Data / Form D filings / Apr 12
Form D filings, April 12, 2024: 100 companies raised $12.16 billion
100 operating companies filed a Form D on April 12, 2024, reporting $12.16 billion sold. Largest: NVA Holdings L.P. ($9.21 billion), Stripe, Inc. ($694.2 million), Nexamp, Inc. ($370 million). The median filing is $3.4 million, and 219 pooled investment funds also filed that day.
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- 100Form D filings
- $12.16 billionreported sold
- $3.4 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 14, TX 7, CO 6, MA 5. By industry: Other 27, Other Technology 15, Other Real Estate 10, Other Health Care 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NVA Holdings L.P. (amended) | Other | Westlake Village | CA | $9,209,012,555 | Indefinite | 318 | Apr 12 | sec.gov |
| Stripe, Inc. | Other | South San Francisco | CA | $694,159,778 | $694,159,778 | 17 | Apr 12 | sec.gov |
| Nexamp, Inc. | Other Energy | Boston | MA | $369,998,085 | $419,998,413 | 2 | Apr 12 | sec.gov |
| Shingle Acquisition, LP (amended) | Other | Mckinney | TX | $316,212,786 | Indefinite | 373 | Apr 12 | sec.gov |
| ADREX Diversified 4 DST (amended) | Other Real Estate | Denver | CO | $226,450,000 | $226,450,000 | 134 | Apr 12 | sec.gov |
| Rocket Holdco, LLC | Insurance | Fort Wayne | IN | $178,590,306 | $178,590,306 | 10 | Apr 12 | sec.gov |
| GMF Group Fund II, LLC (amended) | Commercial | Orlando | FL | $116,991,963 | $130,000,000 | 171 | Apr 12 | sec.gov |
| EM Alpine, LLC (amended) | Other Real Estate | New York | NY | $111,272,021 | Indefinite | 1145 | Apr 12 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $106,435,000 | $150,000,000 | 230 | Apr 12 | sec.gov |
| Invesco Commercial Real Estate Finance Trust, Inc. (amended) | REITS and Finance | Dallas | TX | $104,717,602 | Indefinite | 765 | Apr 12 | sec.gov |
| Suma Brands, Inc. | Retailing | Ny | NY | $95,500,000 | $95,500,000 | 34 | Apr 12 | sec.gov |
| Shingle Acquisition Holdings, Inc. (amended) | Other | Mckinney | TX | $65,166,554 | Indefinite | 271 | Apr 12 | sec.gov |
| Pie Management Holdco, LLC (amended) | Other | New York | NY | $64,494,289 | Indefinite | 44 | Apr 12 | sec.gov |
| Sequelae, Inc. | Other Technology | Minneapolis | MN | $60,000,000 | $60,000,000 | 7 | Apr 12 | sec.gov |
| Celona, Inc. | Other Technology | Campbell | CA | $59,999,981 | $59,999,981 | 8 | Apr 12 | sec.gov |
| Celona, Inc. | Other Technology | Campbell | CA | $34,804,261 | $38,000,001 | 9 | Apr 12 | sec.gov |
| CleanFiber Inc. | Manufacturing | Blasdell | NY | $28,200,623 | $32,325,832 | 188 | Apr 12 | sec.gov |
| Revalesio Corp (amended) | Pharmaceuticals | Tacoma | WA | $25,510,205 | $30,600,000 | 31 | Apr 12 | sec.gov |
| MULLIGAN INVESTORS LLC | Other | Las Vegas | NV | $24,500,000 | $24,500,000 | 10 | Apr 12 | sec.gov |
| White River Energy Corp. | Oil and Gas | Fayetteville | AR | $22,095,034 | $22,095,034 | 22 | Apr 12 | sec.gov |
