Data / Form D filings / GEODE CAPITAL HOLDINGS LLC
GEODE CAPITAL HOLDINGS LLC: Form D filings
GEODE CAPITAL HOLDINGS LLC, a financial services company in Boston, MA, filed 13 Form D notices with the SEC between 2013 and 2026. The latest, on April 7, 2026, reports $8.2 million sold of an offering with no set size to 18 investors.
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Company details from the filing
- Address
- 100 SUMMER STREET 12TH FLOOR, Boston, MA, 02110
- Phone
- (617) 392-8533
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(c)
- SEC identifier (CIK)
- 1269241
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 7, 2026 | Amendment | Indefinite | $8,178,617 | 18 | Mar 28, 2023 | sec.gov | |
| Apr 11, 2025 | Amendment | Indefinite | $5,780,767 | 14 | Mar 28, 2023 | sec.gov | |
| Apr 11, 2024 | Amendment | Indefinite | $3,699,092 | 11 | Mar 28, 2023 | sec.gov | |
| Apr 11, 2023 | New notice | Indefinite | $2,938,940 | 4 | Mar 28, 2023 | sec.gov | |
| Mar 31, 2021 | Amendment | $4,044,525 | $4,044,525 | 5 | Feb 28, 2018 | sec.gov | |
| Mar 11, 2021 | Amendment | $178,380 | $178,380 | 3 | Feb 28, 2018 | sec.gov | |
| Mar 13, 2020 | Amendment | $178,380 | $178,380 | 3 | Feb 28, 2018 | sec.gov | |
| Mar 14, 2019 | Amendment | $178,380 | $178,380 | 3 | Feb 28, 2018 | sec.gov | |
| Mar 15, 2018 | New notice | $110,898 | $110,898 | 2 | Feb 28, 2018 | sec.gov | |
| Mar 11, 2016 | Amendment | $17,565,484 | $17,565,484 | 22 | Mar 26, 2013 | sec.gov | |
| Mar 3, 2015 | Amendment | $17,249,302 | $17,249,302 | 20 | Mar 26, 2013 | sec.gov | |
| Feb 13, 2014 | Amendment | $17,036,603 | $17,036,603 | 18 | Mar 26, 2013 | sec.gov | |
| Apr 8, 2013 | New notice | $16,874,090 | $16,874,090 | 17 | Mar 26, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Ronald DePoalo | Executive Officer | President and Chief Executive Officer |
| Laura Doherty | Executive Officer | Chief Operating Officer |
| Sorin Codreanu | Executive Officer | Chief Financial Officer |
| Michael Ciccone | Executive Officer | Chief Compliance Officer |
| Jennifer Uhrig | Director | |
| Gerard John McGraw | Director | |
| Philip L. Bullen | Director | |
| Alok Kapoor | Director | |
| Kathryn Dunn | Director | |
| Thomas Sprague | Director | |
| Michael K. Even | Director | |
| Brad E. Moyer | Executive Officer | Secretary and General Counsel |
Every Form D from the week of Apr 6, 2026 · All recent filings in Massachusetts · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what GEODE CAPITAL HOLDINGS LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.