Data / Form D filings / Apr 7
Form D filings, April 7, 2023: 69 companies raised $3.47 billion
69 operating companies filed a Form D on April 7, 2023, reporting $3.47 billion sold. Largest: DISCO TOPCO, INC. ($1.92 billion), FMR LLC ($818.2 million), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($329.4 million). The median filing is $2.2 million, and 132 pooled investment funds also filed that day.
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- 69Form D filings
- $3.47 billionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, NY 10, TX 7, MA 5, NJ 4. By industry: Other 21, Other Technology 13, Other Health Care 6, Other Real Estate 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| DISCO TOPCO, INC. | Other | San Francisco | CA | $1,917,025,932 | $1,917,025,932 | 2 | Apr 7 | sec.gov |
| FMR LLC | Other Banking and Financial Services | Boston | MA | $818,225,110 | $818,225,110 | 1524 | Apr 7 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $329,414,529 | $500,000,000 | 577 | Apr 7 | sec.gov |
| Global Federal Credit Union | Other Banking and Financial Services | Anchorage | AK | $110,000,000 | $110,000,000 | 17 | Apr 7 | sec.gov |
| Tampa Bay Banking Co | Commercial Banking | Tampa | FL | $38,214,197 | Indefinite | 190 | Apr 7 | sec.gov |
| Harpoon Therapeutics, Inc. | Biotechnology | South San Francisco | CA | $25,000,000 | $25,000,000 | 6 | Apr 7 | sec.gov |
| SevenSeas Holdings X LLC | Residential | Plano | TX | $21,899,000 | $30,000,000 | 145 | Apr 7 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $21,151,517 | $145,000,000 | 112 | Apr 7 | sec.gov |
| Axios HQ Inc. | Other | Arlington | VA | $15,000,000 | $20,000,000 | 2 | Apr 7 | sec.gov |
| LifeLabs Learning LLC | Other | New York | NY | $13,608,090 | Indefinite | 4 | Apr 7 | sec.gov |
| LifeLabs Learning Management Holdco LLC | Other | New York | NY | $13,608,090 | Indefinite | 4 | Apr 7 | sec.gov |
| reAlpha Tech Corp. | Residential | Dublin | OH | $13,120,350 | $13,120,350 | 17 | Apr 7 | sec.gov |
| Ablative Solutions, Inc. | Other Health Care | Wakefield | MA | $12,972,761 | $15,000,000 | 72 | Apr 7 | sec.gov |
| ALIMERA SCIENCES INC | Pharmaceuticals | Alpharetta | GA | $12,000,000 | $27,000,000 | 4 | Apr 7 | sec.gov |
| Spring Free EV, Inc. | Other Technology | San Francisco | CA | $11,113,944 | $11,113,944 | 31 | Apr 7 | sec.gov |
| Human Longevity, Inc. | Biotechnology | San Diego | CA | $10,500,000 | $22,500,000 | 4 | Apr 7 | sec.gov |
| Ebb Carbon, Inc. | Other Technology | San Carlos | CA | $9,999,991 | $11,999,982 | 2 | Apr 7 | sec.gov |
| Cato Digital, Inc. (amended) | Other Technology | Milpitas | CA | $8,718,126 | $10,207,497 | 22 | Apr 7 | sec.gov |
| Parallel Markets Inc. | Other | New York | NY | $8,619,900 | $11,318,879 | 10 | Apr 7 | sec.gov |
| Cooler Heads Care, Inc. | Other Health Care | San Diego | CA | $8,174,846 | $9,253,721 | 95 | Apr 7 | sec.gov |
| Capital Square Apartment REIT, Inc. (amended) | REITS and Finance | Glen Allen | VA | $5,536,928 | $160,000,000 | 61 | Apr 7 | sec.gov |
| Acta Pharmaceuticals, Inc. | Pharmaceuticals | Boston | MA | $5,049,912 | $10,000,000 | 16 | Apr 7 | sec.gov |
| Instaworks, Inc. | Other Technology | Newark | DE | $4,999,994 | $5,199,994 | 13 | Apr 7 | sec.gov |
| Provisio Medical, Inc. | Other Technology | San Diego | CA | $4,519,532 | $25,000,000 | 19 | Apr 7 | sec.gov |
| VU INC | Other Technology | Wilmington | DE | $4,200,000 | $24,200,000 | 3 | Apr 7 | sec.gov |
| BebopBee, Inc. | Other Technology | Mercer Island | WA | $3,835,000 | $5,000,000 | 13 | Apr 7 | sec.gov |
| DHStone Mystic LLC | Other Real Estate | Ridgewood | NJ | $3,550,000 | $3,550,000 | 35 | Apr 7 | sec.gov |
| Enara Health, Inc. | Other Health Care | San Mateo | CA | $2,990,169 | $3,589,948 | 18 | Apr 7 | sec.gov |
| G2 Goldfields Inc. | Other | Toronto | $2,156,549 | $2,156,549 | 56 | Apr 7 | sec.gov | |
| Bradford Co Acquisition Partners II, LP | Other Real Estate | Dallas | TX | $2,000,000 | $10,000,000 | 14 | Apr 7 | sec.gov |
