Data / Form D filings / Apr 11
Form D filings, April 11, 2024: 89 companies raised $2.39 billion
89 operating companies filed a Form D on April 11, 2024, reporting $2.39 billion sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($586.3 million), Rocket Holdco, LLC ($425.7 million), Manulife Forest Climate Fund LP ($316.1 million). The median filing is $3.6 million, and 141 pooled investment funds also filed that day.
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- 89Form D filings
- $2.39 billionreported sold
- $3.6 millionmedian amount sold
- CAmost filings (21)
Most filings by state: CA 21, TX 9, MA 9, NY 7, CO 6. By industry: Other 16, Other Technology 15, Other Real Estate 10, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $586,312,662 | $586,312,662 | 964 | Apr 11 | sec.gov |
| Rocket Holdco, LLC | Insurance | Fort Wayne | IN | $425,674,355 | $425,674,355 | 37 | Apr 11 | sec.gov |
| Manulife Forest Climate Fund LP (amended) | Other Real Estate | Boston | MA | $316,111,111 | $800,000,000 | 4 | Apr 11 | sec.gov |
| Marble Capital Income & Impact Fund LP (amended) | REITS and Finance | Houston | TX | $131,910,000 | Indefinite | 41 | Apr 11 | sec.gov |
| GREAT-WEST LIFECO INC. (amended) | Insurance | Winnipeg | $110,130,084 | Indefinite | 39 | Apr 11 | sec.gov | |
| ION Clean Energy, Inc. | Environmental Services | Boulder | CO | $69,999,993 | $85,000,350 | 6 | Apr 11 | sec.gov |
| Nucleus Radiopharma, Inc. | Other Health Care | Palo Alto | CA | $66,099,956 | $66,099,956 | 12 | Apr 11 | sec.gov |
| Your Policy Holdings, LLC | Other | Reston | VA | $63,933,881 | $63,933,881 | 15 | Apr 11 | sec.gov |
| Clearcover, Inc. | Other Technology | Chicago | IL | $54,999,999 | Indefinite | 3 | Apr 11 | sec.gov |
| COLO Holdings, LLC | Other Technology | Miami | FL | $53,500,000 | $107,940,000 | 3 | Apr 11 | sec.gov |
| Digital Therapeutics, Inc. | Other Technology | New York | NY | $50,499,903 | $50,499,903 | 10 | Apr 11 | sec.gov |
| Anrok, Inc. | Other | San Francisco | CA | $47,564,673 | $49,979,712 | 36 | Apr 11 | sec.gov |
| HREX Multifamily II, DST (amended) | Residential | Houston | TX | $39,792,851 | $138,736,810 | 62 | Apr 11 | sec.gov |
| Equip Health, Inc. (amended) | Other Health Care | Carlsbad | CA | $34,999,935 | $34,999,935 | 5 | Apr 11 | sec.gov |
| Pengyou Partners One LLC | Construction | Peachtree Corners | GA | $33,000,000 | $33,000,000 | 72 | Apr 11 | sec.gov |
| Irish Row Student Housing DST (amended) | Residential | Oak Brook | IL | $28,252,537 | $28,252,537 | 70 | Apr 11 | sec.gov |
| AKF, Inc. (amended) | Other Banking and Financial Services | New York | NY | $25,850,000 | Indefinite | 6 | Apr 11 | sec.gov |
| BOZEMAN PRIVATE HANGARS LLC (amended) | Other Real Estate | Boston | MA | $19,730,000 | $19,730,000 | 8 | Apr 11 | sec.gov |
| Vaya Space, Inc. (amended) | Other Technology | Cocoa | FL | $17,100,000 | $17,100,000 | 107 | Apr 11 | sec.gov |
| Sybill Inc. | Other Technology | Mountain View | CA | $14,356,840 | $14,590,500 | 26 | Apr 11 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund IV, L.P. (amended) | Other Real Estate | El Segundo | CA | $12,980,000 | $500,000,000 | 11 | Apr 11 | sec.gov |
| Pengyou Tate Bend LLC | Construction | Peachtree Corners | GA | $12,000,000 | $12,000,000 | 37 | Apr 11 | sec.gov |
| Squid Games Inc. | Other Technology | Menlo Park | CA | $10,866,310 | $10,866,310 | 19 | Apr 11 | sec.gov |
| HCP Cognitus Investment SPV, LLC | Other | New York | NY | $10,500,000 | $10,500,000 | 5 | Apr 11 | sec.gov |
