Data / Form D filings / Apr 11
Form D filings, April 11, 2023: 83 companies raised $1.63 billion
83 operating companies filed a Form D on April 11, 2023, reporting $1.63 billion sold. Largest: Invesco Real Estate Income Trust Inc. ($538.4 million), Clear Street Group Inc. ($435 million), Great-West Lifeco U.S. Holdings, LP ($224.4 million). The median filing is $1.6 million, and 141 pooled investment funds also filed that day.
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- 83Form D filings
- $1.63 billionreported sold
- $1.6 millionmedian amount sold
- TXmost filings (8)
Most filings by state: TX 8, MA 7, NY 6, FL 6, WA 6. By industry: Other Technology 23, Other 22, Commercial 11, Residential 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Invesco Real Estate Income Trust Inc. (amended) | REITS and Finance | Dallas | TX | $538,419,384 | $1,000,000,000 | 18 | Apr 11 | sec.gov |
| Clear Street Group Inc. (amended) | Other Banking and Financial Services | New York | NY | $435,000,000 | $435,000,000 | 16 | Apr 11 | sec.gov |
| Great-West Lifeco U.S. Holdings, LP (amended) | Insurance | Boston | MA | $224,427,807 | Indefinite | 374 | Apr 11 | sec.gov |
| GREAT-WEST LIFECO INC. (amended) | Insurance | Winnipeg | $112,007,344 | Indefinite | 39 | Apr 11 | sec.gov | |
| MISSOULA DOWNTOWN HOTELS HOLDCO, LLC | Commercial | Denver | CO | $43,056,000 | $50,000,000 | 175 | Apr 11 | sec.gov |
| CARBON AUTONOMOUS ROBOTIC SYSTEMS INC. | Other Technology | Seattle | WA | $29,999,968 | $34,999,959 | 14 | Apr 11 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $25,532,303 | Indefinite | 2 | Apr 11 | sec.gov |
| FIDELITY FEDERAL BANCORP (amended) | Other Banking and Financial Services | Evansville | IN | $25,250,000 | $25,250,000 | 18 | Apr 11 | sec.gov |
| MGS Lofts Investors, LLC | Commercial | Overland Park | KS | $22,903,416 | $25,413,762 | 10 | Apr 11 | sec.gov |
| Holualoa Cabana Cortaro, LLC | Residential | Tucson | AZ | $18,600,000 | $18,600,000 | 37 | Apr 11 | sec.gov |
| FIRST CAPITAL BANCSHARES INC /SC/ | Commercial Banking | Charleston | SC | $13,397,450 | $13,397,450 | 58 | Apr 11 | sec.gov |
| FERNISHED, INC. (amended) | Other Technology | Los Angeles | CA | $12,250,000 | $22,500,000 | 27 | Apr 11 | sec.gov |
| 1 N. Main, LLC | Other | Northbrook | IL | $10,350,000 | $10,350,000 | 16 | Apr 11 | sec.gov |
| Storm Development Corp. | Other | Calgary | $9,867,500 | $9,867,500 | 2 | Apr 11 | sec.gov | |
| RSNPG Lennox Apts Partners, LLC | Commercial | Wilmington | DE | $8,650,000 | $12,500,000 | 118 | Apr 11 | sec.gov |
| MedArrive Inc. | Other Health Care | New York | NY | $8,000,000 | $10,000,000 | 1 | Apr 11 | sec.gov |
| CC8 INVESTORS LLC | Residential | Bountiful | UT | $7,845,000 | $7,845,000 | 55 | Apr 11 | sec.gov |
| THREE BULLS GEORGIA LEGEND FUND, LLC (amended) | Other Real Estate | Griffin | GA | $7,751,500 | $25,000,000 | 30 | Apr 11 | sec.gov |
| Fitz Roy SK4, LLC | Investing | Lincoln | NE | $5,950,000 | $5,950,000 | 17 | Apr 11 | sec.gov |
| EMIT IMAGING, INC. | Biotechnology | Baltimore | MD | $5,878,666 | $5,878,666 | 6 | Apr 11 | sec.gov |
| 3500 N Bonnie Brae LLC | Residential | Austin | TX | $4,300,000 | $5,000,000 | 2 | Apr 11 | sec.gov |
| Autonomize, Inc. | Other Technology | Austin | TX | $4,024,994 | $4,024,994 | 16 | Apr 11 | sec.gov |
