0 | Nov 21 | sec.gov |
| Schertz Station, Ltd. | Commercial | San Antonio | TX | $0 | $15,000,000 | 0 | Nov 21 | sec.gov |
| USEDC 2023 B Drilling Fund LP | Oil and Gas | Arlington | TX | $0 | $100,000,000 | 0 | Nov 21 | sec.gov |
| KWAN2 Holdings, LLC | Other | Pinecrest | FL | $0 | $25,000,000 | 2 | Nov 21 | sec.gov |
| DMD ASC, LLC | Commercial | Harrisburg | PA | $0 | $1,700,000 | 0 | Nov 21 | sec.gov |
| Tau Lotus, Inc. | Other Technology | Cerritos | CA | $0 | $1,000,000 | 0 | Nov 21 | sec.gov |
| Catalyst Topco, LP | Other Energy | New York | NY | $0 | Indefinite | 0 | Nov 21 | sec.gov |
| Spark Topco Inc. | Other Technology | Chicago | IL | $0 | Indefinite | 0 | Nov 21 | sec.gov |
| Signature Technology Holdings, Inc. | Other Technology | Port St. Lucie | FL | $0 | $5,000,000 | 0 | Nov 21 | sec.gov |
| State Investments L.L.C. | Commercial | Salem | OR | $0 | $10,000,000 | 0 | Nov 21 | sec.gov |
November 22, 2023 · November 20, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.