| Alea Diagnostics, Inc. | Other | Lewes | DE | $2,000,000 | $2,000,000 | 1 | Apr 7 | sec.gov |
| CUUP, Inc. | Retailing | New York | NY | $2,000,000 | $3,500,000 | 1 | Apr 7 | sec.gov |
| Stairtek Investments, LLC | Other | Cincinnati | OH | $1,389,908 | $2,828,000 | 18 | Apr 7 | sec.gov |
| Serionix, Inc. (amended) | Other Technology | Champaign | IL | $1,387,700 | Indefinite | 5 | Apr 7 | sec.gov |
| ACESIS HOLDINGS CORP. (amended) | Biotechnology | Lone Tree | CO | $1,260,000 | $1,500,000 | 14 | Apr 7 | sec.gov |
| Dane SMG HoldCo, LLC | Business Services | Sheridan | WY | $1,039,471 | Indefinite | 7 | Apr 7 | sec.gov |
| Algorithm Sciences, Inc. | Biotechnology | New York | NY | $684,651 | $5,000,000 | 35 | Apr 7 | sec.gov |
| Cookmore Corp. (amended) | Other Technology | Seattle | WA | $675,005 | $1,000,000 | 8 | Apr 7 | sec.gov |
| PishPosh, Inc. (amended) | Retailing | Lakewood | NJ | $650,000 | $1,000,000 | 3 | Apr 7 | sec.gov |
| Cadense, Inc. | Other | Goleta | CA | $640,000 | $1,000,000 | 14 | Apr 7 | sec.gov |
| Mobius Materials, Inc. | Other | Richmond | VA | $640,000 | $640,000 | 14 | Apr 7 | sec.gov |
| Outbreaks, Inc | Other Health Care | Cary | NC | $502,500 | $502,500 | 9 | Apr 7 | sec.gov |
| Sign-Speak Inc. | Other Technology | Rochester | NY | $500,000 | $500,000 | 5 | Apr 7 | sec.gov |
| Page Street Publishing Co | Other | Salem | MA | $445,000 | $750,000 | 6 | Apr 7 | sec.gov |
| True Syrups & Garnishes Co. | Other | Washington | DC | $432,500 | $1,000,000 | 16 | Apr 7 | sec.gov |
| GlycosBio Inc. | Biotechnology | Houston | TX | $425,000 | $1,000,000 | 3 | Apr 7 | sec.gov |
| E-VENTURES, INC. (amended) | Other | Paducah | KY | $397,500 | $1,500,000 | 11 | Apr 7 | sec.gov |
| Dea Matrona Ventures LLC | Other | New York | NY | $330,000 | $330,000 | 35 | Apr 7 | sec.gov |
| NaasAI, Inc. | Other Technology | Austin | TX | $105,000 | $3,000,000 | 2 | Apr 7 | sec.gov |
| GOLD DAYS HOSPITALITY GROUP, LLC | Other | Del Mar | CA | $100,000 | $2,519,901 | 1 | Apr 7 | sec.gov |
| Resonant Energy, LLC | Other Energy | Dorchester | MA | $75,000 | $2,500,000 | 2 | Apr 7 | sec.gov |
| MJWE Investors LLC | Other | New York | NY | $59,000 | $13,850,000 | 1 | Apr 7 | sec.gov |
| Gambler's Choice Movie, LLC | Other | Las Vegas | NV | $50,000 | $950,000 | 1 | Apr 7 | sec.gov |
| PishPosh, Inc. | Retailing | Lakewood | NJ | $50,000 | $1,000,000 | 3 | Apr 7 | sec.gov |
| Everything A to Z Enterprises Inc. | Other | Roseville | CA | $41,100 | $110,000 | 4 | Apr 7 | sec.gov |
| Zerify, Inc. | Other Technology | Edison | NJ | $17,550 | $17,550 | 5 | Apr 7 | sec.gov |
| Shingle Acquisition, LP (amended) | Other | Mckinney | TX | $36 | Indefinite | 36 | Apr 7 | sec.gov |
| Ennereilly SBS LLC | Business Services | Woodland Hills | CA | $0 | $250,000 | 10 | Apr 7 | sec.gov |
| AFS Great River Davenport, LLC | Restaurants | Rock Island | IL | $0 | $1,600,000 | 0 | Apr 7 | sec.gov |
| BLV Latitude Investor LLC | Commercial | Sheridan | WY | $0 | $35,000,000 | 0 | Apr 7 | sec.gov |
| Jetstream RV Resort Georgetown, LP | Other Real Estate | Houston | TX | $0 | Indefinite | 0 | Apr 7 | sec.gov |
| Mountain Hotel Ventures, LLC | Commercial | Idaho Falls | ID | $0 | $25,000,000 | 0 | Apr 7 | sec.gov |
| Faux Princess Films, L.L.C. | Other | Boulder | CO | $0 | $250,000 | 0 | Apr 7 | sec.gov |
| Ayana StayKeepers LLC | Commercial | Plano | TX | $0 | $1,500,000 | 0 | Apr 7 | sec.gov |
| Madison Distressed Credit Fund, LLC (amended) | Commercial | Charlotte | NC | $0 | $100,000,000 | 0 | Apr 7 | sec.gov |
| Sunrise Flamingo Surgery Center, LLC | Other Health Care | Nashville | TN | $0 | $868,280 | 0 | Apr 7 | sec.gov |
| SCA-Gladiolus, LLC | Other Health Care | Fort Myers | FL | $0 | $59,999 | 0 | Apr 7 | sec.gov |
| Republic Core LLC | Other Technology | New York | NY | $0 | $4,000,000 | 0 | Apr 7 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $700,000 | 0 | Apr 7 | sec.gov |
April 10, 2023 · April 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.