Data / Form D filings / Apr 12
Form D filings, April 12, 2023: 87 companies raised $838.1 million
87 operating companies filed a Form D on April 12, 2023, reporting $838.1 million sold. Largest: Shingle Acquisition, LP ($288.5 million), Grizzly Resources Ltd. ($60 million), Lakewood Ranch SFR II DST ($55 million). The median filing is $2.1 million, and 131 pooled investment funds also filed that day.
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- 87Form D filings
- $838.1 millionreported sold
- $2.1 millionmedian amount sold
- TXmost filings (13)
Most filings by state: TX 13, CA 13, NY 9, AZ 6, CO 5. By industry: Other 26, Other Technology 19, Other Real Estate 10, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Shingle Acquisition, LP (amended) | Other | Mckinney | TX | $288,481,931 | Indefinite | 347 | Apr 12 | sec.gov |
| Grizzly Resources Ltd. | Oil and Gas | Calgary | $60,000,000 | $60,000,000 | 5 | Apr 12 | sec.gov | |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $54,996,661 | $62,589,462 | 141 | Apr 12 | sec.gov |
| Shingle Acquisition Holdings, Inc. (amended) | Other | Mckinney | TX | $54,028,042 | Indefinite | 248 | Apr 12 | sec.gov |
| Crossbow Therapeutics, Inc. | Biotechnology | Cambridge | MA | $37,568,164 | $80,000,000 | 15 | Apr 12 | sec.gov |
| Sierra Space Corp (amended) | Other | Broomfield | CO | $30,560,200 | Indefinite | 37 | Apr 12 | sec.gov |
| IFC Core Farmland Fund, LP | REITS and Finance | Raleigh | NC | $25,000,000 | Indefinite | 1 | Apr 12 | sec.gov |
| Thunderbird CC Land Partners, LLC | Construction | Carmel | IN | $24,850,001 | $24,850,001 | 124 | Apr 12 | sec.gov |
| Axios HQ Inc. (amended) | Other | Arlington | VA | $20,000,000 | $20,000,000 | 2 | Apr 12 | sec.gov |
| Utility Innovation Holdings, Inc. | Other Energy | Raleigh | NC | $19,755,137 | $19,755,137 | 14 | Apr 12 | sec.gov |
| NetBox Labs, Inc. | Other Technology | New York | NY | $18,350,000 | $20,000,000 | 26 | Apr 12 | sec.gov |
| Noya PBC | Other Technology | San Francisco | CA | $16,832,502 | $16,832,502 | 55 | Apr 12 | sec.gov |
| LEGACY ENERGY HOLDINGS I, LP | Other | Wyomissing | PA | $16,550,000 | $25,000,000 | 45 | Apr 12 | sec.gov |
| Elevate CDB, Inc. | Other Technology | Denver | CO | $15,499,999 | $15,499,999 | 4 | Apr 12 | sec.gov |
| Liquid Wire Inc. | Other Technology | Portland | OR | $14,249,999 | $14,255,253 | 2 | Apr 12 | sec.gov |
| Bizly, Inc. | Other Technology | Menlo Park | CA | $13,865,942 | $13,988,482 | 84 | Apr 12 | sec.gov |
| 2200 IH35 ROUNDROCK LLC (amended) | Residential | Plano | TX | $10,273,000 | $25,000,000 | 112 | Apr 12 | sec.gov |
| Franklin Flats Apartment Partners, LLC | Construction | Carmel | IN | $10,100,000 | $10,100,000 | 44 | Apr 12 | sec.gov |
| GATC HEALTH CORP (amended) | Other Technology | Irvine | CA | $10,000,000 | $10,600,000 | 154 | Apr 12 | sec.gov |
| 60 CEDAR FUNDING L.P. | Other Real Estate | Woodmere | NY | $7,000,000 | $7,000,000 | 22 | Apr 12 | sec.gov |
| NEFCO Acquisitions, Inc. | Other | Foster City | CA | $6,707,074 | $6,707,074 | 13 | Apr 12 | sec.gov |
| Ladera FW LP (amended) | Commercial | Dallas | TX | $6,635,000 | $10,250,000 | 28 | Apr 12 | sec.gov |
| Oblong, Inc. | Other Technology | Conifer | CO | $6,386,250 | $6,386,250 | 18 | Apr 12 | sec.gov |
| CIG WVA Investors LLC | Commercial | Norfolk | VA | $5,255,780 | $5,255,780 | 69 | Apr 12 | sec.gov |
