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Data / Form D filings / FMR LLC

FMR LLC: Form D filings

FMR LLC, a financial services company in Boston, MA, filed 52 Form D notices with the SEC between 2009 and 2025. The latest, on November 17, 2025, reports an offering of no set size with nothing sold yet to 828 investors.

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Company details from the filing

Address
245 SUMMER STREET, Boston, MA, 02210
Phone
(617) 570-6339
Industry
Other Banking and Financial Services
Entity type
Limited Liability Company
Incorporated in
Delaware
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
315066

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Nov 17, 2025New noticeIndefinite$0828Nov 4, 2025sec.gov
Dec 17, 2024New noticeIndefinite$0952Dec 3, 2024sec.gov
Nov 22, 2023New noticeIndefinite$0862Nov 8, 2023sec.gov
Apr 7, 2023New notice$818,225,110$818,225,1101524Mar 31, 2023sec.gov
Nov 21, 2022New noticeIndefinite$0722Nov 9, 2022sec.gov
Aug 24, 2022New notice$175,125,000$175,125,000756Aug 10, 2022sec.gov
Apr 25, 2022New notice$333,635,250$333,635,2501604Apr 8, 2022sec.gov
Nov 19, 2021New noticeIndefinite$0600Nov 5, 2021sec.gov
Sep 14, 2021New notice$113,175,000$113,175,000587Sep 3, 2021sec.gov
Dec 14, 2020New noticeIndefinite$0607Dec 2, 2020sec.gov
Aug 26, 2020New notice$282,800,000$282,800,0001798Aug 12, 2020sec.gov
Dec 20, 2019New noticeIndefinite$0503Dec 13, 2019sec.gov
Aug 28, 2019New notice$351,325,000$351,325,0001270Aug 14, 2019sec.gov
Apr 10, 2019New noticeIndefinite$164,469,42330Mar 29, 2019sec.gov
Nov 20, 2018New noticeIndefinite$0779Nov 8, 2018sec.gov
Aug 27, 2018New notice$265,000,000$259,300,000$5,700,0001651Aug 14, 2018sec.gov
Nov 16, 2017New noticeIndefinite$0627Nov 2, 2017sec.gov
Aug 24, 2017New notice$250,000,000$190,350,000$59,650,0001903Aug 10, 2017sec.gov
Feb 22, 2017New notice$9,250,000$9,250,00040Feb 8, 2017sec.gov
Nov 16, 2016New noticeIndefinite$0563Nov 3, 2016sec.gov
Aug 25, 2016New notice$198,150,000$136,500,000$61,650,0001407Aug 12, 2016sec.gov
Mar 2, 2016New notice$300,000,000$101,850,000$198,150,0001265Feb 19, 2016sec.gov
Nov 18, 2015New noticeIndefinite$0579Nov 5, 2015sec.gov
Jun 12, 2015New noticeIndefinite$133,080,00015May 31, 2015sec.gov
Feb 24, 2015New notice$250,000,000$117,050,000$132,950,0001019Feb 13, 2015sec.gov
Nov 19, 2014New noticeIndefinite$0428Nov 6, 2014sec.gov
Nov 13, 2014New noticeIndefinite$203,383,13638Nov 1, 2014sec.gov
Mar 3, 2014New notice$250,000,000$80,675,000$169,325,000848Feb 19, 2014sec.gov
Nov 6, 2013New noticeIndefinite$0469Oct 24, 2013sec.gov
Nov 4, 2013AmendmentIndefinite$17,753,175342Oct 26, 2012sec.gov
Feb 26, 2013New notice$250,000,000$76,475,000$173,525,000895Feb 19, 2013sec.gov
Jan 9, 2013New noticeIndefinite$18,607,06131Dec 28, 2012sec.gov
Nov 8, 2012New noticeIndefinite$0342Oct 26, 2012sec.gov
Nov 8, 2012AmendmentIndefinite$0352Oct 27, 2011sec.gov
Jul 10, 2012New noticeIndefinite$14,605,50037Jun 27, 2012sec.gov
Jul 10, 2012New noticeIndefinite$110,958,97563Jun 27, 2012sec.gov
Apr 25, 2012Amendment$19,912,962$19,912,962348Nov 5, 2010sec.gov
Feb 16, 2012New notice$250,000,000$0$250,000,0000Yet to occursec.gov
Nov 8, 2011New noticeIndefinite$0352Oct 27, 2011sec.gov
Nov 8, 2011AmendmentIndefinite$0362Nov 5, 2010sec.gov
Jul 7, 2011New notice$474,930,000$431,758,863$43,171,13782Jun 28, 2011sec.gov
Jul 7, 2011New notice$195,000,000$140,582,000$54,418,000218Jun 28, 2011sec.gov
Feb 24, 2011New notice$250,000,000$66,100,000$183,900,000753Feb 10, 2011sec.gov
Feb 4, 2011Amendment$17,868,097$17,868,097331Oct 30, 2009sec.gov
Nov 12, 2010AmendmentIndefinite$0331Oct 30, 2009sec.gov
Nov 12, 2010New noticeIndefinite$0362Nov 5, 2010sec.gov
Aug 17, 2010New notice$250,000,000$68,225,000$181,775,000766Aug 6, 2010sec.gov
Mar 4, 2010New notice$250,000,000$63,550,000$186,450,000607Feb 19, 2010sec.gov
Nov 12, 2009New noticeIndefinite$0331Oct 30, 2009sec.gov
Sep 24, 2009New notice$108,875,000$61,925,000$46,950,000642Sep 3, 2009sec.gov
Sep 3, 2009New notice$99,055,000$98,487,685$567,31570Aug 21, 2009sec.gov
Sep 3, 2009New notice$174,000,000$169,368,000$4,632,000207Aug 21, 2009sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
ABIGAIL P. JOHNSONExecutive Officer, Director
STEPHEN C. NEFFDirector
ROBERT C. MASCIALINOExecutive Officer
SHARON BROVELLIExecutive Officer
THOMAS C. JESSOPExecutive Officer
WILLIAM C. FREITASExecutive Officer
VADIM E. ZLOTNIKOVExecutive Officer
EDWARD C. JOHNSON IVExecutive Officer, Director
MICHAEL E. WILENSExecutive Officer, Director
KEVIN BARRYExecutive Officer
MONA C. VERNONExecutive Officer
RONALD DEPOALOExecutive Officer
BART GRENIERExecutive Officer
ROBERTO C. BRACERASExecutive Officer

Every Form D from the week of Nov 17, 2025 · All recent filings in Massachusetts · All recent Other Banking and Financial Services filings

Read from SEC EDGAR. Amount sold is what FMR LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.