Data / Form D filings / Apr 10
Form D filings, April 10, 2023: 66 companies raised $301.7 million
66 operating companies filed a Form D on April 10, 2023, reporting $301.7 million sold. Largest: Capital Square Apartment Operating Partnership, L.P. ($33.4 million), Vista Bancshares, Inc. ($30.1 million), HWF Partners II, LLC ($29 million). The median filing is $1.6 million, and 137 pooled investment funds also filed that day.
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- 66Form D filings
- $301.7 millionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, TX 12, NY 5, CO 4, KS 3. By industry: Other 19, Other Health Care 8, Residential 7, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Capital Square Apartment Operating Partnership, L.P. | REITS and Finance | Glen Allen | VA | $33,398,189 | $38,802,465 | 31 | Apr 10 | sec.gov |
| Vista Bancshares, Inc. | Other Banking and Financial Services | Dallas | TX | $30,135,750 | $30,135,750 | 90 | Apr 10 | sec.gov |
| HWF Partners II, LLC | Other | Memphis | TN | $29,030,000 | $32,280,000 | 17 | Apr 10 | sec.gov |
| Visibly, Inc. | Other Technology | Chicago | IL | $24,595,038 | $29,595,038 | 19 | Apr 10 | sec.gov |
| Regent Surgical Health Topco, L.P. (amended) | Other | New York | NY | $23,325,932 | Indefinite | 31 | Apr 10 | sec.gov |
| Iron Bridge Mortgage Fund, LLC (amended) | REITS and Finance | Portland | OR | $22,463,001 | Indefinite | 26 | Apr 10 | sec.gov |
| Scenic Community Bancshares Corp | Commercial Banking | Iowa Falls | IA | $18,202,500 | Indefinite | 55 | Apr 10 | sec.gov |
| Potrero Medical, Inc. | Biotechnology | Hayward | CA | $17,747,111 | $24,626,726 | 99 | Apr 10 | sec.gov |
| GROMA NAV REIT, INC. (amended) | REITS and Finance | Boston | MA | $15,119,722 | Indefinite | 34 | Apr 10 | sec.gov |
| Foresee Medical, Inc. (amended) | Other Health Care | San Diego | CA | $9,539,991 | $9,999,999 | 30 | Apr 10 | sec.gov |
| Cambridge IV LLC | Other Real Estate | New Haven | CT | $7,750,000 | Indefinite | 25 | Apr 10 | sec.gov |
| CROSSFIRST BANKSHARES, INC. | Other Banking and Financial Services | Leawood | KS | $7,750,000 | $7,750,000 | 33 | Apr 10 | sec.gov |
| Etiometry Inc. | Other Health Care | Boston | MA | $5,718,400 | $10,000,000 | 7 | Apr 10 | sec.gov |
| Free Flow Medical, Inc. | Other Health Care | Fremont | CA | $5,130,654 | $6,380,654 | 11 | Apr 10 | sec.gov |
| IXRF, Inc. | Manufacturing | Austin | TX | $4,297,428 | Indefinite | 4 | Apr 10 | sec.gov |
| PALISADE BIO, INC. | Biotechnology | Carlsbad | CA | $4,003,205 | $4,003,205 | 9 | Apr 10 | sec.gov |
| Hippo Health, Inc. | Other Technology | Boulder | CO | $4,000,000 | $4,000,000 | 26 | Apr 10 | sec.gov |
| Foresee Medical, Inc. | Other Health Care | San Diego | CA | $3,999,999 | $3,999,999 | 1 | Apr 10 | sec.gov |
| Kelly Roofing Holdings, LLC | Other Real Estate | Indianapolis | IN | $3,876,379 | $3,876,379 | 41 | Apr 10 | sec.gov |
| AmRoc Premier Opportunity Fund, LP (amended) | Other Real Estate | Atlantic Beach | FL | $3,575,000 | Indefinite | 1 | Apr 10 | sec.gov |
| FYRFLY HANTZ Opportunity I, LLC | Other | San Francisco | CA | $3,050,000 | $3,050,000 | 2 | Apr 10 | sec.gov |
| Ogden Midrise Investors LLC (amended) | Residential | New York | NY | $2,225,000 | $2,225,000 | 0 | Apr 10 | sec.gov |
| Strongwater Viticultural Investments TP LLC | Commercial | San Luis Obispo | CA | $1,974,000 | $9,870,000 | 3 | Apr 10 | sec.gov |
| 502 SHADY SHORE LLC | Residential | Dallas | TX | $1,750,000 | $30,000,000 | 17 | Apr 10 | sec.gov |
| BetterTime Co. (amended) | Other Technology | Saint Paul | MN | $1,645,000 | $1,700,000 | 19 | Apr 10 | sec.gov |
| BSL Stephenville, LP (amended) | Other Real Estate | Austin | TX | $1,583,500 | $3,400,000 | 26 | Apr 10 | sec.gov |
| BSL Stephenville, LP | Other Real Estate | Austin | TX | $1,583,500 | $3,400,000 | 26 | Apr 10 | sec.gov |
| 18.001 Skyway Investors, LLC | Other | Tampa | FL | $1,300,000 | $1,300,000 | 10 | Apr 10 | sec.gov |