| Linxx Global Inc. | Other | Virginia Beach | VA | $19,166,337 | $19,166,337 | 7 | Apr 12 | sec.gov |
| BetterVet, Inc. | Other Technology | Boston | MA | $17,928,818 | $17,928,818 | 19 | Apr 12 | sec.gov |
| Point Olema Capital Partners, L.P. (amended) | Other Banking and Financial Services | San Francisco | CA | $17,710,000 | Indefinite | 31 | Apr 12 | sec.gov |
| Cariloop, Inc. | Other Health Care | Richardson | TX | $16,886,288 | $19,886,290 | 9 | Apr 12 | sec.gov |
| Zapata Computing Holdings Inc. | Other Technology | Boston | MA | $14,660,500 | $14,660,500 | 28 | Apr 12 | sec.gov |
| Waveland Resource Partners VII, LP (amended) | Oil and Gas | Irvine | CA | $14,559,400 | $100,000,000 | 169 | Apr 12 | sec.gov |
| Clearsense, Inc | Other Technology | Jacksonville | FL | $13,302,498 | $20,322,495 | 8 | Apr 12 | sec.gov |
| Rocket Holdco, LLC | Insurance | Fort Wayne | IN | $10,526,000 | $10,526,000 | 3 | Apr 12 | sec.gov |
| Sparrow Pharmaceuticals, Inc. | Pharmaceuticals | Portland | OR | $10,000,000 | $15,251,730 | 4 | Apr 12 | sec.gov |
| Allure Security Technology, Inc. | Other Technology | Wellesley | MA | $8,948,445 | $9,186,787 | 12 | Apr 12 | sec.gov |
| AFACOR LLC | Commercial | Yardley | PA | $6,915,000 | $6,915,000 | 27 | Apr 12 | sec.gov |
| Eden Florida Holdings, LLC | Other | Orlando | FL | $6,600,000 | $15,500,000 | 16 | Apr 12 | sec.gov |
| XCT Holdings LLC (amended) | Energy Conservation | Dallas | TX | $6,000,000 | $6,000,000 | 27 | Apr 12 | sec.gov |
| Nuvvon, Inc. | Other | Bordentown | NJ | $5,301,839 | $10,301,839 | 9 | Apr 12 | sec.gov |
| Guerrilla RF, Inc. | Other Technology | Greensboro | NC | $5,178,226 | $5,178,226 | 19 | Apr 12 | sec.gov |
| OneMedNet Corp | Other Technology | Eden Prairie | MN | $4,547,500 | $5,000,000 | 1 | Apr 12 | sec.gov |
| Pindrop Security, Inc. | Other Technology | Atlanta | GA | $4,300,000 | $5,000,000 | 6 | Apr 12 | sec.gov |
| Wazee Investment Partners LLC | Other Real Estate | Denver | CO | $4,070,000 | $4,070,000 | 24 | Apr 12 | sec.gov |
| Cecelia Health Holdings, Inc. | Other Health Care | New York | NY | $3,914,878 | $15,000,005 | 46 | Apr 12 | sec.gov |
| Helios ZincFive Partners IV, LLC (amended) | Investing | Denver | CO | $3,675,000 | $3,825,000 | 18 | Apr 12 | sec.gov |
| GRID - Equivico I, LLC | Investing | Durham | NC | $3,383,200 | $3,383,200 | 14 | Apr 12 | sec.gov |
| Coverself Inc (amended) | Other Technology | San Francisco | CA | $3,375,000 | $3,375,000 | 6 | Apr 12 | sec.gov |
| LEAP Charities, Inc. (amended) | Residential | Boise | ID | $3,344,000 | $10,000,000 | 11 | Apr 12 | sec.gov |
| Elate, Inc. | Other Technology | Indianapolis | IN | $3,200,001 | $3,300,000 | 6 | Apr 12 | sec.gov |
| Rocket Holdco, LLC | Insurance | Fort Wayne | IN | $2,858,693 | $2,858,693 | 25 | Apr 12 | sec.gov |
