Data / Form D filings / Apr 15
Form D filings, April 15, 2024: 70 companies raised $3.66 billion
70 operating companies filed a Form D on April 15, 2024, reporting $3.66 billion sold. Largest: NHIT: Credit Asset Trust ($3.31 billion), Penso Fund Platform SPC- Segregated Portfolio NCA #14 ($132.6 million), MCG Summerdance Phase I Investors, LLC ($33.8 million). The median filing is $1.6 million, and 154 pooled investment funds also filed that day.
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- 70Form D filings
- $3.66 billionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (9)
Most filings by state: CA 9, NY 7, TX 5, NC 4, GA 4. By industry: Other 18, Other Technology 10, Other Real Estate 6, Residential 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Credit Asset Trust (amended) | Investing | Boston | MA | $3,306,551,641 | Indefinite | 190 | Apr 15 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #14 (amended) | Investing | New York | NY | $132,550,000 | Indefinite | 6 | Apr 15 | sec.gov |
| MCG Summerdance Phase I Investors, LLC (amended) | Residential | Charlotte | NC | $33,834,007 | $35,000,000 | 288 | Apr 15 | sec.gov |
| Herrick Technology Laboratories, Inc. | Other Technology | Germantown | MD | $24,999,997 | $24,999,997 | 1 | Apr 15 | sec.gov |
| Freespira, Inc. | Other Health Care | Kirkland | WA | $22,578,792 | $22,578,792 | 14 | Apr 15 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $17,429,869 | $51,100,000 | 112 | Apr 15 | sec.gov |
| MCG South End Investors II, LLC (amended) | Residential | Charlotte | NC | $15,637,600 | $34,578,541 | 62 | Apr 15 | sec.gov |
| Layer2 Financial Holdings Inc. | Other | Toronto | $10,199,986 | $10,199,986 | 39 | Apr 15 | sec.gov | |
| Higgsfield Inc. | Other | Los Gatos | CA | $8,159,970 | $8,159,970 | 47 | Apr 15 | sec.gov |
| Opyn Health, Inc. | Other Health Care | Conshohocken | PA | $7,314,447 | $20,000,000 | 11 | Apr 15 | sec.gov |
| Tidal Foods, PBC | Manufacturing | San Francisco | CA | $5,669,967 | $5,669,967 | 16 | Apr 15 | sec.gov |
| Alphyn Biologics, Inc. | Biotechnology | Annapolis | MD | $5,172,484 | $5,172,484 | 18 | Apr 15 | sec.gov |
| Strike Photonics Inc. (amended) | Other Technology | Allen | TX | $5,075,000 | $20,000,000 | 40 | Apr 15 | sec.gov |
| West Oaks Amarillo 168, LLC | Commercial | Lehi | UT | $5,000,000 | $5,000,000 | 38 | Apr 15 | sec.gov |
| High Science, LLC | Other | Scottsdale | AZ | $5,000,000 | $5,000,000 | 22 | Apr 15 | sec.gov |
| 406 WILLOUGHBY FUNDING L.P. | Other Real Estate | Woodmere | NY | $4,500,000 | $4,500,000 | 15 | Apr 15 | sec.gov |
| Smartec Products LLC (amended) | Manufacturing | Phoenix | AZ | $4,405,000 | $6,000,000 | 40 | Apr 15 | sec.gov |
| CloudForge Inc. | Other Technology | New York | NY | $3,949,999 | $3,949,999 | 4 | Apr 15 | sec.gov |
| Madison Bees Ferry Road Pref, LLC (amended) | Residential | Charlotte | NC | $3,634,362 | $16,000,000 | 35 | Apr 15 | sec.gov |
| MEAD & HUNT COMPANIES, INC. | Other | Middleton | WI | $3,134,169 | $3,134,169 | 127 | Apr 15 | sec.gov |
| DUOS TECHNOLOGIES GROUP, INC. | Other Technology | Jacksonville | FL | $2,995,000 | $2,995,000 | 10 | Apr 15 | sec.gov |
| PG Jackson Investors II, LLC (amended) | Other Real Estate | Atlanta | GA | $2,875,000 | $7,700,000 | 14 | Apr 15 | sec.gov |
| Get Together AI, Inc. | Other Technology | Cincinnati | OH | $2,791,656 | $2,791,656 | 7 | Apr 15 | sec.gov |
| PSOF LO Sunnyvale Side Car, LLC (amended) | Other Real Estate | Atlanta | GA | $2,250,000 | $23,690,550 | 13 | Apr 15 | sec.gov |
| Idaho Copper Corp (amended) | Other | Boise | ID | $2,228,200 | $2,228,200 | 33 | Apr 15 | sec.gov |
| Pierrepont Therapeutics, Inc. | Pharmaceuticals | Brooklyn | NY | $2,109,876 | $5,859,876 | 2 | Apr 15 | sec.gov |
| Ocean Pines Communities, LLC | Residential | North Bend | OR | $1,780,000 | $1,780,000 | 15 | Apr 15 | sec.gov |
| Cone Software, Inc. (amended) | Other Technology | San Francisco | CA | $1,650,104 | $1,657,500 | 22 | Apr 15 | sec.gov |
| Skeema Inc (amended) | Computers | Pittsburgh | PA | $1,500,000 | $1,500,000 | 2 | Apr 15 | sec.gov |
| Sagacity DP LLC | Investing | Oklahoma City | OK | $1,270,380 | $2,604,000 | 4 | Apr 15 | sec.gov |