| MM Investment Partners LLC | Manufacturing | Chicago | IL | $10,035,000 | $11,150,000 | 46 | Apr 11 | sec.gov |
| tldraw, Inc. | Other Technology | San Francisco | CA | $9,394,737 | $10,000,000 | 13 | Apr 11 | sec.gov |
| Kappa Pay Inc. | Other Technology | Boston | MA | $8,651,946 | $8,651,946 | 3 | Apr 11 | sec.gov |
| ResortNet, LLC | Telecommunications | Frisco | CO | $6,250,000 | $7,500,000 | 29 | Apr 11 | sec.gov |
| MD INVESTMENT LLC | Business Services | San Francisco | CA | $6,104,700 | $6,322,725 | 131 | Apr 11 | sec.gov |
| Nucleus Radiopharma, Inc. | Other Health Care | Palo Alto | CA | $6,000,000 | $6,000,000 | 3 | Apr 11 | sec.gov |
| XCT Holdings LLC | Energy Conservation | Dallas | TX | $6,000,000 | $6,000,000 | 27 | Apr 11 | sec.gov |
| backstitch Inc. (amended) | Other Technology | Kansas City | MO | $5,833,926 | $5,833,932 | 22 | Apr 11 | sec.gov |
| Pok Pok Inc. | Other Technology | Toronto | $5,689,990 | $6,000,000 | 10 | Apr 11 | sec.gov | |
| Ory Corp. | Other Technology | Doylestown | PA | $5,000,202 | $5,000,202 | 7 | Apr 11 | sec.gov |
| Praesidia Biotherapeutics, Inc. (amended) | Biotechnology | Arlington | MA | $5,000,000 | $15,000,000 | 1 | Apr 11 | sec.gov |
| SEER Intel Holdings, Inc. | Computers | New York | NY | $5,000,000 | $5,000,000 | 36 | Apr 11 | sec.gov |
| Endurance Capital Self-Storage Opportunity Fund, L.P. | Other | Plymouth | MN | $4,850,000 | Indefinite | 17 | Apr 11 | sec.gov |
| AION Biosystems, Inc. | Other Health Care | Lowell | MA | $4,325,000 | $4,325,000 | 20 | Apr 11 | sec.gov |
| Whitehall Surgery Center, Ltd. | Hospitals and Physicians | Pickerington | OH | $4,321,800 | $4,500,000 | 11 | Apr 11 | sec.gov |
| GEODE CAPITAL HOLDINGS LLC (amended) | Other Banking and Financial Services | Boston | MA | $3,699,092 | Indefinite | 11 | Apr 11 | sec.gov |
| Elephant Energy, Inc. | Other Energy | Boulder | CO | $3,427,997 | $3,427,997 | 21 | Apr 11 | sec.gov |
| Clay Street Investors, LLC (amended) | Other Real Estate | Portland | OR | $3,200,000 | $3,250,000 | 32 | Apr 11 | sec.gov |
| 967 Marion, LLC | Residential | Denver | CO | $3,100,000 | $3,100,000 | 16 | Apr 11 | sec.gov |
| DPEG Sakuu 2.0, LP | Other | Stafford | TX | $3,050,000 | $4,950,000 | 43 | Apr 11 | sec.gov |
| Syr Corp. | Other | Jersey City | NJ | $2,829,991 | $2,829,991 | 17 | Apr 11 | sec.gov |
| WWC LXXIV US Investor2, LP (amended) | Residential | Phoenix | AZ | $2,819,970 | $3,260,000 | 177 | Apr 11 | sec.gov |
| 33rd Team LLC | Other | Deerfield Beach | FL | $2,600,000 | $5,000,000 | 6 | Apr 11 | sec.gov |
| Link Labs, Inc. | Other Technology | Annapolis | MD | $2,500,000 | $4,000,000 | 3 | Apr 11 | sec.gov |
| AION Biosystems, Inc. | Other Health Care | Lowell | MA | $2,499,899 | $5,000,000 | 1 | Apr 11 | sec.gov |
| Elephant Energy, Inc. | Other Energy | Boulder | CO | $2,383,517 | $5,000,000 | 18 | Apr 11 | sec.gov |
| DIV Industrial Fund I, LLC (amended) | Commercial | Irvine | CA | $2,350,000 | $7,000,000 | 0 | Apr 11 | sec.gov |
| AION Biosystems, Inc. | Other Health Care | Lowell | MA | $2,350,000 | $3,000,000 | 11 | Apr 11 | sec.gov |
| moduleQ, Inc. | Other Technology | Cupertino | CA | $2,000,000 | $8,000,000 | 1 | Apr 11 | sec.gov |
| Lone Oak SP LLC | Other Real Estate | Salem | OR | $1,951,400 | $2,191,400 | 17 | Apr 11 | sec.gov |
| Wefunds Wefunder XII, a series of Wefunds LLC (amended) | Other | Henderson | NV | $1,780,500 | Indefinite | 164 | Apr 11 | sec.gov |
| HINES GLOBAL INCOME TRUST, INC. | REITS and Finance | Houston | TX | $1,617,000 | Indefinite | 1 | Apr 11 | sec.gov |