| NeuroCytonix Inc. | Other Technology | Rockville | MD | $4,010,337 | Indefinite | 18 | Apr 11 | sec.gov |
| DUOS TECHNOLOGIES GROUP, INC. | Other Technology | Jacksonville | FL | $4,000,000 | $30,000,000 | 2 | Apr 11 | sec.gov |
| Avestor Ariel, LP (amended) | Commercial | Portland | OR | $3,900,000 | Indefinite | 35 | Apr 11 | sec.gov |
| Get Verify, Inc. | Other Technology | New York | NY | $3,345,000 | $3,345,000 | 10 | Apr 11 | sec.gov |
| Endurus - Traditions, LLC | Commercial | Minneapolis | MN | $2,982,000 | $2,982,000 | 50 | Apr 11 | sec.gov |
| GEODE CAPITAL HOLDINGS LLC | Other Banking and Financial Services | Boston | MA | $2,938,940 | Indefinite | 4 | Apr 11 | sec.gov |
| Belle City Square Phase Two Fund, LLC | Commercial | Milwaukee | WI | $2,305,000 | $6,900,000 | 14 | Apr 11 | sec.gov |
| Eagle OZ Fund II, LP (amended) | Residential | Chicago | IL | $2,270,000 | $50,000,000 | 11 | Apr 11 | sec.gov |
| Barn2Door, Inc. | Other Technology | Seattle | WA | $2,000,000 | $3,000,000 | 7 | Apr 11 | sec.gov |
| EVA Entertainment, Inc. | Other | Nashville | TN | $1,993,770 | $3,336,270 | 12 | Apr 11 | sec.gov |
| Bunker Hill Mining Corp. | Other | Toronto | $1,943,759 | $6,544,800 | 10 | Apr 11 | sec.gov | |
| Westside Museum, LLC | Other | Las Vegas | NV | $1,800,000 | $2,000,000 | 16 | Apr 11 | sec.gov |
| Cone Software, Inc. | Other Technology | San Francisco | CA | $1,657,498 | $1,657,500 | 5 | Apr 11 | sec.gov |
| Belle Isle Craft Spirits, Inc. | Other | Richmond | VA | $1,654,763 | $3,000,000 | 44 | Apr 11 | sec.gov |
| Z DAO LLC | Other Technology | Sheridan | WY | $1,600,000 | $4,000,000 | 3 | Apr 11 | sec.gov |
| GREEN MATTERS TECHNOLOGIES INC. | Manufacturing | Langley | $1,500,000 | $1,500,000 | 2 | Apr 11 | sec.gov | |
| Play Your Court, LLC (amended) | Other | Virginia Beach | VA | $1,438,625 | $1,500,000 | 22 | Apr 11 | sec.gov |
| Clearstep Inc. | Other Health Care | Chicago | IL | $1,335,000 | $1,750,000 | 12 | Apr 11 | sec.gov |
| Preferred Partner Community, LLC | Other | West Fargo | ND | $1,300,700 | Indefinite | 14 | Apr 11 | sec.gov |
| Hampton Gardens Community LLC | Commercial | Dallas | TX | $1,180,000 | $1,700,000 | 23 | Apr 11 | sec.gov |
| Helios Solar Partners VII, LLC | Investing | Denver | CO | $1,129,260 | $1,129,260 | 23 | Apr 11 | sec.gov |
| WAVELOGIX, INC. | Other Technology | West Lafayette | IN | $1,125,000 | $1,250,000 | 12 | Apr 11 | sec.gov |
| Claim Angel Inc. (amended) | Other | Boca Raton | FL | $1,000,000 | $3,000,000 | 1 | Apr 11 | sec.gov |
| Claim Angel Inc. | Other | Boca Raton | FL | $1,000,000 | $1,000,000 | 1 | Apr 11 | sec.gov |
| RSNPG Lennox Apts Partners RM, LLC (amended) | Commercial | Wilmington | DE | $990,000 | $3,000,000 | 16 | Apr 11 | sec.gov |
| RSNPG Lennox Apts Partners RM, LLC | Commercial | Wilmington | DE | $990,000 | $12,500,000 | 16 | Apr 11 | sec.gov |
| Chasm Advanced Materials, Inc. | Other Technology | Canton | MA | $500,000 | $15,000,000 | 1 | Apr 11 | sec.gov |
| Threadleaf Capital, LLC | Investing | Missasauga | $480,000 | $480,000 | 15 | Apr 11 | sec.gov | |
| Rediscovery Life Sciences AKI LLC | Other Health Care | Charleston | SC | $449,983 | $899,985 | 22 | Apr 11 | sec.gov |