| Bazaar Growth Fund LLC | Retailing | Plano | TX | $1,150,000 | $5,000,000 | 7 | Apr 15 | sec.gov |
| Higala Technology Inc. | Other | El Segundo | CA | $1,000,000 | $1,000,000 | 2 | Apr 15 | sec.gov |
| Pitch Inc. | Other Technology | Costa Mesa | CA | $843,686 | $843,686 | 5 | Apr 15 | sec.gov |
| Vaya Space, Inc. | Other Technology | Cocoa | FL | $819,000 | $40,000,000 | 6 | Apr 15 | sec.gov |
| Re Mixers, Inc. | Manufacturing | Madison | WI | $800,000 | $2,800,000 | 1 | Apr 15 | sec.gov |
| Borealis Mining Co Ltd | Other | Toronto | $751,608 | $1,315,313 | 1 | Apr 15 | sec.gov | |
| PL - 2024 Predevelopment, LLC | Business Services | Charlotte | NC | $750,000 | $750,000 | 8 | Apr 15 | sec.gov |
| Eyes Wide Open Collective, Public Benefit LLC | Business Services | Boulder | CO | $700,000 | $5,550,000 | 14 | Apr 15 | sec.gov |
| BLUERIDGE FLEX BTR INVESTORS LLC | Commercial | Frisco | TX | $600,000 | $700,000 | 6 | Apr 15 | sec.gov |
| CNG 2024 STATIONS I, LLC | Energy Conservation | Oklahoma City | OK | $570,000 | $5,000,000 | 1 | Apr 15 | sec.gov |
| SAVANTZ AI LLC | Other | Carefree | AZ | $500,000 | $1,500,000 | 1 | Apr 15 | sec.gov |
| Impact Fossil Creek LLC | Residential | Peoria | AZ | $415,000 | $1,000,000 | 12 | Apr 15 | sec.gov |
| CCWP16 LLC | Commercial | Eagle | ID | $300,000 | Indefinite | 3 | Apr 15 | sec.gov |
| Mr. Irrelevant LLC | Other | Chicago | IL | $250,000 | $1,000,000 | 1 | Apr 15 | sec.gov |
| Lytng, LLC | Other | San Diego | CA | $250,000 | $250,000 | 11 | Apr 15 | sec.gov |
| ExoDexa Holdings Inc. | Other | Santa Monica | CA | $240,000 | $400,000 | 5 | Apr 15 | sec.gov |
| Civilization Spirits, LLC | Other | Taylor | MS | $150,000 | $1,020,505 | 2 | Apr 15 | sec.gov |
| Midnight Harvest LLC | Agriculture | Interlochen | MI | $150,000 | $150,000 | 2 | Apr 15 | sec.gov |
| Desert Hawk Gold Corp. | Other | Reno | NV | $147,500 | $147,500 | 6 | Apr 15 | sec.gov |
| PREIT Realty, LLC | REITS and Finance | Philadelphia | PA | $125,000 | $125,000 | 125 | Apr 15 | sec.gov |
| American Creek Resources Ltd. | Other | Cardston | $68,622 | $407,545 | 2 | Apr 15 | sec.gov | |
| STANDARD PREMIUM FINANCE HOLDINGS, INC. | Other Banking and Financial Services | Miami | FL | $62,500 | $10,000,000 | 2 | Apr 15 | sec.gov |
| OCIF ZAP PARTNERS 1, LLC | Other | Alpharetta | GA | $50,000 | $1,100,000 | 1 | Apr 15 | sec.gov |
| TS Investors, LLC | Insurance | Media | PA | $16,400 | $40,000 | 9 | Apr 15 | sec.gov |
| Mogotes Metals Inc. | Other | Toronto | $3,966 | $3,966 | 1 | Apr 15 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $2,573 | Indefinite | 1 | Apr 15 | sec.gov |
| INTEGRIS INDUSTRIAL DEVELOPMENT FUND, LLC | Other Real Estate | Irvine | CA | $0 | $15,000,000 | 0 | Apr 15 | sec.gov |
| HSR Camas Woods P2, LLC | Construction | Vancouver | WA | $0 | $4,000,000 | 0 | Apr 15 | sec.gov |
| HSR Paradise 4/5 Excavation LLC | Construction | Vancouver | WA | $0 | $3,000,000 | 0 | Apr 15 | sec.gov |
| Wise Capital LLC | Other Real Estate | Reno | NV | $0 | $50,000,000 | 0 | Apr 15 | sec.gov |
| Meet Perry, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Apr 15 | sec.gov |
| RPC 5402 South Congress Partners, LLC | Investing | Austin | TX | $0 | $40,000,000 | 0 | Apr 15 | sec.gov |
| Waith.io, Inc. (amended) | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Apr 15 | sec.gov |
| HASTA Strategic Multifamily Fund 2023, LP (amended) | Commercial | Lakewood Ranch | FL | $0 | Indefinite | 0 | Apr 15 | sec.gov |
| Stark Medical Resorts Inc (amended) | Other Health Care | Sheridan | WY | $0 | $365,000,000 | 0 | Apr 15 | sec.gov |
| ASC DENTAL VENTURES LLC | Other Health Care | Wilmington | DE | $0 | $298,000,000 | 0 | Apr 15 | sec.gov |
| Pymedix, Inc. | Other Health Care | Northfield | IL | $0 | $300,000 | 0 | Apr 15 | sec.gov |
| Comstock Inc. | Other Energy | Virginia City | NV | $0 | $250,000 | 0 | Apr 15 | sec.gov |
| RWHC, The Broadway Musical LLC | Other | New York | NY | $0 | $16,500,000 | 0 | Apr 15 | sec.gov |
| Shindigs, Inc. | Other Technology | Yancey | TX | $0 | $500,000 | 0 | Apr 15 | sec.gov |
April 16, 2024 · April 12, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.