| Newport Page II, LLC | Residential | Newport News | VA | $4,500,000 | $4,500,000 | 45 | Apr 12 | sec.gov |
| Fulcrum Technologies, Inc./NY | Other Technology | New York | NY | $4,474,998 | $4,500,000 | 18 | Apr 12 | sec.gov |
| ARC Tempe Investor LLC | Other Real Estate | Scottsdale | AZ | $4,360,000 | $4,360,000 | 35 | Apr 12 | sec.gov |
| Gross-Wen Technologies, Inc. (amended) | Other Technology | Slater | IA | $4,095,000 | $5,000,000 | 12 | Apr 12 | sec.gov |
| HippoML, Inc. | Other Technology | Kirkland | WA | $3,789,998 | $3,839,965 | 4 | Apr 12 | sec.gov |
| Gemini Bioproducts Holding, Inc. | Manufacturing | West Sacramento | CA | $3,500,000 | $3,500,000 | 13 | Apr 12 | sec.gov |
| Norlin JH Ltd | Commercial | London | $3,305,000 | $3,305,000 | 20 | Apr 12 | sec.gov | |
| Pomp Beauty, Inc. | Other | Denver | CO | $3,269,981 | $3,299,978 | 6 | Apr 12 | sec.gov |
| Sunset TCB LLC | Restaurants | Woodbury | NY | $2,500,000 | $2,500,000 | 13 | Apr 12 | sec.gov |
| 1433 Nelson Funding L.P. | Other Real Estate | Woodmere | NY | $2,500,000 | $2,500,000 | 15 | Apr 12 | sec.gov |
| Kebotix, Inc. | Other Technology | Cambridge | MA | $2,209,999 | $3,999,999 | 11 | Apr 12 | sec.gov |
| RE GROCERY, INC | Other | Los Angeles | CA | $2,137,859 | $2,500,000 | 4 | Apr 12 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $2,020,334 | $2,020,334 | 6 | Apr 12 | sec.gov |
| RTX Holdings, Inc. | Other Banking and Financial Services | New York | NY | $1,930,000 | $2,500,000 | 10 | Apr 12 | sec.gov |
| TNG 99LM, LP | Commercial | San Diego | CA | $1,778,500 | $2,000,000 | 13 | Apr 12 | sec.gov |
| RTX Holdings, Inc. | Other Banking and Financial Services | New York | NY | $1,750,000 | $3,000,000 | 12 | Apr 12 | sec.gov |
| Exsolve, Inc. | Other Technology | Minneapolis | MN | $1,570,000 | $8,700,000 | 4 | Apr 12 | sec.gov |
| Gaingels Fathom Radiant LLC (amended) | Other | Burlington | VT | $1,463,966 | $1,463,966 | 110 | Apr 12 | sec.gov |
| Gaingels Fathom Radiant LLC | Other | Burlington | VT | $1,463,966 | $1,463,966 | 110 | Apr 12 | sec.gov |
| Fraud Protection Network, Inc. | Other Technology | Aventura | FL | $1,250,000 | $1,250,000 | 6 | Apr 12 | sec.gov |
| REEM CAPITAL OK III, LP | Oil and Gas | Edmond | OK | $1,237,500 | $2,250,000 | 14 | Apr 12 | sec.gov |
| ARENA23 Chandler LLC | Retailing | Chandler | AZ | $960,000 | $2,110,000 | 6 | Apr 12 | sec.gov |
| Upbound.ai, Inc. | Other Technology | San Francisco | CA | $900,000 | $1,000,000 | 2 | Apr 12 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $886,970 | $2,068,839 | 93 | Apr 12 | sec.gov |
| Peak Pinewood Trace, LLC | Other Real Estate | Hurst | TX | $825,000 | $1,500,000 | 5 | Apr 12 | sec.gov |
| Springs, LLC | Other | Mercer Island | WA | $689,969 | $1,397,500 | 12 | Apr 12 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $673,997 | $1,339,839 | 89 | Apr 12 | sec.gov |
| KRE FUND, LLC | Other Real Estate | Bakersfield | CA | $620,000 | $25,000,000 | 14 | Apr 12 | sec.gov |
| IX Power Clean Water, Inc. (amended) | Other | Golden | CO | $610,084 | $1,210,084 | 21 | Apr 12 | sec.gov |
| Western Wealth Capital LXI US Investor, LP (amended) | Residential | Phoenix | AZ | $512,889 | $1,085,723 | 104 | Apr 12 | sec.gov |
| Jacob & Sons, LLC (amended) | Other | Portland | OR | $503,767 | $600,000 | 11 | Apr 12 | sec.gov |