| Signing Day Sports, Inc. | Other | Scottsdale | AZ | $1,250,000 | $1,500,000 | 4 | Apr 10 | sec.gov |
| Dear Sundays Inc. | Other | New York | NY | $1,225,000 | $2,225,000 | 6 | Apr 10 | sec.gov |
| Appreciate Holdings, Inc. | Residential | Minnetonka | MN | $1,207,500 | $2,500,000 | 10 | Apr 10 | sec.gov |
| CKAN Westside LLC | Residential | Overland Park | KS | $1,085,000 | $1,085,000 | 16 | Apr 10 | sec.gov |
| FoodMaven Corp | Other | Denver | CO | $1,050,630 | $2,000,000 | 5 | Apr 10 | sec.gov |
| ScopeFour, LLC | Investing | El Segundo | CA | $1,000,000 | $2,500,000 | 3 | Apr 10 | sec.gov |
| Horton Woods Partners, LLC (amended) | Commercial | Los Angeles | CA | $939,500 | $2,000,000 | 22 | Apr 10 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $850,000 | $2,000,000 | 8 | Apr 10 | sec.gov |
| Potenza Desert Cove LLC | Residential | Arcadia | CA | $820,000 | $820,000 | 15 | Apr 10 | sec.gov |
| Rivulet Media, Inc. | Other | Gilbert | AZ | $750,000 | $5,000,000 | 6 | Apr 10 | sec.gov |
| SWAPONZ, INC. (amended) | Other | Natick | MA | $721,899 | $1,500,000 | 19 | Apr 10 | sec.gov |
| McKinney Renal Construction LLC | Commercial | Dallas | TX | $399,400 | $399,400 | 6 | Apr 10 | sec.gov |
| MACollective Desert Cove, LLC | Residential | Oviedo | FL | $350,000 | $1,000,000 | 6 | Apr 10 | sec.gov |
| BLUE OAK NJ 1 LLC | Other | Bloomfield | NJ | $282,000 | $1,000,000 | 6 | Apr 10 | sec.gov |
| Balanced Media Technology, LLC | Other | Allen | TX | $250,000 | $1,500,000 | 1 | Apr 10 | sec.gov |
| Alta Smiles, LLC | Other Health Care | Fort Washington | PA | $200,750 | $1,500,000 | 2 | Apr 10 | sec.gov |
| Boswell, Inc. | Other Health Care | Providence | RI | $190,000 | $200,000 | 9 | Apr 10 | sec.gov |
| RealAssets Technologies | Other Technology | Iselin | NJ | $150,000 | $7,500,000 | 1 | Apr 10 | sec.gov |
| Andex Gold Inc. | Other Energy | Toronto | $105,000 | $105,000 | 1 | Apr 10 | sec.gov | |
| It's Elation, Inc. | Other Health Care | Cody | WY | $100,000 | $2,000,000 | 1 | Apr 10 | sec.gov |
| DSGNPerks Inc | Manufacturing | Brooklyn | NY | $10,000 | Indefinite | 1 | Apr 10 | sec.gov |
| ihomestead Inc. | Other Technology | Kingston | WA | $0 | $259,666 | 4 | Apr 10 | sec.gov |
| SPI Buda Equity DE, LLC | Commercial | Dallas | TX | $0 | $10,000,000 | 0 | Apr 10 | sec.gov |
| Reserve at Hickory Creek Holdings LLC | Residential | Houston | TX | $0 | $6,500,000 | 0 | Apr 10 | sec.gov |
| U First Capital Fund XX LLC | Other | Fremont | CA | $0 | $5,000,000 | 0 | Apr 10 | sec.gov |
| Alliance Energy Fund 2023-A, LP | Oil and Gas | Overland Park | KS | $0 | $100,000,000 | 0 | Apr 10 | sec.gov |
| ANDREWS TEXAS TRUCKWASH LLC | Other | Andrews | TX | $0 | Indefinite | 0 | Apr 10 | sec.gov |
| CROWDVEST LLC | Other | Shoreham | NY | $0 | Indefinite | 0 | Apr 10 | sec.gov |
| Covanos, Inc. | Other Health Care | Alpharetta | GA | $0 | $3,000,000 | 0 | Apr 10 | sec.gov |
| ELS Funding I, LLC | Other Real Estate | Fairfield | CT | $0 | $800,000 | 0 | Apr 10 | sec.gov |
| Newton ACG Pool II, LLC | Other | Greenwood Village | CO | $0 | $7,000,000 | 0 | Apr 10 | sec.gov |
| Pacific Ag ACG Pool I LLC | Other | Greenwood Village | CO | $0 | $21,725,000 | 0 | Apr 10 | sec.gov |
| Drug Delivery Company, LLC | Biotechnology | Salisbury | MD | $0 | $1,500,000 | 0 | Apr 10 | sec.gov |
| VERTIMASS, LLC (amended) | Other | Irvine | CA | $0 | $25,000,000 | 0 | Apr 10 | sec.gov |
| Tyche Spring Holding Co LLC | Commercial | Houston | TX | $0 | $1,920,000 | 0 | Apr 10 | sec.gov |
| Copperfield Acquisition Group LLC | Commercial | Houston | TX | $0 | $2,550,000 | 0 | Apr 10 | sec.gov |
| PRAIRIE FARMS DAIRY INC | Other | Edwardsville | IL | $0 | $2,000,000 | 0 | Apr 10 | sec.gov |
| Visibly, Inc. | Other Technology | Chicago | IL | $0 | $1 | 1 | Apr 10 | sec.gov |
April 11, 2023 · April 7, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.