| Prometheus Therapeutics Inc. (amended) | Other Health Care | Miramar | FL | $2,547,453 | $8,375,000 | 38 | Apr 12 | sec.gov |
| GREENBLU, INC. | Manufacturing | Hamilton | NJ | $2,500,000 | $2,500,000 | 2 | Apr 12 | sec.gov |
| Fluid Power Employee Holdings, LLC (amended) | Other | Denver | CO | $2,350,000 | $2,350,000 | 3 | Apr 12 | sec.gov |
| Cast Investors, LLC (amended) | Commercial | San Diego | CA | $2,211,316 | $2,300,000 | 25 | Apr 12 | sec.gov |
| Deepwave Digital, Inc. | Computers | Philadelphia | PA | $2,130,000 | $2,130,000 | 21 | Apr 12 | sec.gov |
| Intraprise Health, LLC | Other Health Care | Reston | VA | $2,000,002 | $2,000,002 | 2 | Apr 12 | sec.gov |
| 9 Park Associates LLC | Other Real Estate | Yarmouth | ME | $1,956,000 | $2,000,000 | 20 | Apr 12 | sec.gov |
| iCross NY LLC | Other Real Estate | Long Island City | NY | $1,840,000 | $20,000,000 | 29 | Apr 12 | sec.gov |
| VACCINEX, INC. | Pharmaceuticals | Rochester | NY | $1,750,000 | $3,499,995 | 1 | Apr 12 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $1,542,240 | $1,542,240 | 3 | Apr 12 | sec.gov |
| Datacrossing Inc. | Other Technology | Chicago | IL | $1,502,236 | $2,500,000 | 4 | Apr 12 | sec.gov |
| Nuvau Minerals Corp (amended) | Other | Thunder Bay | $1,314,000 | Indefinite | 2 | Apr 12 | sec.gov | |
| VACCINEX, INC. | Pharmaceuticals | Rochester | NY | $1,240,737 | $2,462,090 | 3 | Apr 12 | sec.gov |
| GSH Hunters Ridge Domestic Funding, LLC | Residential | Clawson | MI | $1,165,640 | $3,000,000 | 67 | Apr 12 | sec.gov |
| 27203 Royalton Land LLC | Other Real Estate | Columbia Station | OH | $1,100,000 | $1,100,000 | 10 | Apr 12 | sec.gov |
| Valle Pointe, LLC | Commercial | Denver | CO | $1,090,000 | $2,500,000 | 8 | Apr 12 | sec.gov |
| Inhaven, Inc. (amended) | Other | Bronxville | NY | $1,025,000 | Indefinite | 14 | Apr 12 | sec.gov |
| ML Tech Holdings, Inc. | Other Technology | Miami | FL | $1,000,000 | $1,500,000 | 1 | Apr 12 | sec.gov |
| Breakthrough Unity I LLC | Other | Los Angeles | CA | $1,000,000 | $20,000,000 | 4 | Apr 12 | sec.gov |
| Citibot, Inc. | Other Technology | Charleston | SC | $993,999 | $993,999 | 18 | Apr 12 | sec.gov |
| Crescent Fund I LLC | REITS and Finance | Charleston | SC | $650,000 | $25,000,000 | 3 | Apr 12 | sec.gov |
| Roers Austin Apartments Partner LLC | Other Real Estate | Plymouth | MN | $580,000 | $24,000,000 | 6 | Apr 12 | sec.gov |
| Bio-AI Health Inc. | Biotechnology | Goffstown | NH | $500,000 | $2,750,000 | 1 | Apr 12 | sec.gov |
| Gaingels Minicircle LLC | Other | Burlington | VT | $458,511 | $458,511 | 45 | Apr 12 | sec.gov |
| Hello Hazel, Inc. | Retailing | New York | NY | $400,000 | $2,000,000 | 1 | Apr 12 | sec.gov |
| Algorithm Sciences, Inc. | Biotechnology | New York | NY | $350,000 | $23,500,000 | 2 | Apr 12 | sec.gov |
| Institute for Metabolic Education, LLC | Other Health Care | Pittsburgh | PA | $345,000 | $2,000,000 | 9 | Apr 12 | sec.gov |