| Nampa Renal Construction LLC | Commercial | Dallas | TX | $465,800 | $465,800 | 5 | Apr 12 | sec.gov |
| Dividenz SPV 9 LLC | Other Real Estate | Aventura | FL | $455,000 | $1,369,863 | 0 | Apr 12 | sec.gov |
| Coworks, Inc. | Other | Raleigh | NC | $357,384 | $500,000 | 2 | Apr 12 | sec.gov |
| Revolin Sports LLC | Other | Holland | MI | $317,840 | $317,840 | 5 | Apr 12 | sec.gov |
| Next Frontier Real Estate Holdings QOZ LLC | Commercial | Austin | TX | $289,000 | $50,000,000 | 1 | Apr 12 | sec.gov |
| Mosie Inc. | Other Health Care | Austin | TX | $200,000 | $1,000,000 | 2 | Apr 12 | sec.gov |
| LEONAS CAPITAL & ADVISORY III LLC - ATHENA SERIES | Business Services | Las Vegas | NV | $150,000 | $150,000 | 13 | Apr 12 | sec.gov |
| Gaingels Galileo 2022 LLC | Other | Burlilngton | VT | $114,893 | $114,893 | 10 | Apr 12 | sec.gov |
| Gaingels Orange Grove Bio LLC | Other | Burlington | VT | $104,026 | $104,026 | 5 | Apr 12 | sec.gov |
| PPGE Healthcare LP | Other Health Care | Sugar Land | TX | $100,000 | $5,000,000 | 1 | Apr 12 | sec.gov |
| CWS VOLENTE, L.P. | Other Real Estate | Newport Beach | CA | $100,000 | $13,000,000 | 2 | Apr 12 | sec.gov |
| Immersive Education LLC | Other | Pasadena | CA | $90,000 | $90,000 | 2 | Apr 12 | sec.gov |
| Ikonos Analytics LLC | Other Technology | Columbus | OH | $50,000 | $1,500,000 | 1 | Apr 12 | sec.gov |
| L1 PET Management SCSp (amended) | Other | Luxembourg | $35,027 | $157,424 | 9 | Apr 12 | sec.gov | |
| Crown Niobrara #3 Joint Venture | Oil and Gas | Carrollton | TX | $34,250 | $6,028,000 | 2 | Apr 12 | sec.gov |
| Itaconix Plc | Other Technology | Stratham | NH | $10,000 | $10,000 | 2 | Apr 12 | sec.gov |
| Royal Equity Partners, LLC | Other | Magnolia | TX | $0 | $5,800,000 | 0 | Apr 12 | sec.gov |
| Shopoff Fund VIII, LP | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Apr 12 | sec.gov |
| Santa Rita Village LLC | Other | Mesa | AZ | $0 | $1,200,000 | 0 | Apr 12 | sec.gov |
| Pine State Infrastructure Fund VI, LP | Other | Little Rock | AR | $0 | $52,800,000 | 0 | Apr 12 | sec.gov |
| FIG - ALVIN INDUSTRIAL, LLC | Other Real Estate | Fort Worth | TX | $0 | $1,400,000 | 0 | Apr 12 | sec.gov |
| MACP PIC, LLC | Residential | Irmo | SC | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| UPC Fund, LLC | Residential | Smithfield | UT | $0 | $25,000,000 | 1 | Apr 12 | sec.gov |
| Athletes Unlimited, PBC | Other | New York | NY | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Apr 12 | sec.gov |
| GATC HEALTH CORP (amended) | Other Technology | Irvine | CA | $0 | $10,000,000 | 0 | Apr 12 | sec.gov |
| MakuSafe Corp. | Other Technology | West Des Moines | IA | $0 | $7,000,000 | 0 | Apr 12 | sec.gov |
| HealthEast Surgery Center-Maplewood, LLC | Other Health Care | Maplewood | MN | $0 | $61,929 | 0 | Apr 12 | sec.gov |
| Wander.com, Inc. | Other Technology | Austin | TX | $0 | $10,099,994 | 0 | Apr 12 | sec.gov |
| Inch & Co. Cascade Fund I LLC | Commercial | York | PA | $0 | $150,000,000 | 0 | Apr 12 | sec.gov |
| REF Topco, Inc. (amended) | Other | New York | NY | $0 | Indefinite | 0 | Apr 12 | sec.gov |
| Pebb 110 Holding Manager, LLC | Commercial | Boca Raton | FL | $0 | $3,500,000 | 0 | Apr 12 | sec.gov |
April 13, 2023 · April 11, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.