| Davy Power Systems Inc. (amended) | Other Energy | Cincinnati | OH | $402,500 | $7,500,000 | 11 | Apr 11 | sec.gov |
| DISCOVERY PROJECTS LLC | Construction | Seattle | WA | $400,000 | $400,000 | 2 | Apr 11 | sec.gov |
| Hoopla Doopla, Inc. (amended) | Other Technology | Bohemia | NY | $380,994 | $1,000,000 | 13 | Apr 11 | sec.gov |
| Impact Desert Cove LLC | Residential | Peoria | AZ | $335,000 | $800,000 | 7 | Apr 11 | sec.gov |
| Qnect LLC | Other Technology | Hadley | MA | $326,432 | Indefinite | 11 | Apr 11 | sec.gov |
| WaveTech Group, Inc. | Other Technology | El Paso | TX | $250,000 | $500,000 | 2 | Apr 11 | sec.gov |
| Play Your Court, LLC | Other | Virginia Beach | VA | $246,875 | $250,000 | 18 | Apr 11 | sec.gov |
| CHEFVILLE LLC | Other Technology | Aventura | FL | $235,000 | $235,000 | 9 | Apr 11 | sec.gov |
| Game of Silks, Inc. | Other Technology | Boca Raton | FL | $150,000 | $3,000,000 | 2 | Apr 11 | sec.gov |
| PHAIRIFY, INC. | Other Technology | Andover | MA | $149,999 | $549,900 | 2 | Apr 11 | sec.gov |
| Jage Media, Inc. | Other | Bainbridge Island | WA | $140,104 | $1,000,000 | 8 | Apr 11 | sec.gov |
| Edifii, Inc. | Other Technology | Cambridge | MA | $125,000 | $125,000 | 6 | Apr 11 | sec.gov |
| Disruptive, LLC | Other | Sammamish | WA | $112,500 | $1,500,000 | 3 | Apr 11 | sec.gov |
| Novascope Biochips Inc. | Other Technology | Scarsdale | NY | $104,928 | $104,928 | 1 | Apr 11 | sec.gov |
| Rust Belt Riders Composting, LLC (amended) | Agriculture | Cleveland | OH | $100,000 | $750,000 | 1 | Apr 11 | sec.gov |
| ACQUISITION SIMPLICITY, INC. | Other | Liberty Lake | WA | $75,000 | $1,000,000 | 1 | Apr 11 | sec.gov |
| INTELLISYNCH, LLC (amended) | Other Technology | Potomac | MD | $50,000 | $1,000,000 | 1 | Apr 11 | sec.gov |
| Dynaleo Inc. | Other | Nisku | $36,945 | $83,126 | 1 | Apr 11 | sec.gov | |
| Galantas Gold Corp | Other | Toronto | $33,307 | $84,193 | 3 | Apr 11 | sec.gov | |
| Executive Council Network, Inc. | Other | Austin | TX | $20,000 | $350,000 | 2 | Apr 11 | sec.gov |
| Gratomic Inc. | Other | Toronto | $19,888 | $49,720 | 1 | Apr 11 | sec.gov | |
| LCP Lakeview LLC | Other | Austin | TX | $0 | $2,000,000 | 0 | Apr 11 | sec.gov |
| XTR1 Inc. | Other Technology | Jackson | MS | $0 | Indefinite | 0 | Apr 11 | sec.gov |
| LENGO THERAPEUTICS LTD | Other Technology | New York | NY | $0 | $7,000,000 | 0 | Apr 11 | sec.gov |
| Manufacturing Essential Asset, DST | Commercial | Las Vegas | NV | $0 | $182,117,607 | 0 | Apr 11 | sec.gov |
| 160 Technology IF LLC (amended) | Commercial | Ketchum | ID | $0 | $1,310,000 | 0 | Apr 11 | sec.gov |
| Kapnos Inc. | Other | Sharon | MA | $0 | $2,709,000 | 0 | Apr 11 | sec.gov |
| Metaverse Finance LLC | Other Technology | Santa Ana | CA | $0 | Indefinite | 0 | Apr 11 | sec.gov |
| Addiction Cure Therapeutic Sciences Inc | Biotechnology | Coconut Creek | FL | $0 | $1,000,000 | 0 | Apr 11 | sec.gov |
| Thermo Tents Ltd | Other | Kerry | $0 | $2,000,007 | 0 | Apr 11 | sec.gov | |
| Texas Health Surgery Center Preston Plaza, LLC | Other Health Care | Dallas | TX | $0 | $1,100,027 | 0 | Apr 11 | sec.gov |
| Svante Technologies Inc. | Energy Conservation | Burnaby | $0 | $2,500,000 | 1 | Apr 11 | sec.gov |
April 12, 2023 · April 10, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.