| Clover Biopharmaceuticals, Ltd. | Biotechnology | Shanghai | $320,713 | $320,713 | 10 | Apr 12 | sec.gov | |
| Gaingels Protopia LLC | Other | Burlington | VT | $287,233 | $287,233 | 6 | Apr 12 | sec.gov |
| Inomagen Therapeutics, Inc. | Biotechnology | Chicago | IL | $200,000 | $6,626,079 | 4 | Apr 12 | sec.gov |
| Gaingels Rad AI LLC | Other | Burlington | VT | $188,881 | $188,881 | 19 | Apr 12 | sec.gov |
| Gaingels OverT Bio LLC (amended) | Other | Burlington | VT | $155,199 | $155,199 | 13 | Apr 12 | sec.gov |
| Stone Way Eateries, LLC | Other | Seattle | WA | $100,000 | $1,500,000 | 1 | Apr 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $81,513 | Indefinite | 2 | Apr 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $53,313 | Indefinite | 7 | Apr 12 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $26,455 | $50,000,000 | 0 | Apr 12 | sec.gov |
| Leadoff.ai, Inc. | Other | Los Angeles | CA | $25,000 | $300,000 | 1 | Apr 12 | sec.gov |
| Shingle Acquisition, LP (amended) | Other | Mckinney | TX | $41 | Indefinite | 41 | Apr 12 | sec.gov |
| WOLTERS KLUWER N V /FI | Other | Alphen Aan Den Rijn | $1 | Indefinite | 342 | Apr 12 | sec.gov | |
| NetSpeek Inc. | Computers | Watertown | MA | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| DERUN GROUP INC | Health Insurance | Denver | CO | $0 | $100,000,000 | 0 | Apr 12 | sec.gov |
| Mavin Fund I, LLC | Other | Covina | CA | $0 | $120,000,000 | 0 | Apr 12 | sec.gov |
| REDNELL PERFORMANCE FUND LLC | Other | Seattle | WA | $0 | $5,000,000 | 0 | Apr 12 | sec.gov |
| HPN Holdings, Inc. | Other | Orland Park | IL | $0 | $20,000,000 | 0 | Apr 12 | sec.gov |
| Austere Medicine Consultants LLC | Other Health Care | Joliet | IL | $0 | $1,000,000 | 0 | Apr 12 | sec.gov |
| LB Growth & Opportunity Fund XLIII, LLC | Other Real Estate | Scottsdale | AZ | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| Swan Delta Investments, LLC | Residential | Portage | MI | $0 | $8,000,000 | 0 | Apr 12 | sec.gov |
| Empire Funding I, LLC | Other Real Estate | Fairfield | CT | $0 | $2,600,000 | 0 | Apr 12 | sec.gov |
| Desert Growth SFR Fund I LLC | Residential | Tempe | AZ | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| ASP Flag Holdings LP | Other | New York | NY | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| GACW Inc | Manufacturing | Chandler | AZ | $0 | $5,000,000 | 0 | Apr 12 | sec.gov |
| PERIMETER CENTER FOR OUTPATIENT SURGERY LP | Other Health Care | Atlanta | GA | $0 | $784,797 | 0 | Apr 12 | sec.gov |
| POMERADO OUTPATIENT SURGICAL CENTER LP | Other Health Care | Escondido | CA | $0 | $493,560 | 0 | Apr 12 | sec.gov |
| VACCINEX, INC. | Pharmaceuticals | Rochester | NY | $0 | $1,474,520 | 4 | Apr 12 | sec.gov |
| REF Topco, Inc. (amended) | Other | New York | NY | $0 | Indefinite | 0 | Apr 12 | sec.gov |
April 15, 2024 · April 11, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.