| Lodging Fund REIT III OP, LP (amended) | Commercial | Fargo | ND | $1,606,863 | $30,000,000 | 8 | Apr 11 | sec.gov |
| Jet.AI Inc. | Other | Las Vegas | NV | $1,500,000 | $1,500,000 | 1 | Apr 11 | sec.gov |
| CELESTIAL THERAPEUTICS INC. (amended) | Biotechnology | Irvine | CA | $1,339,224 | Indefinite | 13 | Apr 11 | sec.gov |
| United PRB #3, LP | Oil and Gas | Roanoke | TX | $1,310,000 | $1,350,000 | 35 | Apr 11 | sec.gov |
| Pheasant Run Group LLC | Commercial | Wilmington | DE | $1,290,000 | $8,400,000 | 14 | Apr 11 | sec.gov |
| Viraaal UGC Inc. | Other Technology | Sausalito | CA | $1,270,000 | $3,000,000 | 3 | Apr 11 | sec.gov |
| DELILAH DALLAS, LLC | Restaurants | West Hollywood | CA | $1,250,000 | $15,000,000 | 2 | Apr 11 | sec.gov |
| NBT Managed Holdings, LP | Other Real Estate | San Diego | CA | $1,200,000 | $10,000,000 | 2 | Apr 11 | sec.gov |
| Beyond Loan 1 LLC (amended) | Other Real Estate | Houston | TX | $950,000 | Indefinite | 4 | Apr 11 | sec.gov |
| Eradivir Investment Fund, LLC | Investing | Lehi | UT | $928,500 | $928,500 | 16 | Apr 11 | sec.gov |
| Orthopedic Driven Imaging, LLC | Biotechnology | Missoula | MT | $750,000 | $1,920,000 | 1 | Apr 11 | sec.gov |
| MD MANAGEMENT LLC | Business Services | San Francisco | CA | $678,300 | $702,525 | 131 | Apr 11 | sec.gov |
| IWB ATM Income Fund LLC | Other | Morrisville | NC | $624,000 | Indefinite | 7 | Apr 11 | sec.gov |
| True Sync Media, Inc. | Other | Denver | CO | $610,000 | $800,000 | 6 | Apr 11 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $550,000 | $550,000 | 2 | Apr 11 | sec.gov |
| Black Pine Capital Partners, LLC | Investing | San Francisco | CA | $545,000 | $545,000 | 18 | Apr 11 | sec.gov |
| Apex REOF I, LLC (amended) | Commercial | Dallas | TX | $530,000 | $5,000,000 | 5 | Apr 11 | sec.gov |
| Industrial Intelligence,Inc (amended) | Other Technology | Williamsburg | VA | $470,000 | $600,000 | 9 | Apr 11 | sec.gov |
| Haven Cognitus, LLC | Other | New York | NY | $400,000 | $400,000 | 5 | Apr 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $273,082 | Indefinite | 4 | Apr 11 | sec.gov |
| DKR Capital Holdings LLC | Residential | Casper | WY | $250,000 | $300,000 | 4 | Apr 11 | sec.gov |
| VS Health Group, Inc. | Business Services | Andover | MA | $240,000 | $240,000 | 1 | Apr 11 | sec.gov |
| Melba & Ninth, LLC | Commercial | Dallas | TX | $125,000 | Indefinite | 3 | Apr 11 | sec.gov |
| OVATION SCIENCE INC. | Other | Vancouver | $50,000 | $100,000 | 1 | Apr 11 | sec.gov | |
| Enfantino Debt Fund, LLC | Other Real Estate | Lexington | SC | $0 | Indefinite | 0 | Apr 11 | sec.gov |
| 6900 CALIFORNIA AVE LLC | Commercial | Seattle | WA | $0 | $2,426,000 | 0 | Apr 11 | sec.gov |
| Easy Living Mobile Home Community, LLC | Other | Oakdale | CA | $0 | $500,000 | 0 | Apr 11 | sec.gov |
| PACE NEWS, INC. (amended) | Other | Los Angeles | CA | $0 | $1,050,000 | 0 | Apr 11 | sec.gov |
| Rainbow Realty Group IV LLC | Other Real Estate | Great Neck | NY | $0 | $100,000,000 | 0 | Apr 11 | sec.gov |
| WENONA ESTATES MHP, LLC | Commercial | Lakeland | FL | $0 | $2,650,000 | 0 | Apr 11 | sec.gov |
| Watkins Equity Fund I, LLC | Residential | Oklahoma City | OK | $0 | $10,000,000 | 0 | Apr 11 | sec.gov |
| Flow Holdings, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Apr 11 | sec.gov |
| Light Brigade Solutions Inc. | Business Services | Tacoma | WA | $0 | $960,000 | 0 | Apr 11 | sec.gov |
April 12, 2024 · April 10, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.